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TerminatedNCT03966885ZCAPUpdated Sep 23, 2022Results posted

Zambia Common Elements Treatment Approach Pilot Study

An interventional study of Brief Intervention and Common Elements Treatment Approach (CETA) in Alcohol Use Disorder, Depression and Post-traumatic Stress Disorder, sponsored by Columbia University. Terminated at 1 site in Zambia. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2022-09-23.

Sponsored by Columbia University · Not applicable, Interventional, and Treatment

Why this study was terminated
COVID-19 precluded the study team from being able to complete all follow-up assessments.The study was halted on March 17, 2020 and did not resume.
Phase
Not applicable
Study type
Interventional
Enrollment
160
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

This is a randomized controlled trial (RCT) evaluating the effectiveness of an alcohol brief intervention alone compared to the brief intervention plus an evidence-based psychotherapy (CETA) in reducing alcohol misuse and co-occurring mental health problems among persons with HIV in Zambia.

Read the detailed description

Alcohol misuse is a major unaddressed barrier to ending the HIV/AIDS epidemic. Hazardous drinking increases HIV transmission, delays antiretroviral therapy (ART) uptake, reduces adherence and retention, and increases mortality. Comorbid mental health or substance misuse, similar to alcohol use alone, can also significantly undermine HIV treatment. The vast majority of people living with HIV globally live in low- and middle-income countries (LMIC). Similar to most HIV care settings in LMIC, in Zambia, the location of the current study, there are no readily available evidence-based treatments for alcohol misuse or mental health problems.

This study will enroll persons living with HIV (PLWH) who have alcohol misuse in Zambia. Participants will be recruited and screened during regular HIV care visits. Participants will be recruited by their regular care providers (i.e., peer educators, counselors, nurses, physicians) and referred to study staff if they are interested. The investigators anticipate enrolling up to 320 participants, all of whom have hazardous alcohol use. N=160 participants will be high-risk drinkers due to having either a moderate-to-severe alcohol use disorder or mental health comorbidities, or both. These participants will be randomized into the RCT. Participants who have hazardous alcohol use (but not a moderate-to-severe AUD) without mental health comorbidities (a lower risk group of participants) will not be enrolled into the RCT but will be tracked as part of a parallel cohort study. The minimum age of research subjects will be 18. Eligibility will be assessed via audio computer assisted self-interviewing (ACASI).

Participants in the 'cohort study' (i.e., lower risk participants) will receive a brief alcohol intervention. Participants in the RCT (i.e., higher risk participants) will be randomly assigned on a 1:1 basis (stratified by gender) to receive the brief intervention alone or the brief intervention plus CETA.

All participants will be evaluated for outcomes at baseline and at a six month follow-up visit. For RCT participants, the investigators will compare the effectiveness of the brief intervention alone to the brief intervention plus CETA in reducing alcohol misuse and mental health problems. For cohort participants, the investigators will collect preliminary data on whether alcohol misuse reduced at the six month follow-up but there will be no comparison/control group.

The findings from this pilot study will be used to inform future programming and research in Zambia and other LMIC to implement screening, brief intervention, and referral to treatment (SBIRT) programs for alcohol use in HIV care.

02

Conditions studied

  • Alcohol Use Disorder
  • Depression
  • Post-traumatic Stress Disorder
  • HIV/AIDS
  • Substance Use Disorders
03

In context

Substance-Related Disorders

2,124 studies on the registry are indexed under Substance-Related Disorders; 393 are open to participants now.

This study's enrollment of 160 is above the median of 108 across 1,727 interventional studies indexed under Substance-Related Disorders.

Browse Substance-Related Disorders studies →

Lead sponsor

Columbia University is the lead sponsor of 1,103 studies on the registry; 193 are open to participants now.

Of its 172 completed or terminated interventional studies of FDA-regulated products, 142 (83%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Initial inclusion criteria for overall enrollment (into either the Cohort or RCT study) will be:

    • HIV positive
    • Receiving HIV treatment services at one of the two study clinics
    • Current hazardous alcohol use, defined as an AUDIT score of ≥8 for men and ≥ 4 for women
    • Provides informed consent

Secondary inclusion for enrollment into the RCT will be:

  • AUDIT scores that indicate a moderate-to-severe AUD (≥12 for women; ≥16 among men)
  • AND/OR: meeting validated symptom criteria for depression (≥16 on Center for Epidemiological Studies-Depression (CES-D), trauma/anxiety (≥2.5 on HTQ), and/or substance use (≥27 for any non-tobacco/alcohol substance on ASSIST)

Exclusion criteria

Exclusion Criteria:

  • HIV negative
  • Not receiving care at one of the study clinics
  • Currently psychotic or actively suicidal
  • Unable to provide informed consent
05

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Outcomes assessor)
Enrollment
160 participants (actual)

Study arms

  • Experimental
    Brief Intervention (BI)

    30 minute alcohol brief intervention delivered by lay provider during HIV clinic visit.

    Behavioral: Brief Intervention

  • Experimental
    Brief Intervention + CETA

    30 minute alcohol brief intervention delivered by lay provider during clinic visit followed by 6-12 weekly sessions of CETA.

    Behavioral: Brief Intervention · Behavioral: Common Elements Treatment Approach (CETA)

Interventions

  • BehavioralBrief Intervention

    The BI used in the trial combines motivational interviewing skills with cognitive behavioral therapy elements in order to assist clients with self identified substance misuse to begin to consider changing their rates of drinking and drug use. The intervention lasts 30 to 40 minutes and consists of 5 components including: 1) screening 2) identification and information on the impacts of substance misuse 3) talking about change and goal setting 4) understanding the primary reason for drinking 5) skill building with practice and 6) referral for services.

  • BehavioralCommon Elements Treatment Approach (CETA)

    The Common Elements Treatment Approach, or CETA, is a transdiagnostic psychotherapy based on cognitive behavioral elements for mood, anxiety and trauma related problems, and for alcohol and substance misuse. CETA is based on the fact that most evidence-based mental health treatments (EBTs) consist of similar components. The objective of CETA is to provide a single training in a range of therapy components that are similar across EBTs and to then teach counselors how to design a specific course of treatment for each client based on the client's presenting problems.

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What researchers measure

Primary outcomes

  1. Change in Alcohol Use Disorders Identification Test (AUDIT) Scale Score From Baseline to 6-month Post-baseline.

    AUDIT is a 10-item measure of hazardous alcohol use with possible range of 0-40 (total scale score). Higher scores are associated with more hazardous use.

    Time frame: Baseline and 6 months post-baseline

Secondary outcomes

  1. Change in Center for Epidemiological Studies-Depression (CES-D) Scale Score From Baseline to 6-month Post-baseline.

    CES-D is a 20-item scale of depression with a possible range of 0-60 (total scale score). Higher scores are associated with greater depression symptom severity.

    Time frame: Baseline and 6 months post-baseline

  2. Change in Harvard Trauma Questionnaire (HTQ) Post-traumatic Stress Disorder (PTSD) Symptom Scale Score From Baseline to 6-month Post-baseline.

    The HTQ is a 39-item PTSD symptom scale with possible range of 1-4 (average scale score). Higher scores are associated with greater PTSD symptom severity.

    Time frame: Baseline and 6 months post-baseline

  3. Number of Participants With Any Recent Substance Use.

    Any recent substance use will be defined as any use of the following substance types in the past 3 months: inhalants, marijuana, cocaine, amphetamines, sedatives, hallucinogens, opioids.

    Time frame: 6 months post-baseline

07

Results

Posted Sep 13, 2022
Limitations and caveats
Study was stopped early due to COVID-19. Only participants who had completed their 6-month follow-up visit by March 17th, 2020 were included in analysis.

Participant flow

Participant flow — Overall Study
MilestoneBrief Intervention (BI)Brief Intervention + CETA
Started7882
Completed5662
Not completed2220
Withdrew: Death10
Withdrew: Lost to follow-up12
Withdrew: Not post-assessed. study ended early due to covid-192016
Withdrew: Moved from study area.02

Outcome measures

PrimaryChange in Alcohol Use Disorders Identification Test (AUDIT) Scale Score From Baseline to 6-month Post-baseline.

AUDIT is a 10-item measure of hazardous alcohol use with possible range of 0-40 (total scale score). Higher scores are associated with more hazardous use.

Time frame:
Baseline and 6 months post-baseline
Reported as:
Mean · Score on a scale
Change in Alcohol Use Disorders Identification Test (AUDIT) Scale Score From Baseline to 6-month Post-baseline.
Score on a scaleBrief Intervention (BI)Brief Intervention + CETA
Change in Alcohol Use Disorders Identification Test (AUDIT) Scale Score From Baseline to 6-month Post-baseline.-10.5 (-12.8 to -8.3)-13.7 (-15.8 to -11.6)
SecondaryChange in Center for Epidemiological Studies-Depression (CES-D) Scale Score From Baseline to 6-month Post-baseline.

CES-D is a 20-item scale of depression with a possible range of 0-60 (total scale score). Higher scores are associated with greater depression symptom severity.

Time frame:
Baseline and 6 months post-baseline
Reported as:
Mean · Score on a scale
Change in Center for Epidemiological Studies-Depression (CES-D) Scale Score From Baseline to 6-month Post-baseline.
Score on a scaleBrief Intervention (BI)Brief Intervention + CETA
Change in Center for Epidemiological Studies-Depression (CES-D) Scale Score From Baseline to 6-month Post-baseline.-4.2 (-7.2 to -1.1)-8.9 (-11.8 to -6.0)
SecondaryChange in Harvard Trauma Questionnaire (HTQ) Post-traumatic Stress Disorder (PTSD) Symptom Scale Score From Baseline to 6-month Post-baseline.

The HTQ is a 39-item PTSD symptom scale with possible range of 1-4 (average scale score). Higher scores are associated with greater PTSD symptom severity.

Time frame:
Baseline and 6 months post-baseline
Reported as:
Mean · Score on a scale
Change in Harvard Trauma Questionnaire (HTQ) Post-traumatic Stress Disorder (PTSD) Symptom Scale Score From Baseline to 6-month Post-baseline.
Score on a scaleBrief Intervention (BI)Brief Intervention + CETA
Change in Harvard Trauma Questionnaire (HTQ) Post-traumatic Stress Disorder (PTSD) Symptom Scale Score From Baseline to 6-month Post-baseline.-0.3 (-0.5 to -0.1)-0.5 (-0.7 to -0.4)
SecondaryNumber of Participants With Any Recent Substance Use.

Any recent substance use will be defined as any use of the following substance types in the past 3 months: inhalants, marijuana, cocaine, amphetamines, sedatives, hallucinogens, opioids.

Time frame:
6 months post-baseline
Reported as:
Count of participants · Participants
Number of Participants With Any Recent Substance Use.
ParticipantsBrief Intervention (BI)Brief Intervention + CETA
Number of Participants With Any Recent Substance Use.1416

Adverse events

Collected over 6 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Brief Intervention (BI)1/78 (1.3%)1/78 (1.3%)0/78 (0%)
Brief Intervention + CETA0/82 (0%)0/82 (0%)0/82 (0%)
Most frequent serious events
Most frequent serious events
EventBrief Intervention (BI)Brief Intervention + CETA
AnemiaBlood and lymphatic system disorders1/780/82

Baseline characteristics

Age, Continuous
Age, Continuous(Years)Brief Intervention (BI)Brief Intervention + CETATotal
Mean41.8 ± 938.6 ± 9.440.2 ± 9.3
Sex: Female, Male
Sex: Female, Male(Participants)Brief Intervention (BI)Brief Intervention + CETATotal
Female343670
Male444690
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Brief Intervention (BI)Brief Intervention + CETATotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American7882160
White000
More than one race000
Unknown or Not Reported000
Region of Enrollment
Region of Enrollment(participants)Brief Intervention (BI)Brief Intervention + CETATotal
Zambia7882160
08

Study locations

1 site
  • Centre for infectious Disease Research in Zambia
    Lusaka, Zambia
09

References and documents

Publications

  • Kane JC, Sharma A, Murray LK, Chander G, Kanguya T, Lasater ME, Skavenski S, Paul R, Mayeya J, Kmett Danielson C, Chipungu J, Chitambi C, Vinikoor MJ. Common Elements Treatment Approach (CETA) for unhealthy alcohol use among persons with HIV in Zambia: Study protocol of the ZCAP randomized controlled trial. Addict Behav Rep. 2020 Apr 29;12:100278. doi: 10.1016/j.abrep.2020.100278. eCollection 2020 Dec. PubMed 32637558 ↗
  • Kane JC, Sharma A, Murray LK, Chander G, Kanguya T, Skavenski S, Chitambi C, Lasater ME, Paul R, Cropsey K, Inoue S, Bosomprah S, Danielson CK, Chipungu J, Simenda F, Vinikoor MJ. Efficacy of the Common Elements Treatment Approach (CETA) for Unhealthy Alcohol Use Among Adults with HIV in Zambia: Results from a Pilot Randomized Controlled Trial. AIDS Behav. 2022 Feb;26(2):523-536. doi: 10.1007/s10461-021-03408-4. Epub 2021 Jul 30. PubMed 34328570 ↗

Study documents

  • Protocol and statistical analysis plan · Dec 5, 2018

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Sep 23, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT03966885
Lead sponsor
Columbia University
Collaborators
Centre for Infectious Disease Research in Zambia, University of Alabama at Birmingham, National Institute on Alcohol Abuse and Alcoholism (NIAAA)
Responsible party
Jeremy C. Kane (Assistant Professor of Epidemiology, Columbia University) — Principal investigator
First posted
May 29, 2019
Start date
Jun 24, 2019
Primary completion
Mar 17, 2020
Completion
Mar 17, 2020
Results posted
Sep 13, 2022
Last update
Sep 23, 2022

Study contacts

Jeremy C. Kane, PhD, MPH
principal investigator · Columbia University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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