A Phase 3 interventional study of Caffeine Citrate and Placebo in Apnea of Prematurity, sponsored by NICHD Neonatal Research Network. Terminated at 16 sites in United States. Open to participants aged 29 Weeks to 33 Weeks. Per ClinicalTrials.gov, last updated 2024-07-31.
Sponsored by NICHD Neonatal Research Network · Phase 3, Interventional, and Treatment
The objective of this study is to evaluate the effect of continuing treatment with caffeine citrate in the hospital and at home in moderately preterm infants with resolved apnea of prematurity on days of hospitalization after randomization.
Study subjects will be patients in the NICU at one of the participating hospitals at a Neonatal Research Network site. Infants who meet the eligibility criteria will be randomized to either caffeine citrate at 10 mg/kg/dose or placebo (equal volume of all the excipients except for the active ingredient, caffeine citrate) to be given daily beginning within 72 hours of open label caffeine discontinuation. The infant may still require hospitalization for observation after discontinuation of open label caffeine or for other discharge issues such as temperature control or feeding tolerance.
Once deemed ready for discharge, infants will be continued at home on the same dose of caffeine citrate or placebo for the first 28 days after hospital discharge. On the day of discharge, the parent will be supplied with 28 numbered vials with oral caffeine citrate (intervention group) or placebo at an equivalent volume (placebo group).
The parents will be educated by the research nurse, discharge nurse, physician, or pharmacist on storage and administration of study medication. A member of the research team will contact the parents to obtain post-discharge information within 72 hours after discharge, once a week for the first 4 weeks, and biweekly during the weeks 5 to 8 after discharge.
Exclusion Criteria:
Caffeine citrate at 10 mg/kg/dose (5 mg/kg caffeine base) daily, in hospital. Infants will continue at home on the same dose of caffeine citrate for the first 28 days after hospital discharge.
Drug: Caffeine Citrate
Placebo contains all of the excipients except for the active ingredient, caffeine citrate, (a volume equivalent to 10 mg/kg of caffeine citrate) and given daily. Infants will be continued at home on the same dose of placebo for the first 28 days after hospital discharge.
Drug: Placebo
The study intervention is caffeine citrate given once daily at 10 mg/kg/day. It is given orally, before hospital discharge and 28 days after discharge.
The study intervention is placebo given once daily at a volume equivalent to 10 mg/kg of caffeine citrate. It is given orally, before hospital discharge and 28 days after discharge.
Number of Days Between Randomization and Hospital Discharge
The number of days between randomization and hospital discharge. This outcome is censored at 48 weeks PMA and at time of transfer or death.
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
Number of Sick Visits Related to Apneic or Apparent Life-threatening Events Within First 4 Weeks Post-discharge
Number of sick visits related to apneic or apparent life-threatening events within first 4 weeks post-discharge MEASTYPE=SEC
Time frame: Discharge through 4 weeks post-discharge
The Number of Days to Physiologic Maturity After Randomization
The number of days to physiologic maturity after randomization. Physiologic maturity is defined: 1. Temperature: out of the incubator for at least 48 hours with normal body temperature; 2. Feeding: oral feeding at a volume of at least 140 ml/kg for 48 hours or growing on less than 140 ml/kg/day for at least 48 hours; 3. Respiratory: apnea-free for at least 5 consecutive days. This outcome is censored at 48 weeks PMA
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
The Number of Days to When Out of Incubator for 48 Hours: When Maintained Stable Temp for 48 Hrs
The number of days to when out of incubator for 48 hours: when maintained stable temp for 48 hrs. This outcome is censored at 48 weeks PMA
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
The Number of Days to Apnea/ Bradycardia Free for 5 Consecutive Days
The number of days to apnea/ bradycardia free for 5 consecutive days. This outcome is censored at 48 weeks PMA
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
The Number of Days to Oral Feeds >140 ml/kg/Day or Growing on Less Than 140 ml/kg/Day for at Least 48 Hours
The number of days oral feeds \>140 ml/kg/day or growing on less than 140 ml/kg/day for at least 48 hours. This outcome is censored at 48 weeks PMA
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
Post-menstrual Age at Discharge
The post-menstrual age of the infant at discharge censored at 48 weeks PMA and at time of transfer or death
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
Weight Gain From Randomization Until Status
Weight gain from randomization until status %(discharge up to 48 wks PMA, with censoring at time of transfer or death%).
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
The Number of Days After Randomization Until Status That Infant Had at Least Two Consecutive Heart Rates >200 Documented at Least 3 Hours Apart
The number of days after randomization until status that infant had at least two consecutive heart rates \>200 documented at least 3 hours apart
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
Treatment for High Blood Pressure
Treatment for high blood pressure initiated after randomization until status.
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
The Number of Episodes Between Randomization and Status That Infant Was Placed NPO for >= 24 Hours
The number of episodes between randomization and status that infant was placed NPO for \>= 24 hours
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
Use of Anti-reflux Medications
The use of anti-reflux medications started between randomization and status
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
Number of Days That Significant Apnea/Bradycardia
The number of days that significant apnea/bradycardia, as defined by documentation of infant receiving any of the following between randomization and status: open label caffeine, other methylxanthines, doxapram, CPAP or ventilatory support for apnea/bradycardia.
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
All-cause Mortality
All-cause mortality
Time frame: Randomization through hospital discharge, censored at time of transfer, death, or 48 wks PMA
Number of All-cause Readmissions Within First 4 Weeks Post-discharge
Number of all-cause readmissions within first 4 weeks post-discharge
Time frame: Discharge through 4 weeks post-discharge
Number of All-cause Readmissions Within Second 4 Weeks Post-discharge
Number of all-cause readmissions within second 4 weeks post-discharge
Time frame: 4 weeks through 8 weeks post-discharge
Number of All-cause Readmissions Within First 8 Weeks Post-discharge
Number of all-cause readmissions within first 8 weeks post-discharge
Time frame: Discharge through 8 weeks post-discharge
Number of All-cause Sick Visits, Urgent Care, Emergency Rooms, or Health Care Provider%'s Office, Within First 4 Weeks Post-discharge
Number of all-cause sick visits, urgent care, emergency rooms, or health care provider%'s office, within first 4 weeks post-discharge
Time frame: Discharge through 4 weeks post-discharge
Number of All-cause Sick Visits, Urgent Care, Emergency Rooms, or Health Care Provider%'s Office, Within Second 4 Weeks Post-discharge
Number of all-cause sick visits, urgent care, emergency rooms, or health care provider%'s office, within second 4 weeks post-discharge
Time frame: 4 weeks through 8 weeks post-discharge
Number of All-cause Sick Visits, Urgent Care, Emergency Rooms, or Health Care Provider%'s Office, Within First 8 Weeks Post-discharge
Number of all-cause sick visits, urgent care, emergency rooms, or health care provider%'s office, within first 8 weeks post-discharge
Time frame: Discharge through 8 weeks post-discharge
Number of Sick Visits Related to Apneic or Apparent Life-threatening Events Within Second 4 Weeks Post-discharge
Number of sick visits related to apneic or apparent life-threatening events within second 4 weeks post-discharge
Time frame: 4 weeks through 8 weeks post-discharge
Number of Sick Visits Related to Apneic or Apparent Life-threatening Events Within First 8 Weeks Post-discharge
Number of sick visits related to apneic or apparent life-threatening events within first 8 weeks post-discharge
Time frame: Discharge through 8 weeks post-discharge
Infants were recruited into the study based on eligibility and parental/guardian consent. Baseline characteristics of the mother were collected (with consent) for use in statistical analysis.
| Milestone | Caffeine Citrate | Placebo |
|---|---|---|
| Started | 416 | 411 |
| Completed in-hospital stay | 390 | 397 |
| Completed | 345 | 351 |
| Not completed | 71 | 60 |
| Withdrew: Death | 1 | 0 |
| Withdrew: Lost to follow-up | 31 | 35 |
| Withdrew: Still in hospital at 48 0/7 wks post-menstrual age (pma) | 1 | 1 |
| Withdrew: Transferred to another facility | 10 | 7 |
| Withdrew: Withdrawal by subject | 28 | 17 |
The number of days between randomization and hospital discharge. This outcome is censored at 48 weeks PMA and at time of transfer or death.
| days | Caffeine | Placebo |
|---|---|---|
| Number of Days Between Randomization and Hospital Discharge | 18 (10 to 30) | 16.5 (10 to 27) |
The number of days to physiologic maturity after randomization. Physiologic maturity is defined: 1. Temperature: out of the incubator for at least 48 hours with normal body temperature; 2. Feeding: oral feeding at a volume of at least 140 ml/kg for 48 hours or growing on less than 140 ml/kg/day for at least 48 hours; 3. Respiratory: apnea-free for at least 5 consecutive days. This outcome is censored at 48 weeks PMA
| days | Caffeine | Placebo |
|---|---|---|
| The Number of Days to Physiologic Maturity After Randomization | 13 (7 to 23) | 14 (8 to 23) |
The number of days to when out of incubator for 48 hours: when maintained stable temp for 48 hrs. This outcome is censored at 48 weeks PMA
| days | Caffeine | Placebo |
|---|---|---|
| The Number of Days to When Out of Incubator for 48 Hours: When Maintained Stable Temp for 48 Hrs | 5 (2 to 9) | 5 (1 to 9) |
The number of days to apnea/ bradycardia free for 5 consecutive days. This outcome is censored at 48 weeks PMA
| days | Caffeine | Placebo |
|---|---|---|
| The Number of Days to Apnea/ Bradycardia Free for 5 Consecutive Days | 8 (5 to 16) | 11 (5 to 18) |
The number of days oral feeds \>140 ml/kg/day or growing on less than 140 ml/kg/day for at least 48 hours. This outcome is censored at 48 weeks PMA
| days | Caffeine | Placebo |
|---|---|---|
| The Number of Days to Oral Feeds >140 ml/kg/Day or Growing on Less Than 140 ml/kg/Day for at Least 48 Hours | 14 (6 to 23) | 12 (5 to 22) |
The post-menstrual age of the infant at discharge censored at 48 weeks PMA and at time of transfer or death
| weeks | Caffeine | Placebo |
|---|---|---|
| Post-menstrual Age at Discharge | 37.7 (37.5 to 37.9) | 37.6 (37.4 to 37.8) |
Weight gain from randomization until status %(discharge up to 48 wks PMA, with censoring at time of transfer or death%).
| grams per day | Caffeine | Placebo |
|---|---|---|
| Weight Gain From Randomization Until Status | 28.9 (28.1 to 29.8) | 32.2 (30.9 to 33.4) |
The number of days after randomization until status that infant had at least two consecutive heart rates \>200 documented at least 3 hours apart
| days | Caffeine | Placebo |
|---|---|---|
| The Number of Days After Randomization Until Status That Infant Had at Least Two Consecutive Heart Rates >200 Documented at Least 3 Hours Apart | 0 (0 to 0) | 0 (0 to 0) |
Treatment for high blood pressure initiated after randomization until status.
| Participants | Caffeine | Placebo |
|---|---|---|
| No | 412 | 410 |
| Yes | 2 | 1 |
The number of episodes between randomization and status that infant was placed NPO for \>= 24 hours
| episodes | Caffeine | Placebo |
|---|---|---|
| The Number of Episodes Between Randomization and Status That Infant Was Placed NPO for >= 24 Hours | 0 (0 to 0) | 0 (0 to 0) |
The use of anti-reflux medications started between randomization and status
| Participants | Caffeine | Placebo |
|---|---|---|
| No | 384 | 387 |
| Yes | 30 | 24 |
The number of days that significant apnea/bradycardia, as defined by documentation of infant receiving any of the following between randomization and status: open label caffeine, other methylxanthines, doxapram, CPAP or ventilatory support for apnea/bradycardia.
| days | Caffeine | Placebo |
|---|---|---|
| Number of Days That Significant Apnea/Bradycardia | 0 (0 to 0) | 0 (0 to 0) |
All-cause mortality
| Participants | Caffeine | Placebo |
|---|---|---|
| No | 415 | 411 |
| Yes | 1 | 0 |
Number of all-cause readmissions within first 4 weeks post-discharge
| count of readmissions | Caffeine | Placebo |
|---|---|---|
| Number of All-cause Readmissions Within First 4 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Number of all-cause readmissions within second 4 weeks post-discharge
| count of readmissions | Caffeine | Placebo |
|---|---|---|
| Number of All-cause Readmissions Within Second 4 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Number of all-cause readmissions within first 8 weeks post-discharge
| count of readmissions | Caffeine | Placebo |
|---|---|---|
| Number of All-cause Readmissions Within First 8 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Number of all-cause sick visits, urgent care, emergency rooms, or health care provider%'s office, within first 4 weeks post-discharge
| count of sick visits | Caffeine | Placebo |
|---|---|---|
| Number of All-cause Sick Visits, Urgent Care, Emergency Rooms, or Health Care Provider%'s Office, Within First 4 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Number of all-cause sick visits, urgent care, emergency rooms, or health care provider%'s office, within second 4 weeks post-discharge
| count of sick visits | Caffeine | Placebo |
|---|---|---|
| Number of All-cause Sick Visits, Urgent Care, Emergency Rooms, or Health Care Provider%'s Office, Within Second 4 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Number of all-cause sick visits, urgent care, emergency rooms, or health care provider%'s office, within first 8 weeks post-discharge
| count of sick visits | Caffeine | Placebo |
|---|---|---|
| Number of All-cause Sick Visits, Urgent Care, Emergency Rooms, or Health Care Provider%'s Office, Within First 8 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Number of sick visits related to apneic or apparent life-threatening events within first 4 weeks post-discharge MEASTYPE=SEC
| count of apnea visits | Caffeine | Placebo |
|---|---|---|
| Number of Sick Visits Related to Apneic or Apparent Life-threatening Events Within First 4 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Number of sick visits related to apneic or apparent life-threatening events within second 4 weeks post-discharge
| count of apnea visits | Caffeine | Placebo |
|---|---|---|
| Number of Sick Visits Related to Apneic or Apparent Life-threatening Events Within Second 4 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Number of sick visits related to apneic or apparent life-threatening events within first 8 weeks post-discharge
| count of apnea visits | Caffeine | Placebo |
|---|---|---|
| Number of Sick Visits Related to Apneic or Apparent Life-threatening Events Within First 8 Weeks Post-discharge | 0 (0 to 0) | 0 (0 to 0) |
Collected over Randomization through 8-weeks post discharge, up to 48 weeks Post-Menstrual Age.. Non-serious events are listed at a 0.00% frequency threshold.
| Group | Deaths | Serious | Other |
|---|---|---|---|
| Caffeine | 1/416 (0.2%) | 12/416 (2.9%) | 10/416 (2.4%) |
| Placebo | 0/411 (0%) | 22/411 (5.4%) | 24/411 (5.8%) |
| Event | Caffeine | Placebo |
|---|---|---|
| Apnea neonatalRespiratory, thoracic and mediastinal disorders | 2/416 | 9/411 |
| VomitingGastrointestinal disorders | 0/416 | 4/411 |
| Necrotising enterocolitis neonatalGastrointestinal disorders | 0/416 | 2/411 |
| BronchiolitisInfections and infestations | 1/416 | 2/411 |
| Rhinovirus infectionInfections and infestations | 1/416 | 2/411 |
| Sepsis neonatalInfections and infestations | 1/416 | 2/411 |
| Respiratory syncytial virus infectionInfections and infestations | 2/416 | 1/411 |
| Neonatal tachycardiaCardiac disorders | 0/416 | 1/411 |
| Gastrooesophageal reflux diseaseGastrointestinal disorders | 0/416 | 1/411 |
| Ileal stenosisGastrointestinal disorders | 0/416 | 1/411 |
| Event | Caffeine | Placebo |
|---|---|---|
| Hypertension neonatalVascular disorders | 9/416 | 10/411 |
| Apnea neonatalRespiratory, thoracic and mediastinal disorders | 1/416 | 9/411 |
| Necrotising enterocolitis neonatalGastrointestinal disorders | 0/416 | 2/411 |
| Sepsis neonatalInfections and infestations | 0/416 | 2/411 |
| HaematocheziaGastrointestinal disorders | 0/416 | 1/411 |
| Arrhythmia neonatalCardiac disorders | 1/416 | 0/411 |
The study recruited infants based on eligibility and parental/guardian consent. Baseline characteristics of the mother were collected (with consent) for use in statistical analysis.
| Age, Continuous(years) | Caffeine | Placebo | Total |
|---|---|---|---|
| Mean | 30 ± 5.8 | 29.9 ± 5.8 | 29.9 ± 5.8 |
| Sex/Gender, Customized(Participants) | Caffeine | Placebo | Total |
|---|---|---|---|
| Female | 213 | 207 | 420 |
| Male | 203 | 204 | 407 |
| Race/Ethnicity, Customized(Participants) | Caffeine | Placebo | Total |
|---|---|---|---|
| American Indian or Alaskan Native | 7 | 12 | 19 |
| Asian | 12 | 9 | 21 |
| Black | 110 | 110 | 220 |
| More Than One Race | 3 | 2 | 5 |
| Native Hawaiian or Other Pacific Islander | 4 | 4 | 8 |
| Unknown | 2 | 2 | 4 |
| Unknown or Not Reported | 13 | 11 | 24 |
| White | 265 | 261 | 526 |
| Race/Ethnicity, Customized(Participants) | Caffeine | Placebo | Total |
|---|---|---|---|
| Hispanic or Latino | 63 | 54 | 117 |
| Not Hispanic or Latino | 338 | 345 | 683 |
| Unknown | 2 | 2 | 4 |
| Unknown or Not Reported | 13 | 10 | 23 |
| Marital status(Participants) | Caffeine | Placebo | Total |
|---|---|---|---|
| Married | 213 | 233 | 446 |
| Single | 200 | 175 | 375 |
| Unknown | 3 | 3 | 6 |
| Mothers education, Customized(Participants) | Caffeine | Placebo | Total |
|---|---|---|---|
| 8th grade or less | 9 | 5 | 14 |
| 9th to 12th grade | 33 | 22 | 55 |
| College degree | 68 | 75 | 143 |
| Graduate degree | 38 | 38 | 76 |
| High School degree | 86 | 102 | 188 |
| Partial college/Associate degree | 93 | 90 | 183 |
| Trade or technical school | 10 | 10 | 20 |
| Unknown | 79 | 69 | 148 |
| Mothers insurance, Customized(Participants) | Caffeine | Placebo | Total |
|---|---|---|---|
| Private | 207 | 213 | 420 |
| Public | 203 | 190 | 393 |
| Self-pay/uninsured | 6 | 7 | 13 |
| Unknown | 0 | 1 | 1 |
| Gravidity(years) | Caffeine | Placebo | Total |
|---|---|---|---|
| Median | 2.5 (1 to 4) | 2 (1 to 4) | 2 (1 to 4) |
11 further baseline measures are reported on the registry.
Documents are hosted by the registry — open the source record to download them.
Plan to share: Yes — Per NIH Data Sharing Plan
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NICHD Neonatal Research Network