ClinicalTrials.gg
CompletedNCT00548184Updated Nov 7, 2019Results posted

Lapatinib and Trastuzumab With or Without Endocrine Therapy

A Phase 2 interventional study of Lapatinib and Trastuzumab in Breast Cancer, sponsored by Baylor Breast Care Center. Completed at 6 sites in United States. Open to female participants aged 18 Years to 65 Years. Per ClinicalTrials.gov, last updated 2019-11-07.

Sponsored by Baylor Breast Care Center · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
65
Allocation
Not applicable
Ages
18 Years to 65 Years
Sex
Female
01

Study summary

We think that lapatinib will help to shrink your tumor when given prior to the main or primary therapy for the kind of breast cancer you have been diagnosed with. When treatment is given before the main or primary therapy, it is called neoadjuvant therapy. We will compare lapatinib with lapatinib plus trastuzumab (herceptin) for 12 weeks. If your tumor is estrogen receptor positive (ER positive), estrogen deprivation will also be given to you. Tumors that are ER positive have a lot of estrogen receptors found in them. This is also called "over expression" or amplification of estrogen receptors.

The most important information we will get from this study is to see the response to "neoadjuvant" (treatment given before the main treatment), lapatinib with trastuzumab (herceptin) in your tumor tissue sample.

Read the detailed description

The neoadjuvant setting is especially attractive for studies of predictive biologic correlates for several reasons including early assessment of response to therapy, access to the primary tumor, and reduced patient numbers compared to those required in the adjuvant setting. Response to neoadjuvant therapy is a validated surrogate marker for improved survival; it may be used to test the overall efficacy of neoadjuvant treatment regimens and response in the primary tumor mirrors the effect of therapy on micrometastases.

Trastuzumab is an efficacious agent in HER2 overexpressing breast cancers. Our results with neoadjuvant trastuzumab indicate that its efficacy may be better in patients with treatment-naïve tumors compared to metastatic disease, with 26% of patients showing a partial response after only 3 weeks of therapy. No patients progressed during this 3-week period. We have also conducted a neoadjuvant lapatinib study given as a single agent for 6 weeks. The response rates in this second study have been impressive with greater than 80% responses in patients with HER2 positive locally advanced breast cancers. It is likely that the true response rate to HER2 blockade would be higher had therapy been continued for longer. We therefore hypothesize that lapatinib, a dual tyrosine kinase inhibitor, together with trastuzumab, will result in tumor regression when given as neoadjuvant therapy in HER2 overexpressing breast cancer. We will compare lapatinib plus trastuzumab for 12 weeks, and if the tumors express ER, estrogen deprivation will also be administered.

This is a phase II trial. Clinical efficacy will be assessed by bidimensional tumor measurements of the primary cancer at baseline, and at the end of week 12. Objective tumor response rate defined as objective bidimensional tumor measurements after neoadjuvant treatment at 12 weeks will be calculated, and assessed according to standard RECIST criteria. Pathologic responses will be graded as pathologic complete response if there is no invasive cancer in the residual breast at the time of surgery. Near pathologic complete response will also be documented as residual disease of less than 1 cm.

02

Conditions studied

  • Breast Cancer

Browse trials for

Keywords

  • primary breast cancers
  • Locally advanced breast cancers
03

In context

Breast Neoplasms

14,825 studies on the registry are indexed under Breast Neoplasms; 3,319 are open to participants now.

This study's enrollment of 65 is close to the median of 72 across 10,896 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

Baylor Breast Care Center is the lead sponsor of 16 studies on the registry; 1 is open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 65 Years
Sexes eligible
Female
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • All patients must be female.
  • Signed .
  • Locally advanced breast cancers or primary breast cancers are eligible. Locally advanced cancers must be of clinical and/or radiologic size >3 cm, or >2 cm with clinical evidence of axillary nodal involvement. (If tumors are less than 3 cm, we will use radiologically measured tumor size to determine the minimal tumor size for eligibility and in assessing tumor size during follow-up).
  • overexpressing tumors defined as HercepTest score of 3+, or > 10% cells moderately or strongly HER2 positive by other methods, or Allred semi-quantitative score of >5, or gene amplified.
  • Negative serum pregnancy test (HCG) within 7 days of starting study, if of .
  • Kidney and liver function tests - all within 1.5 times the institution's .
  • Performance status (WHO scale) less than 2 and more than 6 months.
  • Age at least 18 years.
  • No brain or .
  • No previous or current at other sites within the last 5 years, with exception of adequately treated cone-biopsied in situ carcinoma of the cervix uteri and basal or squamous cell carcinoma of the skin.

Note: The presence of pathological involvement of axillary nodes will be assessed and agreed upon by two investigators.

Exclusion criteria

Exclusion Criteria:

  • Pregnancy or unwillingness to use a reliable method in women of .
  • Severe underlying chronic illness or disease.
  • Cardiomyopathy or baseline less than 50%.
  • Other drugs while on study.
  • Severe or uncontrolled hypertension, history of congestive heart failure or severe coronary arterial disease.
  • Malabsorption syndrome, disease significantly affecting gastrointestinal function, or resection of the stomach or small bowel. Subjects with ulcerative colitis are also excluded
  • Taking any lapatinib-prohibited medication within 7 days of first dose of study medications. (See Prohibited Medications List in protocol.)
Terms in these criteria, in plain language(10)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

HER2

HER2 is a protein, made from the ERBB2 gene, that drives the growth of some cancers. A study may look for a level of the protein, extra copies of the gene, or a particular change in it.

In breast cancer, protein tests are read as HER2-positive, HER2-low or HER2-negative; other cancers use their own rules. Check which test result the study requires.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

Life expectancy

The study doctor’s estimate of how long someone is likely to live. Criteria use it so that people can stay in the study long enough for it to answer its question.

Leptomeningeal disease

Cancer that has spread to the leptomeninges, the thin layers covering the brain and spinal cord, and the fluid between them. It is not the same as brain metastases.

Criteria often treat it separately, and many studies leave it out even where treated brain metastases are allowed.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

LVEF (left ventricular ejection fraction)

The share of blood the heart’s main pumping chamber (the left ventricle) pushes out with each beat, measured by an echocardiogram (heart ultrasound) or a MUGA scan. About 50–70% is normal.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
65 participants (actual)

Study arms

  • Experimental
    Single Group Assignment

    Lapatinib Trastuzumab Endocrine

    Drug: Lapatinib · Drug: Trastuzumab · Drug: Endocrine

Interventions

  • Monoclonal Antibody

    Also known as: TyKerb

  • Monoclonal Antibody

    Also known as: Herceptin

  • Hormonal Therapy

    Also known as: Varies

06

What researchers measure

Primary outcomes

  1. Pathologic Assessment After Study Treatment

    Pathologic Assessment After 12 weeks of lapatinib and trastuzumab with or without endocrine therapy. Pathologic complete response: no invasive cancer in the residual breast. Near pathologic complete response: residual disease of less than 1 cm in breast.

    Time frame: 12 weeks

Other outcomes

  1. Data Analysis of the Biomarkers: Immunohistochemical Staining of Cells From Breast Biopsies and Skin Biopsies Will be Performed.

    Time frame: one year

07

Results

Posted Jun 1, 2012

Participant flow

Participant flow — Overall Study
MilestoneLapatinib + Trastuzumab
Started65
Completed60
Not completed5
Withdrew: Adverse event3
Withdrew: Took other drug1
Withdrew: Found her2 negative1

Outcome measures

PrimaryPathologic Assessment After Study Treatment

Pathologic Assessment After 12 weeks of lapatinib and trastuzumab with or without endocrine therapy. Pathologic complete response: no invasive cancer in the residual breast. Near pathologic complete response: residual disease of less than 1 cm in breast.

Time frame:
12 weeks
Reported as:
Number · participants
Pathologic Assessment After Study Treatment
participantsLapatinib + Trastuzumab
Complete Pathologic Response18
Near Complete Pathologic Response16
Not Pathologic response30
Other pre-specifiedData Analysis of the Biomarkers: Immunohistochemical Staining of Cells From Breast Biopsies and Skin Biopsies Will be Performed.
Time frame:
one year

Results for this outcome have not been posted.

Adverse events

Collected over study treatment up to 12 weeks. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Lapatinib + Trastuzumab—2/65 (3.1%)59/65 (90.8%)
Most frequent serious events
Most frequent serious events
EventLapatinib + Trastuzumab
AST, SGOT(serum glutamic oxaloacetic transaminase)Metabolism and nutrition disorders2/65
ALT, SGPT (serum glutamic pyruvic transaminase)Metabolism and nutrition disorders1/65
Alkaline phosphataseMetabolism and nutrition disorders1/65
Bilirubin (hyperbilirubinemia)Metabolism and nutrition disorders1/65
CholecystitisHepatobiliary disorders1/65
Hepatobiliary/PancreasHepatobiliary disorders1/65
Most frequent other events
Showing 10 of 29
Most frequent other events
EventLapatinib + Trastuzumab
DiarrheaGastrointestinal disorders43/65
Rash: acne/acneiformSkin and subcutaneous tissue disorders30/65
FatigueGeneral disorders21/65
NauseaGastrointestinal disorders20/65
ALT, SGPTMetabolism and nutrition disorders15/65
HEMOGLOBINBlood and lymphatic system disorders14/65
Potassium, serum-lowMetabolism and nutrition disorders13/65
AST, SGOTMetabolism and nutrition disorders12/65
Dry SkinSkin and subcutaneous tissue disorders12/65
HEARTBURNGastrointestinal disorders12/65

Baseline characteristics

Age, Continuous
Age, Continuous(years)Lapatinib + Trastuzumab
Median49 (31 to 74)
Sex: Female, Male
Sex: Female, Male(Participants)Lapatinib + Trastuzumab
Female65
Male0
08

Study locations

6 sites
  • UAB Cancer Center
    Birmingham, Alabama 35294, United States
  • The University of Chicago
    Chicago, Illinois 60637, United States
  • Sidney Kimmel Comprehensive Cancer Center at Johns Hopkins Bunting-Blaustein Cancer Research
    Baltimore, Maryland 21231-1000, United States
  • Mayo Clinic Cancer Center
    Rochester, Minnesota 55905, United States
  • Vanderbilt-Ingram Cancer Center
    Nashville, Tennessee 37232-6868, United States
  • Baylor College of Medicine, Lester and Sue Smith Breast Center
    Houston, Texas 77030, United States
09

References and documents

Publications

  • Veeraraghavan J, De Angelis C, Mao R, Wang T, Herrera S, Pavlick AC, Contreras A, Nuciforo P, Mayer IA, Forero A, Nanda R, Goetz MP, Chang JC, Wolff AC, Krop IE, Fuqua SAW, Prat A, Hilsenbeck SG, Weigelt B, Reis-Filho JS, Gutierrez C, Osborne CK, Rimawi MF, Schiff R. A combinatorial biomarker predicts pathologic complete response to neoadjuvant lapatinib and trastuzumab without chemotherapy in patients with HER2+ breast cancer. Ann Oncol. 2019 Jun 1;30(6):927-933. doi: 10.1093/annonc/mdz076. PubMed 30903140 ↗
  • Rimawi MF, Mayer IA, Forero A, Nanda R, Goetz MP, Rodriguez AA, Pavlick AC, Wang T, Hilsenbeck SG, Gutierrez C, Schiff R, Osborne CK, Chang JC. Multicenter phase II study of neoadjuvant lapatinib and trastuzumab with hormonal therapy and without chemotherapy in patients with human epidermal growth factor receptor 2-overexpressing breast cancer: TBCRC 006. J Clin Oncol. 2013 May 10;31(14):1726-31. doi: 10.1200/JCO.2012.44.8027. Epub 2013 Apr 8. PubMed 23569315 ↗
10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from May 2008 to primary completion in Jan 2011, 32 months.

Results were first posted in Jun 2012, 1 year 5 months after primary completion.

Of 1,070 non-industry phase 2 interventional studies under Breast Neoplasms, half reached primary completion within 56 months of starting (the median), counting those still running; a quarter within 34 and three quarters within 87. This study's 32 months is below that.

Counting every sponsor, half of 1,302 studies reached it within 51 months; a quarter within 30 and three quarters within 82.

How these figures are worked out, and which studies are left out of them.

Registered
Oct 19, 2007
First posted
Oct 23, 2007
StartActual
May 2008
Primary completionActual
Jan 2011
CompletionActual
Jan 2014
Results first posted
Jun 1, 2012
Last update
Nov 7, 2019
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Nov 7, 2019, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT00548184
Lead sponsor
Baylor Breast Care Center
Collaborators
GlaxoSmithKline
Responsible party
Mothaffar Rimawi (Medical Director, Baylor Breast Care Center) — Principal investigator
First posted
Oct 23, 2007
Start date
May 2008
Primary completion
Jan 2011
Completion
Jan 2014
Results posted
Jun 1, 2012
Last update
Nov 7, 2019

Study contacts

Mothaffar Rimawi, MD
principal investigator · Baylor Breast Center

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Oct 2019. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Studies of the drugs tested here: Trastuzumab · Somavaratan

Start the discussion