ClinicalTrials.gg
RecruitingNCT07006727Updated Sep 22, 2026

Phase I Study of [225Ac]Ac-ETN029 in Patients With Advanced DLL3-expressing Solid Tumors

A Phase 1 interventional study of 225Ac-ETN029 and 111In-ETN029 in Small Cell Lung Carcinoma, Large Cell Neuroendocrine Carcinoma of the Lung and Neuroendocrine Prostate Cancer, sponsored by Novartis Pharmaceuticals. Recruiting at 8 sites in 4 countries. Open to participants aged 18 Years to 100 Years. Per ClinicalTrials.gov, last updated 2026-09-22.

Sponsored by Novartis Pharmaceuticals (part of Novartis) · Phase 1, Interventional, and Treatment

From the registry’s dates

  • Started Oct 2025; still recruiting 1 year later.
Phase
Phase 1
Study type
Interventional
Enrollment
116
Allocation
Not applicable
Ages
18 Years to 100 Years
Sex
All
01

Where this study stands

Counted across the records on this site · 2026-11-12

Among 14 studies in Small Cell Lung Carcinoma by Novartis — 4 open to participants now, 5 under way, none of them phase 3. Small Cell Lung Carcinoma · Novartis.

Planned enrollment
6th of 13
116 · median 80
Started
2025
with 1 other
Phase 1
5 of 14
2 open now
Registered
12th of 14
by date

Among the 14 studies in Small Cell Lung Carcinoma by Novartis, this one is the 6th largest by planned enrollment of the 13 interventional ones that give a count, is one of 2 that started in 2025, is one of 5 in phase 1, and was the 12th registered.

Small Cell Lung Carcinoma

1,301 studies on the registry are indexed under Small Cell Lung Carcinoma; 365 are open to participants now.

Browse Small Cell Lung Carcinoma studies →

Open to participants now

4 of the 14 studies in Small Cell Lung Carcinoma by Novartis are open now, in 12 countries. Recruiting first, the newest first:

By country, each count listing its studies:

All 4 open studies →

Who these studies take

Of the 263 Small Cell Lung Carcinoma studies recruiting now, 173 (66%) set no upper age limit and 66 (25%) stop at 75 or younger; 3 take children under 18; 8 take healthy volunteers.

This study: 18 Years to 100 Years · all sexes · no healthy volunteers.

The full table on the hub →

This tab as a report to print or save as PDF → With an account.

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Watch this landscapeDownload CSVNarrow it in search →With an account: a weekly mail of what changed among 14 studies in Small Cell Lung Carcinoma by Novartis, or all of them as a file.
02

Study summary

The purpose of this study is to evaluate the safety, tolerability, dosimetry and preliminary efficacy of [225Ac]Ac-ETN029 and the safety and imaging properties of [111In]In-ETN029 in patients aged ≥ 18 years with locally advanced or metastatic DLL3 positive cancers.

Read the detailed description

This is a phase I, open-label, multi-center study to evaluate the safety, tolerability, dosimetry, pharmacokinetics (PK), pharmacodynamics (PD), and preliminary efficacy of 225Ac-ETN029 in patients with advanced DLL3-expressing solid tumors. The study consists of a dose escalation part, followed by a dose expansion part. Once the recommended radioactive dose(s) of 225Ac-ETN029 for further clinical evaluation are determined, the dose expansion part will further characterize the safety, tolerability, and preliminary anti-tumor activity of 225Ac-ETN029. The study will also enable an initial evaluation of the safety, dosimetry, PK, and imaging properties of 111In-ETN029.

03

Conditions studied

  • Small Cell Lung Carcinoma
  • Large Cell Neuroendocrine Carcinoma of the Lung
  • Neuroendocrine Prostate Cancer
  • Gastroenteropancreatic Neuroendocrine Carcinoma
  • Non-prostate Extrapulmonary Neuroendocrine Carcinoma
  • Cervical Neuroendocrine Carcinoma
  • Thymic Neuroendocrine Carcinoma
  • Genitourinary Neuroendocrine Carcinoma
  • Unknown Primary Neuroendocrine Carcinomas
  • Merkel Cell Carcinoma
  • Medullary Thyroid Carcinoma

Keywords

  • Small Cell Lung Carcinoma (SCLC)
  • Large Cell Neuroendocrine Carcinoma of the Lung (LCNEC)
  • Neuroendocrine Prostate Cancer (NEPC)
  • Gastroenteropancreatic Neuroendocrine Carcinoma (GEP-NEC)
  • Cervical Neuroendocrine Carcinoma
  • Thymic Neuroendocrine Carcinoma
  • Genitourinary Neuroendocrine Carcinoma (GU-NEC)
  • Unknown Primary Neuroendocrine Carcinomas
  • Merkel cell carcinoma (MCC)
  • Medullary thyroid carcinoma (MTC)
  • DLL3
  • Neuroendocrine neoplasms
  • Radioligand therapy (RLT)
  • [225Ac]Ac-ETN029
  • [111In]In-ETN029
04

Who can participate

Ages eligible
18 Years to 100 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Age ≥ 18 years old
  • Patients with one of the following indications:

Dose Escalation Only:

  • Locally advanced, unresectable, or SCLC with disease progression following, or intolerance to, at least 1 , including platinum-containing chemotherapy (prior DLL3-targeted therapy allowed).
  • LCNEC of the lung with disease progression following, or intolerance to, at least 1 line of systemic therapy, including platinum-containing chemotherapy.
  • Metastatic de novo or treatment-emergent neuroendocrine prostate cancer (NEPC) confirmed by local histopathology, for whom no standard therapy is available, tolerated, or appropriate, in the investigator's judgment. Prior RLT is not allowed, though exceptions can be made following discussion with Novartis Medical Monitor.
  • Locally advanced, unresectable, or metastatic GEP-NEC, cervical NEC, genitourinary NEC, thymic NEC, Merkel cell carcinoma, or unknown primary NEC with disease progression following, or intolerance to, at least one line of systemic therapy (including platinum-containing chemotherapy for non-MCC indications, or or PD-L1 inhibition for MCC, unless patient was ineligible to receive such therapy), and for whom no standard therapy is available, tolerated, or appropriate, in the investigator's judgment.
  • Locally advanced, unresectable, or metastatic medullary thyroid cancer with disease progression following, or intolerance to, at least 1 line of systemic therapy (unless patient was ineligible to receive such therapy), and for whom no standard therapy is available, tolerated, or appropriate, in the investigator's judgment.

Dose expansion only:

  • Locally advanced, unresectable, or metastatic SCLC with disease progression following, or intolerance to, at least 1 line of systemic therapy, including platinum-containing chemotherapy (prior DLL3-targeted therapy allowed). Patients should have received no more than 2 prior lines of systemic therapy.
  • Locally advanced, unresectable, or metastatic GEP-NEC, with disease progression following, or intolerance to, at least 1 line of systemic therapy, including platinum containing chemotherapy. Patients must have at least one (per 1.1) that shows 111In-ETN029 uptake higher than surrounding tissues on SPECT/CT as assessed by the Investigator.
  • Locally advanced, unresectable, or metastatic de novo or castration-resistant, treatment emergent NEPC with neuroendocrine differentiation confirmed by local histology and NEPC marker expression (e.g., chromogranin, synaptophysin) confirmed by local IHC. Prior PSMA-targeted, Lu-177-based RLT is allowed. Patients must have at least one measurable lesion (per RECIST 1.1) that shows 111In-ETN029 uptake higher than surrounding tissues on SPECT/CT as assessed by the Investigator.

Exclusion criteria

Exclusion Criteria:

  • (ANC) \< 1.0 x 10\^9/L, \< 9 g/dL, or count \< 75 x 10\^9/L
  • corrected by Fridericia's formula (QTcF) ≥ 470 msec
  • \< 60 mL/min/1.73m2 calculated using the CKD-EPI 2021 formula or measured
  • Unmanageable urinary tract obstruction or urinary incontinence
  • Presence of , of symptomatic or of CNS metastases that require local CNS-directed therapy
  • History of or current interstitial lung disease or pneumonitis ≥ Grade 2
  • Any prior DLL3-targeted therapy (except for SCLC)
  • Any prior RLT (except for NEPC patients in expansion)

Other protocol-defined inclusion/exclusion criteria may apply.

Terms in these criteria, in plain language(12)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

Line of therapy

A line of therapy is one course of treatment, which may combine several drugs. First-line is the first course given; second-line follows when that stops working or is not tolerated.

“Two prior lines” means two courses that count separately under the study’s rules — not simply two drugs. Ask the study team if you are unsure how yours are counted.

PD-1, PD-L1 and checkpoint inhibitors

PD-1, PD-L1 and CTLA-4 are proteins that act as brakes on the immune system. Checkpoint inhibitors, such as pembrolizumab or nivolumab, block them so the immune system can attack a cancer.

PD-L1 can also be measured in a tumour sample. Some scores count stained tumour cells only (TPS); others also count certain immune cells (CPS). The study names the score and the minimum it uses.

Measurable disease

The amount of disease can be tracked with a defined measurement, so the study can see whether it shrinks or grows. It might be a tumour measured on a scan or, in some blood cancers such as myeloma, a marker measured in blood or urine.

The criteria or the study team say which measurement counts — having no tumour visible on a scan does not by itself rule you out.

RECIST

The standard rules for measuring tumours on CT or MRI scans, to tell whether a cancer is shrinking, stable or growing during treatment.

“Measurable disease per RECIST 1.1” usually means at least one tumour 10 mm or more at its longest on a CT scan, or a lymph node 15 mm or more across its short axis.

Absolute neutrophil count (ANC)

The number of neutrophils, white blood cells that help fight infection, in a given amount of blood. Too few raises the risk of infection.

It is a count, not a percentage of the white cells. Limits are written in units that mean the same: ≥ 1.5 × 10⁹/L is ≥ 1,500 per mm³ (µL). Each lab has its own reference range.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

QT and QTc

On an ECG, the QT interval is the time the heart’s lower chambers take to activate electrically and recover in each beat. QTc is that time adjusted for heart rate (QTcF by Fridericia’s formula, QTcB by Bazett’s). Some medicines lengthen it, and a long QTc can raise the risk of a dangerous heart rhythm.

The study may name a correction formula and a limit in milliseconds, often around 450–480.

GFR and eGFR (kidney filtering)

GFR (glomerular filtration rate) is how much blood the kidneys filter each minute. It is usually estimated from a blood test — eGFR, by formulas such as CKD-EPI or MDRD — and some studies ask for it to be measured directly instead. Usually given in mL/min/1.73 m².

Check the method, the units and the minimum the study states. A value of 90 or above is in the normal-or-high range, but kidney damage can show in other tests too.

Leptomeningeal disease

Cancer that has spread to the leptomeninges, the thin layers covering the brain and spinal cord, and the fluid between them. It is not the same as brain metastases.

Criteria often treat it separately, and many studies leave it out even where treated brain metastases are allowed.

Brain metastases

Cancer deposits in the brain from a cancer that started elsewhere in the body (CNS metastases include the spinal cord).

Studies differ: some leave out any brain metastases, some accept ones treated and stable for some weeks. Check what this study allows.

05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
116 participants (estimated)

Study arms

  • Experimental
    Arm 1

    Patients will receive 225Ac-ETN029, with some patients also receiving 111In-ETN029

    Drug: 225Ac-ETN029 · Drug: 111In-ETN029

Interventions

  • Drug225Ac-ETN029

    Radioligand therapy

  • Drug111In-ETN029

    Radioligand imaging agent

06

What researchers measure

Primary outcomes

  1. Number of patients with dose limiting toxicities of 225Ac-ETN029

    A dose limiting toxicity (DLT) is defined as any adverse event or abnormal laboratory value of CTCAE 5.0 grade 3 or higher that occurs within the DLT evaluation period and that is not primarily related to disease, disease progression, intercurrent illness, or concomitant medications with a few exceptions defined in the study protocol. Other significant toxicities may be considered to be DLTs, even if not Grade 3 or higher.

    Time frame: From the start of study treatment until 6 weeks after

  2. Incidence and severity of adverse events and serious adverse events of 225Ac-ETN029

    Incidence and severity of treatment-emergent adverse events and serious adverse events, including changes in laboratory values, vital signs, and electrocardiograms qualifying and reported as AEs

    Time frame: From start of study treatment until completion of the 36 month follow up, assessed up to approximately 42 months

  3. Dose modifications for 225Ac-ETN029

    Number of dose modifications (e.g, dose interruptions and reductions) for 225Ac-ETN029

    Time frame: From the start of study treatment until last dose of study treatment, assessed as approximately 24 weeks

  4. Dose intensity for 225Ac-ETN029

    Dose intensity of 225Ac-ETN029 defined as the ratio of actual cumulative dose received and actual duration of exposure

    Time frame: From start of study treatment until last dose of study treatment, assessed as approximately 24 weeks

Secondary outcomes

  1. Overall response rate (ORR)

    ORR is defined as the proportion of patients with a BOR of complete response (CR) or partial response (PR) according to Response Evaluation Criteria in Solid Tumors (RECIST) v1.1 guidelines.

    Time frame: Up to approximately 42 months

  2. Disease control rate (DCR)

    DCR is defined as the proportion of patients with a BOR of CR, PR, or stable disease according to RECIST v1.1 guidelines.

    Time frame: Up to approximately 42 months

  3. Duration of response (DOR)

    DOR is defined as the time between the first documented response (CR or PR) and the date of progression according to RECIST v1.1 guidelines, or death due to any cause.

    Time frame: Up to approximately 42 months

  4. Progression free survival (PFS)

    PFS is defined as the time from the date of start of treatment to the date of the first documented progression according to RECIST v1.1 guidelines or death due to any cause.

    Time frame: Up to approximately 42 months

  5. Area under the curve (AUC) of 225Ac-ETN029 and 111In-ETN029

    Area under the concentration time curve. AUC is a PK parameter that will be determined using non-compartmental analysis (NCA).

    Time frame: During the first ~14 days following 225Ac-ETN029 administration and ~5 days following 111In-ETN029 administration

  6. Observed maximum blood concentration (Cmax) of 225Ac-ETN029 and 111In-ETN029

    The maximum (peak) observed blood drug concentration after single dose administration. Cmax is a PK parameter that will be determined using non-compartmental analysis (NCA).

    Time frame: During the first ~14 days following 225Ac-ETN029 administration and ~5 days following 111In-ETN029 administration

  7. Volume of distribution (Vz) of 225Ac-ETN029 and 111In-ETN029 during the terminal phase

    The apparent volume of distribution during terminal phase. Vz is a PK parameter that will be determined using non-compartmental analysis (NCA).

    Time frame: During the first ~14 days following 225Ac-ETN029 administration and ~5 days following 111In-ETN029 administration

  8. Terminal elimination half-life (T1/2) of 225Ac-ETN029 and 111In-ETN029

    The elimination half-life associated with the terminal slope of a semi logarithmic concentration-time curve. T1/2 (associated with a terminal slope) is a PK parameter that will be determined using non-compartmental analysis (NCA).

    Time frame: During the first ~14 days following 225Ac-ETN029 administration and ~5 days following 111In-ETN029 administration

  9. Total body clearance of 225Ac-ETN029 and 111In-ETN029

    The total body clearance of drug from the plasma. Clearance is a PK parameter that will be determined using non-compartmental analysis (NCA).

    Time frame: During the first ~14 days following 225Ac-ETN029 administration and ~5 days following 111In-ETN029 administration

  10. Observed maximum radioactivity concentration (Rmax) of 225Ac-ETN029

    The maximum (peak) observed blood radioactivity concentration after single dose administration. Rmax is a PK parameter that will be determined using non-compartmental analysis (NCA).

    Time frame: During the first ~14 days following 225Ac-ETN029 administration and ~5 days following 111In-ETN029 administration

  11. Absorbed dose of 225Ac-ETN029 and 111In-ETN029

    The absorbed dose will be determined based on time activity curves (TACs) obtained from the radiotracer uptake (as percentage of injected dose) via quantification of images.

    Time frame: During the first ~14 days following 225Ac-ETN029 administration and ~5 days following 111In-ETN029 administration

  12. Incidence and severity of adverse events and serious adverse events of 111In-ETN029

    Incidence and severity of treatment-emergent adverse events and serious adverse events

    Time frame: From the start of 111In-ETN029 to the day before the first 225Ac-ETN029 administration or until the completion of 30 day follow up (assessed as approximately 30 days)

  13. Visual and quantitative assessment of 111In-ETN029 uptake in normal tissues over time

    Quantitative assessment expressed as standardized uptake values (SUVs) of 111In-ETN029 uptake in normal tissues

    Time frame: During the first ~5 days following 111In-ETN029 administration

07

Study locations

8 of 8 sites recruiting
  • University Of Iowa
    Iowa City, Iowa 52242, United States
    Recruiting
  • Massachusetts General Hospital
    Boston, Massachusetts 02114, United States
    Recruiting
  • Corewell Health William Beaum Hosp
    Royal Oak, Michigan 48073-6769, United States
    Recruiting
  • Fred Hutchinson Cancer Research Center
    Seattle, Washington 98109-1024, United States
    Recruiting
  • Novartis Investigative Site
    Montreal, Quebec H3T 1E2, Canada
    Recruiting
  • Novartis Investigative Site
    Chuo Ku, Tokyo 1040045, Japan
    Recruiting
  • Novartis Investigative Site
    Seoul, Seoul 03080, South Korea
    Recruiting
  • Novartis Investigative Site
    Seoul, 03722, South Korea
    Recruiting
08

References and documents

Individual participant data

Plan to share: No — Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com.

No publications or documents are linked to this record.

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Started Oct 2025 (actual). Primary completion is estimated for Aug 2031, 70 months after the start.

Of 111 industry-sponsored phase 1 interventional studies under Small Cell Lung Carcinoma, half reached primary completion within 44 months of starting (the median), counting those still running; a quarter within 29 and three quarters within 63. This study's planned 70 months is above that.

Counting every sponsor, half of 143 studies reached it within 46 months; a quarter within 29 and three quarters within 64.

How these figures are worked out, and which studies are left out of them.

Registered
May 16, 2025
First posted
Jun 5, 2025
StartActual
Oct 16, 2025
Primary completionEst.
Aug 29, 2031
CompletionEst.
Aug 29, 2031
Last update
Sep 22, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Sep 22, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT07006727
Responsible party
Sponsor
First posted
Jun 5, 2025
Start date
Oct 16, 2025
Primary completion
Aug 29, 2031 (estimated)
Completion
Aug 29, 2031 (estimated)
Last update
Sep 22, 2026

Study contacts

Novartis Pharmaceuticals
Contact
novartis.email@novartis.com
1-888-669-6682
Novartis Pharmaceuticals
Contact
novartis.email@novartis.com
+41613241111

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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