ClinicalTrials.gg
CompletedNCT03837184Updated Jan 26, 2026Results posted

Single-Dose Gene Replacement Therapy Using for Patients With Spinal Muscular Atrophy Type 1 With One or Two SMN2 Copies

A Phase 3 interventional study of Onasemnogene Abeparvovec-xioi in Spinal Muscular Atrophy Type I, sponsored by Novartis Gene Therapies. Completed at 4 sites in 3 countries. Open to participants aged 0 Days to 6 Months. Per ClinicalTrials.gov, last updated 2026-01-26.

Sponsored by Novartis Gene Therapies (part of Novartis) · Phase 3, Interventional, and Treatment

Phase
Phase 3
Study type
Interventional
Enrollment
2
Allocation
Not applicable
Ages
0 Days to 6 Months
Sex
All
01

Study summary

This is a Phase 3, open-label, single-arm, single-dose, trial of onasemnogene abeparvovec-xioi (gene replacement therapy) in participants with spinal muscular atrophy (SMA) Type 1 and who are genetically defined by a biallelic pathogenic mutation of the survival motor neuron 1 gene (SMN1) with one or two copies of survival motor neuron 2 gene (SMN2). The primary objective of the study is to evaluate the efficacy of onasemnogene abeparvovec-xioi by assessing the proportion of symptomatic SMA Type 1 participants who achieve the ability to sit unaided for at least 10 seconds up to and including the 18 months of age trial visit. At least 6 participants aged \< 6 months (\< 180 days) at the time of gene replacement therapy (Day 1) will be enrolled.

Read the detailed description

This is a Phase 3, open-label, single-arm, single-dose trial of onasemnogene abeparvovec-xioi (gene replacement therapy) in participants with SMA Type 1 with one or 2 copies of SMN2. At least 6 participants \< 6 months (\< 180 days) of age at the time of gene replacement therapy (Day 1) will be enrolled.

The trial includes 3 trial periods: screening, gene replacement therapy, and follow-up. During the screening period (Days -30 to -2), participants whose parent(s)/legal guardian(s) provide informed consent will undergo screening procedures to determine eligibility for trial enrollment. participants who meet the entry criteria will enter the in-patient gene replacement therapy period (Day -1 to Day 3). On Day -1, participants will be admitted to the hospital for pre-treatment baseline procedures. On Day 1, participants will receive a one-time intravenous (IV) infusion of the equivalent of onasemnogene abeparvovec-xioi cohort 2 dose received in the AVXS-101-CL-101 trial over approximately 60 minutes and will undergo in-patient safety monitoring over the next 48 hours. Participants may be discharged 48 hours after gene replacement therapy, based on Investigator judgment. During the outpatient follow-up period (Days 4 to End of Trial at 18 months of age), participants will return at regularly scheduled intervals for efficacy and safety assessments until the participant reaches 18 months of age.

02

Conditions studied

  • Spinal Muscular Atrophy Type I

Keywords

  • Spinal Muscular Atrophy
  • SMN2
  • Onasemnogene Abeparvovec-xioi
  • Gene replacement therapy
03

In context

Spinal Muscular Atrophies of Childhood

61 studies on the registry are indexed under Spinal Muscular Atrophies of Childhood; 18 are open to participants now.

This study's enrollment of 2 is below the median of 15 across 41 interventional studies indexed under Spinal Muscular Atrophies of Childhood.

Browse Spinal Muscular Atrophies of Childhood studies →

Lead sponsor

Novartis Gene Therapies is the lead sponsor of 8 studies on the registry; none are open to participants now.

Of its 5 completed or terminated interventional studies of FDA-regulated products, 5 (100%) have results posted.

First submitted after Novartis Gene Therapies became part of Novartis.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
0 Days to 6 Months
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Participants with SMA Type 1 as determined by diagnosis of SMA based on gene mutation analysis with biallelic SMN1 mutations (deletion or point mutations) and one or 2 copies of SMN2 [inclusive of the known SMN2 gene modifier mutation (c.859G>C)]
  • Participants must be \< 6 months (\< 180 days) of age at the time of onasemnogene abeparvovec-xioi infusion
  • Participants must have a swallowing evaluation test performed prior to administration of gene replacement therapy
  • Up-to-date on childhood vaccinations as per local health authorities.
  • Parent(s)/legal guardian(s) willing and able to complete the process and comply with trial procedures and visit schedule

Exclusion criteria

Exclusion Criteria:

  • Previous, planned or expected scoliosis repair surgery/procedure prior to 18 months of age
  • Use of invasive ventilatory support (tracheotomy with positive pressure) or pulse oximetry \< 95% saturation at screening:

    1. Pulse oximetry saturation must not decrease ≥ 4 percentage points between screening and dosing with confirmatory oximetry reading
    2. Participants may be put on non-invasive ventilatory support for less than 12 hours per day at the discretion of their physician or trial staff
  • Use or requirement of non-invasive ventilatory support for greater than or equal to 12 hours daily in the two weeks prior to dosing
  • Participant with signs of aspiration based on a swallowing test or whose weight-for-age falls below the 3rd percentile based on World Health Organization (WHO) Child Growth Standards and unwilling to use an alternative method to oral feeding
  • Active viral infection (includes [HIV] or positive serology for , C, or E, or known Zika virus infection)
  • Serious non-respiratory tract illness requiring systemic treatment and/or hospitalization within 2 weeks prior to screening
  • Upper or lower respiratory infection requiring medical attention, medical intervention, or increase in supportive care of any manner within 4 weeks prior to screening
  • Severe non-pulmonary/respiratory tract infection (eg, pyelonephritis, or meningitis) within 4 weeks before administration of gene replacement therapy or concomitant illness that, in the opinion of the Principal Investigator, creates unnecessary risks for gene replacement such as:

    1. Major renal or hepatic impairment
    2. Known seizure disorder
    3. Diabetes mellitus
    4. Idiopathic hypocalcuria
    5. Symptomatic cardiomyopathy
  • Known allergy or to prednisolone or other glucocorticosteroids or their , or human, animal biological raw materials (human transferrin, human insulin, trypsin derived from porcine spleen, bovine derived protein (FBS, bovine milk-derived Benzonase, casamino acid, bovine pancreas), HEK 293 cells, Cosmic Calf Serum, HyQtase) used in manufacturing of onasemnogene abeparvovec-xioi product
  • Concomitant use of any of the following: drugs for treatment of myopathy or neuropathy, agents used to treat diabetes mellitus, or ongoing therapy, plasmapheresis, immunomodulators such as adalimumab, or immunosuppressive therapy within 3 months prior to gene replacement therapy (e.g., , cyclosporine, tacrolimus, methotrexate, cyclophosphamide, IV immunoglobulin, rituximab)
  • Anti-AAV9 antibody titer > 1:50 as determined by Enzyme-linked Immunosorbent Assay (ELISA) binding immunoassay. Should a potential participant demonstrate Anti-AAV9 antibody titer > 1:50, he or she may receive retesting within 30 days of the screening period and will be eligible to participate if the Anti-AAV9 antibody titer upon retesting is ≤ 1:50
  • abnormal laboratory values (gamma-glutamyl transpeptidase [GGT], , AST, total > 2x the , creatinine ≥ 1.0 mg/dL, [Hgb] \< 8 or > 18 g/dL; white blood cell [WBC] > 20,000 per cmm) prior to gene replacement therapy. Patients with an elevated bilirubin level that is unequivocally the result of neonatal jaundice shall not be excluded
  • Participation in recent SMA treatment clinical trial (with the exception of observational cohort studies or non-interventional studies) or receipt of an or commercial compound, product or therapy administered with the intent to treat SMA (e.g., nusinersen, valproic acid) at any time prior to screening for this trial. Oral beta-agonists must be discontinued at least 30 days prior to dosing. Inhaled albuterol specifically prescribed for the purposes of respiratory (bronchodilator) management is acceptable and not a at any time prior to screening for this trial
  • Expectation of major surgical procedures during the trial assessment period (e.g., spinal surgery or tracheostomy)
  • Parent(s)/legal guardian(s) unable or unwilling to comply with trial procedures or inability to travel for repeat visits
  • Parent(s)/legal guardian(s) unwilling to keep trial results/observations confidential or to refrain from posting confidential trial results/observations on social media sites
  • Parent(s)/legal guardian(s) refuses to sign consent form
  • Participants \< 35 weeks gestational age at time of birth
Terms in these criteria, in plain language(14)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Hypersensitivity

An allergy, or another reaction of the immune system, to a substance. “Hypersensitivity to the study drug” means a known allergic reaction to it — not every side effect a medicine can have.

Excipients

The other ingredients in a medicine besides the active drug, such as fillers, colours or preservatives.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

Clinically significant

Judged by the study doctor to matter for your health or for the study. It is a doctor’s decision, so ask the study team if you are unsure whether something counts.

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

Bilirubin

A yellow substance made when red blood cells are broken down, which the liver clears. A high level can mean a problem with the liver or the bile ducts.

Criteria often allow more for people with Gilbert’s syndrome, a harmless inherited condition that raises bilirubin.

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

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Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
2 participants (actual)

Study arms

  • Experimental
    Onasemnogene Abeparvovec-xioi

    Participants will receive a single dose of onasemnogene abeparvovec-xioi, administered intravenously.

    Biological: Onasemnogene Abeparvovec-xioi

Interventions

  • Onasemnogene abeparvovec-xioi is a non-replicating recombinant adeno-associated virus serotype 9 (AAV9) containing the human survival motor neuron (SMN) gene under the control of the cytomegalovirus (CMV) enhancer/chicken β-actin-hybrid promoter (CB). Onasemnogene abeparvovec-xioi will be administered as a one-time intravenous infusion over approximately 60 minutes. Dosage will be determined by the participants weight.

    Also known as: Zolgensma

06

What researchers measure

Primary outcomes

  1. Number of Participants Who Achieved Sitting Alone for at Least 10 Seconds

    Independent sitting is defined by the World Health Organization Multicentre Growth Reference Study, confirmed by video recording, as a participant who sits up straight unsupported for at least 10 seconds.

    Time frame: From Baseline up to 18 Months of Age Visit

Secondary outcomes

  1. Event-free Survival at 14 Months of Age

    Event-free survival at 14 months of age was defined as the number of participants who did not die, did not require permanent ventilation and did not withdraw from the study by 14 months of age.

    Time frame: From Baseline up to 14 Months of Age

07

Results

Posted Jan 11, 2022

Participant flow

A total of 2 participants took part in the trial at a single site in Taiwan between May 2019 and June 2021.

Participant flow — Overall Study
MilestoneAVXS-101
Started2
Completed2
Not completed0

Outcome measures

PrimaryNumber of Participants Who Achieved Sitting Alone for at Least 10 Seconds

Independent sitting is defined by the World Health Organization Multicentre Growth Reference Study, confirmed by video recording, as a participant who sits up straight unsupported for at least 10 seconds.

Time frame:
From Baseline up to 18 Months of Age Visit
Reported as:
Count of participants · Participants
Number of Participants Who Achieved Sitting Alone for at Least 10 Seconds
ParticipantsAVXS-101
Number of Participants Who Achieved Sitting Alone for at Least 10 Seconds1
SecondaryEvent-free Survival at 14 Months of Age

Event-free survival at 14 months of age was defined as the number of participants who did not die, did not require permanent ventilation and did not withdraw from the study by 14 months of age.

Time frame:
From Baseline up to 14 Months of Age
Reported as:
Count of participants · Participants
Event-free Survival at 14 Months of Age
ParticipantsAVXS-101
Event-free Survival at 14 Months of Age2

Adverse events

Collected over From Day 1 up to 18 Months of Age Visit (total duration of approximately 12-18 months depending on age at dosing).. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
AVXS-1010/2 (0%)1/2 (50%)2/2 (100%)
Most frequent serious events
Most frequent serious events
EventAVXS-101
DysphagiaGastrointestinal disorders1/2
Most frequent other events
Showing 10 of 20
Most frequent other events
EventAVXS-101
DysphagiaGastrointestinal disorders2/2
Failure to thriveMetabolism and nutrition disorders2/2
Respiratory distressRespiratory, thoracic and mediastinal disorders1/2
PharyngitisInfections and infestations1/2
RhonchiRespiratory, thoracic and mediastinal disorders1/2
TachypnoeaRespiratory, thoracic and mediastinal disorders1/2
PyrexiaGeneral disorders1/2
Gastrointestinal hypomotilityGastrointestinal disorders1/2
Gastrooesophageal reflux diseaseGastrointestinal disorders1/2
Upper gastrointestinal haemorrhageGastrointestinal disorders1/2

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)AVXS-101
<=18 years2
Between 18 and 65 years0
>=65 years0
Sex: Female, Male
Sex: Female, Male(Participants)AVXS-101
Female1
Male1
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)AVXS-101
Hispanic or Latino0
Not Hispanic or Latino2
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)AVXS-101
American Indian or Alaska Native0
Asian2
Native Hawaiian or Other Pacific Islander0
Black or African American0
White0
More than one race0
Unknown or Not Reported0
SMN2 gene modifier mutation (c.859G>C) Present
SMN2 gene modifier mutation (c.859G>C) Present(Participants)AVXS-101
Count of participants0
08

Study locations

4 sites
  • Tokyo Women's Medical University
    Tokyo, Japan
  • Pusan National University Yangsan Hospital
    Yangsan, Gyeongsangnam-do, South Korea
  • Seoul National University Hospital
    Seoul, South Korea
  • National Taiwan University Hospital
    Taipei, Taiwan
09

References and documents

Publications

  • Day JW, Mendell JR, Mercuri E, Finkel RS, Strauss KA, Kleyn A, Tauscher-Wisniewski S, Tukov FF, Reyna SP, Chand DH. Clinical Trial and Postmarketing Safety of Onasemnogene Abeparvovec Therapy. Drug Saf. 2021 Oct;44(10):1109-1119. doi: 10.1007/s40264-021-01107-6. Epub 2021 Aug 12. PubMed 34383289 ↗

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: Yes — Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on https://www.clinicalstudydatarequest.com/.

Data sharing details ↗ · www.clinicalstudydatarequest.com

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Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from May 2019 to primary completion in Jun 2021, 24 months.

Results were first posted in Jan 2022, 6 months after primary completion.

How these figures are worked out, and which studies are left out of them.

Registered
Feb 8, 2019
First posted
Feb 12, 2019
StartActual
May 31, 2019
Primary completionActual
Jun 29, 2021
CompletionActual
Jun 29, 2021
Results first posted
Jan 11, 2022
Last update
Jan 26, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Jan 26, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT03837184
Collaborators
PRA Health Sciences
Responsible party
Sponsor
First posted
Feb 12, 2019
Start date
May 31, 2019
Primary completion
Jun 29, 2021
Completion
Jun 29, 2021
Results posted
Jan 11, 2022
Last update
Jan 26, 2026

Study contacts

Novartis Pharmaceuticals
study director · Novartis Pharmaceuticals

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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Studies of the drug tested here: Onasemnogene abeparvovec

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