ClinicalTrials.gg
Active, not recruitingNCT03272334Breast-47Updated Feb 27, 2026Results posted

Her2-BATS and Pembrolizumab in Metastatic Breast Cancer

A Phase 1/2 interventional study of HER2 BATs with Pembrolizumab in Metastatic Breast Cancer, sponsored by University of Virginia. Active, not recruiting at 1 site in United States. Open to female participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-02-27.

Sponsored by University of Virginia · Phase 1/2, Interventional, and Treatment

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Phase
Phase 1/2
Study type
Interventional
Enrollment
22
Allocation
Non-randomized
Ages
18 Years and older
Sex
Female
01

Where this study stands

Counted across the records on this site · 2026-11-14

Among 18 studies in Breast Neoplasms by University of Virginia — 6 open to participants now, 7 under way, 2 of them phase 3. Breast Neoplasms · University of Virginia.

Enrollment
13th of 17
22 · median 45
Started
2017
the only one that year
Phase 1/2
2 of 18
1 open now
Registered
4th of 18
by date

Among the 18 studies in Breast Neoplasms by University of Virginia, this one is the 13th largest by enrollment of the 17 interventional ones that give a count, is the only one that started in 2017, is one of 2 in phase 1/2, and was the 4th registered.

Breast Neoplasms

14,829 studies on the registry are indexed under Breast Neoplasms; 3,320 are open to participants now.

Browse Breast Neoplasms studies →

Open to participants now

6 of the 18 studies in Breast Neoplasms by University of Virginia are open now, in 1 country. Recruiting first, the newest first:

1 more — sign in →

By country, each count listing its studies:

All 6 open studies →

Where they have run

Who these studies take

Of the 2,399 Breast Neoplasms studies recruiting now, 1,570 (65%) set no upper age limit and 592 (25%) stop at 75 or younger; 103 take children under 18; 215 take healthy volunteers.

This study: 18 Years and older · female · no healthy volunteers.

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Watch this landscapeDownload CSVNarrow it in search →With an account: a weekly mail of what changed among 18 studies in Breast Neoplasms by University of Virginia, or all of them as a file.
02

Study summary

This proposal uses HER2Bi armed activated T-cells (HER2 BATs) to target breast cancer in combination with pembrolizumab (PBZ) in women with metastatic breast cancer (MBC). Phase I will determine a safe dose of the combination of PBZ and HER2 BATs in 3 to 18 patients. In the phase II portion, an additional 12 patients will be treated at the selected dose to further evaluate the safety and preliminary efficacy.

Study treatment includes a combination of 8 infusions of BATs using a previously established schedule and one to three infusions of PBZ (200 mg per dose). PBZ will be added to 8 infusions of BATs in 3 schedules: #1) after the 8th BATs infusion; #2) after the 4th and 8th BATs infusions; and then, #3) before the 1st and after the 4th and 8th BATs infusions.

Read the detailed description

Once subjects are determined eligible, white blood cells (lymphocytes) are collected via leukapheresis procedure. Depending on arm/schedule, about 4-5 weeks later, study treatment will begin. For HER2 BATs, the white blood cells, specifically T cells, are then mixed with two proteins - OKT3 and IL-2 -- which activates the cells to multiply. After approximately 14 days in culture, the activated T cells are coated with OKT3 and trastuzumab/Herceptin (HER2Bi), and washed to remove excess Herceptin in order to produce bispecific antibody armed T cells (BATs). Cells are then frozen and stored until scheduled to be infused.

Follow-up appointment schedule will include clinic visits 2 weeks, 1 month, 3 months, and 6 months after the last dose of Pembrolizumab.

03

Conditions studied

  • Metastatic Breast Cancer

Browse trials for

Keywords

  • Metastatic Breast Cancer
  • Adoptive Cell Therapy
  • Armed Activated T-cells
  • Bispecific Antibodies
  • Immunotherapy
04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. confirmed breast cancer (infiltrating ductal or lobular breast carcinoma) with evidence of measurable disease. Metastatic disease must be proven.

    a. Since histologic type, lymphatic permeation, blood vessel invasion, and degree of anaplasia may be prognostic variables, appropriate slides of the primary lesion will be requested for future review. , estrogen, and progesterone receptor positivity will be recorded.

  2. . Patients are required to have at least one measurable non-bone lesion ≥10 mm that has not been irradiated.

    a. Measurable metastatic disease documented by radiograph, CT scan, PET/CT, MRI, or physical exam is required. Each subject will be required to have at least one measurable lesion that has not been irradiated with a minimum size in at least one diameter of ≥ 10 mm for liver lesions, lung, skin, and ≥ 15 mm lymph node metastases. Biopsy of recurrent site(s) is not required.

  3. Patients must have HER2 status determined by FISH or IHC. HER2 status of positive or negative are both eligible for the study.

    In order to be eligible for participation in this trial, the patient must also:

  4. Be female ≥ 18 years of age
  5. Be willing and able to provide written for the trial.
  6. Have a performance status (PS) 0-1
  7. Have a ≥ 3 months
  8. Be eligible for apheresis, as determined by the Stem Cell Transplant team
  9. Demonstrate adequate organ function as defined below, all screening labs should be performed within 10 days prior to apheresis.

    Absolute lymphocyte count ≥ 500/mm3 (ANC) ≥1,500 /mcL ≥ 100,000 / mcL ≥ 9 g/dL (or ≥5.6 mmol/L without transfusion or EPO dependency (within 7 days of assessment) BUN ≤ 1.5 X (ULN) Serum creatinine OR ≤1.5 X upper limit of normal (ULN) OR Measured or calculated ( can also be used in place of creatinine or CrCl) ≥60 mL/min for subject with creatinine levels > 1.5 X institutional ULN Serum total ≤ 1.5 X ULN OR (SGOT) and ALT (SGPT) ≤ 2.5 X ULN OR ≤ 5 X ULN for subjects with liver metastases Albumin >2.5 mg/dL (INR) or Prothrombin Time (PT) ≤1.5 X ULN unless subject is receiving anticoagulant therapy Activated Partial Thromboplastin Time (aPTT) as long as PT or PTT is within therapeutic range of intended use of anticoagulants

  10. Female patients of should have a negative urine or serum pregnancy test at screening. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required.
  11. Female patients of childbearing potential must be willing to use an adequate method of as outlined in Section 4.5.2, for the course of the study through 120 days after the last dose of study medication.
  12. Patients must have had two or more (chemo or hormonal) in the metastatic setting

Exclusion criteria

Exclusion Criteria:

The patient must be excluded from participating in the trial if the subject:

  1. Has a diagnosis of immunodeficiency or is receiving systemic therapy or any other form of therapy within 7 days prior to leukapheresis.
  2. Has a known history of active TB (Bacillus Tuberculosis)
  3. to PBZ or any of its .
  4. Lack of recovery (i.e., ≤ Grade 1 or baseline prior to last line of cancer therapy) from non-laboratory adverse events except ≤ Grade 2 neuropathy
  5. Has history of another within the past 5 years. Exceptions include basal cell carcinoma of the skin or squamous cell carcinoma of the skin that has undergone potentially curative therapy or in situ cervical cancer.
  6. Has known active central nervous system (CNS) and/or carcinomatous meningitis. Subjects with previously treated may participate provided they are stable (without evidence of progression by imaging for at least four weeks prior to the first dose of trial treatment and any neurologic symptoms have returned to baseline), have no evidence of new or enlarging brain metastases, and are not using steroids for at least 7 days prior to leukapheresis. This exception does not include carcinomatous meningitis which is excluded regardless of clinical stability.
  7. Has active disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (e.g., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment.
  8. Has known history of, or any evidence of active, non-infectious pneumonitis.
  9. Has an active infection requiring systemic therapy.
  10. Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subject's participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating investigator.
  11. Is pregnant or breastfeeding, or expecting to conceive children within the projected duration of the trial, starting with the pre-screening or screening visit through 120 days after the last dose of trial treatment.
  12. Has received prior therapy with an , anti-PD-L1, or anti-PD-L2 agent.
  13. Has (HIV) (HIV 1/2 antibodies) or known history of (e.g., HBsAg reactive) or antibody is detected. Note: Patients may be eligible if HCV antibody is detected as long as HCV viral load is undetectable following an FDA approved treatment regimen
  14. Has received a within 30 days of apheresis. Note: Seasonal influenza vaccines for injection are generally inactivated flu vaccines and are allowed; however intranasal influenza vaccines (e.g., Flu-Mist®) are live attenuated vaccines, and are not allowed.
  15. Has a history of significant cardiac disease, including:

    • History of a recent myocardial infarction (within one year), a past myocardial infarction (more than one year ago) along with current coronary symptoms requiring medications and/or evidence of depressed left ventricular function ( \< 45% by MUGA or ECHO).
    • Current history of angina/coronary symptoms requiring medications and/or evidence of depressed left ventricular function (LVEF \< 45% by MUGA or ECHO)
    • Clinical evidence of congestive heart failure requiring medical management (irrespective of ECHO results).
  16. Pt may be excluded if, in the opinion of the PI and investigator team, the pt is not capable of being compliant.
Terms in these criteria, in plain language(33)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Histologically or cytologically confirmed

The diagnosis was confirmed by looking at a sample under a microscope: tissue from a biopsy or surgery (histology), or cells from a fluid or needle sample (cytology).

Your pathology report is the document that shows this.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

Biopsy and archival tissue

A biopsy takes a small piece of tissue to examine. “Archival tissue” is a sample already taken, for example at diagnosis, and kept by the hospital.

Whether a stored sample will do depends on when it was taken, how much there is and what the study needs. Ask whether the study accepts your stored sample or needs a new biopsy.

HER2

HER2 is a protein, made from the ERBB2 gene, that drives the growth of some cancers. A study may look for a level of the protein, extra copies of the gene, or a particular change in it.

In breast cancer, protein tests are read as HER2-positive, HER2-low or HER2-negative; other cancers use their own rules. Check which test result the study requires.

Measurable disease

The amount of disease can be tracked with a defined measurement, so the study can see whether it shrinks or grows. It might be a tumour measured on a scan or, in some blood cancers such as myeloma, a marker measured in blood or urine.

The criteria or the study team say which measurement counts — having no tumour visible on a scan does not by itself rule you out.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

ECOG performance status

A scale of how much an illness limits everyday activity. For people being assessed to join a study, scores run from 0 (fully active) to 4; lower is more active.

0
Fully active, no restrictions.
1
Limited in strenuous activity, but walking and able to do light work, such as housework or office work.
2
Walking and able to look after yourself, but unable to work; up and about more than half of waking hours.
3
Able to look after yourself only in part; in bed or a chair more than half of waking hours.
4
Unable to look after yourself at all; in bed or a chair all day.

Studies most often ask for 0–1 or 0–2. Your doctor gives the score; the WHO scale uses the same steps. The full scale also has 5, which records death.

Life expectancy

The study doctor’s estimate of how long someone is likely to live. Criteria use it so that people can stay in the study long enough for it to answer its question.

Absolute neutrophil count (ANC)

The number of neutrophils, white blood cells that help fight infection, in a given amount of blood. Too few raises the risk of infection.

It is a count, not a percentage of the white cells. Limits are written in units that mean the same: ≥ 1.5 × 10⁹/L is ≥ 1,500 per mm³ (µL). Each lab has its own reference range.

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

Creatinine clearance (CrCl)

How quickly the kidneys clear creatinine, a waste product, from the blood. A study may estimate it from a blood test with age, weight and sex (often by the Cockcroft–Gault formula), or measure it using blood and urine collected over a set time. Given in mL/min; higher is better.

GFR and eGFR (kidney filtering)

GFR (glomerular filtration rate) is how much blood the kidneys filter each minute. It is usually estimated from a blood test — eGFR, by formulas such as CKD-EPI or MDRD — and some studies ask for it to be measured directly instead. Usually given in mL/min/1.73 m².

Check the method, the units and the minimum the study states. A value of 90 or above is in the normal-or-high range, but kidney damage can show in other tests too.

Bilirubin

A yellow substance made when red blood cells are broken down, which the liver clears. A high level can mean a problem with the liver or the bile ducts.

Criteria often allow more for people with Gilbert’s syndrome, a harmless inherited condition that raises bilirubin.

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

INR, PT and aPTT (clotting tests)

Blood tests of how long blood takes to clot. The INR is the prothrombin time (PT) put on a common scale; about 1 is usual for someone not taking a blood thinner.

Criteria often make an exception for people on a blood thinner such as warfarin, whose INR is raised on purpose.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

Line of therapy

A line of therapy is one course of treatment, which may combine several drugs. First-line is the first course given; second-line follows when that stops working or is not tolerated.

“Two prior lines” means two courses that count separately under the study’s rules — not simply two drugs. Ask the study team if you are unsure how yours are counted.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

Hypersensitivity

An allergy, or another reaction of the immune system, to a substance. “Hypersensitivity to the study drug” means a known allergic reaction to it — not every side effect a medicine can have.

Excipients

The other ingredients in a medicine besides the active drug, such as fillers, colours or preservatives.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

Brain metastases

Cancer deposits in the brain from a cancer that started elsewhere in the body (CNS metastases include the spinal cord).

Studies differ: some leave out any brain metastases, some accept ones treated and stable for some weeks. Check what this study allows.

Autoimmune disease

A condition in which the immune system attacks the body’s own tissues, such as rheumatoid arthritis, lupus, psoriasis, type 1 diabetes or inflammatory bowel disease.

Immunotherapy studies often leave out active autoimmune disease, and some name exceptions, such as thyroid disease on replacement hormone. Check the exceptions this study lists.

PD-1, PD-L1 and checkpoint inhibitors

PD-1, PD-L1 and CTLA-4 are proteins that act as brakes on the immune system. Checkpoint inhibitors, such as pembrolizumab or nivolumab, block them so the immune system can attack a cancer.

PD-L1 can also be measured in a tumour sample. Some scores count stained tumour cells only (TPS); others also count certain immune cells (CPS). The study names the score and the minimum it uses.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Hepatitis C tests

Hepatitis C is a virus that infects the liver. An HCV antibody test can stay positive after an infection has cleared (and is occasionally positive without one); an HCV RNA test shows whether the virus is there now.

After treatment, hepatitis C counts as cured when HCV RNA is still undetectable 12 weeks or more after the treatment ended. Studies often accept people cured this way.

Live vaccines

Vaccines made with a weakened form of the germ, such as measles–mumps–rubella (MMR), chickenpox and yellow fever. They can be risky when the immune system is weakened. Flu injections are not live; the nasal flu spray is.

LVEF (left ventricular ejection fraction)

The share of blood the heart’s main pumping chamber (the left ventricle) pushes out with each beat, measured by an echocardiogram (heart ultrasound) or a MUGA scan. About 50–70% is normal.

05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Sequential assignment
Masking
None (open label)
Enrollment
22 participants (actual)

Study arms

  • Experimental
    Schedule #1

    At approximately 4 weeks following leukapheresis, 8 infusions of HER2 BATs are given twice weekly in weeks #1, #2, #5, and #6 plus 1 infusion of Pembrolizumab in week #7. No interventions within weeks #3 and 4.

    Drug: HER2 BATs with Pembrolizumab

  • Experimental
    Schedule #2

    At approximately 4 weeks following leukapheresis, 8 infusions of HER2 BATs are given twice weekly in weeks #1, #2, #5, and #6 plus 2 infusions of Pembrolizumab; the first given within weeks #3 - 4 and the second in week #7.

    Drug: HER2 BATs with Pembrolizumab

  • Experimental
    Schedule #3

    At approximately 4 weeks following leukapheresis, 8 infusions of HER2 BATs are given twice weekly in weeks #1, #2, #5, and #6 plus 3 infusions of pembrolizumab; the first given one week prior to first BATs infusion, the second is given within weeks #3 - 4, and the third at week #7.

    Drug: HER2 BATs with Pembrolizumab

Interventions

  • DrugHER2 BATs with Pembrolizumab

    8 infusions of HER2 BATs with 1-3 infusions of Pembrolizumab

This study also gives Pembrolizumab. No intervention listed here names it: that was found by reading the record.

06

What researchers measure

Primary outcomes

  1. Dose Limiting Toxicities (Escalation and Expansion Cohorts)

    Maximum tolerated dose will be based on number of dose limiting toxicities in each schedule/arm

    Time frame: From start of study treatment until 3 weeks after last dose of study treatment, assessed over about 10 weeks.

Secondary outcomes

  1. Dose Limiting Toxicities on the Selected Arm in the Expansion Cohort

    Dose Limiting toxicities on the arm selected based on the dose/schedule selection part of the study.

    Time frame: From start of study treatment until 3 weeks after last dose of study treatment, assessed over about 10 weeks.

  2. Objective Response Rate

    The percentage of subjects with a response of complete response (CR) or partial response (PR) per immune related response criteria (irRC)

    Time frame: Imaging will be done prior to study treatment, 1 month, 3 months and 6 months after completion of study treatment (about 8.5 months after starting study treatment). Imaging will then be performed according to standard of care.

  3. Overall Survival

    Time from enrollment until death from any cause

    Time frame: Every 3 months following last study visit until death

  4. Progression-Free Survival

    Time from enrollment to time of first progression after enrollment (days)

    Time frame: Checked from enrollment through first progression, about every 3 months, through death or end of study

  5. Immune Response to Treatment in Blood

    Sequential monitoring of phenotype, IFN-γ EliSpots, anti-breast cancer cytotoxicity of peripheral blood mononuclear cells (PBMC) directed at breast cancer cell lines, Th1/Th2 serum cytokine patterns, and anti-breast cancer antibodies in the serum during the "vaccinate and consolidate" process

    Time frame: Blood will be collected about 5 weeks before any treatment, just before first HER2 BATs infusion, before HER2 BATs #5, before HER2 BATs #8, and 2 weeks, 1 month, 3 months, and 6 months after last Pembrolizumab

  6. Disease Control Rate

    The percentage of subjects who achieve complete response, partial response and stable disease following treatment.

    Time frame: Imaging will be done prior to study treatment, 1 month, 3 months and 6 months after completion of study treatment. Imaging will then be performed according to standard of care.

  7. Duration of Response

    The time from documentation of tumor response to disease progression.

    Time frame: Imaging will be done prior to study treatment, 1 month, 3 months and 6 months after completion of study treatment. Imaging will then be performed according to standard of care.

07

Results

Posted Feb 27, 2026

Participant flow

Participant flow — Overall Study
MilestonePhase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule 3
Started3838
Completed3734
Not completed0104
Withdrew: Never started cellular infusions0104

Outcome measures

PrimaryDose Limiting Toxicities (Escalation and Expansion Cohorts)

Maximum tolerated dose will be based on number of dose limiting toxicities in each schedule/arm

Time frame:
From start of study treatment until 3 weeks after last dose of study treatment, assessed over about 10 weeks.
Reported as:
Number · participants
Dose Limiting Toxicities (Escalation and Expansion Cohorts)
participantsPhase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3
Dose Limiting Toxicities (Escalation and Expansion Cohorts)0100
SecondaryDose Limiting Toxicities on the Selected Arm in the Expansion Cohort

Dose Limiting toxicities on the arm selected based on the dose/schedule selection part of the study.

Time frame:
From start of study treatment until 3 weeks after last dose of study treatment, assessed over about 10 weeks.
Reported as:
Count of participants · Participants
Dose Limiting Toxicities on the Selected Arm in the Expansion Cohort
ParticipantsPhase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3
Dose Limiting Toxicities on the Selected Arm in the Expansion Cohort0000
SecondaryObjective Response Rate

The percentage of subjects with a response of complete response (CR) or partial response (PR) per immune related response criteria (irRC)

Time frame:
Imaging will be done prior to study treatment, 1 month, 3 months and 6 months after completion of study treatment (about 8.5 months after starting study treatment). Imaging will then be performed according to standard of care.

Results for this outcome have not been posted.

SecondaryOverall Survival

Time from enrollment until death from any cause

Time frame:
Every 3 months following last study visit until death
Reported as:
Mean · days
Overall Survival
daysPhase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3
Overall Survival687 ± 224677 ± 547547 ± 406405 ± 339
SecondaryProgression-Free Survival

Time from enrollment to time of first progression after enrollment (days)

Time frame:
Checked from enrollment through first progression, about every 3 months, through death or end of study
Reported as:
Mean · days
Progression-Free Survival
daysPhase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule 3
Progression-Free Survival146 ± 52.2173 ± 218280 ± 247152 ± 113
SecondaryImmune Response to Treatment in Blood

Sequential monitoring of phenotype, IFN-γ EliSpots, anti-breast cancer cytotoxicity of peripheral blood mononuclear cells (PBMC) directed at breast cancer cell lines, Th1/Th2 serum cytokine patterns, and anti-breast cancer antibodies in the serum during the "vaccinate and consolidate" process

Time frame:
Blood will be collected about 5 weeks before any treatment, just before first HER2 BATs infusion, before HER2 BATs #5, before HER2 BATs #8, and 2 weeks, 1 month, 3 months, and 6 months after last Pembrolizumab

Results for this outcome have not been posted.

SecondaryDisease Control Rate

The percentage of subjects who achieve complete response, partial response and stable disease following treatment.

Time frame:
Imaging will be done prior to study treatment, 1 month, 3 months and 6 months after completion of study treatment. Imaging will then be performed according to standard of care.

Results for this outcome have not been posted.

SecondaryDuration of Response

The time from documentation of tumor response to disease progression.

Time frame:
Imaging will be done prior to study treatment, 1 month, 3 months and 6 months after completion of study treatment. Imaging will then be performed according to standard of care.

Results for this outcome have not been posted.

Adverse events

Collected over From enrollment to 30 days after last treatment, up to 3 years. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Phase 1: Schedule #13/3 (100%)1/3 (33.3%)3/3 (100%)
Phase 2: Schedule #27/7 (100%)1/7 (14.3%)7/7 (100%)
Phase 1: Schedule #33/3 (100%)0/3 (0%)3/3 (100%)
Phase 2: Schedule #34/4 (100%)2/4 (50%)4/4 (100%)
Most frequent serious events
Most frequent serious events
EventPhase 1: Schedule #1Phase 2: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3
HypotensionVascular disorders1/31/70/31/4
ConfusionNervous system disorders1/30/70/30/4
TachycardiaCardiac disorders1/30/70/31/4
BronchospasmRespiratory, thoracic and mediastinal disorders0/30/70/31/4
alanine aminotransferase elevationGastrointestinal disorders0/31/70/30/4
HypertensionVascular disorders0/31/70/30/4
Most frequent other events
Showing 10 of 56
Most frequent other events
EventPhase 1: Schedule #1Phase 2: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3
HypotensionVascular disorders1/37/73/34/4
chillsGeneral disorders1/33/73/34/4
HeadacheNervous system disorders3/35/72/31/4
nauseaGastrointestinal disorders2/33/73/33/4
anemiaBlood and lymphatic system disorders3/32/70/33/4
hypertensionVascular disorders3/37/71/34/4
vomitingGastrointestinal disorders2/32/73/31/4
sinus tachycardiaCardiac disorders2/36/70/32/4
feverGeneral disorders1/35/72/31/4
hypercalcemiaInvestigations0/31/72/32/4

Baseline characteristics

Age, Customized
Age, Customized(years)Phase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3Total
Median (SD)64.7 ± 13.751.5 ± 16.856.2 ± 10.253.3 ± 11.954.6 ± 13.7
Sex: Female, Male
Sex: Female, Male(Participants)Phase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3Total
Female383822
Male00000
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Phase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3Total
Hispanic or Latino01012
Not Hispanic or Latino373720
Unknown or Not Reported00000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Phase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3Total
American Indian or Alaska Native00000
Asian00000
Native Hawaiian or Other Pacific Islander00000
Black or African American00011
White383721
More than one race00000
Unknown or Not Reported00000
Region of Enrollment
Region of Enrollment(participants)Phase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3Total
United States383822
ECOG Performance status
ECOG Performance status(units on a scale)Phase 1: Schedule #1Phase 1: Schedule #2Phase 1: Schedule #3Phase 2: Schedule #3Total
Mean1.2 (0 to 2)1.3 (0 to 2)1.2 (0 to 2)1.2 (0 to 2)1.2 (0 to 2)
08

Study locations

1 site
  • Ashley Donihee
    Charlottesville, Virginia 22908, United States
09

References and documents

Publications

  • Lum LG, Thakur A, Al-Kadhimi Z, Colvin GA, Cummings FJ, Legare RD, Dizon DS, Kouttab N, Maizel A, Colaiace W, Liu Q, Rathore R. Targeted T-cell Therapy in Stage IV Breast Cancer: A Phase I Clinical Trial. Clin Cancer Res. 2015 May 15;21(10):2305-14. doi: 10.1158/1078-0432.CCR-14-2280. Epub 2015 Feb 16. PubMed 25688159 ↗
  • Vaishampayan U, Thakur A, Rathore R, Kouttab N, Lum LG. Phase I Study of Anti-CD3 x Anti-Her2 Bispecific Antibody in Metastatic Castrate Resistant Prostate Cancer Patients. Prostate Cancer. 2015;2015:285193. doi: 10.1155/2015/285193. Epub 2015 Feb 23. PubMed 25802762 ↗

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: No

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Dec 2017 to primary completion in Nov 2024, 83 months.

Results were first posted in Feb 2026, 1 year 2 months after primary completion.

Of 166 non-industry phase 1/2 interventional studies under Breast Neoplasms, half reached primary completion within 67 months of starting (the median), counting those still running; a quarter within 45 and three quarters within 95. This study's 83 months is above that.

Counting every sponsor, half of 327 studies reached it within 61 months; a quarter within 45 and three quarters within 88.

How these figures are worked out, and which studies are left out of them.

Registered
Aug 28, 2017
First posted
Sep 5, 2017
StartActual
Dec 29, 2017
Primary completionActual
Nov 30, 2024
CompletionEst.
Jan 2031
Results first posted
Feb 27, 2026
Last update
Feb 27, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Feb 27, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03272334
Responsible party
Patrick Dillon, MD (Assistant Professor, Hematology and Oncology, University of Virginia) — Principal investigator
First posted
Sep 5, 2017
Start date
Dec 29, 2017
Primary completion
Nov 30, 2024
Completion
Jan 2031 (estimated)
Results posted
Feb 27, 2026
Last update
Feb 27, 2026

Study contacts

Patrick Dillon, MD
principal investigator · University of Virginia

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is active, not recruiting, as verified in Feb 2026. You cannot join it, but the record below documents what was studied.

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