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CompletedNCT03552133Updated Dec 18, 2019

Variable Dead Space Rebreathing Device to Treat Sleep Apnea

An interventional study of Smart CO2 in Sleep Apnea, Obstructive and Sleep Apnea, Central, sponsored by University of Wisconsin, Madison. Completed at 1 site in United States. Open to participants aged 18 Years to 75 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2019-12-18.

Sponsored by University of Wisconsin, Madison · Not applicable, Interventional, and Device feasibility

From the registry’s dates

  • Primary completion was Oct 2019, 7 years ago, and no results have been posted to the registry.
Phase
Not applicable
Study type
Interventional
Enrollment
13
Allocation
Non-randomized
Ages
18 Years to 75 Years
Sex
All
01

Study summary

The purpose of this pilot study is to determine the feasibility of using a novel treatment for sleep apnea in which the patient's own exhaled CO2 is tightly controlled and used in a rebreathe system to reduce sleep disordered breathing.

Read the detailed description

Obstructive sleep apnea (OSA) needs to be treated with devices that will be utilized with greater compliance by patients than is currently the case with positive airway pressure. To this end, the investigators recently showed that increased inspired CO2 via rebreathing was effective in reducing most obstructive and central apneas in OSA patients. Then, the investigator's University of Wisconsin (UW) team of bioengineers, physiologists, and sleep physicians built a novel variable dead space rebreathe device-with no added positive pressure-which monitors breath by breath ventilation and automatically adjusts the rebreathe dead space volume to add or subtract the level of inspired CO2 depending on the degree of sleep disordered breathing. This approach provides the minimum effective CO2 dose needed in individual OSA patients to stabilize central respiratory motor output and to recruit upper airway dilator muscles, thereby treating obstructive and central apneas. The investigators propose to determine the effectiveness of this "Smart CO2" treatment as well as its effects on sleep state stability, sleep quality, and blood pressure in 10 moderate to severe OSA patients studied over several nights. The investigators expect the findings from the proposed study to be sufficient to determine if the "Smart CO2" treatment is a viable approach to OSA treatment worthy of testing in a clinical trial.

02

Conditions studied

  • Sleep Apnea, Obstructive
  • Sleep Apnea, Central

Keywords

  • variable deadspace
  • rebreathe
  • hypercapnic side-effects
03

In context

Sleep Apnea, Obstructive

2,263 studies on the registry are indexed under Sleep Apnea, Obstructive; 465 are open to participants now.

This study's enrollment of 13 is below the median of 53 across 1,490 interventional studies indexed under Sleep Apnea, Obstructive.

Browse Sleep Apnea, Obstructive studies →

Lead sponsor

University of Wisconsin, Madison is the lead sponsor of 1,182 studies on the registry; 180 are open to participants now.

Of its 156 completed or terminated interventional studies of FDA-regulated products, 118 (76%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
Yes

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Age 18-75 years old, inclusive
  2. Moderate to severe OSA (Apnea hypopnea index [AHI] >15 events/hr of sleep)
  3. Newly diagnosed OSA, or have either refused to or have not tolerated PAP treatment, or are currently using Positive Airway Pressure (PAP) and are willing to hold it during the night of sleep study visits.
  4. Willing and able to provide consent to 5 laboratory visits with 4 full nights of sleep study.
  5. Self report of still having sleep apnea since the last sleep test (if diagnosis was greater than a year prior).

Exclusion criteria

Exclusion Criteria:

  1. BMI >45 kg/m2
  2. AHI\<15 events/hour on the first night of sleep testing in our research laboratory (Visit 2)
  3. Cigarette smoking of 1 pack per day or more within 6 months of screening;
  4. Diagnosed heart failure or coronary artery disease.
  5. Diagnosed cerebrovascular disease, Transient Ischemic Attack (TIA) or stroke.
  6. Diagnosed asthma or chronic obstructive pulmonary disease with significant airways obstruction (FEVI/Forced Vital Capacity \<65%)
  7. End-stage hepatic or renal disease
  8. Significant daytime sleepiness in subjects who have risky occupations or life-style (for example, working in the transportation industry, history of motor vehicle crash, occupation that requires vigilance for safety or performance)
  9. Pregnancy (assessed on urine test at V1 in females with childbearing potential)
  10. Clinically significant arrhythmia/dysrhythmias on the clinical diagnostic polysomnography (per medical record) or on research polysomnography conducted at V2
  11. Established diagnosis of neuromuscular disease (e.g., Parkinsonism, multiple sclerosis, syringomyelia, transverse myelitis, amyotrophic lateral sclerosis, poliomyelitis, Eaton-Lambert, Guillain-Barre, myasthenia gravis, myotonic dystrophy, mononeuritis multiplex, in the setting of polymyositis/dermatomyositis or severe cervical spine disease)
  12. Any current use of benzodiazepines, opioids, or barbiturates
  13. Any medical or psychiatric condition which in the opinion of the medical director interferes with the subject's ability to enroll or to continue in the study (once enrolled)
  14. Veteran, cared for in the VA system
05

Study design

Phase
Not applicable
Primary purpose
Device feasibility
Allocation
Non-randomized
Intervention model
Single group
Masking
None (open label)
Enrollment
13 participants (actual)

Study arms

  • Experimental
    Smart CO2

    Effects of rebreathe device over two sleep nights on sleep apnea, hypoxemia, sleep state, and blood pressure.

    Device: Smart CO2

  • No intervention
    No intervention

    Effects of control night, i.e. no intervention on sleep apnea, hypoxemia, sleep state, and blood pressure.

Interventions

  • DeviceSmart CO2

    A lightweight, cylindrical reservoir attached to a face mask which monitors breathing breath-by-breath and automatically adjusts the level of dead space rebreathe volume so that CO2 will be increased and sleep apnea treated.

06

What researchers measure

Primary outcomes

  1. Aim 1: Determine the effects of Smart CO2 Device on AHI

    To determine the effects of a novel, adjustable CO2 rebreathing device on the occurrence of sleep apnea (AHI) in patients with moderate to severe obstructive sleep apnea.

    Time frame: three to six weeks

  2. Determine the effect of Smart C02 Device on Arousal Index

    To determine the effects of a novel, adjustable CO2 rebreathing device on the occurrence of sleep apnea (Arousal Index) in patients with moderate to severe obstructive sleep apnea.

    Time frame: three to six weeks

Secondary outcomes

  1. Aim 2: Effect on Sleep state stability

    To determine whether this novel treatment influences sleep state stability following sleep.

    Time frame: Three to six weeks

  2. Determine the effects of Smart CO2 device on Blood pressure (both systolic and diastolic measures)

    To determine whether this novel treatment influences systolic or diastolic blood pressure following sleep.

    Time frame: Three to six weeks

07

Study locations

1 site
  • University of Wisconsin Madison
    Madison, Wisconsin 53726, United States
08

References and documents

Individual participant data

Plan to share: No

No publications or documents are linked to this record.

09

Timeline

Tracking since Sep 25, 2026
Not marked actual or estimatedDates not marked actual or estimated

The record gives a start of Aug 2016, a primary completion of Oct 2019 and a completion of Oct 2019. It does not say whether these dates are actual or estimated.

How these figures are worked out, and which studies are left out of them.

Registered
May 7, 2018
First posted
Jun 11, 2018
Start
Aug 2016
Primary completionActual
Oct 1, 2019
CompletionActual
Oct 1, 2019
Last update
Dec 18, 2019
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Dec 18, 2019, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT03552133
Responsible party
Sponsor
First posted
Jun 11, 2018
Start date
Aug 2016
Primary completion
Oct 1, 2019
Completion
Oct 1, 2019
Last update
Dec 18, 2019

Study contacts

Jerome A Dempsey, PhD
principal investigator · University of Wisconsin, Madison

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Oct 2019. You cannot join it, but the record below documents what was studied.

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