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CompletedNCT07743099Updated Aug 14, 2026

Renal and Cerebral NIRS and Early Acute Kidney Injury in Cooled Neonates With Birth Asphyxia

An observational study in Hypoxic-Ischemic Encephalopathy, Acute Kidney Injury and Hypoxic-Ischemic Encephalopathy, Neonatal, sponsored by Agah Bahadır Öztürk,MD. Completed at 1 site in Turkey (Türkiye). Open to participants aged 0 Minutes to 6 Hours. Per ClinicalTrials.gov, last updated 2026-08-14.

Sponsored by Agah Bahadır Öztürk,MD · Observational

Study type
Observational
Model
Cohort
Time perspective
Prospective
Enrollment
46
Ages
0 Minutes to 6 Hours
Sex
All
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Study summary

This prospective, single-center observational cohort study evaluated whether continuous cerebral and bilateral renal near-infrared spectroscopy (NIRS) monitoring during therapeutic hypothermia distinguishes term neonates with hypoxic-ischemic encephalopathy (HIE) who develop acute kidney injury (AKI) from those who do not. Forty-six neonates who received whole-body therapeutic hypothermia for HIE were enrolled and monitored continuously for 72 hours. Regional oxygen saturation was recorded at three sites: the cerebral cortex and both kidneys. Acute kidney injury was classified after the monitoring period using serum creatinine-based criteria, and participants were assigned to an AKI group or a non-AKI group. The primary objective was to compare regional oxygen saturation between the two groups. Serum and urinary indices of tubular function were assessed at 24, 48, and 72 hours as secondary measures.

Read the detailed description

Acute kidney injury is among the most frequent organ complications of perinatal asphyxia, and serum creatinine rises only after substantial functional loss has already occurred. Near-infrared spectroscopy provides continuous, non-invasive measurement of regional tissue oxygen saturation and may detect renal compromise earlier than conventional biochemical markers, but data in neonates undergoing therapeutic hypothermia remain limited.

This single-center prospective observational cohort study was conducted in the neonatal intensive care unit of Kayseri City Training and Research Hospital, Kayseri, Türkiye. Consecutive neonates with hypoxic-ischemic encephalopathy who began whole-body therapeutic hypothermia within 6 hours of birth were enrolled. All clinical management followed the unit's pre-existing standing protocol for therapeutic hypothermia and was not assigned, modified, or withheld for research purposes. Under that routine protocol, core temperature was maintained at 33.5 °C for 72 hours with servo-controlled feedback, followed by rewarming at 0.25 °C per hour; all neonates received ampicillin and cefotaxime because of infection risk, antibiotics were discontinued after rewarming in neonates without signs of infection, and aminoglycosides were not administered to any neonate owing to their recognized renal toxicity. The investigators recorded, but did not direct, clinical care.

Regional oxygen saturation was recorded continuously across the 72-hour cooling period using a cerebral/somatic oximeter. A neonatal sensor was placed on the right lateral forehead for cerebral measurement, and bilateral sensors were placed lateral to the lumbar spine at the T12-L2 vertebral level for renal measurement. Sensor position and skin integrity were checked every 4 to 6 hours. Recordings were time-synchronized with pulse oximetry and averaged into 6-hour intervals.

Serum and spot urine samples were obtained at 24, 48, and 72 hours for electrolytes and creatinine, from which fractional excretion of sodium and potassium, tubular reabsorption of phosphate, and urinary calcium/creatinine and magnesium/creatinine ratios were derived. Acute kidney injury was classified after the monitoring period using modified pediatric RIFLE criteria together with a neonatal-specific serum creatinine decline-rate criterion. Participants were then assigned to an AKI group or a non-AKI group, and regional oxygen saturation was compared between them.

02

Conditions studied

  • Hypoxic-Ischemic Encephalopathy
  • Acute Kidney Injury
  • Hypoxic-Ischemic Encephalopathy, Neonatal
  • Asphyxia Neonatorum

Keywords

  • Near-Infrared Spectroscopy
  • Renal Oxygenation
  • Cerebral Oxygenation
  • Therapeutic Hypothermia
  • Acute Kidney Injury
  • Hypoxic-Ischemic Encephalopathy
  • Neonate
  • Tubular Dysfunction
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In context

Hypoxia-Ischemia, Brain

234 studies on the registry are indexed under Hypoxia-Ischemia, Brain; 83 are open to participants now.

This study's enrollment of 46 is below the median of 100 across 87 observational studies indexed under Hypoxia-Ischemia, Brain.

Browse Hypoxia-Ischemia, Brain studies →

Lead sponsor

This is the only study on the registry with Agah Bahadır Öztürk,MD as lead sponsor.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
0 Minutes to 6 Hours
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

Term and late-preterm neonates of gestational age 36 weeks or more admitted to the neonatal intensive care unit of Kayseri City Hospital, Kayseri, Türkiye, with a diagnosis of hypoxic-ischemic encephalopathy and treated with whole-body therapeutic hypothermia initiated within 6 hours of birth. Participants were enrolled consecutively from eligible admissions between January and June 2021.

Inclusion criteria

  • Gestational age 36 weeks or more.
  • Birth weight 2,000 g or more.
  • Initiation of whole-body therapeutic hypothermia within 6 hours of birth.
  • Diagnosis of hypoxic-ischemic encephalopathy, defined by one or more of the following: cord or first-hour arterial pH 7.0 or below, or base excess -16 mmol/L or lower; 10-minute Apgar score 5 or below, or ongoing resuscitation requirement; amplitude-integrated EEG abnormality (lower margin below 5 μV, and/or upper margin below 10 μV, and/or seizure activity); modified Sarnat and Sarnat moderate-to-severe grading, or Thompson score above 7.
  • Written informed consent provided by a parent or legal guardian.

Exclusion criteria

Exclusion Criteria:

  • Gestational age below 36 weeks.
  • Birth weight below 2,000 g.
  • Age greater than 6 hours at initiation of therapeutic hypothermia.
  • Congenital renal anomaly.
  • Uncontrolled persistent pulmonary hypertension, or another life-threatening cardiovascular or respiratory condition.
  • Major congenital anomaly, including trisomy 13, trisomy 18, or multiple organ malformations.
  • Uncontrolled life-threatening hemorrhage, including intracranial hemorrhage.
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Study design

Observational model
Cohort
Time perspective
Prospective
Enrollment
46 participants (actual)
Patient registry
No

Groups and cohorts

  • Group 1

    Acute Kidney Injury (n=12) - Neonates with HIE undergoing therapeutic hypothermia who met acute kidney injury criteria during the first 72 hours; continuous cerebral and bilateral renal NIRS monitoring.

    Diagnostic Test: 1- Continuous Cerebral Near-Infrared Spectroscopy · Diagnostic Test: 2- Continuous Bilateral Renal Near-Infrared Spectroscopy

  • Group 2

    No Acute Kidney Injury (n=34) - Neonates with HIE undergoing therapeutic hypothermia who did not meet acute kidney injury criteria; identical monitoring.

    Diagnostic Test: 1- Continuous Cerebral Near-Infrared Spectroscopy · Diagnostic Test: 2- Continuous Bilateral Renal Near-Infrared Spectroscopy

Interventions

  • Diagnostic test1- Continuous Cerebral Near-Infrared Spectroscopy

    Cerebral regional oxygen saturation (crSO₂) was monitored continuously for 72 hours during therapeutic hypothermia using a cerebral/somatic near-infrared spectroscopy oximeter. A neonatal sensor was applied to the right lateral forehead. Sensor position and skin integrity were verified every 4 to 6 hours. NIRS recordings were time-synchronized with pulse oximetry and averaged into 6-hour intervals for analysis. Monitoring was observational; therapeutic hypothermia was provided as standard clinical care and was not assigned or modified by the study protocol. Arm/Group Labels: Acute Kidney Injury; No Acute Kidney Injury

  • Diagnostic test2- Continuous Bilateral Renal Near-Infrared Spectroscopy

    Bilateral renal regional oxygen saturation (rrSO₂) was monitored continuously for 72 hours during therapeutic hypothermia using a cerebral/somatic near-infrared spectroscopy oximeter. Neonatal sensors were placed bilaterally over the renal regions, lateral to the lumbar spine at approximately the T12-L2 vertebral level. Sensor position and skin integrity were verified every 4 to 6 hours. NIRS recordings were time-synchronized with pulse oximetry and averaged into 6-hour intervals for analysis. Monitoring was observational; therapeutic hypothermia was provided as standard clinical care and was not assigned or modified by the study protocol. Arm/Group Labels: Acute Kidney Injury No Acute Kidney Injury

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What researchers measure

Primary outcomes

  1. Renal Regional Oxygen Saturation Measured by Near-Infrared Spectroscopy

    Description: Renal regional oxygen saturation recorded by near-infrared spectroscopy from bilateral sensors (left kidney, right kidney, and the mean of the two), compared between neonates who developed acute kidney injury and those who did not. Unit of measure: percent (%).

    Time frame: Continuously throughout the 72-hour therapeutic hypothermia period, summarized as 6-hour mean values and as daily mean values for Days 1, 2, and 3.

Secondary outcomes

  1. Cerebral Regional Oxygen Saturation Measured by Near-Infrared Spectroscopy

    Cerebral regional oxygen saturation recorded by near-infrared spectroscopy from a sensor on the right lateral forehead, compared between neonates who developed acute kidney injury and those who did not. Unit of measure: percent (%).

    Time frame: Continuously throughout the 72-hour therapeutic hypothermia period, summarized as 6-hour mean values and as daily mean values for Days 1, 2, and 3.

  2. Serum Creatinine Concentration

    Serum creatinine concentration compared between neonates who developed acute kidney injury and those who did not. Unit of measure: mg/dL.

    Time frame: At 24, 48, and 72 hours after initiation of therapeutic hypothermia.

  3. Renal Tubular Function Indices

    Fractional excretion of sodium, fractional excretion of potassium, and tubular reabsorption of phosphate, each derived from paired serum and spot urine samples and compared between neonates who developed acute kidney injury and those who did not. Unit of measure: percent (%).

    Time frame: At 24, 48, and 72 hours after initiation of therapeutic hypothermia.

  4. Urinary Calcium/Creatinine and Magnesium/Creatinine Ratios

    Urinary calcium/creatinine and magnesium/creatinine ratios from spot urine samples, compared between neonates who developed acute kidney injury and those who did not. Unit of measure: ratio (mg/mg).

    Time frame: At 24, 48, and 72 hours after initiation of therapeutic hypothermia.

  5. Systolic, Diastolic, and Mean Arterial Blood Pressure

    Systolic, diastolic, and mean arterial blood pressure compared between neonates who developed acute kidney injury and those who did not, recorded to assess whether observed differences in regional oxygen saturation were accompanied by systemic hemodynamic differences. Unit of measure: mmHg.

    Time frame: Throughout the 72-hour therapeutic hypothermia period, summarized as 6-hour mean values.

07

Study locations

1 site
  • Kayseri City Hospital
    Kayseri, Kayseri 38090, Turkey (Türkiye)
08

References and documents

Publications

  • Ruf B, Bonelli V, Balling G, Horer J, Nagdyman N, Braun SL, Ewert P, Reiter K. Intraoperative renal near-infrared spectroscopy indicates developing acute kidney injury in infants undergoing cardiac surgery with cardiopulmonary bypass: a case-control study. Crit Care. 2015 Jan 29;19(1):27. doi: 10.1186/s13054-015-0760-9. PubMed 25631390 ↗
  • Shah P, Riphagen S, Beyene J, Perlman M. Multiorgan dysfunction in infants with post-asphyxial hypoxic-ischaemic encephalopathy. Arch Dis Child Fetal Neonatal Ed. 2004 Mar;89(2):F152-5. doi: 10.1136/adc.2002.023093. PubMed 14977901 ↗
  • Jobsis FF. Noninvasive, infrared monitoring of cerebral and myocardial oxygen sufficiency and circulatory parameters. Science. 1977 Dec 23;198(4323):1264-7. doi: 10.1126/science.929199. PubMed 929199 ↗
  • van Bel F, Lemmers P, Naulaers G. Monitoring neonatal regional cerebral oxygen saturation in clinical practice: value and pitfalls. Neonatology. 2008;94(4):237-44. doi: 10.1159/000151642. Epub 2008 Sep 11. PubMed 18784420 ↗
  • Charlton JR, Boohaker L, Askenazi D, Brophy PD, D'Angio C, Fuloria M, Gien J, Griffin R, Hingorani S, Ingraham S, Mian A, Ohls RK, Rastogi S, Rhee CJ, Revenis M, Sarkar S, Smith A, Starr M, Kent AL; Neonatal Kidney Collaborative. Incidence and Risk Factors of Early Onset Neonatal AKI. Clin J Am Soc Nephrol. 2019 Feb 7;14(2):184-195. doi: 10.2215/CJN.03670318. Epub 2019 Jan 31. PubMed 31738181 ↗
  • Selewski DT, Charlton JR, Jetton JG, Guillet R, Mhanna MJ, Askenazi DJ, Kent AL. Neonatal Acute Kidney Injury. Pediatrics. 2015 Aug;136(2):e463-73. doi: 10.1542/peds.2014-3819. Epub 2015 Jul 13. PubMed 26169430 ↗
  • Jacobs SE, Berg M, Hunt R, Tarnow-Mordi WO, Inder TE, Davis PG. Cooling for newborns with hypoxic ischaemic encephalopathy. Cochrane Database Syst Rev. 2013 Jan 31;2013(1):CD003311. doi: 10.1002/14651858.CD003311.pub3. PubMed 23440789 ↗
  • Lee AC, Kozuki N, Blencowe H, Vos T, Bahalim A, Darmstadt GL, Niermeyer S, Ellis M, Robertson NJ, Cousens S, Lawn JE. Intrapartum-related neonatal encephalopathy incidence and impairment at regional and global levels for 2010 with trends from 1990. Pediatr Res. 2013 Dec;74 Suppl 1(Suppl 1):50-72. doi: 10.1038/pr.2013.206. PubMed 24366463 ↗
  • Selewski DT, Jordan BK, Askenazi DJ, Dechert RE, Sarkar S. Acute kidney injury in asphyxiated newborns treated with therapeutic hypothermia. J Pediatr. 2013 Apr;162(4):725-729.e1. doi: 10.1016/j.jpeds.2012.10.002. Epub 2012 Nov 10. PubMed 23149172 ↗
  • Gupta C, Massaro AN, Ray PE. A new approach to define acute kidney injury in term newborns with hypoxic ischemic encephalopathy. Pediatr Nephrol. 2016 Jul;31(7):1167-78. doi: 10.1007/s00467-016-3317-5. Epub 2016 Feb 8. PubMed 26857710 ↗
  • Bonsante F, Ramful D, Binquet C, Samperiz S, Daniel S, Gouyon JB, Iacobelli S. Low Renal Oxygen Saturation at Near-Infrared Spectroscopy on the First Day of Life Is Associated with Developing Acute Kidney Injury in Very Preterm Infants. Neonatology. 2019;115(3):198-204. doi: 10.1159/000494462. Epub 2019 Jan 15. PubMed 30645992 ↗
  • Chock VY, Frymoyer A, Yeh CG, Van Meurs KP. Renal Saturation and Acute Kidney Injury in Neonates with Hypoxic Ischemic Encephalopathy Undergoing Therapeutic Hypothermia. J Pediatr. 2018 Sep;200:232-239.e1. doi: 10.1016/j.jpeds.2018.04.076. Epub 2018 Jun 1. PubMed 29866591 ↗

Individual participant data

Plan to share: Yes — De-identified individual participant data underlying the published results, including near-infrared spectroscopy recordings, demographic and clinical variables, and laboratory parameters, will be available from the corresponding author upon reasonable request. Data will be shared with qualified researchers whose proposed use has been approved and is consistent with the original ethics approval. A data-use agreement may be required.

Supporting information: Study protocol, Icf

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Aug 14, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT07743099
Lead sponsor
Agah Bahadır Öztürk,MD
Responsible party
Agah Bahadır Öztürk,MD (Principal Investigator, Department of Pediatrics, Kayseri City Hospital) — Sponsor-investigator
First posted
Aug 3, 2026
Start date
Jan 1, 2021
Primary completion
Jun 30, 2021
Completion
Jun 30, 2021
Last update
Aug 14, 2026

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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