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CompletedNCT03462524Updated Mar 12, 2018

Neoadjuvant Therapy for Esophageal Cancer and Cardiopulmonary Physiology

An observational study in Esophageal Cancer, Radiation Pneumonitis and Pulmonary Fibrosis, sponsored by St. James's Hospital, Ireland. Completed at 2 sites in Ireland. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2018-03-12.

Sponsored by St. James's Hospital, Ireland · Observational

Study type
Observational
Model
Cohort
Time perspective
Retrospective
Enrollment
384
Ages
18 Years and older
Sex
All
01

Where this study stands

Counted across the records on this site · 2026-11-13

Among 10 studies in Esophageal Neoplasms by St. James's Hospital, Ireland — 1 open to participants now, 1 under way, none of them phase 3. Esophageal Neoplasms · St. James's Hospital, Ireland.

Started
2010
with 1 other
Observational
7 of 10
1 open now
Registered
6th of 10
by date

Among the 10 studies in Esophageal Neoplasms by St. James's Hospital, Ireland, this one is one of 2 that started in 2010, is one of 7 observational ones, and was the 6th registered.

Esophageal Neoplasms

1,873 studies on the registry are indexed under Esophageal Neoplasms; 501 are open to participants now.

Browse Esophageal Neoplasms studies →

Open to participants now

1 of the 10 studies in Esophageal Neoplasms by St. James's Hospital, Ireland is open now, in 1 country. Recruiting first, the newest first:

By country, each count listing its studies:

Where they have run

Who these studies take

Of the 387 Esophageal Neoplasms studies recruiting now, 245 (63%) set no upper age limit and 75 (19%) stop at 75 or younger; 19 take children under 18; 36 take healthy volunteers.

This study: 18 Years and older · all sexes · no healthy volunteers.

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02

Study summary

Although recent global trends indicate reduced postoperative mortality after esophagectomy, major morbidity, in particular pulmonary, remains high, with considerable health and economic costs. In a recent modern international collaborative series of 2704 patients from high-volume centers, with an approximate equal mix of open and minimally invasive approaches, respiratory complications were evident in 28% of patients, pneumonia in 15%, and respiratory failure in 7%.1 In other series, respiratory failure is reported in up to 15% of patients and is the most common cause of mortality. Prediction of risk and prevention of respiratory morbidity is therefore of considerable importance, and in this context baseline assessment of respiratory physiology compliments clinical assessment, history and enhanced recovery pathways representing key elements of current patient management.

In this study, which will include all prospective patients with locally advanced esophageal cancer treated at a National Center, pulmonary function will be systematically measured before and after neoadjuvant therapy. The investigators seek to evaluate the incidence of radiation induced lung injury (RILI), as well as subclinical changes in pulmonary physiology that may be linked to postoperative complications, and quality-of-life in survivorship, and to compare cohorts who received radiation therapy or chemotherapy alone, preoperatively.

03

Conditions studied

  • Esophageal Cancer
  • Radiation Pneumonitis
  • Pulmonary Fibrosis
  • Respiratory Failure
  • Pneumonia
  • Surgery
  • Chemotherapy Effect
  • Radiation Fibrosis
  • Radiation Toxicity
  • Adenocarcinoma
  • Squamous Cell Carcinoma
04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Probability sample

Study population

Records for all patients with LAEC treated with multimodal therapy with curative intent between 2010 and 2016 will be assessed for inclusion. Patients undergoing emergent or palliative surgery, or salvage esophagectomy will be excluded. All eligible patients for whom pulmonary function testing was undertaken at our Centre at a minimum of one preoperative timepoint will be included for analysis of operative and/or oncologic outcome. Then, HR-QL among disease-free patients at least one year postoperatively will be assessed using validated questionnaires (EORTC QLQC30, OG25 and OES18).

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Locally advanced esophageal cancer undergoing multimodal therapy with curative intent at study centre during study period
  • Pulmonary function assessed at a minimum of one preoperative timepoint

Exclusion criteria

Exclusion Criteria:

  • Salvage, palliative or emergency surgery
05

Study design

Observational model
Cohort
Time perspective
Retrospective
Enrollment
384 participants (actual)
Patient registry
No

Groups and cohorts

  • Neoadjuvant chemotherapy

    Procedure: Esophagectomy

  • Neoadjuvant chemoradiation

    Procedure: Esophagectomy

Interventions

  • ProcedureEsophagectomy

    FEV1, FVC and DLCO will be assessed at baseline and one month post induction therapy. Radiation induced lung injury (RILI EORTC grade≥2), CCI, Clavien-Dindo, and pulmonary complications will be monitored. Changes in pulmonary function will be compared with cardiorespiratory symptoms and HR-QL among disease-free survivors.

06

What researchers measure

Primary outcomes

  1. Change in FEV1 following administration of neoadjuvant chemotherapy versus chemoradiation

    Changes in FEV1 (forced expiratory volume in one second, litres), both as a raw value, and as percentage of predicted values normalized for ethnicity, sex, age and height according to Global Lung Function Initiative algorithms will be determined.

    Time frame: 4-6 weeks post completion of neoadjuvant therapy

  2. Change in FVC following administration of neoadjuvant chemotherapy versus chemoradiation

    Changes in FVC (forced vital capacity, litres), both as a raw value, and as percentage of predicted values normalized for ethnicity, sex, age and height according to Global Lung Function Initiative algorithms will be determined.

    Time frame: 4-6 weeks post completion of neoadjuvant therapy

  3. Change in DLCO following administration of neoadjuvant chemotherapy versus chemoradiation

    Changes in DLCO (pulmonary diffusion capacity for carbon monoxide, mmol·min.-1.kPa. -1), both as a raw value, and as percentage of predicted values normalized for ethnicity, sex, age and height according to Global Lung Function Initiative algorithms will be determined.

    Time frame: 4-6 weeks post completion of neoadjuvant therapy

  4. Incidence of postoperative pulmonary morbidity as per Esophagectomy Complications Consensus Group (ECCG) definitions

    Incidence of postoperative pulmonary morbidity, defined according to ECCG guidelines, will be compared after neoadjuvant chemotherapy versus chemoradiation.

    Time frame: Up to 90 days postoperatively

  5. Global health-related quality of life (HR-QL) score as assessed by Eastern Co-operative Oncology Group QLQ-C30 questionnaire

    "Global health" HR-QL scores at one year postoperatively among disease-free patients will be compared between neoadjuvant chemotherapy and chemoradiation cohorts

    Time frame: One year postoperatively

Secondary outcomes

  1. Disease-free survival

    Disease-free survival will be compared between neoadjuvant chemotherapy and chemoradiation groups using Kaplan-Meier methods, as well as multivariable Cox proportional hazards regression models adjusting for known prognostic factors.

    Time frame: To date of study completion or date of disease recurrence, whichever occurs first, with a minimum of one year follow-up for all surviving patients

  2. Overall survival

    Disease-free survival will be compared between neoadjuvant chemotherapy and chemoradiation groups using Kaplan-Meier methods, as well as multivariable Cox proportional hazards regression models adjusting for known prognostic factors.

    Time frame: To date of study completion or date of death, whichever occurs first, with a minimum of one year follow-up for all surviving patients

07

Study locations

2 sites
  • Department of Surgery, St. James's Hospital
    Dublin, D4, Ireland
  • Wellcome Trust-Health Research Board Clinical Research Facility, St. James's Hospital
    Dublin, D8, Ireland
08

References and documents

Individual participant data

Plan to share: Undecided

No publications or documents are linked to this record.

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from Jan 2010 to primary completion in Jan 2016, 72 months.

How these figures are worked out, and which studies are left out of them.

Registered
Feb 28, 2018
First posted
Mar 12, 2018
StartActual
Jan 1, 2010
Primary completionActual
Jan 1, 2016
CompletionActual
Jan 1, 2018
Last update
Mar 12, 2018
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Mar 12, 2018, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT03462524
Lead sponsor
St. James's Hospital, Ireland
Responsible party
Dr Jessie A Elliott (Surgical Research Fellow, St. James's Hospital, Ireland) — Principal investigator
First posted
Mar 12, 2018
Start date
Jan 1, 2010
Primary completion
Jan 1, 2016
Completion
Jan 1, 2018
Last update
Mar 12, 2018

Oversight

FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Mar 2018. You cannot join it, but the record below documents what was studied.

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