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Active, not recruitingNCT03456336PDAUpdated May 12, 2026Results posted

Management of the PDA Trial

A Phase 3 interventional study of Active Treatment and Expectant Management in Infant, Premature, Patent Ductus Arteriosus and Infant, Newborn, Diseases, sponsored by NICHD Neonatal Research Network. Active, not recruiting at 19 sites in United States. Open to participants aged 48 Hours to 21 Days. Per ClinicalTrials.gov, last updated 2026-05-12.

Sponsored by NICHD Neonatal Research Network · Phase 3, Interventional, and Treatment

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Phase
Phase 3
Study type
Interventional
Enrollment
482
Allocation
Randomized
Ages
48 Hours to 21 Days
Sex
All
01

Where this study stands

Counted across the records on this site · 2026-11-13

Among 41 studies in Premature Birth by NICHD Neonatal Research Network — 2 open to participants now, 5 under way, 2 of them phase 3. Premature Birth · NICHD Neonatal Research Network.

Enrollment
17th of 28
482 · median 570
Started
2019
the only one that year
Phase 3
13 of 41
none open now
Registered
39th of 41
by date

Among the 41 studies in Premature Birth by NICHD Neonatal Research Network, this one is the 17th largest by enrollment of the 28 interventional ones that give a count, is the only one that started in 2019, is one of 13 in phase 3, and was the 39th registered.

Premature Birth

2,553 studies on the registry are indexed under Premature Birth; 502 are open to participants now.

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Open to participants now

2 of the 41 studies in Premature Birth by NICHD Neonatal Research Network are open now, in 1 country. Recruiting first, the newest first:

By country, each count listing its studies:

All 2 open studies →

Where they have run

Who these studies take

Of the 315 Premature Birth studies recruiting now, 88 (28%) set no upper age limit and 223 (71%) stop at 75 or younger; 241 take children under 18; 105 take healthy volunteers.

This study: 48 Hours to 21 Days · all sexes · no healthy volunteers.

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02

Study summary

Estimate the risks and benefits of active treatment versus expectant management of a symptomatic patent ductus arteriosus (sPDA) in premature infants.

Read the detailed description

This is a pragmatic randomized multicenter, effectiveness study comparing active treatment of a symptomatic patent ductus arteriosus (sPDA) to expectant management. We hypothesize in premature infants with a sPDA, expectant management reduces the incidence proportion of death or BPD by 10% (from 50% to 40%) when compared to active treatment.

Participants with a sPDA allocated to the active treatment arm will receive intravenous administration of indomethacin or ibuprofen (depending on center preference). The decision to ligate will be left to the clinical team. Participants with a sPDA allocated to the expectant management arm will receive supportive care at the clinical team's discretion and will receive indomethacin/ibuprofen or ligation if the infant develops cardiopulmonary compromise. The decision to ligate will be left to the clinical team.

The primary endpoint for the study will be death or BPD (as assessed by the physiologic definition) at 36 weeks postmenstrual age (PMA).

03

Conditions studied

  • Infant, Premature
  • Patent Ductus Arteriosus
  • Infant, Newborn, Diseases
  • Patent Ductus Arteriosus After Premature Birth
04

Who can participate

Ages eligible
48 Hours to 21 Days
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Postnatal age 48 hours -21 days
  • Infant 22 0/7 to 28 6/7 weeks gestation at birth
  • sPDA, as defined as:

    1. Mild, Moderate, or Severe Clinical Criteria with Small or Moderate size PDA on echocardiogram
    2. Mild or Moderate Clinical Criteria with Large PDA on echocardiogram

Exclusion criteria

Exclusion Criteria:

  • Cardiopulmonary compromise
  • Known congenital heart disease (besides atrial septal defect or ventricular septal defect)
  • Known pulmonary malformation (e.g. congenital lobar emphysema, congenital pulmonary adenomatous malformation)
  • Any condition which, in the opinion of the investigator, would preclude enrollment
05

Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
482 participants (actual)

Study arms

  • Active comparator
    Active Treatment Group

    Infants assigned to the active treatment group will receive indomethacin or ibuprofen per their local site usual care dosing and schedule if the infant has a sPDA. The choice of indomethacin or ibuprofen will be left to the center, however, infants may only receive one or the other.

    Other: Active Treatment

  • Active comparator
    Expectant Management Group

    Infants assigned to the expectant management group will receive indomethacin or ibuprofen if cardiopulmonary compromise occurs.

    Other: Expectant Management

Interventions

  • OtherActive Treatment

    Infants assigned to the active treatment group will receive indomethacin or ibuprofen per their local site usual care dosing and schedule if the infant has a sPDA. The choice of indomethacin or ibuprofen will be left to the center, however, infants may only receive one or the other. If the infant receives both, it will be considered a protocol violation.

  • OtherExpectant Management

    Infants assigned to the expectant management group will receive indomethacin or ibuprofen if cardiopulmonary compromise occurs.

06

What researchers measure

Primary outcomes

  1. Death or Bronchopulmonary Dysplasia (BPD) at 36 Weeks PMA

    A composite outcome for infants who were diagnosed with physiologic bronchopulmonary dysplasia (BPD) or died by 36 weeks postmenstrual age (PMA). Physiologic BPD is determined using existing Neonatal Research Network Generic Database criteria at 36 weeks PMA. Infants alive an in hospital are classified based on respiratory status at 36 weeks PMA or by a room air weaning challenge performed between 36 and 37 weeks PMA. Infants who are transferred or discharged before 36 weeks are classified based on the support they are receiving at that time. Infants who died before 36 weeks PMA are not assessed for BPD. Deaths include all-cause deaths between randomization and 36 weeks PMA.

    Time frame: Randomization to 36 weeks PMA

Secondary outcomes

  1. Mortality at 36 Weeks PMA

    mortality assessed at 36 week postmenstrual age

    Time frame: birth to 36 week postmenstrual age

  2. Mortality Before Discharge

    mortality assessed prior to hospital discharge

    Time frame: birth to 120 days of life

  3. Bronchopulmonary Dysplasia - Physiological Test

    BPD defined by the physiologic test of oxygen therapy

    Time frame: birth to 36 week postmenstrual age

  4. Bronchopulmonary Dysplasia - NIH Consensus Definition

    BPD defined by the NIH consensus definition of moderate or severe

    Time frame: birth to 36 week postmenstrual age

  5. Necrotizing Enterocolitis (NEC) at 36 Weeks PMA

    Proven NEC, no surgery, Stages IIA, IIB, or IIIA AND proven, surgery, Stage IIIB

    Time frame: birth to 36 weeks post menstrual age

  6. Retinopathy of Prematurity at 36 Weeks PMA

    Stage 3 or worse in either eye AND as any intervention therapy-retinal ablation, scleral buckle/vitrectomy, avastin or other anti-VEGF drug

    Time frame: birth to 36 weeks post menstrual age

  7. Receipt of Therapies Designed to Close the PDA

    Defined as ligation or cardiac catheterization

    Time frame: birth to 120 days

  8. Weight at 36 Weeks PMA

    Weight assessed at 36 weeks post menstrual age

    Time frame: birth to 36 weeks post menstrual age

  9. Height at 36 Weeks PMA

    Height assessed at 36 weeks post menstrual age

    Time frame: birth to 36 weeks post menstrual age

  10. Head Circumference at 36 Weeks PMA

    Head Circumference assessed at 36 weeks post menstrual age

    Time frame: birth to 36 weeks post menstrual age

Other outcomes

  1. Necrotizing Enterocolitis (NEC) at Status (2 Years)

    Proven NEC, no surgery, Stages IIA, IIB, or IIIA AND proven, surgery, Stage IIIB

    Time frame: 26 months corrected age

  2. Retinopathy of Prematurity at Status (2 Years)

    Stage 3 or worse in either eye AND as any intervention therapy-retinal ablation, scleral buckle/vitrectomy, avastin or other anti-VEGF drug

    Time frame: 26 months corrected age

  3. Weight at Status (2 Years)

    Weight assessed at status (2 years)

    Time frame: 26 months corrected age

  4. Height at Status (2 Years)

    Height assessed at status (2 years)

    Time frame: 26 months corrected age

  5. Head Circumference at Status (2 Years)

    Head Circumference assessed at status (2 years)

    Time frame: 26 months corrected age

  6. Neurodevelopmental Impairment (NDI) at Status (2 Years)

    Severe NDI will be defined by any of the following: a Bayley Scales of Infant and Toddler Development (BSID) III cognitive score \< 70, Gross Motor Functional (GMF) Level of 3-5, blindness (\<20/200 vision) or profound hearing loss (inability to understand commands despite amplification); moderate NDI will be defined as a BSID III cognitive score 70-84 and either a GMF level of 2 or a hearing deficit requiring amplification to understand commands or unilateral blindness; mild NDI will be defined by a cognitive score 70-84, or a cognitive score ≥ 85 and any of the following: presence of a GMF level 1 or hearing loss not requiring amplification. Normal (no NDI) will be defined by a cognitive score ≥ 85 and absence of any neurosensory deficits.

    Time frame: 26 months corrected age

07

Results

Posted May 12, 2026

Participant flow

Participant flow — Overall Study
MilestoneActive Treatment GroupExpectant Management Group
Started240242
Completed213223
Not completed2719
Withdrew: Death2310
Withdrew: Withdrawal by subject48
Withdrew: Withdrew consent for any use of data01

Outcome measures

SecondaryMortality at 36 Weeks PMA

mortality assessed at 36 week postmenstrual age

Time frame:
birth to 36 week postmenstrual age

Results for this outcome have not been posted.

SecondaryMortality Before Discharge

mortality assessed prior to hospital discharge

Time frame:
birth to 120 days of life

Results for this outcome have not been posted.

SecondaryBronchopulmonary Dysplasia - Physiological Test

BPD defined by the physiologic test of oxygen therapy

Time frame:
birth to 36 week postmenstrual age

Results for this outcome have not been posted.

SecondaryBronchopulmonary Dysplasia - NIH Consensus Definition

BPD defined by the NIH consensus definition of moderate or severe

Time frame:
birth to 36 week postmenstrual age

Results for this outcome have not been posted.

SecondaryNecrotizing Enterocolitis (NEC) at 36 Weeks PMA

Proven NEC, no surgery, Stages IIA, IIB, or IIIA AND proven, surgery, Stage IIIB

Time frame:
birth to 36 weeks post menstrual age

Results for this outcome have not been posted.

SecondaryRetinopathy of Prematurity at 36 Weeks PMA

Stage 3 or worse in either eye AND as any intervention therapy-retinal ablation, scleral buckle/vitrectomy, avastin or other anti-VEGF drug

Time frame:
birth to 36 weeks post menstrual age

Results for this outcome have not been posted.

SecondaryReceipt of Therapies Designed to Close the PDA

Defined as ligation or cardiac catheterization

Time frame:
birth to 120 days

Results for this outcome have not been posted.

SecondaryWeight at 36 Weeks PMA

Weight assessed at 36 weeks post menstrual age

Time frame:
birth to 36 weeks post menstrual age

Results for this outcome have not been posted.

Other pre-specifiedNecrotizing Enterocolitis (NEC) at Status (2 Years)

Proven NEC, no surgery, Stages IIA, IIB, or IIIA AND proven, surgery, Stage IIIB

Time frame:
26 months corrected age

Results for this outcome have not been posted.

Other pre-specifiedRetinopathy of Prematurity at Status (2 Years)

Stage 3 or worse in either eye AND as any intervention therapy-retinal ablation, scleral buckle/vitrectomy, avastin or other anti-VEGF drug

Time frame:
26 months corrected age

Results for this outcome have not been posted.

Other pre-specifiedWeight at Status (2 Years)

Weight assessed at status (2 years)

Time frame:
26 months corrected age

Results for this outcome have not been posted.

Other pre-specifiedHeight at Status (2 Years)

Height assessed at status (2 years)

Time frame:
26 months corrected age

Results for this outcome have not been posted.

Other pre-specifiedHead Circumference at Status (2 Years)

Head Circumference assessed at status (2 years)

Time frame:
26 months corrected age

Results for this outcome have not been posted.

Other pre-specifiedNeurodevelopmental Impairment (NDI) at Status (2 Years)

Severe NDI will be defined by any of the following: a Bayley Scales of Infant and Toddler Development (BSID) III cognitive score \< 70, Gross Motor Functional (GMF) Level of 3-5, blindness (\<20/200 vision) or profound hearing loss (inability to understand commands despite amplification); moderate NDI will be defined as a BSID III cognitive score 70-84 and either a GMF level of 2 or a hearing deficit requiring amplification to understand commands or unilateral blindness; mild NDI will be defined by a cognitive score 70-84, or a cognitive score ≥ 85 and any of the following: presence of a GMF level 1 or hearing loss not requiring amplification. Normal (no NDI) will be defined by a cognitive score ≥ 85 and absence of any neurosensory deficits.

Time frame:
26 months corrected age

Results for this outcome have not been posted.

PrimaryDeath or Bronchopulmonary Dysplasia (BPD) at 36 Weeks PMA

A composite outcome for infants who were diagnosed with physiologic bronchopulmonary dysplasia (BPD) or died by 36 weeks postmenstrual age (PMA). Physiologic BPD is determined using existing Neonatal Research Network Generic Database criteria at 36 weeks PMA. Infants alive an in hospital are classified based on respiratory status at 36 weeks PMA or by a room air weaning challenge performed between 36 and 37 weeks PMA. Infants who are transferred or discharged before 36 weeks are classified based on the support they are receiving at that time. Infants who died before 36 weeks PMA are not assessed for BPD. Deaths include all-cause deaths between randomization and 36 weeks PMA.

Time frame:
Randomization to 36 weeks PMA
Reported as:
Count of participants · Participants
Death or Bronchopulmonary Dysplasia (BPD) at 36 Weeks PMA
ParticipantsActive Treatment GroupExpectant Management Group
Yes191195
No4946
SecondaryHeight at 36 Weeks PMA

Height assessed at 36 weeks post menstrual age

Time frame:
birth to 36 weeks post menstrual age

Results for this outcome have not been posted.

SecondaryHead Circumference at 36 Weeks PMA

Head Circumference assessed at 36 weeks post menstrual age

Time frame:
birth to 36 weeks post menstrual age

Results for this outcome have not been posted.

Adverse events

Collected over Adverse events are reported from time of randomization to 36 completed weeks PMA.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Active Treatment Group23/240 (9.6%)43/240 (17.9%)3/240 (1.3%)
Expectant Management Group10/241 (4.1%)32/241 (13.3%)9/241 (3.7%)
Most frequent serious events
Showing 10 of 27
Most frequent serious events
EventActive Treatment GroupExpectant Management Group
Necrotising enterocolitis neonatalGastrointestinal disorders19/24017/241
Sepsis neonatalInfections and infestations6/2404/241
Septic shockInfections and infestations3/2400/241
Renal failureRenal and urinary disorders3/2400/241
Neonatal respiratory failureRespiratory, thoracic and mediastinal disorders0/2403/241
Neonatal intestinal perforationGastrointestinal disorders2/2401/241
Neonatal respiratory distress syndromeRespiratory, thoracic and mediastinal disorders1/2402/241
Pneumonia escherichiaInfections and infestations1/2400/241
Enterobacter pneumoniaInfections and infestations1/2400/241
Staphylococcal sepsisInfections and infestations1/2400/241
Most frequent other events
Most frequent other events
EventActive Treatment GroupExpectant Management Group
Necrotising enterocolitis neonatalGastrointestinal disorders1/2404/241
Renal failureRenal and urinary disorders0/2402/241
Pulmonary haemorrhage neonatalRespiratory, thoracic and mediastinal disorders1/2400/241
Splenic infarctionBlood and lymphatic system disorders1/2400/241
Neonatal pneumoniaInfections and infestations0/2401/241
Neonatal sinus bradycardiaCardiac disorders0/2401/241
Neonatal hypotensionVascular disorders0/2401/241

Baseline characteristics

One infant was randomized but withdrew consent for use of any data. This infant is excluded from all analyses.

Age, Continuous
Age, Continuous(Weeks)Active Treatment GroupExpectant Management GroupTotal
Median25.6 (24.3 to 27.3)25.6 (24.6 to 27.0)25.6 (24.4 to 27.1)
Sex: Female, Male
Sex: Female, Male(Participants)Active Treatment GroupExpectant Management GroupTotal
Female117120237
Male123121244
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Active Treatment GroupExpectant Management GroupTotal
American Indian or Alaska Native112
Asian7916
Native Hawaiian or Other Pacific Islander112
Black or African American8293175
White120112232
More than one race5712
Unknown or Not Reported241842
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Active Treatment GroupExpectant Management GroupTotal
Hispanic or Latino5855113
Not Hispanic or Latino182186368
Unknown or Not Reported000
08

Study locations

19 sites
09

References and documents

Publications

  • Laughon MM, Thomas SM, Watterberg KL, Kennedy KA, Keszler M, Ambalavanan N, Davis AS, Slaughter JL, Guillet R, Colaizy TT, Cotten CM, Dhawan MA, Bose CL, Talbert J, Smucny S, Benitz WE, Rysavy MA, Ohls RK, Baserga MC, DeMauro SB, Jaleel M, Jackson WM, Carlo WA, Puopolo KM, Hibbs AM, Katheria A, Sanchez PJ, D'Angio CT, Patel RM, Johnson BA, Chock VY, Bhatt AJ, Merhar SL, Moore R, Laptook AR, Ghavam S, Fuller J, Vyas-Read S, Kicklighter SD, Steinbrekera B, Anderson K, Chandrasekharan PK, Wyckoff MH, Montoya C, Das A, Do B, Chang S, Higgins RD, Walsh MC; Eunice Kennedy Shriver National Institute of Child Health and Human Development Neonatal Research Network. Expectant Management vs Medication for Patent Ductus Arteriosus in Preterm Infants: The PDA Randomized Clinical Trial. JAMA. 2026 Feb 17;335(7):588-599. doi: 10.1001/jama.2025.23330. PubMed 41364689 ↗

Related links

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: Yes — Per NIH Data Sharing Plan

Supporting information: Study protocol, Statistical analysis plan

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Feb 2019 to primary completion in Mar 2025, 72 months.

Results were first posted in May 2026, 1 year 2 months after primary completion.

Of 35 non-industry phase 3 interventional studies under Premature Birth, half reached primary completion within 53 months of starting (the median), counting those still running; a quarter within 28 and three quarters within 89. This study's 72 months is above that.

Counting every sponsor, half of 40 studies reached it within 51 months; a quarter within 28 and three quarters within 89.

How these figures are worked out, and which studies are left out of them.

Registered
Feb 19, 2018
First posted
Mar 7, 2018
StartActual
Feb 22, 2019
Primary completionActual
Mar 2, 2025
CompletionEst.
May 30, 2027
Results first posted
May 12, 2026
Last update
May 12, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on May 12, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03456336
Lead sponsor
NICHD Neonatal Research Network
Responsible party
Sponsor
First posted
Mar 7, 2018
Start date
Feb 22, 2019
Primary completion
Mar 2, 2025
Completion
May 30, 2027 (estimated)
Results posted
May 12, 2026
Last update
May 12, 2026

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is active, not recruiting, as verified in Apr 2026. You cannot join it, but the record below documents what was studied.

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