ClinicalTrials.gg
CompletedNCT02062827M032-HSV-1Updated Nov 4, 2026Results posted

Genetically Engineered HSV-1 Phase 1 Study for the Treatment of Recurrent Malignant Glioma

A Phase 1 interventional study of M032 (NSC 733972) in Recurrent Glioblastoma Multiforme, Progressive Glioblastoma Multiforme and Anaplastic Astrocytoma or Gliosarcoma, sponsored by University of Alabama at Birmingham. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-11-04.

Sponsored by University of Alabama at Birmingham · Phase 1, Interventional, and Treatment

Updated Nov 4, 2026Now CompletedStudy completion movedGo to Updates ↓
Phase
Phase 1
Study type
Interventional
Enrollment
29
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

To determine the safety and tolerability of the maximum dose for laboratory engineered Herpes Simplex Virus-1 in patients who would not be eligible for surgical resection of recurrent glioma To determine the safety and tolerability of the maximum dose for laboratory engineered Herpes Simples Virus-1 in patients who would benefit from surgical resection of recurrent glioma

Read the detailed description

M032 is a second-generation oncolytic herpes simplex virus (oHSV) that is conditionally replication competent; that is, similar to G207, a first generation oHSV, it can replicate in tumor cells, but not in normal cells, thus killing the tumor cells directly through this process. Replication of M032 in the tumor itself not only kills the infected tumor cells, but causes the tumor cell to act as a factory to produce new virus. These virus particles are released as the tumor cell dies, and can then proceed to infect other tumor cells in the vicinity, and continue the process of tumor kill. In addition to this direct oncolytic activity, the virus carries a therapeutic payload--acting as a gene therapy vector, too--and causes the tumor cell to synthesize and secrete an immunity-stimulating protein called Interleukin-12 (IL-12) before it is killed. This IL-12 is released and promotes an immune response against surviving tumor cells, which increases the antitumor effect of the therapy. The IL-12 that is expressed can also produce an anti-angiogenic effect, by interfering with the production of new tumor blood vessels necessary to allow tumor growth. Anti-angiogenic therapies potentially starve the tumor of necessary oxygen and nutrients. Thus, the M032 oHSV produces three different potential mechanisms for antitumor effects. The virus has also been genetically-engineered to minimize the production of any toxic effects for the patient receiving the therapy.

02

Conditions studied

  • Recurrent Glioblastoma Multiforme
  • Progressive Glioblastoma Multiforme
  • Anaplastic Astrocytoma or Gliosarcoma

Keywords

  • Glioma
  • Virus
  • Oncolytic virus
  • Gene therapy
  • Immunotherapy
  • Brain Tumors
03

In context

Glioblastoma

2,132 studies on the registry are indexed under Glioblastoma; 464 are open to participants now.

This study's enrollment of 29 is below the median of 36 across 1,753 interventional studies indexed under Glioblastoma.

Browse Glioblastoma studies →

Lead sponsor

University of Alabama at Birmingham is the lead sponsor of 1,421 studies on the registry; 277 are open to participants now.

Of its 164 completed or terminated interventional studies of FDA-regulated products, 130 (79%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Patients must have or cytologically confirmed glioblastoma multiforme, anaplastic astrocytoma, or gliosarcoma.
  • Prior therapy: Patients must have failed external beam radiotherapy to the brain, and if eligible and tolerated, undergone appropriate treatment with temozolomide chemotherapy. All radiation and additional chemotherapies must have been completed at least 4 weeks prior to enrollment. Prior therapy with nitrosoureas must have been completed at least 6 weeks prior to enrollment.
  • Age ≥18 years (age of majority for clinical trials in Alabama). Because no dosing or adverse event data are currently available on the use of M032 in patients \<18 years of age, children are excluded from this study but will be eligible for future pediatric phase 1 single-agent trials.
  • Performance Status ≥70%
  • of greater than 4 weeks.
  • Patients must have normal organ and marrow function as defined below:

    • Leukocytes: >3,000/μl
    • : >1,500/μl
    • : >100,000/μl
    • total within normal institutional limits
    • (SGOT)(aspartate aminotransferase)/ALT(SGPT)(alanine aminotransferase): \<2.5 X institutional
    • creatinine within normal institutional limits OR
    • : >60 mL/min/1.73 m2 for patients with creatinine levels above institutional normal.
  • Residual lesion must be ≥1.0 cm and \< 5.5 cm in diameter without bilateral extension through the corpus callosum as determined by MRI as this is a locally delivered treatment. These parameters will be re-evaluated on imaging done on the day of catheter implantation and if the lesion no longer meets.
  • The effects of M032 on the developing human fetus are unknown. For this reason, women of and men must agree to use adequate prior to study entry and for the first six months after receiving M032. Because it is currently unknown if M032 can be transmitted by sexual contact, a barrier method of birth control must be employed and for six (6) months following the administration of the study drug. Should a woman become pregnant while participating in this study, she should inform her treating physician immediately. For two weeks after receiving M032, subjects should avoid intimate contact with pregnant women, infants and young children and individuals with decreased immunity (ability to fight infection). Subjects should also refrain from donating blood during the trial
  • Ability to understand and the willingness to sign a written document.
  • Females of childbearing potential must not be pregnant; this will be confirmed by a negative serum pregnancy test within 14 days prior to starting study treatment.
  • use is allowed as long as dose has not increased within 2 weeks of scheduled M032 administration. Whenever possible, the patient should be on a steroid dose that is equivalent to a dexamethasone dose of ≤ 2mg daily at the time of treatment.

Exclusion criteria

Exclusion Criteria

  • Patients who have had chemotherapy, cytotoxic therapy, immunotherapy within 4 weeks prior to entering the study (6 weeks for nitrosoureas), surgical resection within 4 weeks prior to entering the study, or have received experimental viral therapy or gene therapy at any time (e.g., adenovirus, retrovirus or herpes virus protocol). However, this does not preclude re-treatment with M032 at a later date.
  • Patients who have not recovered from adverse events due to therapeutic interventions administered more than 4 weeks earlier.
  • Patients may not be receiving any other agents.
  • History of allergic reactions attributed to compounds of similar biologic composition to M032 or to IL-12.
  • Tumor involvement which would require ventricular, brainstem, basal ganglia, or posterior fossa inoculation or would require access through a ventricle in order to deliver treatment. Also, since M032 is a local treatment, patients whose tumors have bilateral extension through the corpus callosum, those with actively growing multifocal disease by MRI, and/or CSF dissemination/ , are ineligible.
  • Prior history of encephalitis, multiple sclerosis, or other CNS infection.
  • Required increase within 2 weeks of scheduled M032 administration. When possible, the patient should be on a dexamethasone equivalent dose of ≤ 2mg daily at the time of treatment.
  • Active oral herpes lesion.
  • Concurrent therapy with any drug active against HSV (acyclovir, valacyclovir, penciclovir, famciclovir, gancyclovir, foscarnet, cidofovir).
  • Uncontrolled intercurrent illness including, but not limited to ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or any other medical condition that precludes surgery. Also, psychiatric illness/social situations that would limit compliance with study requirements.
  • Excluded patient groups

    • Pregnant women are excluded from this study because M032 is a viral oncolytic therapy with unknown potential for teratogenic or abortifacient effects. Because there is an unknown but potential risk for adverse events in nursing infants secondary to treatment of the mother with M032, breastfeeding women will not be included in the study.
    • Because patients with immune deficiency will be unable to mount the anticipated immune response underlying this therapeutic rationale, -seropositive patients are excluded from this study. Other treatment studies for this disease that are less dependent on the patients' immune response are more appropriate for HIV-seropositive patients.
  • Patients with known history of allergic reaction to IV contrast material that is not amenable to pre-treatment by University of Alabama at Birmingham protocol.
  • Patients with pacemakers, ferro-magnetic aneurysm clips, metal infusion pumps, metal or shrapnel fragments or certain types of stents.
  • Receipt of Gliadel Therapy.
  • (Receipt of Bevacizumab (Avastin) therapy within 4 weeks of scheduled M032 administration. (Receipt of Bevacizumab (Avastin) greater than 4 weeks of scheduled M032 administration does not exclude patient.)
  • Any other reason the investigator deems subject is unfit for participation in the study.
Terms in these criteria, in plain language(16)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Histologically or cytologically confirmed

The diagnosis was confirmed by looking at a sample under a microscope: tissue from a biopsy or surgery (histology), or cells from a fluid or needle sample (cytology).

Your pathology report is the document that shows this.

Karnofsky performance status (KPS)

A 0–100 scale of how well someone can carry out everyday activities. 100 is no complaints and no signs of illness; 70 is able to look after yourself but not to work or keep up normal activity; 50 is needing considerable help and frequent medical care.

Studies often ask for 60 or 70 and above. Your doctor gives the score.

Life expectancy

The study doctor’s estimate of how long someone is likely to live. Criteria use it so that people can stay in the study long enough for it to answer its question.

Absolute neutrophil count (ANC)

The number of neutrophils, white blood cells that help fight infection, in a given amount of blood. Too few raises the risk of infection.

It is a count, not a percentage of the white cells. Limits are written in units that mean the same: ≥ 1.5 × 10⁹/L is ≥ 1,500 per mm³ (µL). Each lab has its own reference range.

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

Bilirubin

A yellow substance made when red blood cells are broken down, which the liver clears. A high level can mean a problem with the liver or the bile ducts.

Criteria often allow more for people with Gilbert’s syndrome, a harmless inherited condition that raises bilirubin.

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

Creatinine clearance (CrCl)

How quickly the kidneys clear creatinine, a waste product, from the blood. A study may estimate it from a blood test with age, weight and sex (often by the Cockcroft–Gault formula), or measure it using blood and urine collected over a set time. Given in mL/min; higher is better.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Leptomeningeal disease

Cancer that has spread to the leptomeninges, the thin layers covering the brain and spinal cord, and the fluid between them. It is not the same as brain metastases.

Criteria often treat it separately, and many studies leave it out even where treated brain metastases are allowed.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
29 participants (actual)

Study arms

  • Experimental
    Group A single dose of HSV-1 (M032)

    single dose of HSV-1 (M032) infused through catheters into region(s) of tumor defined by MRI

    Biological: M032 (NSC 733972)

Interventions

  • A single dose of HSV-1 (M032) infused through catheters into region(s) of tumor defined by MRI

06

What researchers measure

Primary outcomes

  1. Maximum Tolerated Dose (MTD) of M032

    Time frame: baseline to12 months

Secondary outcomes

  1. Time to Progression Assessment

    Time frame: baseline to 12 months

  2. The Time of Survival Assessment

    Time frame: baseline to 12 months

  3. The Time of Biologic Assessment

    Time frame: baseline to 12 months

07

Results

Posted Feb 2, 2024

Participant flow

Participant flow — Overall Study
Milestone10^5 Single Dose of HSV-1 (M032)10^6 Single Dose of HSV-1 (M032)10^7 Single Dose of HSV-1 (M032)10^7.5 Single Dose of HSV-1 (M032)10^8 Single Dose of HSV-1 (M032)10^8.5 Single Dose of HSV-1 (M032)10^9 Single Dose of HSV-1 (M032)Screen Fails
Started41126168
Completed00000110
Not completed41126058
Withdrew: Death10000000
Withdrew: Withdrawal by subject31126050
Withdrew: Screen fail00000008

Outcome measures

PrimaryMaximum Tolerated Dose (MTD) of M032
Time frame:
baseline to12 months
Reported as:
Number · plaque-forming units (PFU)
Maximum Tolerated Dose (MTD) of M032
plaque-forming units (PFU)Single Dose of HSV-1 (M032)
Maximum Tolerated Dose (MTD) of M0321000000000
SecondaryTime to Progression Assessment
Time frame:
baseline to 12 months

Results for this outcome have not been posted.

SecondaryThe Time of Survival Assessment
Time frame:
baseline to 12 months

Results for this outcome have not been posted.

SecondaryThe Time of Biologic Assessment
Time frame:
baseline to 12 months

Results for this outcome have not been posted.

Adverse events

Collected over 12 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
10^5 Single Dose of HSV-1 (M032)4/4 (100%)0/4 (0%)4/4 (100%)
10^6 Single Dose of HSV-1 (M032)1/1 (100%)0/1 (0%)0/1 (0%)
10^7 Single Dose of HSV-1 (M032)1/1 (100%)0/1 (0%)0/1 (0%)
10^7.5 Single Dose of HSV-1 (M032)2/2 (100%)1/2 (50%)2/2 (100%)
10^8 Single Dose of HSV-1 (M032)6/6 (100%)1/6 (16.7%)6/6 (100%)
10^8.5 Single Dose of HSV-1 (M032)1/1 (100%)1/1 (100%)1/1 (100%)
10^9 Single Dose of HSV-1 (M032)4/6 (66.7%)2/6 (33.3%)6/6 (100%)
Most frequent serious events
Showing 10 of 16
Most frequent serious events
Event10^5 Single Dose of HSV-1 (M032)10^6 Single Dose of HSV-1 (M032)10^7 Single Dose of HSV-1 (M032)10^7.5 Single Dose of HSV-1 (M032)10^8 Single Dose of HSV-1 (M032)10^8.5 Single Dose of HSV-1 (M032)10^9 Single Dose of HSV-1 (M032)
HypertensionVascular disorders0/40/10/10/20/61/10/6
Surgical wound not healingSurgical and medical procedures0/40/10/10/20/61/10/6
FatigueGeneral disorders0/40/10/11/20/60/10/6
HeadacheGeneral disorders0/40/10/11/20/60/10/6
AspirationRespiratory, thoracic and mediastinal disorders0/40/10/10/21/60/10/6
Cerebral HerniationNervous system disorders0/40/10/10/21/60/10/6
ComaNervous system disorders0/40/10/10/21/60/10/6
HyponatremiaVascular disorders0/40/10/10/20/60/11/6
Intracranial Infection - intraduralNervous system disorders0/40/10/10/21/60/10/6
Left HemiplegiaNervous system disorders0/40/10/10/21/60/10/6
Most frequent other events
Showing 10 of 83
Most frequent other events
Event10^5 Single Dose of HSV-1 (M032)10^6 Single Dose of HSV-1 (M032)10^7 Single Dose of HSV-1 (M032)10^7.5 Single Dose of HSV-1 (M032)10^8 Single Dose of HSV-1 (M032)10^8.5 Single Dose of HSV-1 (M032)10^9 Single Dose of HSV-1 (M032)
Ear InfectionEar and labyrinth disorders0/40/10/10/20/61/10/6
Nausea & vomitingGastrointestinal disorders0/40/10/10/21/61/10/6
Gait DisturbanceNervous system disorders3/40/10/10/20/60/11/6
Blurred VisionEye disorders0/40/10/11/20/60/10/6
DiarrheaGastrointestinal disorders0/40/10/11/20/60/10/6
EpistaxisRespiratory, thoracic and mediastinal disorders0/40/10/11/20/60/10/6
FallInjury, poisoning and procedural complications1/40/10/11/23/60/12/6
Left arm & Right leg painGeneral disorders0/40/10/11/20/60/10/6
Pain & swelling L foot/ankle gout flare upGeneral disorders0/40/10/11/20/60/10/6
Rash to armsSkin and subcutaneous tissue disorders0/40/10/11/20/60/10/6

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)10^5 Single Dose of HSV-1 (M032)10^6 Single Dose of HSV-1 (M032)10^7 Single Dose of HSV-1 (M032)10^7.5 Single Dose of HSV-1 (M032)10^8 Single Dose of HSV-1 (M032)10^8.5 Single Dose of HSV-1 (M032)10^9 Single Dose of HSV-1 (M032)Screen FailsTotal
<=18 years000000000
Between 18 and 65 years4112515726
>=65 years000010113
Age, Continuous
Age, Continuous(years)10^5 Single Dose of HSV-1 (M032)10^6 Single Dose of HSV-1 (M032)10^7 Single Dose of HSV-1 (M032)10^7.5 Single Dose of HSV-1 (M032)10^8 Single Dose of HSV-1 (M032)10^8.5 Single Dose of HSV-1 (M032)10^9 Single Dose of HSV-1 (M032)Screen FailsTotal
Mean40 ± 48.4539 ± 48.4556 ± 48.4542.5 ± 48.4552.67 ± 48.4556 ± 48.4548.83 ± 48.4550 ± 48.549.07 ± 48.45
Sex: Female, Male
Sex: Female, Male(Participants)10^5 Single Dose of HSV-1 (M032)10^6 Single Dose of HSV-1 (M032)10^7 Single Dose of HSV-1 (M032)10^7.5 Single Dose of HSV-1 (M032)10^8 Single Dose of HSV-1 (M032)10^8.5 Single Dose of HSV-1 (M032)10^9 Single Dose of HSV-1 (M032)Screen FailsTotal
Female201011027
Male2102506622
Race (NIH/OMB)
Race (NIH/OMB)(Participants)10^5 Single Dose of HSV-1 (M032)10^6 Single Dose of HSV-1 (M032)10^7 Single Dose of HSV-1 (M032)10^7.5 Single Dose of HSV-1 (M032)10^8 Single Dose of HSV-1 (M032)10^8.5 Single Dose of HSV-1 (M032)10^9 Single Dose of HSV-1 (M032)Screen FailsTotal
American Indian or Alaska Native000000000
Asian000000000
Native Hawaiian or Other Pacific Islander000000000
Black or African American000000000
White4112616829
More than one race000000000
Unknown or Not Reported000000000
Region of Enrollment
Region of Enrollment(participants)10^5 Single Dose of HSV-1 (M032)10^6 Single Dose of HSV-1 (M032)10^7 Single Dose of HSV-1 (M032)10^7.5 Single Dose of HSV-1 (M032)10^8 Single Dose of HSV-1 (M032)10^8.5 Single Dose of HSV-1 (M032)10^9 Single Dose of HSV-1 (M032)Screen FailsTotal
United States4112616829
08

Study locations

1 site
  • University of Alabama at Birmingham
    Birmingham, Alabama 35294, United States
09

References and documents

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

10

Updates

1 registry update since Sep 25, 2026
Status
Active, not recruiting→Completed
changed Nov 4, 2026
Study completion
Sep 2027→Sep 2026 (actual)
Nov 4, 2026
Show all 1 update
  1. Nov 4, 2026
    Active, not recruiting→Completed
    Study completion Sep 2027→Sep 2026 (now actual)
    + 2 other changes: identifiers and verification date

From the registry record's own update history. This site started tracking changes on Sep 25, 2026; for anything earlier, see the record history on ClinicalTrials.gov ↗

11

Registry details

Key details

Study ID
NCT02062827
Responsible party
James Markert, MD (Principal Investigator, University of Alabama at Birmingham) — Principal investigator
First posted
Feb 14, 2014
Start date
Nov 25, 2013
Primary completion
Sep 2022
Completion
Sep 2026
Results posted
Feb 2, 2024
Last update
Nov 4, 2026

Study contacts

James M. Markert, MD
principal investigator · University of Alabama at Birmingham

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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Studies of the drug tested here: IL-12-expressing HSV-1 NSC 733972

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