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Active, not recruitingNCT03346343PUFFORUpdated Jan 27, 2026Results posted

Pulmonary Function Using Non-invasive Forced Oscillometry

An interventional study of Non-invasive forced airway oscillometry in Infant, Premature, Diseases, Infant, Newborn, Diseases and Bronchopulmonary Dysplasia, sponsored by University of Alabama at Birmingham. Active, not recruiting at 1 site in United States. Open to participants aged 1 Day to 2 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2026-01-27.

Sponsored by University of Alabama at Birmingham · Not applicable, Interventional, and Diagnostic

Phase
Not applicable
Study type
Interventional
Enrollment
600
Allocation
Not applicable
Ages
1 Day to 2 Years
Sex
All
01

Study summary

The purpose of this observational study is to measure pulmonary function in term and preterm infants with and without pulmonary disease including respiratory distress syndrome, bronchopulmonary dysplasia, transient tachypnea of the newborn, meconium aspiration syndrome, and response to treatments given to newborn infants with lung diseases using a non-invasive airway oscillometry system.

Read the detailed description

TremoFlo™ N-100 (For Investigational Use Only) Airwave Oscillometry System™ (THORASYS Thoracic Medical Systems Inc. Montreal, Quebec, Canada) is a technology for measuring lung mechanics without patient effort. Pulmonary function testing using flow-volume and lung volumes is one of the most widely used tests to objectively measure lung function in adults. Such measurements are dependent on effort and coordination by the patient which is not possible for newborn infants. The minimum age for spirometry is typically 6 years to master the technique. Therefore, newborn infants usually require forced exhalation, flow interruption, and often sedation/anesthesia in order to obtain accurate pulmonary function measurements. Infant pulmonary function testing can be time-consuming and expensive to perform in newborn infants. This has limited the utilization of this potentially informative method of studying lung function. Measurements of lung function will be particularly informative during transition from having lungs filled with fluid during intra-uterine life to having lungs filled with air in extra-uterine life in preterm and term babies without lung disease, as well as in newborn infants with lung diseases including respiratory distress syndrome, bronchopulmonary dysplasia, transient tachypnea of the newborn, meconium aspiration syndrome, and after the effects of treatments given to newborn infants with lung diseases.

The TremoFlo device uses the forced oscillation technique during spontaneous infant breathing and notably does not require any sedation to perform. The forced oscillation technique measures lung function by superimposing a gentle multi-frequency airwave onto the infant's respiratory airflow while the infant breathes spontaneously. Only a short period of breathing is required to obtain a reliable measurement of airway resistance and reactance. Oscillometry has been successfully utilized to quantify lung function in asthmatic children and adults with chronic obstructive pulmonary disease, but never previously in infants. This proposal brings this non-invasive technique of measuring lung function to the neonatal population to identify changes in respiratory mechanics between term and pre-term gestations and quantify fluctuations in infant lung function in response to disease progression and therapeutic intervention. The ease of oscillometry that only requires tidal breathing eliminates the need for patient cooperation and maneuvers that previously excluded lung function testing in the neonatal intensive care unit. This proposal will evaluate the feasibility and clinical value of oscillometry in newborns, both to detect changes in premature compared to full-term gestations as well as disease cohorts by introducing functional measures of lung function to bedside care.

02

Conditions studied

  • Infant, Premature, Diseases
  • Infant, Newborn, Diseases
  • Bronchopulmonary Dysplasia
  • Respiratory Distress Syndrome, Newborn
  • Meconium Aspiration Syndrome
  • Transient Tachypnea of the Newborn
03

In context

Infant, Premature, Diseases

88 studies on the registry are indexed under Infant, Premature, Diseases; 12 are open to participants now.

This study's enrollment of 600 is above the median of 63 across 57 interventional studies indexed under Infant, Premature, Diseases.

Browse Infant, Premature, Diseases studies →

Lead sponsor

University of Alabama at Birmingham is the lead sponsor of 1,421 studies on the registry; 277 are open to participants now.

Of its 164 completed or terminated interventional studies of FDA-regulated products, 130 (79%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
1 Day to 2 Years
Sexes eligible
All
Accepts healthy volunteers
Yes

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Infants with gestational age at least 22 weeks at birth
  • Infants off ventilator/continuous positive airway pressure ≥ 12 hours
  • Infants whose parents/legal guardians have provided consent

Exclusion criteria

Exclusion Criteria:

  • Infants with major malformation
  • Infants with a neuromuscular condition that affects respiration
  • Infants with terminal illness
  • Infants with a decision made to withhold or limit support
05

Study design

Phase
Not applicable
Primary purpose
Diagnostic
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
600 participants (actual)

Study arms

  • Experimental
    Non-invasive forced airway oscillometry

    Analyze lung function using forced airway oscillometry in preterm infants and term infants with and without lung disease with both cross-sectional and longitudinal comparisons. Aim 1: Lung function in term and preterm infants without lung disease (anticipated n=264) Aim 2: Lung function in preterm infants with respiratory distress syndrome (RDS) who develop bronchopulmonary dysplasia (BPD) and preterm infants with RDS who do not develop BPD (anticipated n=264) Aim 3: Lung function measurements in infants with common neonatal lung diseases (including RDS, BPD, meconium aspiration syndrome, and transient tachypnea of the newborn) and controls without lung disease (anticipated n=570) Aim 4: Lung function in infants with lung disease before and after common therapeutic interventions

    Device: Non-invasive forced airway oscillometry

Interventions

  • DeviceNon-invasive forced airway oscillometry

    This is a non-invasive device will measure lung function in spontaneously breathing infants. Infants will have a cushioned mask placed on his/her face and the device will take measurements as the infant breathes normally.

06

What researchers measure

Primary outcomes

  1. Area Under the Reactance Curve (AXR)

    AXR as the measure of overall measure of reactance of the respiratory system quantified by oscillometry and measured in cmH2O/L

    Time frame: 40 weeks' postmenstrual age or discharge until 2 years

Secondary outcomes

  1. R7-20

    Difference between resistance at 7 Hz and 20 Hz in the respiratory system quantified by oscillometry and measured in cmH2O·s/L

    Time frame: 40 weeks' postmenstrual age or discharge until 2 years

  2. R7

    Resistance at 7 Hz in the respiratory system quantified by oscillometry and measured in cmH2O·s/L

    Time frame: 40 weeks' postmenstrual age or discharge until 2 years

  3. X7

    Reactance at 7 Hz in the respiratory system quantified by oscillometry and measured in cmH2O·s/L

    Time frame: 40 weeks' postmenstrual age or discharge until 2 years

  4. Longer-term Pulmonary Outcomes

    Severe morbidity: respiratory support including or CPAP or ventilation or tracheostomy; moderate morbidity: supplemental oxygen; treatment with daily pulmonary medications; ≥2 rehospitalizations for respiratory illness; ≥3 episodes of wheeze ≥2 weeks apart; mild morbidity: treatment with intermittent pulmonary medications; ≥2 episodes of wheeze ≥2 weeks apart; ≥2 medical visits for respiratory illness ≥2 weeks apart; 1 rehospitalization for respiratory illness)

    Time frame: Up to 2 years

07

Results

Posted Jan 27, 2026

Participant flow

Participant flow — Overall Study
MilestoneBronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControl
Started13322894145
Completed13322894145
Not completed0000

Outcome measures

PrimaryArea Under the Reactance Curve (AXR)

AXR as the measure of overall measure of reactance of the respiratory system quantified by oscillometry and measured in cmH2O/L

Time frame:
40 weeks' postmenstrual age or discharge until 2 years
Reported as:
Mean · cmH2O/L
Area Under the Reactance Curve (AXR)
cmH2O/LBronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControl
Area Under the Reactance Curve (AXR)733 ± 257599 ± 212495 ± 159385 ± 198
SecondaryR7-20

Difference between resistance at 7 Hz and 20 Hz in the respiratory system quantified by oscillometry and measured in cmH2O·s/L

Time frame:
40 weeks' postmenstrual age or discharge until 2 years
Reported as:
Mean · cmH2O·s/L
R7-20
cmH2O·s/LBronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControl
R7-2024 ± 1020 ± 817 ± 613 ± 9
SecondaryR7

Resistance at 7 Hz in the respiratory system quantified by oscillometry and measured in cmH2O·s/L

Time frame:
40 weeks' postmenstrual age or discharge until 2 years
Reported as:
Mean · cmH2O·s/L
R7
cmH2O·s/LBronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControl
R756 ± 1651 ± 1346 ± 940 ± 13
SecondaryX7

Reactance at 7 Hz in the respiratory system quantified by oscillometry and measured in cmH2O·s/L

Time frame:
40 weeks' postmenstrual age or discharge until 2 years
Reported as:
Mean · cmH2O·s/L
X7
cmH2O·s/LBronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControl
X7-53 ± 21-45 ± 16-39 ± 10-34 ± 13
SecondaryLonger-term Pulmonary Outcomes

Severe morbidity: respiratory support including or CPAP or ventilation or tracheostomy; moderate morbidity: supplemental oxygen; treatment with daily pulmonary medications; ≥2 rehospitalizations for respiratory illness; ≥3 episodes of wheeze ≥2 weeks apart; mild morbidity: treatment with intermittent pulmonary medications; ≥2 episodes of wheeze ≥2 weeks apart; ≥2 medical visits for respiratory illness ≥2 weeks apart; 1 rehospitalization for respiratory illness)

Time frame:
Up to 2 years

Results for this outcome have not been posted.

Adverse events

Collected over During oscillometry testing from beginning of test until completion of test up to 30 minutes. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Bronchopulmonary Dysplasia at 36 Weeks0/133 (0%)0/133 (0%)0/133 (0%)
Infant Respiratory Distress Syndrome0/228 (0%)0/228 (0%)0/228 (0%)
Preterm no RDS/BPD0/94 (0%)0/94 (0%)0/94 (0%)
Control0/145 (0%)0/145 (0%)0/145 (0%)

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Bronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControlTotal
<=18 years13322894145600
Between 18 and 65 years00000
>=65 years00000
Sex: Female, Male
Sex: Female, Male(Participants)Bronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControlTotal
Female681215072311
Male651074473289
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Bronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControlTotal
American Indian or Alaska Native00000
Asian054615
Native Hawaiian or Other Pacific Islander00000
Black or African American77904246255
White561334893330
More than one race00000
Unknown or Not Reported00000
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Bronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControlTotal
Hispanic or Latino6103524
Not Hispanic or Latino12721891140576
Unknown or Not Reported00000
Gestational Age
Gestational Age(weeks)Bronchopulmonary Dysplasia at 36 WeeksInfant Respiratory Distress SyndromePreterm no RDS/BPDControlTotal
Mean25 ± 229 ± 333 ± 238 ± 131 ± 2
08

Study locations

1 site
09

References and documents

Publications

  • Klinger AP, Travers CP, Martin A, Kuo HC, Alishlash AS, Harris WT, Carlo WA, Ambalavanan N. Non-invasive forced oscillometry to quantify respiratory mechanics in term neonates. Pediatr Res. 2020 Aug;88(2):293-299. doi: 10.1038/s41390-020-0751-7. Epub 2020 Jan 14. PubMed 31935746 ↗

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: No

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Dec 2017 to primary completion in Oct 2024, 82 months.

Results were first posted in Jan 2026, 1 year 3 months after primary completion.

Of 33 non-industry interventional studies with no phase under Infant, Premature, Diseases, half reached primary completion within 19 months of starting (the median), counting those still running; a quarter within 11 and three quarters within 29. This study's 82 months is above that.

Counting every sponsor, half of 33 studies reached it within 19 months; a quarter within 11 and three quarters within 29.

How these figures are worked out, and which studies are left out of them.

Registered
Nov 10, 2017
First posted
Nov 17, 2017
StartActual
Dec 6, 2017
Primary completionActual
Oct 21, 2024
CompletionEst.
May 2027
Results first posted
Jan 27, 2026
Last update
Jan 27, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Jan 27, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03346343
Responsible party
Colm Travers (Principal Investigator, University of Alabama at Birmingham) — Principal investigator
First posted
Nov 17, 2017
Start date
Dec 6, 2017
Primary completion
Oct 21, 2024
Completion
May 2027 (estimated)
Results posted
Jan 27, 2026
Last update
Jan 27, 2026

Study contacts

Namasivayam Ambalavanan, MD
study director · University of Alabama at Birmingham

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is active, not recruiting, as verified in Oct 2025. You cannot join it, but the record below documents what was studied.

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