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CompletedNCT04231331EFFORTUpdated Jan 6, 2025Results posted

Ertugliflozin for Functional Mitral Regurgitation

A Phase 3 interventional study of Ertugliflozin and Placebo in Mitral Valve Insufficiency and Left Ventricular Systolic Dysfunction, sponsored by Asan Medical Center. Completed at 3 sites in Korea, Republic of. Open to participants aged 20 Years and older. Per ClinicalTrials.gov, last updated 2025-01-06.

Sponsored by Asan Medical Center · Phase 3, Interventional, and Treatment

Phase
Phase 3
Study type
Interventional
Enrollment
128
Allocation
Randomized
Ages
20 Years and older
Sex
All
01

Study summary

In patients with heart failure (HF) and left ventricular (LV) dilation, adverse LV remodeling causes tethering of mitral valve (MV) preventing sufficient coaptation of normal leaflets and resulting in functional MR. Because secondary functional MR usually develops as a result of LV dysfunction, guideline-directed medical therapy for HF forms the mainstay of therapy. However, beta blockers, angiotensin-converting-enzyme (ACE) inhibitors, and angiotensin receptor blockers (ARB) fail to reverse adverse LV remodeling and functional MR, and the morbidity and mortality of patients with functional MR remain high despite standard medical therapy. Randomized trials to explore cardiovascular (CV) benefit of the sodium-glucose co-transporter-2 (SGLT2) inhibitor have been performed and showed a significant reduction on the risk of CV death or hospitalization for HF. However, its effect on cardiac structure and function was not evaluated and further mechanistic studies are needed to interpret beneficial clinical effects of the SGLT2 inhibitors. Based on studies demonstrating SGLT2 inhibitors' favorable effects on LV modeling, investigators hypothesize that SGLT2 inhibitor, ertugliflozin, is effective on improving MR in patients with functional MR secondary to LV dysfunction and try to examine this hypothesis in a multicenter, double-blind, randomized comparison study using echocardiography.

Read the detailed description

In patients with heart failure (HF) and left ventricular (LV) dilation, adverse LV remodeling causes tethering of mitral valve (MV) preventing sufficient coaptation of normal leaflets and resulting in functional MR. Because secondary functional MR usually develops as a result of LV dysfunction, guideline-directed medical therapy (GDMT) for HF forms the mainstay of therapy. However, beta blockers, angiotensin-converting-enzyme (ACE) inhibitors, and angiotensin receptor blockers (ARB) fail to reverse adverse LV remodeling and functional MR, and the morbidity and mortality of patients with functional MR remain high despite standard medical therapy. A recent randomized trial (COAPT) proved that reduction of functional MR by transcatheter MV repair resulted in a lower rate of hospitalization for HF and lower mortality in patients with HF and significant secondary MR, but more than two-thirds of such patients either died or were hospitalized for HF within 5 years. Thus, optimization of GDMT for timely reduction of functional MR is important, because the persistence of severe functional MR despite GDMT contributes to a vicious cycle of deterioration and leads to irreversible LV dysfunction and a poorer prognosis.

Sodium-glucose co-transporter-2 (SGLT2) inhibitors reduce cardiac preload and afterload by natriuresis and lowering arterial stiffness, similar to the neprilysin inhibitor that facilitates sodium excretion and has vasodilating effects. Randomized trials to explore cardiovascular (CV) benefit of the SGLT2 inhibitor have been performed and showed a significant reduction on the risk of CV death or hospitalization for HF. Based on remarkable outcomes of recent clinical trials, SGLT2 inhibitors are recommended for HF with reduced EF and can be beneficial in HF with preserved EF. These outcome trials of SGLT2 inhibitors did not examine their effects on cardiac structure and function, and small imaging trials reported conflicting results in terms of the effect of a SGLT2 inhibitor on LV remodeling in patients with HFrEF and diabetes. Despite current recommendations of SGLT2 inhibitors for HF, SGLT2 inhibitors are rarely used in patients with HF with functional MR, as shown in the COAPT trial, because their effects on cardiac remodeling and functional MR are uncertain. The EFFORT trial (Ertugliflozin for Functional Mitral Regurgitation) was designed to evaluate the therapeutic efficacy of the SGLT2 inhibitor, ertugliflozin, on functional MR. The major hypothesis of this trial was that ertugliflozin would be superior to placebo in reducing functional MR associated with HF with mildly or moderately reduced EF.

02

Conditions studied

  • Mitral Valve Insufficiency
  • Left Ventricular Systolic Dysfunction
03

In context

Mitral Valve Insufficiency

459 studies on the registry are indexed under Mitral Valve Insufficiency; 148 are open to participants now.

This study's enrollment of 128 is above the median of 61 across 274 interventional studies indexed under Mitral Valve Insufficiency.

Browse Mitral Valve Insufficiency studies →

Lead sponsor

Asan Medical Center is the lead sponsor of 562 studies on the registry; 71 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
20 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Patients must agree to the study protocol and provide written informed consent
  • Outpatients ≥ 20 years of age, male or female
  • Non-diabetic or type2 DM patients with HbA1c 7.0-10.5%
  • Patients with secondary functional MR (stage B and C) and LV dysfunction

    • Symptoms due to coronary ischemia or heart failure may be present but symptoms due to MR should be absent
    • Normal mitral valve leaflets and chords
    • Regional or global wall motion abnormalities with mild or severe tethering of leaflet
    • MR whose ERO > 0.10 cm2 and which lasted > 6 months under medical treatment with a β-blocker and an ACE inhibitor (or ARB)
    • 35% \< LV ejection fraction \< 50%
  • Dyspnea of NYHA functional class II or III
  • Titration of HF medications should be completed and patients must take a stable, optimized dose of a β-blocker and an ACE inhibitor (or ARB) for at least 4 weeks prior to study entry

Exclusion criteria

Exclusion Criteria:

  • History of hypersensitivity or allergy to the study drug, drugs of similar chemical classes, or SGLT-2 as well as known or suspected contraindications to the study drug
  • Current use or prior use of a SGLT-2 inhibitor or combined SGLT-1 and 2 inhibitor
  • Known history of angioedema
  • Any evidence of structural mitral valve disease, including prolapse of mitral leaflets and rupture of chords or papillary muscles
  • Current acute decompensated heart failure or dyspnea of NYHA functional class IV
  • Medical history of hospitalization within 6 weeks
  • Symptomatic hypotension and/or a SBP \< 100 mmHg at screening
  • Estimated GFR \< 45 mL/min/1.73m2
  • History of ketoacidosis
  • Evidence of hepatic disease as determined by any one of the following: AST or ALT values exceeding 2 x upper limit of normal (ULN) at screening visit (Visit 0), history of hepatic encephalopathy, history of esophageal varices, or history of portacaval shunt.
  • Acute coronary syndrome, stroke, major CV surgery, PCI within 3 months
  • Substantial myocardial ischemia requiring coronary revascularization, a plan of coronary revascularization or mitral valve intervention within 1 year
  • Indication of cardiac resynchronization therapy, a plan of heart transplantation or implantation of cardiac resynchronization therapy
  • History of severe pulmonary disease
  • Significant aortic valve disease
  • Women of child-bearing potential, defined as all women physiologically capable of becoming pregnant, unless they are using a barrier method plus a hormonal method
  • Pregnant or nursing (lactating) women
  • Any clinically significant abnormality identified at the screening visit, physical examination, laboratory tests, or electrocardiogram which, in the judgment of the investigator, would preclude safe completion of the study
05

Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
128 participants (actual)

Study arms

  • Placebo comparator
    Placebo

    All patients will receive placebo in addition to their usual medications. Titration of HF medications should be completed and patients must take a stable, optimized dose of a β-blocker and an ACE inhibitor (or ARB) for at least 4 weeks prior to study entry.

    Drug: Placebo

  • Active comparator
    Ertugliflozin

    All patients will receive ertugliflozin 5 mg qd in addition to their usual medications. Titration of HF medications should be completed and patients must take a stable, optimized dose of a β-blocker and an ACE inhibitor (or ARB) for at least 4 weeks prior to study entry.

    Drug: Ertugliflozin

Interventions

  • DrugErtugliflozin

    Ertugliflozin 5mg qd for 12 months

    Also known as: Steglatro

  • DrugPlacebo

    Placebo qd for 12 months

06

What researchers measure

Primary outcomes

  1. Change of EROA

    Change of effective regurgitant orifice area (EROA) of functional mitral regurgitation

    Time frame: Baseline and 12 months

Secondary outcomes

  1. Change of Regurgitant Volume

    Change of regurgitant volume of functional mitral regurgitation

    Time frame: Baseline and 12 months

  2. Change of End-systolic Volume Index

    Left ventricular end-systolic volume was measured with the use of echocardiography. Left ventricular end-systolic volume index was obtained by dividing end-systolic volume by body surface area.

    Time frame: Baseline and 12 months

  3. Change of End-diastolic Volume Index

    Left ventricular end-diastolic volume was measured with the use of echocardiography. Left ventricular end-diastolic volume index was obtained by dividing end-diastolic volume by body surface area.

    Time frame: Baseline and 12 months

  4. Change of NT-proBNP

    Change of NT-proBNP (N-terminal of the prohormone brain natriuretic peptide)

    Time frame: Baseline and 12 months

  5. Change of Left Ventricular Global Longitudinal Strain

    Myocardial strain is a measure of percenage shortening of myocardium. Myocardial strain measurement was performed with a semiautomated alogithm using speckle-tracking echocardiogrphy. Measurements of eft ventricular global longitudinal strain were made in the 3 standard apical views and averaged.

    Time frame: Baseline and 12 months

  6. Change of LA End-systolic Volume Index

    Left atrial end-systolic volume was measured with the use of echocardiography. Left atrial end-systolic volume index was obtained by dividing end-systolic volume by body surface area.

    Time frame: Baseline and 12 months

07

Results

Posted Jan 6, 2025
Limitations and caveats
Because enrollment of trial patients was affected by the COVID-19 pandemic, the present trial did not reach the calculated sample size.

Participant flow

Participant flow — Overall Study
MilestonePlaceboErtugliflozin
Started6563
Completed5658
Not completed95

Outcome measures

PrimaryChange of EROA

Change of effective regurgitant orifice area (EROA) of functional mitral regurgitation

Time frame:
Baseline and 12 months
Reported as:
Mean · square cm
Change of EROA
square cmPlaceboErtugliflozin
Change of EROA0.03 ± 0.12-0.05 ± 0.06
Statistical analysis
  • Placebo vs Ertugliflozin · t-test, 2 sided · p = <0.001 (P-value \<0.05 was considered statistically significant.)
SecondaryChange of Regurgitant Volume

Change of regurgitant volume of functional mitral regurgitation

Time frame:
Baseline and 12 months
Reported as:
Mean · mL
Change of Regurgitant Volume
mLPlaceboErtugliflozin
Change of Regurgitant Volume39.3 ± 31.124.6 ± 14.3
SecondaryChange of End-systolic Volume Index

Left ventricular end-systolic volume was measured with the use of echocardiography. Left ventricular end-systolic volume index was obtained by dividing end-systolic volume by body surface area.

Time frame:
Baseline and 12 months
Reported as:
Mean · mL/square m
Change of End-systolic Volume Index
mL/square mPlaceboErtugliflozin
Change of End-systolic Volume Index-3.6 ± 13.4-4.1 ± 8.1
SecondaryChange of End-diastolic Volume Index

Left ventricular end-diastolic volume was measured with the use of echocardiography. Left ventricular end-diastolic volume index was obtained by dividing end-diastolic volume by body surface area.

Time frame:
Baseline and 12 months
Reported as:
Mean · mL/square m
Change of End-diastolic Volume Index
mL/square mPlaceboErtugliflozin
Change of End-diastolic Volume Index-5.7 ± 17.2-4.7 ± 11.0
SecondaryChange of NT-proBNP

Change of NT-proBNP (N-terminal of the prohormone brain natriuretic peptide)

Time frame:
Baseline and 12 months
Reported as:
Mean · pg/mL
Change of NT-proBNP
pg/mLPlaceboErtugliflozin
Change of NT-proBNP126 ± 1112-154 ± 815
SecondaryChange of Left Ventricular Global Longitudinal Strain

Myocardial strain is a measure of percenage shortening of myocardium. Myocardial strain measurement was performed with a semiautomated alogithm using speckle-tracking echocardiogrphy. Measurements of eft ventricular global longitudinal strain were made in the 3 standard apical views and averaged.

Time frame:
Baseline and 12 months
Reported as:
Mean · percent change of myocardial length
Change of Left Ventricular Global Longitudinal Strain
percent change of myocardial lengthPlaceboErtugliflozin
Change of Left Ventricular Global Longitudinal Strain0.10 ± 2.68-1.34 ± 2.57
SecondaryChange of LA End-systolic Volume Index

Left atrial end-systolic volume was measured with the use of echocardiography. Left atrial end-systolic volume index was obtained by dividing end-systolic volume by body surface area.

Time frame:
Baseline and 12 months
Reported as:
Mean · mL/square m
Change of LA End-systolic Volume Index
mL/square mPlaceboErtugliflozin
Change of LA End-systolic Volume Index3.2 ± 17.7-2.8 ± 13.8

Adverse events

Collected over 12 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Placebo3/65 (4.6%)3/65 (4.6%)0/65 (0%)
Ertugliflozin0/63 (0%)1/63 (1.6%)0/63 (0%)
Most frequent serious events
Most frequent serious events
EventPlaceboErtugliflozin
Heart failure hospitalizationCardiac disorders3/651/63
Most frequent other events
Most frequent other events
EventPlaceboErtugliflozin
Heart failure hospitalizationCardiac disorders0/650/63

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)PlaceboErtugliflozinTotal
<=18 years000
Between 18 and 65 years5050100
>=65 years151328
Age, Continuous
Age, Continuous(years)PlaceboErtugliflozinTotal
Mean67 ± 1165 ± 1266 ± 11
Sex: Female, Male
Sex: Female, Male(Participants)PlaceboErtugliflozinTotal
Female272350
Male384078
Race and Ethnicity Not Collected
Race and Ethnicity Not Collected(Participants)PlaceboErtugliflozinTotal
Count of participants——0
Diabetes
Diabetes(Participants)PlaceboErtugliflozinTotal
Count of participants9716
Atrial fibrillation
Atrial fibrillation(Participants)PlaceboErtugliflozinTotal
Count of participants323365
08

Study locations

3 sites
  • Asan Medical Center
    Seoul, Korea, Republic of
  • Samsung Medical Center
    Seoul, Korea, Republic of
  • Seoul National University Hospital
    Seoul, Korea, Republic of
09

References and documents

Study documents

  • Protocol and statistical analysis plan · May 22, 2023

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: Undecided

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 6, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT04231331
Lead sponsor
Asan Medical Center
Collaborators
Merck Sharp & Dohme LLC
Responsible party
Duk-Hyun Kang (Professor, Asan Medical Center) — Principal investigator
First posted
Jan 18, 2020
Start date
Nov 4, 2020
Primary completion
Nov 15, 2023
Completion
Nov 15, 2023
Results posted
Jan 6, 2025
Last update
Jan 6, 2025

Study contacts

DUK HYUN KANG, MD
principal investigator · Asan Medical Center

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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