ClinicalTrials.gg
Not yet recruitingNCT07928479TRAIN-5Updated Nov 10, 2026

Neoadjuvant Trastuzumab, Pertuzumab and Zongertinib Without Chemotherapy in HER2-positive Breast Cancer: the TRAIN-5 Study

A Phase 1 interventional study of Zongertinib is an orally administered, highly selective, and irreversible HER2-tyrosine kinase inhibitor. in HER2-positive Breast Cancer and Early Breast Cancer (EBC), sponsored by The Netherlands Cancer Institute. Not yet recruiting at 1 site in Netherlands. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-11-10.

Sponsored by The Netherlands Cancer Institute · Phase 1, Interventional, and Treatment

Updated Nov 10, 2026Newly registeredGo to Updates ↓
Phase
Phase 1
Study type
Interventional
Enrollment
30
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

This is a single-center, phase 1b study evaluating the safety, feasibility and initial efficacy of a neoadjuvant treatment with zongertinib, trastuzumab and pertuzumab in stage II-IIIA HER2-positive breast cancer.

Read the detailed description

Neoadjuvant chemotherapy combined with dual HER2-targeted therapy results in high rates of pathological complete response (pCR) and excellent long-term survival outcomes in patients with HER2-positive breast cancer. However, this intensive treatment carries significant toxicity, leading to both acute and long-term side effects. Long-term and potentially irreversible toxicities such as neuropathy, persistent fatigue, and cognitive impairment frequently occur and may significantly impair long-term quality of life. Additionally, brain recurrence remains a well-documented, devastating complication in HER2-positive disease.

Previous studies have demonstrated that neoadjuvant treatment with dual HER2-targeted therapy consisting of trastuzumab and pertuzumab without chemotherapy can induce pCR in 11% to 47% of patients, while event-free survival appeared non-inferior. These findings suggest that omission of chemotherapy may be feasible in selected patients. Strategies to improve patient selection and to enhance HER2-directed therapy using novel highly selective agents may further increase pCR rates and expand the proportion of patients eligible for chemotherapy-free treatment. The use of agents with adequate central nervous system penetration may additionally reduce the risk of brain recurrence.

Zongertinib is an orally administered, highly selective, and irreversible HER2 tyrosine kinase inhibitor with minimal off-target toxicity. It has demonstrated robust preclinical and clinical activity against HER2-altered solid tumours, including efficacy in patients with brain metastases. Given its favourable pharmacologic profile and promising therapeutic potential, zongertinib is a strong candidate for incorporation into a chemotherapy-free neoadjuvant regimen for HER2-positive breast cancer.

02

Conditions studied

  • HER2-positive Breast Cancer
  • Early Breast Cancer (EBC)

Browse trials for

Keywords

  • HER2-positive breast cancer
  • neoadjuvant
  • zongertinib
03

In context

Breast Neoplasms

14,825 studies on the registry are indexed under Breast Neoplasms; 3,319 are open to participants now.

This study's planned enrollment of 30 is below the median of 72 across 10,896 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

The Netherlands Cancer Institute is the lead sponsor of 231 studies on the registry; 67 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Signed written
  2. confirmed primary invasive breast cancer
  3. Stage II - IIIA primary breast cancer according to TNM-staging (8th edition, AJCC); (largest tumour diameter DCE-MRI > 2cm (cT2-3) and/or cN1-2 confirmed with FNA or histology)
  4. Homogeneous overexpression (IHC 3+) on pre-treatment , with confirmatory HER2 amplification by in situ hybridization
  5. Known oestrogen- and progesterone-receptor expression of the invasive tumour

    a. Hormone receptor negativity is defined as expression of both oestrogen and progesterone receptors being less than 10%

  6. of 0 or 1
  7. 18 years of age or older
  8. ≥50% measured by echocardiography or MUGA
  9. Eligible for treatment
  10. Laboratory requirements within 4 weeks prior to the start of study treatment:

    1. Adequate bone marrow function ( ≥1.5 x 109/l, ≥100 x 109/l, ≥5.6 mmol/L (≥90 g/L); without the use of hematopoietic growth factors within 4 weeks prior to start of trial medication.
    2. Adequate hepatic function ( and AST ≤3 times (ULN), Alkaline phosphatase \<5 times ULN, Total ≤1.5 times the ULN, except for patients with Gilbert's syndrome: total bilirubin ≤3 times ULN or direct bilirubin ≤1.5 times ULN);
    3. Adequate renal function: Estimated (eGFR) ≥30 mL/min/1.73m2 calculated using Chronic Kidney Disease Epidemiology (CKD-EPI) formula.
    4. Either (INR) or Prothrombin Time (PT) ≤1.5 times ULN unless on a stable dose of an anticoagulant with no unexplained elevation of INR
    5. Activated Partial Thromboplastin Time (aPTT) ≤ 1.5 times ULN unless on a stable dose of an anticoagulant with no unexplained elevation of INR
  11. Women of (WOCBP) must be ready and able to use dual highly effective methods of per ICH M3 (R2) that result in a low failure rate of less than 1% per year when used consistently and correctly during study treatment and 7 months after last dose of trastuzumab

Exclusion criteria

Exclusion Criteria:

  1. Inflammatory breast cancer, cT4 and/or cN3 tumours
  2. Occult breast cancer (cT0)
  3. Bilateral breast cancer
  4. Current pregnancy or breastfeeding. Women who are breastfeeding can be enrolled if they stop breastfeeding.
  5. Current or previous other unless treated without systemic therapy and more than five years ago
  6. heterogeneity on pre-treatment
  7. Psychological, familial, sociological, or geographical condition potentially hampering compliance with the study protocol and follow-up schedule
  8. History or presence of cardiovascular abnormalities such as uncontrolled hypertension, congestive heart failure classification of III or IV, unstable angina or poorly controlled arrhythmia which are considered as by the investigator. Myocardial infarction, stroke, or pulmonary embolism within 6 months prior to registration.
  9. Any clinically important abnormalities (as assessed by the investigator) in rhythm, conduction, or morphology of resting
  10. Mean resting interval (QTcF) >470 msec (females) or >450 msec (males) based on screening 12-lead ECG
  11. Patients with chronic infection with active disease who meet the criteria for anti-HBV therapy (according to local / institutional standard) who have not been treated with suppressive antiviral therapy prior to initiation of study treatment
  12. Patients with a history of infection who meet one or both of the following criteria:

    1. Currently receiving curative antiviral treatment
    2. HCV viral load is above the limit of quantification (HCV RNA positive)
  13. Patients with history of infection who meet one or more of the following criteria;

    1. \<350 cells/μL
    2. Viral load >400 copies/μL (local lab assessment)
    3. Not receiving antiretroviral therapy
    4. Receiving established antiretroviral therapy for less than 4 weeks prior to the start of trial treatment
    5. History of AIDS-defining opportunistic infections within 12 months prior to start of trial treatment
  14. Active or known or history of non-infectious interstitial lung disease/pneumonitis
  15. Any history or presence of uncontrolled gastrointestinal disorders that could affect the intake and/or absorption of the trial drug (e.g., nausea, vomiting, Crohn's disease, ulcerative colitis, chronic diarrhoea, malabsorption) in the opinion of the investigator
  16. Active infectious disease requiring systemic therapy, which puts the patient at increased risk in the opinion of the investigator.
  17. Patients with severe hepatic impairment (classified as C or score 10-15)
  18. Known history of allergy to the trial drug(s) or any of the trial drug(s) or to any of the trial drugs
  19. Contraindications for MRI or or non-evaluable MRI
Terms in these criteria, in plain language(29)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Histologically or cytologically confirmed

The diagnosis was confirmed by looking at a sample under a microscope: tissue from a biopsy or surgery (histology), or cells from a fluid or needle sample (cytology).

Your pathology report is the document that shows this.

HER2

HER2 is a protein, made from the ERBB2 gene, that drives the growth of some cancers. A study may look for a level of the protein, extra copies of the gene, or a particular change in it.

In breast cancer, protein tests are read as HER2-positive, HER2-low or HER2-negative; other cancers use their own rules. Check which test result the study requires.

Biopsy and archival tissue

A biopsy takes a small piece of tissue to examine. “Archival tissue” is a sample already taken, for example at diagnosis, and kept by the hospital.

Whether a stored sample will do depends on when it was taken, how much there is and what the study needs. Ask whether the study accepts your stored sample or needs a new biopsy.

ECOG performance status

A scale of how much an illness limits everyday activity. For people being assessed to join a study, scores run from 0 (fully active) to 4; lower is more active.

0
Fully active, no restrictions.
1
Limited in strenuous activity, but walking and able to do light work, such as housework or office work.
2
Walking and able to look after yourself, but unable to work; up and about more than half of waking hours.
3
Able to look after yourself only in part; in bed or a chair more than half of waking hours.
4
Unable to look after yourself at all; in bed or a chair all day.

Studies most often ask for 0–1 or 0–2. Your doctor gives the score; the WHO scale uses the same steps. The full scale also has 5, which records death.

LVEF (left ventricular ejection fraction)

The share of blood the heart’s main pumping chamber (the left ventricle) pushes out with each beat, measured by an echocardiogram (heart ultrasound) or a MUGA scan. About 50–70% is normal.

Adjuvant and neoadjuvant

Neoadjuvant treatment is given before the main treatment (usually surgery), often to shrink a tumour. Adjuvant treatment is given after it, to lower the chance of the cancer coming back.

Absolute neutrophil count (ANC)

The number of neutrophils, white blood cells that help fight infection, in a given amount of blood. Too few raises the risk of infection.

It is a count, not a percentage of the white cells. Limits are written in units that mean the same: ≥ 1.5 × 10⁹/L is ≥ 1,500 per mm³ (µL). Each lab has its own reference range.

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

Bilirubin

A yellow substance made when red blood cells are broken down, which the liver clears. A high level can mean a problem with the liver or the bile ducts.

Criteria often allow more for people with Gilbert’s syndrome, a harmless inherited condition that raises bilirubin.

GFR and eGFR (kidney filtering)

GFR (glomerular filtration rate) is how much blood the kidneys filter each minute. It is usually estimated from a blood test — eGFR, by formulas such as CKD-EPI or MDRD — and some studies ask for it to be measured directly instead. Usually given in mL/min/1.73 m².

Check the method, the units and the minimum the study states. A value of 90 or above is in the normal-or-high range, but kidney damage can show in other tests too.

INR, PT and aPTT (clotting tests)

Blood tests of how long blood takes to clot. The INR is the prothrombin time (PT) put on a common scale; about 1 is usual for someone not taking a blood thinner.

Criteria often make an exception for people on a blood thinner such as warfarin, whose INR is raised on purpose.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

NYHA class (heart failure)

The New York Heart Association’s four classes of how much heart failure limits physical activity.

I
No limits: ordinary activity causes no undue tiredness or breathlessness.
II
Slight limits: comfortable at rest, ordinary activity causes symptoms.
III
Marked limits: comfortable at rest, less than ordinary activity causes symptoms.
IV
Symptoms even at rest; any activity makes them worse.

Studies set their own limit — many outside heart failure leave out class III–IV, while heart failure studies may ask for a particular class. Check the class this study names.

Clinically significant

Judged by the study doctor to matter for your health or for the study. It is a doctor’s decision, so ask the study team if you are unsure whether something counts.

ECG (electrocardiogram)

A recording of the heart’s electrical activity, taken with stickers on the chest, arms and legs. It takes a few minutes and does not hurt.

QT and QTc

On an ECG, the QT interval is the time the heart’s lower chambers take to activate electrically and recover in each beat. QTc is that time adjusted for heart rate (QTcF by Fridericia’s formula, QTcB by Bazett’s). Some medicines lengthen it, and a long QTc can raise the risk of a dangerous heart rhythm.

The study may name a correction formula and a limit in milliseconds, often around 450–480.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Hepatitis C tests

Hepatitis C is a virus that infects the liver. An HCV antibody test can stay positive after an infection has cleared (and is occasionally positive without one); an HCV RNA test shows whether the virus is there now.

After treatment, hepatitis C counts as cured when HCV RNA is still undetectable 12 weeks or more after the treatment ended. Studies often accept people cured this way.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

CD4 count

The number of CD4 cells, a type of white blood cell, in a given amount of blood. It is used to follow how well the immune system is doing in HIV.

Child-Pugh class

A score of how well the liver works in people with liver disease such as cirrhosis: class A is mild, B moderate and C severe.

Excipients

The other ingredients in a medicine besides the active drug, such as fillers, colours or preservatives.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
30 participants (estimated)

Study arms

  • Experimental
    This is a single-arm, non-comparative, non-randomized, single-center phase 1b study

    Eligible patients are adults (≥18 years) with pathologically confirmed primary stage II-IIIA HER2-positive breast cancer, defined as homogenous HER2 3+ on immunohistochemistry. Additional eligibility criteria include WHO performance status 0-1, left ventricular ejection fraction ≥50%, adequate hepatic, renal and bone marrow function, and absence of current or previous other malignancy unless treated without systemic therapy and disease-free for more than five years.

    Drug: Zongertinib is an orally administered, highly selective, and irreversible HER2-tyrosine kinase inhibitor.

Interventions

  • DrugZongertinib is an orally administered, highly selective, and irreversible HER2-tyrosine kinase inhibitor.

    All patients will receive neoadjuvant treatment with trastuzumab, pertuzumab and zongertinib. Patients with hormone receptor-positive tumours will additionally receive concurrent endocrine therapy with an aromatase inhibitor; premenopausal patients will also receive an LHRH antagonist. Breast MRI will be performed at baseline and after three cycles to assess functional tumour volume (FTV). Patients demonstrating ≥65% FTV reduction will continue the chemotherapy-free regimen for an additional three cycles. Patients with \<65% FTV will switch to standard neoadjuvant chemotherapy for three cycles. Following completion of neoadjuvant therapy, patients will undergo surgery within six weeks. Those achieving pCR will continue adjuvant trastuzumab according to ESMO guidelines. Patients without pCR will receive adjuvant chemotherapy according to standard care.

06

What researchers measure

Primary outcomes

  1. Safety

    The primary objective is to evaluate the safety of neoadjuvant chemotherapy-free regimen consisting of trastuzumab, pertuzumab and zongertinib in patients with stage II-IIIA HER2-positive breast cancer.

    Time frame: Incidence and severity of adverse events (all grades) occuring during treatment and up to 30 days after last administration of study treatment.

Secondary outcomes

  1. Progressive disease during neoadjuvant treatment

    Progressive disease during neoadjuvant treatment

    Time frame: Patients will participate in the study for approximately 24 weeks (including surgery), with a follow-up period of up to 10 years.

  2. Pathological complete response

    Pathological complete response

    Time frame: Patients will participate in the study for approximately 24 weeks (including surgery), with a follow-up period of up to 10 years.

  3. Residual cancer burden

    Residual cancer burden

    Time frame: Patients will participate in the study for approximately 24 weeks (including surgery), with a follow-up period of up to 10 years.

  4. Radiological response

    Radiological response

    Time frame: Patients will participate in the study for approximately 24 weeks (including surgery), with a follow-up period of up to 10 years.

  5. Event-free survival

    Event-free survival

    Time frame: Patients will participate in the study for approximately 24 weeks (including surgery), with a follow-up period of up to 10 years.

  6. Overall survival

    Overall survival

    Time frame: Patients will participate in the study for approximately 24 weeks (including surgery), with a follow-up period of up to 10 years.

07

Study locations

1 site
08

References and documents

Individual participant data

Plan to share: Undecided

No publications or documents are linked to this record.

09

Timeline

1 registry update since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Start is estimated for Jan 2027; primary completion for Jan 2029, 24 months later.

Of 371 non-industry phase 1 interventional studies under Breast Neoplasms, half reached primary completion within 48 months of starting (the median), counting those still running; a quarter within 28 and three quarters within 77. This study's planned 24 months is below that.

Counting every sponsor, half of 759 studies reached it within 44 months; a quarter within 25 and three quarters within 66.

How these figures are worked out, and which studies are left out of them.

Registered
Oct 22, 2026
First posted
Nov 10, 2026
StartEst.
Jan 1, 2027
Primary completionEst.
Jan 2029
CompletionEst.
Jan 2037
Last update
Nov 10, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
Registered
First appeared on the registry. No changes since
Nov 10, 2026
Show all 1 update
  1. Nov 10, 2026
    First appeared on the registry

From the registry record's own update history. This site started tracking changes on Sep 25, 2026; for anything earlier, see the record history on ClinicalTrials.gov ↗

10

Registry details

Key details

Study ID
NCT07928479
Responsible party
Sponsor
First posted
Nov 10, 2026
Start date
Jan 1, 2027 (estimated)
Primary completion
Jan 2029 (estimated)
Completion
Jan 2037 (estimated)
Last update
Nov 10, 2026

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is not yet recruiting, as verified in Nov 2026. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Start the discussion