ClinicalTrials.gg
Active, not recruitingNCT00999804HELEXUpdated Mar 12, 2025Results posted

Extension Study of Lapatinib Plus Herceptin With or Without Endocrine Therapy

A Phase 2 interventional study of Lapatinib and Letrozole in Breast Cancer, sponsored by Baylor Breast Care Center. Active, not recruiting at 8 sites in United States. Open to female participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2025-03-12.

Sponsored by Baylor Breast Care Center · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
128
Allocation
Randomized
Ages
18 Years and older
Sex
Female
01

Where this study stands

Counted across the records on this site · 2026-11-12

Among 114 studies testing lapatinib in Breast Neoplasms — none open to participants now, 3 under way, 1 of them phase 3. Lapatinib · Breast Neoplasms.

Enrollment
25th of 114
128 · median 35
Started
2011
with 7 others
Phase 2
60 of 114
none open now
Registered
71st of 114
by date
Lead sponsor
2 of 114
Baylor Breast Care Center

Among the 114 studies testing lapatinib in Breast Neoplasms, this one is the 25th largest by enrollment, is one of 8 that started in 2011, is one of 60 in phase 2, and was the 71st registered.

By phase

114 studies; the count open now beside each. This study's row is marked.

Phase 2this study60 · 0 open
Phase 126 · 0 open
Phase 318 · 0 open
Phase 1/210 · 0 open

By the year they started

First in 2003; this study’s year is marked. 8 started in 2011.

Size and results

Median enrollment 35 across the 114 interventional studies. Of the 99 that completed or were terminated, 50 (51%) have results posted.

Download CSVWith an account: the 114 studies testing lapatinib in Breast Neoplasms as a file.
02

Study summary

Breast cancer is the most common malignancy in the U.S. Targeted therapies such as tamoxifen have been revolutionary in reducing tumor recurrences and mortality in early breast cancer. Using this successful paradigm, there has been a continued search for other targeted biologic therapies directed at receptors with known potential for promoting tumor growth.

The estrogen receptor (ER) and/or the HER signaling pathways are the dominant drivers of cell proliferation and survival in the majority of human breast cancers. Molecular targets of these pathways provide the most effective therapies in appropriately selected patients. However, de novo and acquired resistance remain major obstacles to successful treatment, and understanding the molecular pathways responsible for this resistance would enable the discovery of new strategies to overcome it.

The superiority of multi-drug HER2-targeted therapy over single agent therapy has been demonstrated in the preclinical setting using mouse xenografts. Trastuzumab, pertuzumab, lapatinib, and gefitinib, represent a group of therapeutic agents that target the HER family by different molecular mechanisms. Used as single agents in the MCF7/HER2-18 xenograft model, these drugs restored or enhanced sensitivity to tamoxifen. However, tumor growth inhibition lasted only 2-3 months before resistance to treatments occurred. However, when gefitinib, a HER1 inhibitor, was added to the two-antibody (T+P) regimen to block signals from HER1 dimers, a complete disappearance of nearly all xenograft tumors was observed; moreover, there was evidence of complete tumor eradication in 50% of the mice. The combination of lapatinib + trastuzumab was also highly effective in eradication of tumor burden, with no evidence of re-growth after 200 days. These xenograft models demonstrate that multi-drug HER2-targeted therapy more effectively induces apoptosis and inhibits proliferation, thereby resulting in tumor regression. Furthermore, HER2 combination therapy appears to more effectively reduce levels of phosphorylated pAKT and MAPK, thus resulting in sustained tumor inhibition.

Read the detailed description

Breast cancer cells have certain characteristics or traits--these traits are called biomarkers. There are three biomarkers that help doctors decide which treatment to give any given patient. These biomarkers are the estrogen receptor (ER), progesterone receptor (PgR), and HER2 protein. Breast cancer cells that have a large number of estrogen or progesterone receptors are called ER and/or PgR positive. Cancers that are ER and/or PgR positive use the hormones estrogen and progesterone to help them grow. Not all breast cancers are ER or PgR positive. Patients are being asked to take part in this study that have a special type of breast cancer called HER2 positive breast cancer. HER2-positive breast cancer is a breast cancer that tests positive for a protein called human epidermal growth factor receptor-2 (HER2). HER2 is located on the outer surface of a cancer cell. The HER2 protein sends a signal to the inside of the cancer cells telling it to grow and divide.

Two medications that directly target this HER2 protein. One is called trastuzumab(Herceptin), and the other is called lapatinib (Tykerb). Both medications are FDA-approved for the treatment of women with HER2+ breast cancer. Each medication attaches to the protein so that it can no longer function. Once the protein stops working, the cancer cells can no longer make copies of themselves. This makes cancer shrink. Both drugs target HER2; however each drug works a little bit differently.

Some patients respond better to Herceptin, and some patients respond better to Tykerb. Right now, we are not sure why some patients respond to one drug but do not respond to the other drug. One possibility is that in some patients, the HER2 protein finds another way to send its message to the inside of the cell (similar to a road detour). For example, when one path is "closed" because the drug is blocking it, the HER2 protein finds a different way to send its signal. We think that we can completely block the HER2 protein by giving patients both Tykerb and Herceptin.

Some patients with HER positive breast cancer are also ER and/or PgR positive. Even after HER2 is completely blocked, these types of cancer cells can still grow by using the estrogen or progesterone receptor. If a patient is told they are ER and/or PgR positive, they will also take an anti-estrogen pill along with Tykerb and Herceptin. We think that we can stop cancer growth more completely by blocking both the HER2 protein and the ER/PR receptors.

03

Conditions studied

  • Breast Cancer

Browse trials for

Keywords

  • Locally Advanced Breast Cancer Neoadjuvant Endocrine
04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. All patients must be female and at least 18 years of age.
  2. Signed .
  3. Locally advanced breast cancers are eligible. Locally advanced cancers must be of clinical and/or radiologic size >3 cm, or >2 cm with clinical evidence of axillary nodal involvement*. (If tumors are less than 3 cm, we will use the radiologically measured tumor size to determine if the tumor meets the minimal size requirements.)
  4. Patients must have confirmed invasive mammary carcinoma that is overexpressing, defined as 3+ by immunohistochemistry, or a FISH/CEP ratio greater than 2.
  5. Negative serum pregnancy test (HCG) within 7 days of starting study drug, if of .
  6. Kidney and liver function tests - all within 1.5 times the institutional .
  7. Performance status ( scale) 0-1 and >6 months.
  8. No evidence of brain or , or any other Stage IV disease.
  9. No previous or current at other sites within the last 5 years, with exception of adequately treated cone-biopsied in situ carcinoma of the cervix uteri and basal or squamous cell carcinoma of the skin.

Exclusion criteria

Exclusion Criteria:

  1. Patients with bilateral breast cancer.
  2. Pregnancy or unwillingness to use a reliable method in women of .
  3. Severe underlying chronic illness or disease.
  4. Cardiomyopathy or baseline less than 50%.
  5. Other drugs while on study.
  6. Severe or uncontrolled hypertension, history of congestive heart failure or severe coronary arterial disease.
  7. Malabsorption syndrome, disease significantly affecting gastrointestinal function, or resection of the stomach or small bowel. Subjects with ulcerative colitis are also excluded
  8. Taking any lapatinib prohibited medication(s)
  9. Inability or unwillingness to comply with, or follow study procedures.
  10. Patients who have received any form of treatment for breast cancer within the past five years, including surgical resection, chemotherapy, endocrine therapy, or biologic therapy.
  11. Patients with a prior history of ipsilateral invasive breast cancer or carcinoma in situ who present with a new primary.
  12. Patients with known active, infectious , , or .
Terms in these criteria, in plain language(15)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Histologically or cytologically confirmed

The diagnosis was confirmed by looking at a sample under a microscope: tissue from a biopsy or surgery (histology), or cells from a fluid or needle sample (cytology).

Your pathology report is the document that shows this.

HER2

HER2 is a protein, made from the ERBB2 gene, that drives the growth of some cancers. A study may look for a level of the protein, extra copies of the gene, or a particular change in it.

In breast cancer, protein tests are read as HER2-positive, HER2-low or HER2-negative; other cancers use their own rules. Check which test result the study requires.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

ECOG performance status

A scale of how much an illness limits everyday activity. For people being assessed to join a study, scores run from 0 (fully active) to 4; lower is more active.

0
Fully active, no restrictions.
1
Limited in strenuous activity, but walking and able to do light work, such as housework or office work.
2
Walking and able to look after yourself, but unable to work; up and about more than half of waking hours.
3
Able to look after yourself only in part; in bed or a chair more than half of waking hours.
4
Unable to look after yourself at all; in bed or a chair all day.

Studies most often ask for 0–1 or 0–2. Your doctor gives the score; the WHO scale uses the same steps. The full scale also has 5, which records death.

Life expectancy

The study doctor’s estimate of how long someone is likely to live. Criteria use it so that people can stay in the study long enough for it to answer its question.

Leptomeningeal disease

Cancer that has spread to the leptomeninges, the thin layers covering the brain and spinal cord, and the fluid between them. It is not the same as brain metastases.

Criteria often treat it separately, and many studies leave it out even where treated brain metastases are allowed.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

LVEF (left ventricular ejection fraction)

The share of blood the heart’s main pumping chamber (the left ventricle) pushes out with each beat, measured by an echocardiogram (heart ultrasound) or a MUGA scan. About 50–70% is normal.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Hepatitis C tests

Hepatitis C is a virus that infects the liver. An HCV antibody test can stay positive after an infection has cleared (and is occasionally positive without one); an HCV RNA test shows whether the virus is there now.

After treatment, hepatitis C counts as cured when HCV RNA is still undetectable 12 weeks or more after the treatment ended. Studies often accept people cured this way.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
128 participants (actual)

Study arms

  • Experimental
    24-week arm

    Participants will receive 24-weeks of lapatinib plus trastuzumab. Participants who are estrogen receptor (ER) and/or progesterone receptor (PR) positive will also receive endocrine therapy.

    Drug: Lapatinib · Drug: Letrozole · Drug: Trastuzumab

  • Active comparator
    12-week arm

    Participants will receive 12-weeks of lapatinib plus trastuzumab. Participants who are estrogen receptor (ER) and/or progesterone receptor (PR) positive will also receive endocrine therapy.

    Drug: Lapatinib · Drug: Letrozole · Drug: Trastuzumab

Interventions

  • 1000 mg of Lapatinib by mouth daily

    Also known as: TyKerb

  • Letrozole, 2.5 mg by mouth daily (for hormone receptor positive participants only)

    Also known as: Femara

  • 6 mg/kg intravenously, every 3 weeks

    Also known as: Herceptin

06

What researchers measure

Primary outcomes

  1. Pathologic Complete Response

    Pathologic complete response was defined as no residual invasive cancer in the breast, after 12 or 24 weeks of lapatinib/trastuzumab with or without endocrine therapy. This outcome is based on patient's pathological report. We are not measuring the clinical response. Participants who have received at least one cycle of therapy (defined as one dose of trastuzumab and 21 days of lapatinib), and have had their response classified were evaluable.

    Time frame: 12 or 24 week depending the arm assignment

Secondary outcomes

  1. Number of Participants With Adverse Events

    the safety and tolerability of an extended regimen of lapatinib + trastuzumab, with or without endocrine therapy

    Time frame: 12 week or 24 weeks depending on arm assignment

  2. Total Pathologic Complete Response

    pathologic complete response was defined as no residual invasive cancer in the breast and the axillary lymph nodes.

    Time frame: 12 weeks or 24 weeks depending on arm assignment

  3. Clinical Response

    Time frame: 12 weeks or 24 weeks depending on arm assignment

07

Results

Posted Dec 12, 2016

Participant flow

Participants were recruited between October 2011 and July 2014 at 10 study sites: Baylor College of Medicine, UAB, University of Chicago, Johns Hopkins, Duke, Indiana University, Vanderbilt, MDACC, DFCI, and Mayo Clinic.

Participant flow — Overall Study
Milestone24-week Arm12-week Arm
Started8543
Completed6438
Not completed215
Withdrew: Lack of efficacy92
Withdrew: Adverse event43
Withdrew: Withdrawal by subject40
Withdrew: Death10
Withdrew: Ineligible30

Outcome measures

PrimaryPathologic Complete Response

Pathologic complete response was defined as no residual invasive cancer in the breast, after 12 or 24 weeks of lapatinib/trastuzumab with or without endocrine therapy. This outcome is based on patient's pathological report. We are not measuring the clinical response. Participants who have received at least one cycle of therapy (defined as one dose of trastuzumab and 21 days of lapatinib), and have had their response classified were evaluable.

Time frame:
12 or 24 week depending the arm assignment
Reported as:
Number · participants
Pathologic Complete Response
participants24-week Arm12-week Arm
pathologic complete response205
non-complete pathologic response6138
Statistical analysis
  • 24-week Arm · Proportion of pcr: 0.25No comparison is required between the 24 weeks arm and 12 weeks arm. The study is designed as the 24 weeks arm ran as a single arm, using an admissible Simon-like two-stage design and required 20 or more responses in the first 55 evaluable patients.
SecondaryNumber of Participants With Adverse Events

the safety and tolerability of an extended regimen of lapatinib + trastuzumab, with or without endocrine therapy

Time frame:
12 week or 24 weeks depending on arm assignment
Reported as:
Number · participants
Number of Participants With Adverse Events
participants24-week Arm12-week Arm
Number of Participants With Adverse Events6126
Statistical analysis
  • 24-week Arm · Proportion of patients with ae: 0.7261 out of 85 patients (72%) in the 24-week arm had at least 1 adverse events.
SecondaryTotal Pathologic Complete Response

pathologic complete response was defined as no residual invasive cancer in the breast and the axillary lymph nodes.

Time frame:
12 weeks or 24 weeks depending on arm assignment
Reported as:
Number · participants
Total Pathologic Complete Response
participants24-week Arm12-week Arm
total complete pathologic response82
not total complete pathologic response7241
Statistical analysis
  • 24-week Arm · Proportion of tpcr in 24 weeks arm: 0.1
SecondaryClinical Response
Time frame:
12 weeks or 24 weeks depending on arm assignment
Reported as:
Number · participants
Clinical Response
participants24-week Arm12-week Arm
Complete response4621
Partial response1013
Stable disease23
Progressive disease134
Unknown102
Statistical analysis
  • 24-week Arm · Proportion of cr+pr in 24 weeks arm: 0.69

Adverse events

Collected over 7 months. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
24-week Arm—3/85 (3.5%)61/85 (71.8%)
12-week Arm—1/43 (2.3%)26/43 (60.5%)
Most frequent serious events
Most frequent serious events
Event24-week Arm12-week Arm
Acute kidney injuryRenal and urinary disorders0/851/43
HematuriaRenal and urinary disorders0/851/43
Renal calculiRenal and urinary disorders0/851/43
Urinary retentionRenal and urinary disorders0/851/43
Cardiac arrestCardiac disorders1/850/43
Elevated ASTHepatobiliary disorders1/850/43
Breast infectionInfections and infestations1/850/43
Most frequent other events
Showing 10 of 21
Most frequent other events
Event24-week Arm12-week Arm
DiarrheaGastrointestinal disorders30/8514/43
Aspartate aminotransferase increasedInvestigations23/857/43
Alanine aminotransferase increasedInvestigations22/855/43
Mucositis oralGastrointestinal disorders9/8510/43
Rash acneiformSkin and subcutaneous tissue disorders17/855/43
FatigueGeneral disorders14/858/43
Alkaline phosphatase increasedInvestigations12/853/43
NuseaGeneral disorders11/856/43
AnemiaBlood and lymphatic system disorders8/854/43
AnorexiaMetabolism and nutrition disorders8/853/43

Baseline characteristics

Age, Continuous
Age, Continuous(years)24-week Arm12-week ArmTotal
Median50 (23 to 80)57 (38 to 88)52 (23 to 88)
Sex: Female, Male
Sex: Female, Male(Participants)24-week Arm12-week ArmTotal
Female8543128
Male000
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)24-week Arm12-week ArmTotal
Hispanic or Latino15924
Not Hispanic or Latino6933102
Unknown or Not Reported112
Race (NIH/OMB)
Race (NIH/OMB)(Participants)24-week Arm12-week ArmTotal
American Indian or Alaska Native000
Asian325
Native Hawaiian or Other Pacific Islander101
Black or African American111021
White683199
More than one race101
Unknown or Not Reported101
08

Study locations

8 sites
09

References and documents

Publications

  • Rimawi MF, Niravath P, Wang T, Rexer BN, Forero A, Wolff AC, Nanda R, Storniolo AM, Krop I, Goetz MP, Nangia JR, Jiralerspong S, Pavlick A, Veeraraghavan J, De Angelis C, Gutierrez C, Schiff R, Hilsenbeck SG, Osborne CK; Translational Breast Cancer Research Consortium. TBCRC023: A Randomized Phase II Neoadjuvant Trial of Lapatinib Plus Trastuzumab Without Chemotherapy for 12 versus 24 Weeks in Patients with HER2-Positive Breast Cancer. Clin Cancer Res. 2020 Feb 15;26(4):821-827. doi: 10.1158/1078-0432.CCR-19-0851. Epub 2019 Oct 29. PubMed 31662331 ↗

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 12, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT00999804
Lead sponsor
Baylor Breast Care Center
Collaborators
Translational Breast Cancer Research Consortium, GlaxoSmithKline
Responsible party
Mothaffar Rimawi (Professor, Baylor Breast Care Center) — Principal investigator
First posted
Oct 22, 2009
Start date
Oct 2011
Primary completion
Nov 2014
Completion
Jan 2026 (estimated)
Results posted
Dec 12, 2016
Last update
Mar 12, 2025

Study contacts

Mothaffar Rimawi, MD
principal investigator · Baylor College of Medicine

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is active, not recruiting, as verified in Feb 2025. You cannot join it, but the record below documents what was studied.

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Discussion

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Studies of the drugs tested here: Lapatinib · Trastuzumab

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