CClinicalTrials.gg
CompletedNCT03306277STR1VEUpdated Jan 26, 2026Results posted

Gene Replacement Therapy Clinical Trial for Participants With Spinal Muscular Atrophy Type 1

A Phase 3 interventional study of Onasemnogene Abeparvovec-xioi in SMA - Spinal Muscular Atrophy and Gene Therapy, sponsored by Novartis Gene Therapies. Completed at 16 sites in United States. Open to participants aged Up to 180 Days. Per ClinicalTrials.gov, last updated 2026-01-26.

Sponsored by Novartis Gene Therapies · Phase 3, Interventional, and Treatment

Phase
Phase 3
Study type
Interventional
Enrollment
22
Allocation
Not applicable
Ages
Up to 180 Days
Sex
All
01

Study summary

Phase 3 pivotal US trial studying open-label intravenous administration of onasemnogene abeparvovec-xioi in spinal muscular atrophy (SMA) Type 1 participants.

Read the detailed description

Phase 3, open-label, single-arm, single-dose, study of onasemnogene abeparvovec-xioi (gene replacement therapy) in participants with spinal muscular atrophy (SMA) Type 1 who meet enrollment criteria and are genetically defined by nonfunctional survival motor neuron 1 gene (SMN1) with 1 or 2 copies of survival motor neuron 2 gene (SMN2). Fifteen (15) participants \< 6 months (\< 180 days) of age at the time of gene replacement therapy (Day 1) will be enrolled.

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Conditions studied

  • SMA - Spinal Muscular Atrophy
  • Gene Therapy
03

Who can participate

Ages eligible
Up to 180 Days
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Participants with SMA Type 1 as determined by the following features: a. Diagnosis of SMA based on gene mutation analysis with bi-allelic SMN1 mutations (deletion or point mutations) and 1 or 2 copies of SMN2 (inclusive of the known SMN2 gene modifier mutation (c.859G>C))2
  • The first 3 participants enrolled must meet the criteria for the Intent-To-Treat Population
  • Participants must be \< 6 months (\< 180 days) of age at the time of onasemnogene abeparvovec-xioi infusion
  • Participants must have a swallowing evaluation test performed prior to administration of gene replacement therapy
  • Up-to-date on childhood vaccinations. Seasonal vaccinations that include palivizumab prophylaxis (also known as Synagis) to prevent respiratory syncytial virus (RSV) infections are also recommended in accordance with American Academy of Pediatrics
  • Parent(s)/legal guardian(s) willing and able to complete the informed consent process and comply with study procedures and visit schedule

Exclusion criteria

Exclusion Criteria:

  • Previous, planned or expected scoliosis repair surgery/procedure during the study assessment period
  • Pulse oximetry \< 96% saturation at screening while the participant is awake or asleep without any supplemental oxygen or respiratory support, or for altitudes > 1000 m, oxygen saturation \< 92% awake or asleep without any supplemental oxygen or respiratory support Pulse oximetry saturation may decrease to \< 96% after screening provided that the saturation does not decrease by ≥ 4 percentage points
  • Tracheostomy or current use or requirement of non-invasive ventilatory support averaging ≥ 6 hours daily over the 7 days prior to the screening visit; or ≥ 6 hours/day on average during the screening period or requiring ventilatory support while awake over the 7 days prior to screening or at any point during the screening period prior to dosing
  • Participants with signs of aspiration/inability to tolerate non-thickened- liquids based on a formal swallowing test performed as part of screening. Participants with a gastrostomy tube who pass the swallowing test will be allowed to enroll in the study
  • Participants whose weight-for-age is below the third percentile based on World Health Organization (WHO) Child Growth Standards
  • Active viral infection (includes human immunodeficiency virus [HIV] or positive serology for hepatitis B or C, or Zika virus)
  • Serious non-respiratory tract illness requiring systemic treatment and/or hospitalization within 2 weeks prior to screening
  • Upper or lower respiratory infection requiring medical attention, medical intervention, or increase in supportive care of any manner within 4 weeks prior to screening
  • Severe non-pulmonary/respiratory tract infection within 4 weeks before administration of gene replacement therapy or concomitant illness that creates unnecessary risks for gene replacement therapy such as: a. Major renal or hepatic impairment b. Known seizure disorder c. Diabetes mellitus d. Idiopathic hypocalcuria e. Symptomatic cardiomyopathy
  • Known allergy or hypersensitivity to prednisolone or other glucocorticosteroids or their excipients
  • Concomitant use of any of the following: drugs for treatment of myopathy or neuropathy, agents used to treat diabetes mellitus, or ongoing immunosuppressive therapy, plasmapheresis, immunomodulators such as adalimumab, immunosuppressive therapy within 3 months prior to gene replacement therapy
  • Anti-adeno-associated virus serotype 9 (AAV9) antibody titer > 1:50 as determined by Enzyme-linked Immunosorbent Assay (ELISA) binding immunoassay. Should a potential participant demonstrate Anti-AAV9 antibody titer > 1:50, he or she may receive retesting within 30 days of the screening period and will be eligible to participate if the Anti-AAV9 antibody titer upon retesting is ≤ 1:50
  • Clinically significant abnormal laboratory values (gamma glutamyl- transpeptidase [GGT], ALT, and AST > 3 × ULN, bilirubin ≥ 3.0 mg/dL, creatinine ≥ 1.0 mg/dL, hemoglobin [Hgb] \< 8 or > 18 g/dL; white blood cell [WBC] > 20,000 per cmm) prior to gene replacement therapy
  • Participation in recent SMA treatment clinical study (with the exception of observational Cohort studies or non-interventional studies) or receipt of an investigational or commercial compound, product, or therapy administered with the intent to treat SMA at any time prior to screening for this study. Oral β-agonists must be discontinued at least 30 days before gene therapy dosing. Inhaled albuterol specifically prescribed for the purposes of respiratory (bronchodilator) management is acceptable and not a contraindication at any time prior to screening for this study
  • Expectation of major surgical procedures during the study assessment period
  • Parent(s)/legal guardian(s) unable or unwilling to comply with study procedures or inability to travel for repeat visits
  • Parent(s)/legal guardian(s) unwilling to keep study results/observations confidential or to refrain from posting confidential study results/observations on social media sites
  • Parent(s)/legal guardian(s) refuses to sign consent form
  • Gestational age at birth \< 35 weeks (245 days)
04

Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
22 participants (actual)

Study arms

  • Experimental
    Onasemnogene Abeparvovec-xioi

    One-time Intravenous administration of onasemnogene abeparvovec-xioi at the therapeutic dose.

    Biological: Onasemnogene Abeparvovec-xioi

Interventions

  • BiologicalOnasemnogene Abeparvovec-xioi

    Non-replicating recombinant adeno-associated virus serotype 9 (AAV9) containing the complimentary deoxyribonucleic acid (cDNA) of the human SMN gene under the control of the cytomegalovirus (CMV) enhancer/chicken-β-actin-hybrid promoter (CB). The AAV inverted terminal repeat (ITR) has been modified to promote intramolecular annealing of the transgene, thus forming a double-stranded transgene ready for transcription.

    Also known as: Zolgensma

05

What researchers measure

Primary outcomes

  1. Achievement of Independent Sitting for at Least 30 Seconds

    Independent sitting is defined as sitting up straight with head erect for at least 30 seconds. This endpoint is a co-primary endpoint. The two co-primary efficacy endpoints were assessed in sequence: The endpoint of functional independent sitting was assessed first and, only when this assessment met statistical significance, was the endpoint of event-free survival assessed.

    Time frame: Up to 18 months

  2. Event-free Survival

    Survival is defined by the avoidance of combined endpoint of either death or permanent ventilation, which is defined by tracheostomy or by the requirement of ≥ 16 hours of respiratory assistance per day for ≥ 14 consecutive days in the absence of an acute reversible illness, excluding perioperative ventilation. Permanent ventilation is considered a surrogate for death. An acute reversible illness is defined as any condition other than SMA that results in increased medical intervention. The endpoint is a co-primary endpoint. The two co-primary efficacy endpoints were assessed in sequence: The endpoint of functional independent sitting was assessed first and, only when this assessment met statistical significance was the survival endpoint assessed.

    Time frame: 14 months

Secondary outcomes

  1. Ability to Thrive

    Ability to thrive is defined as achieving all of the following at 18 months of age: * does not receive nutrition through mechanical support or other non-oral method * ability to tolerate thin liquids as demonstrated through a formal swallowing test * maintains weight This is a co-secondary endpoint. The two co-secondary endpoints were assessed in sequence: The endpoint of ability to thrive was assessed first and, only when this assessment met statistical significance was the endpoint of ventilatory support independence assessed.

    Time frame: 18 months

  2. Ventilatory Support Independence

    Ventilatory support independence is defined as requiring no daily ventilator support/usage at 18 months of age, excluding acute reversible illness and perioperative ventilation, through assessment of actual usage data captured from the device (Phillips Trilogy BiPAP device). This endpoint is derived solely from the Phillips Trilogy BiPAP device. This is a co-secondary endpoint. The two co-secondary endpoints were assessed in sequence: The endpoint of ability to thrive was assessed first and, only when this assessment met statistical significance was the endpoint of ventilatory support independence assessed.

    Time frame: Up to 18 months

06

Results

Posted Jul 16, 2020
Limitations and caveats
The complete results are available via this link: https://www.novctrd.com/ctrdweb/trialresult/trialresults/pdf?trialResultId=17657

Participant flow

22 participants were recruited across 16 study centers in the United States.

Participant flow — Overall Study
MilestoneOnasemnogene Abeparvovec-xioi
Started22
Completed19
Not completed3
Withdrew: Death1
Withdrew: Adverse event1
Withdrew: Withdrawal by subject1

Outcome measures

PrimaryAchievement of Independent Sitting for at Least 30 Seconds

Independent sitting is defined as sitting up straight with head erect for at least 30 seconds. This endpoint is a co-primary endpoint. The two co-primary efficacy endpoints were assessed in sequence: The endpoint of functional independent sitting was assessed first and, only when this assessment met statistical significance, was the endpoint of event-free survival assessed.

Time frame:
Up to 18 months
Reported as:
Count of participants · Participants
Achievement of Independent Sitting for at Least 30 Seconds
ParticipantsOnasemnogene Abeparvovec-xioi
Achievement of Independent Sitting for at Least 30 Seconds13
Statistical analysis
  • Onasemnogene Abeparvovec-xioi · One-sided Exact Binomial Test · p = <0.0001
PrimaryEvent-free Survival

Survival is defined by the avoidance of combined endpoint of either death or permanent ventilation, which is defined by tracheostomy or by the requirement of ≥ 16 hours of respiratory assistance per day for ≥ 14 consecutive days in the absence of an acute reversible illness, excluding perioperative ventilation. Permanent ventilation is considered a surrogate for death. An acute reversible illness is defined as any condition other than SMA that results in increased medical intervention. The endpoint is a co-primary endpoint. The two co-primary efficacy endpoints were assessed in sequence: The endpoint of functional independent sitting was assessed first and, only when this assessment met statistical significance was the survival endpoint assessed.

Time frame:
14 months
Reported as:
Count of participants · Participants
Event-free Survival
ParticipantsOnasemnogene Abeparvovec-xioi
Event-free Survival20
Statistical analysis
  • Onasemnogene Abeparvovec-xioi · Fisher Exact · p = <0.0001
SecondaryAbility to Thrive

Ability to thrive is defined as achieving all of the following at 18 months of age: * does not receive nutrition through mechanical support or other non-oral method * ability to tolerate thin liquids as demonstrated through a formal swallowing test * maintains weight This is a co-secondary endpoint. The two co-secondary endpoints were assessed in sequence: The endpoint of ability to thrive was assessed first and, only when this assessment met statistical significance was the endpoint of ventilatory support independence assessed.

Time frame:
18 months
Reported as:
Count of participants · Participants
Ability to Thrive
ParticipantsOnasemnogene Abeparvovec-xioi
Ability to Thrive9
SecondaryVentilatory Support Independence

Ventilatory support independence is defined as requiring no daily ventilator support/usage at 18 months of age, excluding acute reversible illness and perioperative ventilation, through assessment of actual usage data captured from the device (Phillips Trilogy BiPAP device). This endpoint is derived solely from the Phillips Trilogy BiPAP device. This is a co-secondary endpoint. The two co-secondary endpoints were assessed in sequence: The endpoint of ability to thrive was assessed first and, only when this assessment met statistical significance was the endpoint of ventilatory support independence assessed.

Time frame:
Up to 18 months
Reported as:
Count of participants · Participants
Ventilatory Support Independence
ParticipantsOnasemnogene Abeparvovec-xioi
Ventilatory Support Independence18

Adverse events

Collected over Up to 18 months. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Onasemnogene Abeparvovec-xioi1/22 (4.5%)10/22 (45.5%)22/22 (100%)
Most frequent serious events
Showing 10 of 26
Most frequent serious events
EventOnasemnogene Abeparvovec-xioi
Respiratory distressRespiratory, thoracic and mediastinal disorders4/22
Respiratory failureRespiratory, thoracic and mediastinal disorders2/22
BronchiolitisInfections and infestations2/22
PneumoniaInfections and infestations2/22
Respiratory syncytial virus bronchiolitisInfections and infestations2/22
Alanine aminotransferase increasedInvestigations1/22
Aspartate aminotransferase increasedInvestigations1/22
Human metapneumovirus test positiveInvestigations1/22
Transaminases increasedInvestigations1/22
CyanosisCardiac disorders1/22
Most frequent other events
Showing 10 of 54
Most frequent other events
EventOnasemnogene Abeparvovec-xioi
PyrexiaGeneral disorders12/22
Upper respiratory tract infectionInfections and infestations11/22
ConstipationGastrointestinal disorders9/22
ScoliosisMusculoskeletal and connective tissue disorders9/22
CoughRespiratory, thoracic and mediastinal disorders7/22
Aspartate aminotransferase increasedInvestigations6/22
Respiratory distressRespiratory, thoracic and mediastinal disorders6/22
Use of accessory respiratory musclesRespiratory, thoracic and mediastinal disorders5/22
Alanine aminotransferase increasedInvestigations5/22
Respiration abnormalRespiratory, thoracic and mediastinal disorders5/22

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Onasemnogene Abeparvovec-xioi
<=18 years22
Between 18 and 65 years0
>=65 years0
Age, Continuous
Age, Continuous(months)Onasemnogene Abeparvovec-xioi
Mean3.7 ± 1.6
Sex: Female, Male
Sex: Female, Male(Participants)Onasemnogene Abeparvovec-xioi
Female12
Male10
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Onasemnogene Abeparvovec-xioi
Hispanic or Latino4
Not Hispanic or Latino18
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Onasemnogene Abeparvovec-xioi
American Indian or Alaska Native0
Asian2
Native Hawaiian or Other Pacific Islander0
Black or African American3
White11
More than one race0
Unknown or Not Reported6
Region of Enrollment
Region of Enrollment(participants)Onasemnogene Abeparvovec-xioi
United States22
Patient reported hospitalizations
Patient reported hospitalizations(participants)Onasemnogene Abeparvovec-xioi
Yes17
No5
Weight at baseline
Weight at baseline(kg)Onasemnogene Abeparvovec-xioi
Mean5.8 ± 1.1

1 further baseline measures are reported on the registry.

07

Study locations

16 sites
  • David Geffen School of Medicine at UCLA
    Los Angeles, California 90095, United States
  • Stanford University
    Stanford, California 94305, United States
  • Children's Hospital Colorado
    Aurora, Colorado 80045, United States
  • Nemours Children's Hospital
    Orlando, Florida 32827, United States
  • Ann and Robert H Lurie Children's Hospital
    Chicago, Illinois 60611, United States
  • Johns Hopkins Pediatric Neurology
    Baltimore, Maryland 21287, United States
  • Boston Children's Hospital
    Boston, Massachusetts 02115, United States
  • Washington Unviersity School of Medicine
    St Louis, Missouri 63110, United States
  • Columbia University
    New York, New York 10032, United States
  • Duke University
    Durham, North Carolina 27713, United States
  • Nationwide Children's Hospital
    Columbus, Ohio 43205, United States
  • Oregon Health and Science University
    Portland, Oregon 97239, United States
  • Children's Hospital of Philadelphia
    Philadelphia, Pennsylvania 19104, United States
  • University of Texas Southwestern Medical Center
    Dallas, Texas 75235, United States
  • University of Utah
    Salt Lake City, Utah 84112, United States
  • University of Wisconsin (Madison)
    Madison, Wisconsin 53792, United States
08

References and documents

Publications

  • Day JW, Mendell JR, Mercuri E, Finkel RS, Strauss KA, Kleyn A, Tauscher-Wisniewski S, Tukov FF, Reyna SP, Chand DH. Clinical Trial and Postmarketing Safety of Onasemnogene Abeparvovec Therapy. Drug Saf. 2021 Oct;44(10):1109-1119. doi: 10.1007/s40264-021-01107-6. Epub 2021 Aug 12. PubMed 34383289 ↗
  • Day JW, Finkel RS, Chiriboga CA, Connolly AM, Crawford TO, Darras BT, Iannaccone ST, Kuntz NL, Pena LDM, Shieh PB, Smith EC, Kwon JM, Zaidman CM, Schultz M, Feltner DE, Tauscher-Wisniewski S, Ouyang H, Chand DH, Sproule DM, Macek TA, Mendell JR. Onasemnogene abeparvovec gene therapy for symptomatic infantile-onset spinal muscular atrophy in patients with two copies of SMN2 (STR1VE): an open-label, single-arm, multicentre, phase 3 trial. Lancet Neurol. 2021 Apr;20(4):284-293. doi: 10.1016/S1474-4422(21)00001-6. Epub 2021 Mar 17. PubMed 33743238 ↗

Study documents

  • Study protocol · Oct 4, 2018
  • Statistical analysis plan · Dec 11, 2019

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: Yes — Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on https://www.clinicalstudydatarequest.com/.

09

Registry details

Key details

Study ID
NCT03306277
Lead sponsor
Novartis Gene Therapies
Responsible party
Sponsor
First posted
Oct 11, 2017
Start date
Oct 24, 2017
Primary completion
Nov 12, 2019
Completion
Nov 12, 2019
Results posted
Jul 16, 2020
Last update
Jan 26, 2026

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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