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CompletedNCT00981253ENHANCEDUpdated Feb 1, 2018Results posted

Stress Management and Biomarkers of Risk in Cardiac Rehabilitation

An interventional study of SMT-enhanced Cardiac Rehabilitation and Standard Cardiac Rehabilitation in Coronary Heart Disease, sponsored by Duke University. Completed at 2 sites in United States. Open to participants aged 35 Years and older. Per ClinicalTrials.gov, last updated 2018-02-01.

Sponsored by Duke University · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
164
Allocation
Randomized
Ages
35 Years and older
Sex
All
01

Study summary

The purpose of this study is to assess the extent to which combining exercise and stress management training (SMT) is more effective at improving biomarkers in vulnerable cardiac patients compared to exercise-based cardiac rehabilitation alone.

Read the detailed description

Coronary heart disease (CHD) is the leading cause of death in the United States and in roughly half the cases its first clinical manifestations, myocardial infarction (MI) or sudden cardiac death (SCD), are fatal. There is considerable evidence that "stress" plays a significant and independent role in the occurrence of CHD and its complications. This evidence has provided the rationale for developing interventional strategies to reduce stress in susceptible individuals in order to modify the natural history of these clinical events. There are now promising data to suggest that stress management training (SMT) is one such approach, and that SMT can have beneficial effects on psychosocial and medical outcomes. However, many of the randomized clinical trials (RCTs) employing stress management approaches in CHD patients have had important methodological limitations and several of the larger RCTs have failed to demonstrate a benefit for SMT over usual care, raising questions about the value of SMT for patients with CHD. Reliance on "hard" clinical endpoints is problematic because studies require such large sample sizes that they are logistically difficult to conduct and are prohibitively expensive. The use of intermediate pathophysiologic endpoints that have been shown independently to be associated with increased risk represents a novel and exciting opportunity to examine the added value of SMT in exercise-based cardiac rehabilitation (CR) compared to CR without SMT on key biomarkers of risk in vulnerable CHD patients.

This 12-week study will enroll adults with stable CHD who are eligible for CR. Participants will be randomly assigned to either standard cardiac rehabilitation or standard cardiac rehabilitation enhanced with weekly SMT. Prior to randomization, medical screening, standardized psychosocial questionnaires, mental stress testing, assessment of diet and physical activity, and exercise testing will be conducted. Additional biomarkers of risk will be assessed through measures of flow-mediated vasodilation, inflammation, platelet function, stress hormones, baroreflex, and heart rate variability.

Participants assigned to CR alone will engage in supervised exercise routines 3 times per week. Participants will be encouraged to maintain consistent exercise duration and effort throughout each session. Participants assigned to CR enhanced with SMT will engage in standard exercise-based cardiac rehabilitation and also receive weekly group SMT. At the conclusion of the 12-week intervention, participants will return for repeat assessments of stress and biomarker measures. At 6 months, 12 months, and annually up to 4 years participants will be contacted for information regarding major adverse cardiovascular events, other medical events and medication use.

Additionally a group of age, gender, and disease matched cardiac patients referred to CR, during the same time interval, but who elected not to participate in CR will form a non-randomized comparison group for cardiac events.

Overall, 164 participants were consented for study participation at Duke University Medical Center. Of these, 151 participants were randomized to either Standard Cardiac Rehabilitation or Enhanced Cardiac Rehabilitation. Post-intervention assessments were completed on 145 participants; 151 participants were available for intention-to-treat analysis.

02

Conditions studied

  • Coronary Heart Disease

Keywords

  • Stress Management Training
  • Cardiac Rehabilitation
  • Stress
  • Depression
03

In context

Heart Diseases

3,639 studies on the registry are indexed under Heart Diseases; 461 are open to participants now.

This study's enrollment of 164 is above the median of 100 across 1,778 interventional studies indexed under Heart Diseases.

Browse Heart Diseases studies →

Lead sponsor

Duke University is the lead sponsor of 2,025 studies on the registry; 275 are open to participants now.

Of its 194 completed or terminated interventional studies of FDA-regulated products, 159 (82%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
35 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Diagnosis of Coronary Heart Disease (CHD)
  • Eligibility for Cardiac Rehabilitation (CR) in North Carolina
  • Capacity to give informed consent and follow study procedures

Exclusion criteria

Exclusion Criteria:

  • Received heart transplant
  • LVEF \< 30%
  • Labile ECG changes prior to testing
  • Currently using a pacemaker
  • Resting BP > 200/120 mm Hg
  • Left main disease > 50%
  • Unable to comply with assessment procedures
  • Unwilling or unable to be randomized to treatment groups
  • Primary diagnosis of the following psychiatric disorders: schizophrenia, dementia, current delirium, or other psychotic disorder
  • Current alcohol or substance abuse disorder
  • Acute suicide risk
  • Actively undergoing ongoing psychiatric treatment
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Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
164 participants (actual)

Study arms

  • Experimental
    SMT-enhanced Cardiac Rehabilitation

    Standard exercise-based cardiac rehabilitation with weekly stress management training for 12 weeks.

    Behavioral: SMT-enhanced Cardiac Rehabilitation

  • Active comparator
    Standard Cardiac Rehabilitation

    Standard cardiac rehabilitation consisting of supervised exercise for 12 weeks.

    Behavioral: Standard Cardiac Rehabilitation

Interventions

  • BehavioralSMT-enhanced Cardiac Rehabilitation

    Standard exercise-based cardiac rehabilitation, three times per week, enhanced with weekly stress management training for 12 weeks.

  • BehavioralStandard Cardiac Rehabilitation

    Supervised exercise, three times per week, for 12 weeks.

06

What researchers measure

Primary outcomes

  1. Absolute Composite Stress Score

    A global stress measure (mean rank), was the primary outcome combining the following components at baseline and following treatment: Beck Depression Inventory II, Spielberger Anxiety Inventory-State, General Health Questionnaire, PROMIS Anger Questionnaire, and Perceived Stress Scale. A range from 1 to 147 was present with higher scores suggestive of better function. The change in each individual scaled score is presented in primary outcome 2.

    Time frame: Baseline; 12 weeks

  2. Change From Baseline to 12 Weeks in Individual Scaled Scores

    Beck Depression Inventory II: 21-item scale used to measure depression. Scores range from 0 to 63, with higher scores suggesting greater depressive symptoms. State-Trait Anxiety Inventory: 20-item scale which assess levels of state anxiety. Scores range from 20 to 80 with scores ≥40 suggesting clinically significant anxiety. General Health Questionnaire:12-item measure of general distress. Scores range from 0 to 36, with higher scores indicating greater emotional distress. Patient-Reported Outcomes Measurement Information System (PROMIS) Anger: 8-item scale which assesses anger. Scores range from 8 to 40, with higher scores indicating greater anger. Perceived Stress Scale: 10-item measure of general distress and perceived ability to cope. Scores range from 0 to 40, higher scores indicate greater stress.

    Time frame: Baseline; 12 weeks

Secondary outcomes

  1. Major Adverse Cardiovascular Events (MACE) - All Cause Death, MI, Cardiac Revascularization and Cardiovascular Hospitalization.

    Patients documented all medical encounters on an annual basis after enrollment. Medical records were reviewed, and events, categorized on the basis of American College of Cardiology/American Heart Association criteria. The following medical events were included: all-cause mortality, fatal and nonfatal myocardial infarction (MI), coronary or peripheral artery revascularization, stroke/transient ischemic attack, and unstable angina requiring hospitalization.

    Time frame: Baseline through Follow-up (median, 3.2 years)

  2. Change in High-sensitivity C-Reactive Protein

    High-sensitivity C-reactive protein was quantified by ELISA. Values \>10 mg/L were truncated at 10 to account for acute inflammatory processes that may have skewed the distribution of this blood marker.

    Time frame: Baseline; 12 weeks

  3. Heart Rate Variability During Controlled Breathing (HRV-DB)

    Heart rate variability was obtained from beat-to-beat heart rate. Heart rate was assessed from R-R interval changes elicited during a 100-second controlled breathing task.

    Time frame: At 12 weeks

  4. Baroreflex Sensitivity

    Baroreflex sensitivity was obtained from beat-to-beat heart rate and blood pressure recorded from patients in the supine position with a Nexfin noninvasive blood pressure monitor.

    Time frame: At 12 weeks

  5. Heart Rate Variability During Rest

    Heart rate variability was obtained from beat-to-beat heart rate. Heart rate was assessed from R-R interval changes elicited during 5 minutes of normal relaxed breathing

    Time frame: At 12 weeks

07

Results

Posted Jan 5, 2018
Limitations and caveats
Comparison group was not randomized to non-CR; relatively small sample and few 'hard' end points over the follow-up period.

Participant flow

Overall, 164 participants were consented for study participation. Of these, 151 participants were randomized to either Standard Cardiac Rehabilitation or SMT-Enhanced Cardiac Rehabilitation. Post-intervention assessments were completed on 145 participants; 151 participants were available for intention-to-treat analysis.

Participant flow — Overall Study
MilestoneSMT-Enhanced Cardiac RehabilitationStandard Cardiac Rehabilitation
Started7675
Completed7372
Not completed33

Outcome measures

PrimaryAbsolute Composite Stress Score

A global stress measure (mean rank), was the primary outcome combining the following components at baseline and following treatment: Beck Depression Inventory II, Spielberger Anxiety Inventory-State, General Health Questionnaire, PROMIS Anger Questionnaire, and Perceived Stress Scale. A range from 1 to 147 was present with higher scores suggestive of better function. The change in each individual scaled score is presented in primary outcome 2.

Time frame:
Baseline; 12 weeks
Reported as:
Least squares mean · Mean rank score
Absolute Composite Stress Score
Mean rank scoreSMT-enhanced Cardiac RehabilitationStandard Cardiac Rehabilitation
Absolute Composite Stress Score77.6 (71.5 to 83.7)67.5 (61.3 to 73.8)
Statistical analysis
  • SMT-enhanced Cardiac Rehabilitation vs Standard Cardiac Rehabilitation · ANCOVA · Mean difference (final values): -10.1 · 95% CI -18.7 to -1.5
PrimaryChange From Baseline to 12 Weeks in Individual Scaled Scores

Beck Depression Inventory II: 21-item scale used to measure depression. Scores range from 0 to 63, with higher scores suggesting greater depressive symptoms. State-Trait Anxiety Inventory: 20-item scale which assess levels of state anxiety. Scores range from 20 to 80 with scores ≥40 suggesting clinically significant anxiety. General Health Questionnaire:12-item measure of general distress. Scores range from 0 to 36, with higher scores indicating greater emotional distress. Patient-Reported Outcomes Measurement Information System (PROMIS) Anger: 8-item scale which assesses anger. Scores range from 8 to 40, with higher scores indicating greater anger. Perceived Stress Scale: 10-item measure of general distress and perceived ability to cope. Scores range from 0 to 40, higher scores indicate greater stress.

Time frame:
Baseline; 12 weeks
Reported as:
Least squares mean · units on a scale
Change From Baseline to 12 Weeks in Individual Scaled Scores
units on a scaleSMT-Enhanced Cardiac RehabilitationStandard Cardiac Rehabilitation
Beck Depression Inventory-II-3.5 (-5.0 to -2.1)-2.6 (-4.1 to -1.2)
Spielberger Anxiety Inventory-State-5.6 (-7.4 to -3.7)-2.6 (-4.5 to -0.7)
General Health Questionnaire-4.8 (-5.8 to -3.7)-3.3 (-4.4 to -2.2)
PROMIS Anger Questionnaire-2.0 (-3.0 to -1.0)-1.0 (-2.1 to 0.0)
Perceived Stress Score-4.2 (-5.4 to -3.0)-2.6 (-3.9 to -1.3)
Statistical analysis
  • SMT-Enhanced Cardiac Rehabilitation vs Standard Cardiac Rehabilitation · ANCOVA · p = <0.05
SecondaryMajor Adverse Cardiovascular Events (MACE) - All Cause Death, MI, Cardiac Revascularization and Cardiovascular Hospitalization.

Patients documented all medical encounters on an annual basis after enrollment. Medical records were reviewed, and events, categorized on the basis of American College of Cardiology/American Heart Association criteria. The following medical events were included: all-cause mortality, fatal and nonfatal myocardial infarction (MI), coronary or peripheral artery revascularization, stroke/transient ischemic attack, and unstable angina requiring hospitalization.

Time frame:
Baseline through Follow-up (median, 3.2 years)
Reported as:
Count of participants · Participants
Major Adverse Cardiovascular Events (MACE) - All Cause Death, MI, Cardiac Revascularization and Cardiovascular Hospitalization.
ParticipantsSMT-enhanced Cardiac RehabilitationStandard Cardiac Rehabilitation
All cause mortality02
MI16
Stent/CABG911
Stroke/TIA11
Peripheral Revascularization13
Angina Requiring Hospitalization22
Statistical analysis
  • SMT-enhanced Cardiac Rehabilitation vs Standard Cardiac Rehabilitation · Log Rank · Cox proportional hazard: 0.47 · 95% CI 0.24 to 0.91
SecondaryChange in High-sensitivity C-Reactive Protein

High-sensitivity C-reactive protein was quantified by ELISA. Values \>10 mg/L were truncated at 10 to account for acute inflammatory processes that may have skewed the distribution of this blood marker.

Time frame:
Baseline; 12 weeks
Reported as:
Least squares mean · mg/L
Change in High-sensitivity C-Reactive Protein
mg/LSMT-enhanced Cardiac RehabilitationStandard Cardiac Rehabilitation
Change in High-sensitivity C-Reactive Protein-0.9 (-1.4 to -0.5)-0.4 (-0.9 to 0.0)
Statistical analysis
  • SMT-enhanced Cardiac Rehabilitation vs Standard Cardiac Rehabilitation · ANCOVA · p = .95 · Mean difference (final values): 0.5 · 95% CI -0.14 to 1.17
SecondaryHeart Rate Variability During Controlled Breathing (HRV-DB)

Heart rate variability was obtained from beat-to-beat heart rate. Heart rate was assessed from R-R interval changes elicited during a 100-second controlled breathing task.

Time frame:
At 12 weeks
Reported as:
Least squares mean · ms
Heart Rate Variability During Controlled Breathing (HRV-DB)
msSMT-Enhanced Cardiac RehabilitationStandard Cardiac Rehabilitation
Heart Rate Variability During Controlled Breathing (HRV-DB)13.1 (-8.0 to 34.3)26.0 (5.5 to 46.5)
Statistical analysis
  • SMT-Enhanced Cardiac Rehabilitation vs Standard Cardiac Rehabilitation · ANCOVA · p = 0.99 · Mean difference (final values): 0.12 · 95% CI -0.22 to 0.46
SecondaryBaroreflex Sensitivity

Baroreflex sensitivity was obtained from beat-to-beat heart rate and blood pressure recorded from patients in the supine position with a Nexfin noninvasive blood pressure monitor.

Time frame:
At 12 weeks
Reported as:
Least squares mean · ms/mm Hg
Baroreflex Sensitivity
ms/mm HgSMT-Enhanced Cardiac RehabilitationStandard Cardiac Rehabilitation
Baroreflex Sensitivity0.47 (-0.39 to 1.33)0.93 (0.09 to 1.77)
Statistical analysis
  • SMT-Enhanced Cardiac Rehabilitation vs Standard Cardiac Rehabilitation · ANCOVA · p = 0.99 · Mean difference (final values): 0.46 · 95% CI -0.78 to 1.74
SecondaryHeart Rate Variability During Rest

Heart rate variability was obtained from beat-to-beat heart rate. Heart rate was assessed from R-R interval changes elicited during 5 minutes of normal relaxed breathing

Time frame:
At 12 weeks
Reported as:
Least squares mean · ln (ms^2)
Heart Rate Variability During Rest
ln (ms^2)SMT-Enhanced Cardiac RehabilitationStandard Cardiac Rehabilitation
Low-frequency0.17 (-0.08 to 0.27)0.28 (0.04 to 0.51)
High-frequency0.08 (-0.11 to 0.27)0.22 (0.03 to 0.41)
Statistical analysis
  • SMT-Enhanced Cardiac Rehabilitation vs Standard Cardiac Rehabilitation · ANCOVA · p = 0.99 · Mean difference (final values): 0.12 · 95% CI -0.22 to 0.46
  • SMT-Enhanced Cardiac Rehabilitation vs Standard Cardiac Rehabilitation · ANCOVA · p = 0.99 · Mean difference (final values): 0.13 · 95% CI -0.14 to 0.39

Adverse events

Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
SMT-enhanced Cardiac Rehabilitation—0/76 (0%)0/76 (0%)
Standard Cardiac Rehabilitation—0/75 (0%)0/75 (0%)

Baseline characteristics

Age, Continuous
Age, Continuous(years)SMT-enhanced Cardiac RehabilitationStandard Cardiac RehabilitationTotal
Mean61.8 ± 10.860.4 ± 10.661.0 ± 10.6
Sex: Female, Male
Sex: Female, Male(Participants)SMT-enhanced Cardiac RehabilitationStandard Cardiac RehabilitationTotal
Female312455
Male455196
Race (NIH/OMB)
Race (NIH/OMB)(Participants)SMT-enhanced Cardiac RehabilitationStandard Cardiac RehabilitationTotal
American Indian or Alaska Native000
Asian112
Native Hawaiian or Other Pacific Islander000
Black or African American172340
White5851109
More than one race000
Unknown or Not Reported000
08

Study locations

2 sites
  • University of North Carolina Hospitals - Meadowmont
    Chapel Hill, North Carolina 27517, United States
  • Duke University Medical Center - Center for Living
    Durham, North Carolina 27710, United States
09

References and documents

Publications

  • Blumenthal JA, Jiang W, Babyak MA, Krantz DS, Frid DJ, Coleman RE, Waugh R, Hanson M, Appelbaum M, O'Connor C, Morris JJ. Stress management and exercise training in cardiac patients with myocardial ischemia. Effects on prognosis and evaluation of mechanisms. Arch Intern Med. 1997 Oct 27;157(19):2213-23. PubMed 9342998 ↗
  • Rees K, Bennett P, West R, Davey SG, Ebrahim S. Psychological interventions for coronary heart disease. Cochrane Database Syst Rev. 2004;(2):CD002902. doi: 10.1002/14651858.CD002902.pub2. PubMed 15106183 ↗
  • Jones DA, West RR. Psychological rehabilitation after myocardial infarction: multicentre randomised controlled trial. BMJ. 1996 Dec 14;313(7071):1517-21. doi: 10.1136/bmj.313.7071.1517. PubMed 8978226 ↗
  • Frasure-Smith N, Lesperance F, Prince RH, Verrier P, Garber RA, Juneau M, Wolfson C, Bourassa MG. Randomised trial of home-based psychosocial nursing intervention for patients recovering from myocardial infarction. Lancet. 1997 Aug 16;350(9076):473-9. doi: 10.1016/S0140-6736(97)02142-9. PubMed 9274583 ↗
  • Balady GJ, Williams MA, Ades PA, Bittner V, Comoss P, Foody JM, Franklin B, Sanderson B, Southard D; American Heart Association Exercise, Cardiac Rehabilitation, and Prevention Committee, the Council on Clinical Cardiology; American Heart Association Council on Cardiovascular Nursing; American Heart Association Council on Epidemiology and Prevention; American Heart Association Council on Nutrition, Physical Activity, and Metabolism; American Association of Cardiovascular and Pulmonary Rehabilitation. Core components of cardiac rehabilitation/secondary prevention programs: 2007 update: a scientific statement from the American Heart Association Exercise, Cardiac Rehabilitation, and Prevention Committee, the Council on Clinical Cardiology; the Councils on Cardiovascular Nursing, Epidemiology and Prevention, and Nutrition, Physical Activity, and Metabolism; and the American Association of Cardiovascular and Pulmonary Rehabilitation. Circulation. 2007 May 22;115(20):2675-82. doi: 10.1161/CIRCULATIONAHA.106.180945. Epub 2007 May 18. PubMed 17513578 ↗
  • Ades PA. Cardiac rehabilitation and secondary prevention of coronary heart disease. N Engl J Med. 2001 Sep 20;345(12):892-902. doi: 10.1056/NEJMra001529. No abstract available. PubMed 11565523 ↗
  • Wenger NK, Froelicher ES, Smith LK, Ades PA, Berra K, Blumenthal JA, Certo CM, Dattilo AM, Davis D, DeBusk RF, et al. Cardiac rehabilitation as secondary prevention. Agency for Health Care Policy and Research and National Heart, Lung, and Blood Institute. Clin Pract Guidel Quick Ref Guide Clin. 1995 Oct;(17):1-23. PubMed 8595435 ↗
  • Blumenthal JA, Babyak M, Wei J, O'Connor C, Waugh R, Eisenstein E, Mark D, Sherwood A, Woodley PS, Irwin RJ, Reed G. Usefulness of psychosocial treatment of mental stress-induced myocardial ischemia in men. Am J Cardiol. 2002 Jan 15;89(2):164-8. doi: 10.1016/s0002-9149(01)02194-4. PubMed 11792336 ↗
  • Blumenthal JA, Sherwood A, Babyak MA, Watkins LL, Waugh R, Georgiades A, Bacon SL, Hayano J, Coleman RE, Hinderliter A. Effects of exercise and stress management training on markers of cardiovascular risk in patients with ischemic heart disease: a randomized controlled trial. JAMA. 2005 Apr 6;293(13):1626-34. doi: 10.1001/jama.293.13.1626. PubMed 15811982 ↗
  • Blumenthal JA, Sherwood A, Smith PJ, Watkins L, Mabe S, Kraus WE, Ingle K, Miller P, Hinderliter A. Enhancing Cardiac Rehabilitation With Stress Management Training: A Randomized, Clinical Efficacy Trial. Circulation. 2016 Apr 5;133(14):1341-50. doi: 10.1161/CIRCULATIONAHA.115.018926. Epub 2016 Mar 21. PubMed 27045127 ↗
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Feb 1, 2018, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT00981253
Lead sponsor
Duke University
Collaborators
National Heart, Lung, and Blood Institute (NHLBI)
Responsible party
Sponsor
First posted
Sep 22, 2009
Start date
Sep 2009
Primary completion
Jul 2014
Completion
Feb 2016
Results posted
Jan 5, 2018
Last update
Feb 1, 2018

Study contacts

James A. Blumenthal, PhD
principal investigator · Duke University
Alan Hinderliter, MD
principal investigator · University of North Carolina, Chapel Hill

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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