ClinicalTrials.gg
CompletedNCT00206427GWUpdated Sep 29, 2021Results posted

Neoadjuvant GW572016 to Treat Breast Cancer

A Phase 2 interventional study of GW572016 and lapatinib in Breast Cancer, sponsored by Baylor Breast Care Center. Completed at 3 sites in United States. Open to female participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2021-09-29.

Sponsored by Baylor Breast Care Center · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
49
Allocation
Not applicable
Ages
18 Years and older
Sex
Female
01

Where this study stands

Counted across the records on this site · 2026-11-12

Among 114 studies testing lapatinib in Breast Neoplasms — none open to participants now, 3 under way, 1 of them phase 3. Lapatinib · Breast Neoplasms.

Enrollment
47th of 114
49 · median 35
Started
2004
with 8 others
Phase 2
60 of 114
none open now
Registered
11th of 114
by date
Lead sponsor
2 of 114
Baylor Breast Care Center

Among the 114 studies testing lapatinib in Breast Neoplasms, this one is the 47th largest by enrollment, is one of 9 that started in 2004, is one of 60 in phase 2, and was the 11th registered.

By phase

114 studies; the count open now beside each. This study's row is marked.

Phase 2this study60 · 0 open
Phase 126 · 0 open
Phase 318 · 0 open
Phase 1/210 · 0 open

By the year they started

First in 2003; this study’s year is marked. 9 started in 2004.

Size and results

Median enrollment 35 across the 114 interventional studies. Of the 99 that completed or were terminated, 50 (51%) have results posted.

Download CSVWith an account: the 114 studies testing lapatinib in Breast Neoplasms as a file.
02

Study summary

We want to learn whether GW572016 is effective in breast cancers that have HER2.

Read the detailed description

The EGFR/HER family of transmembrane type I receptor tyrosine kinases are enzymes that play an important role in fundamental cell processes like cell proliferation, differentiation, and survival. These receptor tyrosine kinases, which include HER1 (epidermal growth factor receptor, EGFR), HER2 (HER2/neu, c-erbB2), HER3 and HER4 contain an extracellular domain and intracellular protein tyrosine kinase core. Aberrant HER1 and HER2 signaling has been causally associated with cancer cell proliferation and survival.

HER1 is expressed or over-expressed in many human solid tumors and plays an important role in progression to invasion and metastases.. The association between HER2 overexpression and poor prognosis in node-positive and advanced breast cancer has been shown by a number of studies. Based on this association between the members of HER1/HER2 family and worse clinical outcome, antibodies and small molecules that specifically target these receptor tyrosine kinases were developed for their therapeutic efficacy.

Trastuzumab (Herceptin) is a highly purified recombinant DNA-derived humanized monoclonal antibody that selectively binds with high affinity to the extracellular domain of the HER2 receptor. Pivotal multicenter efficacy trials in metastatic patients showed improved response rates and disease-free survival in patients who received trastuzumab in addition to chemotherapy. One of these studies was an open-labeled, multicenter, randomized phase III study evaluating the addition of trastuzumab to standard first-line chemotherapy in metastatic breast cancer. This study randomized 469 patients with metastatic disease to chemotherapy with or without trastuzumab. Results of this study showed survival in patients who received trastuzumab plus chemotherapy to be almost twice as long as chemotherapy alone (7.2 vs. 4.5 months, p\<0.0001).

As dimerization is important in signal transduction, therapies that target more than one member of the HER family may have greater anti-tumor effect. Recently, data with trastuzumab plus IMC-C224 in human ovarian cancer cells showed greater growth inhibition compared to either monoclonal antibody alone. GW572016 is an orally active dual HER1/HER2 kinase inhibitor that blocks signal transduction pathways. This dual inhibition is an attractive therapeutic strategy for epithelial cancers, as ligand-induced HER1/HER2 dimerization triggers off potent proliferative and survival signals. In vitro studies with GW572016 have shown marked activity, leading to growth arrest and apoptosis in HER1 and HER2 overexpressing cell lines. GW572016 markedly reduced tyrosine phosphorylation of HER1 and HER2, and activation of MAP kinase and Akt, the downstream effectors of proliferation and survival, respectively. In vitro studies in HER-2 overexpressing cell lines have demonstrated synergistic activity when GW572016 is combined with taxanes. Phase I studies with GW572016 and taxanes have been completed, with results demonstrating that this small molecule inhibitor may be safely combined with chemotherapy with no unanticipated side effects.

The EGFR/HER family of transmembrane type I receptor tyrosine kinases are enzymes that play an important role in fundamental cell processes like cell proliferation, differentiation, and survival. These receptor tyrosine kinases, which include HER1 (epidermal growth factor receptor, EGFR), HER2 (HER2/neu, c-erbB2), HER3 and HER4 contain an extracellular domain and intracellular protein tyrosine kinase core. Aberrant HER1 and HER2 signaling has been causally associated with cancer cell proliferation and survival.

Trastuzumab (Herceptin) is a highly purified recombinant DNA-derived humanized monoclonal antibody that selectively binds with high affinity to the extracellular domain of the HER2 receptor. Results of this study showed survival in patients who received trastuzumab plus chemotherapy to be almost twice as long as chemotherapy alone (7.2 vs. 4.5 months, p\<0.0001).

In vitro studies with GW572016 have shown marked activity, leading to growth arrest and apoptosis in HER1 and HER2 overexpressing cell lines. GW572016 markedly reduced tyrosine phosphorylation of HER1 and HER2, and activation of MAP kinase and Akt, the downstream effectors of proliferation and survival, respectively. In vitro studies in HER-2 overexpressing cell lines have demonstrated synergistic activity when GW572016 is combined with taxanes. Phase I studies with GW572016 and taxanes have been completed, with results demonstrating that this small molecule inhibitor may be safely combined with chemotherapy with no unanticipated side effects.

As the type I tyrosine kinases are involved in various aspects of cell growth and survival, a potent quinazoline and pyrido-[3,4-d]-pyrimidine small molecule (GW572016) against HER1 and HER2 was developed which showed potent in vitro inhibition of HER1 and HER2 in tumor cell lines. Mouse xenograft models of BT474 and HN5 cell lines also showed growth inhibition in a dose-responsive manner. In addition, GW572016 caused a reduction in HER1 and HER2 autophosphorylation, indicating interference of this signaling pathway. GW572016 not only inhibited baseline activation of HER1 and HER2, but also has been shown to interrupt downstream activation of Erk1/2 MAP kinases and Akt.

HER1 is expressed or over-expressed in many human solid tumors and plays an important role in progression to invasion and metastases.. The association between HER2 overexpression and poor prognosis in node-positive and advanced breast cancer has been shown by a number of studies. Based on this association between the members of HER1/HER2 family and worse clinical outcome, antibodies and small molecules that specifically target these receptor tyrosine kinases were developed for their therapeutic efficacy.

Trastuzumab (Herceptin) is a highly purified recombinant DNA-derived humanized monoclonal antibody that selectively binds with high affinity to the extracellular domain of the HER2 receptor. Pivotal multicenter efficacy trials in metastatic patients showed improved response rates and disease-free survival in patients who received trastuzumab in addition to chemotherapy. One of these studies was an open-labeled, multicenter, randomized phase III study evaluating the addition of trastuzumab to standard first-line chemotherapy in metastatic breast cancer. This study randomized 469 patients with metastatic disease to chemotherapy with or without trastuzumab. Results of this study showed survival in patients who received trastuzumab plus chemotherapy to be almost twice as long as chemotherapy alone (7.2 vs. 4.5 months, p\<0.0001).

We have completed the first single-agent neoadjuvant trastuzumab study in human breast cancer. The specific aims of this study were to firstly, define the clinical efficacy of trastuzumab, and secondly, to determine its mechanism of action in human breast cancer specimens. From September 1999 to June 2003, 27 patients with HER2 overexpressing locally advanced breast cancer with or without gross metastatic disease, were considered for a phase II study with neoadjuvant trastuzumab. At presentation, the median tumor size was large at 8x8 cm2 (range 4x4 cm2 to 25x20 cm2). We did not expect measurable evidence of tumor regression with this short treatment duration. However, regression in the product of bidimensional tumor measurements with a median decrease of -20.0% (range 0, -60.4%, p=0.0001) was observed in primary tumors after only 3 weeks of single agent trastuzumab. Most surprisingly, partial response was observed in 26% (7/27). Minor response was seen in 44% (12/27), and stable disease in 30% (8/27). No tumors increased in size during this 3-week period.

This is the first neoadjuvant trastuzumab monotherapy study in treatment-naive patients with HER2 overexpressing breast cancers. The clinical efficacy with tumor reductions in some patients presenting with large initial tumors indicates that the monoclonal antibody can be safely administered as a single agent without fear of tumor progression. When the study was first started, the uncertainty of the clinical efficacy of neoadjuvant single agent trastuzumab limited its duration to 3 weeks. It seems likely that the true response rate would have been higher if therapy was continued for several months. Based on these data, longer treatment durations of HER2 targeted therapy, like with GW572016, given as a single agent should be investigated in clinical trials with careful monitoring of patients to assess its activity in this setting.

Aim 1: To demonstrate the clinical efficacy of GW572016 when given as neoadjuvant therapy as a single agent in patients with treatment-naive, locally advanced HER2 overexpressing breast cancer. We aim to discover the true response rate to inhibiting HER1/2 signal transduction with GW572016 in breast cancer patients.

Aim 2: To determine if GW572016 inhibits HER1 and HER2 signaling in situ.The mechanism of therapeutic action of GW572016 is not fully understood.

03

Conditions studied

  • Breast Cancer

Keywords

  • Advanced
  • Breast
  • Cancer
  • Neoadjuvant
  • HER2
04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. All patients must be female.
  2. Signed .
  3. Locally advanced breast cancers or primary breast cancers with concomitant gross disease are eligible. Locally advanced cancers must be of clinical and/or radiologic size >/- 5 cm, and/or are deemed surgically inoperable, with Stage IIIb, IIIc, or IV disease.
  4. overexpressing tumors defined as HercepTest score of 3+, or >/- 10% cells moderately or strongly HER2 positive by other methods, or semi-quantitative score of >/- 5 (in Dr. Allred's laboratory) or gene amplified.
  5. Negative serum pregnancy test (BHCG) within 7 days of starting study, if of .
  6. Kidney and liver function tests - all within 1.5 times the institution's .
  7. Performance status (WHO scale) less than 2 and greater than 6 months.
  8. Age greater than 18 years.
  9. No brain or .
  10. No previous or current at other sites within the last 5 years, with exception of adequately treated core-biopsied in situ carcinoma of the cervix uteri and basal or squamous cell carcinoma of the skin.

Exclusion criteria

Exclusion Criteria:

  1. Pregnancy or unwillingness to use a reliable method in women of .
  2. Severe underlying chronic illness or disease.
  3. Cardiomyopathy or baseline \<50%.
  4. Other drugs while on study.
  5. Severe or uncontrolled hypertension, history of congestive heart failure or severe coronary arterial disease.
  6. Malabsorption syndrome, disease significantly affecting gastrointestinal function, or resection of the stomach or small bowel. Subjects with ulcerative colitis are also excluded.
  7. Taking any GW572016-prohibited medication (see GW572016 Prohibited Medications List in protocol) within 7 days of first dose of study medications.
Terms in these criteria, in plain language(11)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

HER2

HER2 is a protein, made from the ERBB2 gene, that drives the growth of some cancers. A study may look for a level of the protein, extra copies of the gene, or a particular change in it.

In breast cancer, protein tests are read as HER2-positive, HER2-low or HER2-negative; other cancers use their own rules. Check which test result the study requires.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

Life expectancy

The study doctor’s estimate of how long someone is likely to live. Criteria use it so that people can stay in the study long enough for it to answer its question.

Leptomeningeal disease

Cancer that has spread to the leptomeninges, the thin layers covering the brain and spinal cord, and the fluid between them. It is not the same as brain metastases.

Criteria often treat it separately, and many studies leave it out even where treated brain metastases are allowed.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

LVEF (left ventricular ejection fraction)

The share of blood the heart’s main pumping chamber (the left ventricle) pushes out with each beat, measured by an echocardiogram (heart ultrasound) or a MUGA scan. About 50–70% is normal.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
49 participants (actual)

Study arms

  • Experimental
    Intervention

    Intervention/Lapatinib (GW572016)

    Drug: GW572016 · Drug: lapatinib

Interventions

  • Lapatinib, 500 mg

    Also known as: TyKerb, Lapatinib

  • Lapatinib 500 mg PO

    Also known as: TyKerb, GW572016

06

What researchers measure

Primary outcomes

  1. Clinical Response

    Clinical efficacy was assessed by bidimensional tumor measurements of the primary cancer at baseline, and at the end of week 6. Clinical complete response (cCR) was defined as complete disappearance of the primary tumor. Clinical partial response (cPR) was defined as a decrease by at least 50% of the sum of the products of the largest perpendicular diameters. An increase of more than 25% was defined as clinical progressive disease (cPD). Any response that does not meet the definition of cCR, cPR, or cPD was defined as stable disease (cSD).

    Time frame: at the end of week 6.

Secondary outcomes

  1. Inhibition of HER1 and HER2 Signaling as Determined by EGFR, HER2, and pHER2

    Immunohistochemical staining of cells from patients breast biopsies at baseline and post-treatment (week 6) were performed. Biologic markers including EGFR, HER2, and pHER2 were assessed with intensity scores of the staining (0-3, higher score means higher intensity).

    Time frame: Baseline and 6 weeks

  2. Inhibition of HER1 and HER2 Signaling as Determined by ki67 and CC3

    Immunohistochemical staining of cells from patients breast biopsies at baseline and post-treatment (week 6) were performed. Biologic markers of Ki67 and CC3 were assessed with percentages of cells staining positive (0%-100%, higher score means higher positive cells).

    Time frame: Baseline and 6 weeks

07

Results

Posted Mar 7, 2012

Participant flow

Participant flow — Overall Study
MilestoneGW572016 1500mg
Started49
Completed47
Not completed2
Withdrew: Adverse event2

Outcome measures

PrimaryClinical Response

Clinical efficacy was assessed by bidimensional tumor measurements of the primary cancer at baseline, and at the end of week 6. Clinical complete response (cCR) was defined as complete disappearance of the primary tumor. Clinical partial response (cPR) was defined as a decrease by at least 50% of the sum of the products of the largest perpendicular diameters. An increase of more than 25% was defined as clinical progressive disease (cPD). Any response that does not meet the definition of cCR, cPR, or cPD was defined as stable disease (cSD).

Time frame:
at the end of week 6.
Reported as:
Number · participants
Clinical Response
participantsGW572016 1500mg
cCR3
cPR30
cSD11
cPD3
SecondaryInhibition of HER1 and HER2 Signaling as Determined by EGFR, HER2, and pHER2

Immunohistochemical staining of cells from patients breast biopsies at baseline and post-treatment (week 6) were performed. Biologic markers including EGFR, HER2, and pHER2 were assessed with intensity scores of the staining (0-3, higher score means higher intensity).

Time frame:
Baseline and 6 weeks
Reported as:
Median · score on a scale
Inhibition of HER1 and HER2 Signaling as Determined by EGFR, HER2, and pHER2
score on a scaleGW572016 1500mg
EGFR at baseline0 (0 to 1)
EGFR at week 60 (0 to 1)
HER2 at baseline3 (2.75 to 3)
HER2 at week 63 (2.5 to 3)
pHER2 at baseline1.5 (0 to 2.5)
pHER2 at week 61.5 (0 to 2.5)
SecondaryInhibition of HER1 and HER2 Signaling as Determined by ki67 and CC3

Immunohistochemical staining of cells from patients breast biopsies at baseline and post-treatment (week 6) were performed. Biologic markers of Ki67 and CC3 were assessed with percentages of cells staining positive (0%-100%, higher score means higher positive cells).

Time frame:
Baseline and 6 weeks
Reported as:
Median · percentage of cells staining positive
Inhibition of HER1 and HER2 Signaling as Determined by ki67 and CC3
percentage of cells staining positiveGW572016 1500mg
Ki67 at baseline71 (54 to 78)
Ki67 at week 649 (29 to 65)
CC3 at baseline1.80 (0.82 to 3.11)
CC3 at week 61.84 (0.50 to 5.31)

Adverse events

Collected over During the 6-week therapy. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
GW572016 1500mg—3/49 (6.1%)32/49 (65.3%)
Most frequent serious events
Most frequent serious events
EventGW572016 1500mg
rashSkin and subcutaneous tissue disorders1/49
Neutrophils/ANCBlood and lymphatic system disorders1/49
LeukocytesBlood and lymphatic system disorders1/49
HypocalcemiaBlood and lymphatic system disorders1/49
ConstipationGastrointestinal disorders1/49
Febrile neutropeniaBlood and lymphatic system disorders1/49
Infection-oral thrushInfections and infestations1/49
Mucositis-oralGastrointestinal disorders1/49
Left Ventricular Systolic DysfunctionCardiac disorders1/49
Most frequent other events
Most frequent other events
EventGW572016 1500mg
DiarrheaGastrointestinal disorders23/49
RashSkin and subcutaneous tissue disorders18/49
Elevated ASTHepatobiliary disorders4/49
NauseaGastrointestinal disorders4/49
BruisingSkin and subcutaneous tissue disorders3/49
PruritisSkin and subcutaneous tissue disorders3/49

Baseline characteristics

Age, Continuous
Age, Continuous(years)GW572016 1500mg
Median53 (27 to 83)
Sex: Female, Male
Sex: Female, Male(Participants)GW572016 1500mg
Female49
Male0
08

Study locations

3 sites
  • USC Norris Comprehensive Cancer Center
    Los Angeles, California 90033, United States
  • University of New Mexico
    Albuquerque, New Mexico 87131, United States
  • Baylor Breast Center
    Houston, Texas 77030, United States
09

References and documents

Related links

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Sep 29, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT00206427
Lead sponsor
Baylor Breast Care Center
Collaborators
GlaxoSmithKline
Responsible party
Mothaffar Rimawi (Medical Director, Baylor Breast Care Center) — Principal investigator
First posted
Sep 21, 2005
Start date
Aug 2004
Primary completion
Jun 2011
Completion
Feb 2012
Results posted
Mar 7, 2012
Last update
Sep 29, 2021

Study contacts

Mothaffar Rimawi, MD
principal investigator · Baylor Breast Center

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Sep 2021. You cannot join it, but the record below documents what was studied.

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Studies of the drug tested here: Lapatinib

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