ClinicalTrials.gg
CompletedNCT03253627Updated Nov 2, 2022Results posted

MBSR During AI Therapy for Breast Cancer

An interventional study of Health Enhancement Program and Mindfulness-Based Stress Reduction in Breast Cancer and Cognitive Symptom, sponsored by New York University. Completed at 1 site in United States. Open to female participants aged 18 Years to 79 Years. Per ClinicalTrials.gov, last updated 2022-11-02.

Sponsored by New York University · Not applicable, Interventional, and Supportive care

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Phase
Not applicable
Study type
Interventional
Enrollment
23
Allocation
Randomized
Ages
18 Years to 79 Years
Sex
Female
01

Study summary

This study will use non-invasive neuroimaging (i.e., MRI) to examine whether Mindfulness-Based Stress Reduction (MBSR) improves neural markers of cognitive function for postmenopausal women taking aromatase inhibitor (AI) therapy for breast cancer. The pilot randomized controlled trial will obtain preliminary efficacy of MBSR versus Health Enhancement Program (HEP) active control to improve neural markers of cognitive function. The final sample will include 32 postmenopausal women with breast cancer. MBSR and HEP groups will meet for a matched schedule of 8 weekly 2.5-hour sessions and a one-day weekend retreat. Specimen and data collection will be done at three time points: pre-randomization (i.e., within three weeks before beginning the intervention), within three weeks after completion of the intervention, and approximately three months (+/- three weeks) post intervention. Change scores for neuroimaging parameter estimates will be correlated with change scores for measures of cognitive function and affect. Differential expression of genes will be correlated with neuroimaging parameter estimates.

Read the detailed description

Adjuvant aromatase inhibitor (AI) therapy improves disease-free and overall survival for postmenopausal women after surgery for hormone receptor-positive breast cancer. Among symptoms associated with AI therapy are changes in cognitive function. Up to 25% of postmenopausal women with breast cancer report that they experience changes in cognitive function during AI therapy. Studies using neuropsychological tests found subtle deteriorations in verbal and visual learning and memory-as well as concentration, working memory, and executive function-for as many as a third of these patients. Changes in cognitive function may be associated with changes in affect (e.g., worry, depressive symptoms). Neural markers of cognitive changes, including changes in brain function and structure, may underlie changes in cognitive function.

The investigators' recent preliminary neuroimaging work to describe neural markers of cognitive changes suggests that postmenopausal women with breast cancer have inefficient cognitive-emotion processing before AI therapy, as evidenced by greater neural activity in the hippocampus (working memory) and amygdala (emotion processing) during task performance compared to controls. During AI therapy, patients show differential activation compared to controls in the dorsolateral prefrontal cortex (executive function and working memory), medial prefrontal cortices (cortical control of amygdala responses), and hippocampus.

Stress responses could partially explain relationships between AI therapy and neural markers of cognitive changes. The Mindfulness Stress-Buffering Account suggests that interventions such as Mindfulness-Based Stress Reduction (MBSR) may improve stress responses by attenuating negative appraisals of stress and reducing reactivity to stressful situations. For example, mindfulness meditation improved psychological stress responses in women with breast cancer. It improved some measures of cognitive function. Mindfulness practices reduced physiological markers of stress responses, including inflammatory markers in women with breast cancer and in stressed community adults, as well as cortisol reactivity for breast cancer survivors and during chemotherapy for colorectal cancer. Although similar neural deficits as were found in the investigators' preliminary work have been shown to improve in stressed adult populations using MBSR, it is not known whether the intervention improves neural deficits in women taking AI therapy (estrogen, production of which is blocked by AI therapy, is neuroprotective and promotes neural plasticity). Genetic variability was previously found to moderate the effect of MBSR on self-reported cognitive function. Therefore, it is possible that inter-individual variability in the expression of genes involved in stress responses could moderate relationships between AI therapy and neural markers of cognitive changes during MBSR. Taken together, MBSR may improve neural markers of cognitive changes shown in preliminary work to be deficient in postmenopausal women before and during AI therapy for breast cancer by targeting stress responses. Changes in these neural markers may correspond to improved self-report and neuropsychological measures of cognitive function.

Hypothesis: Stress reduction, moderated by gene expression, blunts the impact of AI therapy on neural markers of cognitive function, thereby improving cognitive function and affect in women with breast cancer.

02

Conditions studied

  • Breast Cancer
  • Cognitive Symptom
03

In context

Breast Neoplasms

14,832 studies on the registry are indexed under Breast Neoplasms; 3,320 are open to participants now.

This study's enrollment of 23 is below the median of 72 across 10,903 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

New York University is the lead sponsor of 123 studies on the registry; 32 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 79 Years
Sexes eligible
Female
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Female
  2. \<80 years of age by date of baseline assessment visit
  3. Able to speak and read English
  4. (defined as [A] amenorrhea persisting for an entire year, [B] oophorectomy or ovarian suppression/ablation, or [C] hysterectomy and age >51 years)
  5. Diagnosed with DCIS (stage 0) or stage I, II, or III breast cancer
  6. Post lumpectomy or mastectomy and any re-excisions
  7. Post or adjuvant chemotherapy, if prescribed
  8. Taking aromatase inhibitor (AI) therapy OR AI therapy scheduled to begin before planned post-intervention assessment visit

Exclusion criteria

Exclusion Criteria:

  1. Stage IV () breast cancer
  2. Diagnosis of a major psychiatric disorder (e.g., bipolar I disorder, schizophrenia, schizoaffective disorder)
  3. Suicide attempt within the last 10 years
  4. Hospitalization or residential treatment for psychiatric illness, eating disorder, or substance abuse within the last 2 years
  5. History of neurological disease (e.g., Parkinson's disease, dementia)
  6. History of head trauma
  7. Claustrophobia
  8. Unable to lie on the back
  9. Ever been told not to get an MRI
  10. MRI-incompatible metal implant*

    • If a potential participant reports implanted metal objects, which might be affected by MRI magnets, the study personnel and MRI technologist will screen over the phone or in person to determine whether the potential participant would be safe during the MRI scan. A current list of implants compatible with MRI will be consulted (http://www.mrisafety.com/TMDL_list.php).
Terms in these criteria, in plain language(3)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Postmenopausal

Periods have stopped for good: usually no period for 12 months in a row without another medical reason, sometimes confirmed by a blood test (FSH).

Adjuvant and neoadjuvant

Neoadjuvant treatment is given before the main treatment (usually surgery), often to shrink a tumour. Adjuvant treatment is given after it, to lower the chance of the cancer coming back.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

05

Study design

Phase
Not applicable
Primary purpose
Supportive care
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Double (Investigator, Outcomes assessor)
Enrollment
23 participants (actual)

Study arms

  • Experimental
    MBSR

    Mindfulness-Based Stress Reduction

    Behavioral: Mindfulness-Based Stress Reduction

  • Active comparator
    Health Enhancement Program

    Health Enhancement Program

    Behavioral: Health Enhancement Program

Interventions

  • BehavioralHealth Enhancement Program

    The HEP control, which was developed to serve as an active control to MBSR, will receive manualized health education from experts in physical activity, functional movement, music therapy, and nutrition-without mindfulness instruction-using similar modalities to MBSR training for a matched schedule.

    Also known as: HEP

  • BehavioralMindfulness-Based Stress Reduction

    The MBSR group will receive training from a certified instructor during a group-based, 2.5-hour manualized educational activity weekly for eight weeks. Activities include body scans, gentle stretching, yoga, and mindful awareness. Participants will be asked to complete daily 45-minute, audio-guided mindfulness activities and a one-day weekend retreat to reinforce learning.

    Also known as: MBSR

06

What researchers measure

Primary outcomes

  1. Functional Neural Activation Parameter Estimate

    global maximum cluster-level neural activation during task-based functional magnetic resonance imaging for MBSR group compared to Health Enhancement Program group in a whole-brain analysis; paradigm: Emotional Faces N-Back; conditions: happy face distractors minus no face distractors; value has no minimum or maximum; value has no reference ranges; higher values indicate more neural activation

    Time frame: baseline, 3 months

Other outcomes

  1. List Sorting Working Memory Test

    from National Institutes of Health (NIH) Toolbox; Age 7+ v2.1; measures working memory; T-score range 23-77; 50 indicates the population mean with a standard deviation of 10; higher scores indicate better working memory performance; scores below 40 suggest cognitive impairment

    Time frame: baseline, 6 months

  2. Flanker Inhibitory Control and Attention Test

    from National Institutes of Health (NIH) Toolbox; Age 12+ v2.1; measures attention; T-score range 23-77; 50 indicates the population mean with a standard deviation of 10; higher scores indicate better attention performance; scores below 40 suggest cognitive impairment

    Time frame: baseline, 6 months

  3. Cognitive Function

    From the Quality of Life in Neurological Disorders (Neuro-QoL) Bank; v2.0; patient-reported outcome; measures executive function and general cognitive concerns; T-score range 17.3-64.2; 50 indicates the population mean with a standard deviation of 10; higher scores indicate better self-reported cognitive function; scores 41-45 suggest mild cognitive impairment, 31-40 suggest moderate cognitive impairment, and 30 or below suggest severe cognitive impairment

    Time frame: baseline, 3 months, 6 months

  4. Anxiety

    From the Quality of Life in Neurological Disorders (Neuro-QoL) Bank; v1.0; patient reported outcome; T-score range 36.4-76.8; 50 indicates the population mean with a standard deviation of 10; higher scores indicate worse self-reported anxiety; scores 55-59 suggest mild anxiety, 60-69 suggest moderate anxiety, and 70 or above suggest severe anxiety

    Time frame: baseline, 3 months, 6 months

  5. Depression

    From the Quality of Life in Neurological Disorders (Neuro-QoL) Bank; v1.0; patient-reported outcome; measures depressive symptoms; T-score range 36.9-75.0; 50 indicates the population mean with a standard deviation of 10; higher scores indicate worse depressive symptoms; scores 55-59 suggest mild depressive symptoms, 60-69 suggest moderate depressive symptoms, and 70 or above suggest severe depressive symptoms

    Time frame: baseline, 3 months, 6 months

  6. Gene Expression

    AMIGO1 gene expression in raw gene counts for MBSR group compared to Health Enhancement Program group in a whole transcriptome analysis using ribonucleic acid sequencing (RNA-Seq); minimum 0, no maximum; value has no reference ranges; higher values indicate more gene expression

    Time frame: baseline, 3 months, 6 months

07

Results

Posted May 19, 2022
Limitations and caveats
The sample was less than the anticipated final sample size of 32; it included fewer minority participants than planned. The advent of the COVID-19 pandemic prohibited further recruitment and conduct of this study, which had unavoidable in-person activities (e.g., neuroimaging).

Participant flow

NYU was activated as a site in September 2017. Recruitment and screening began in January 2018. Enrollment started in April 2018 and ended in October 2019. Bellevue Hospital site approval was received in July 2019. Enrollment began then in its affiliated clinics and ended in October 2019.

Participant flow — Overall Study
MilestoneMBSRHealth Enhancement Program
Started1211
Post-intervention119
Completed107
Not completed24
Withdrew: Lost to follow-up12
Withdrew: Withdrawal by subject02
Withdrew: Inability to complete mri10

Outcome measures

PrimaryFunctional Neural Activation Parameter Estimate

global maximum cluster-level neural activation during task-based functional magnetic resonance imaging for MBSR group compared to Health Enhancement Program group in a whole-brain analysis; paradigm: Emotional Faces N-Back; conditions: happy face distractors minus no face distractors; value has no minimum or maximum; value has no reference ranges; higher values indicate more neural activation

Time frame:
baseline, 3 months
Reported as:
Mean · beta weights
Functional Neural Activation Parameter Estimate
beta weightsMBSRHealth Enhancement Program
baseline-1.2 ± 2.27-1.8 ± 2.28
3 months-0.8 ± 1.95-0.7 ± 2.27
Statistical analysis
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.460
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.896
Other pre-specifiedList Sorting Working Memory Test

from National Institutes of Health (NIH) Toolbox; Age 7+ v2.1; measures working memory; T-score range 23-77; 50 indicates the population mean with a standard deviation of 10; higher scores indicate better working memory performance; scores below 40 suggest cognitive impairment

Time frame:
baseline, 6 months
Reported as:
Mean · T-score
List Sorting Working Memory Test
T-scoreMBSRHealth Enhancement Program
baseline48.7 ± 6.0551.5 ± 8.57
6 months50.5 ± 8.5756.3 ± 10.75
Statistical analysis
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.374
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.236
Other pre-specifiedFlanker Inhibitory Control and Attention Test

from National Institutes of Health (NIH) Toolbox; Age 12+ v2.1; measures attention; T-score range 23-77; 50 indicates the population mean with a standard deviation of 10; higher scores indicate better attention performance; scores below 40 suggest cognitive impairment

Time frame:
baseline, 6 months
Reported as:
Mean · T-score
Flanker Inhibitory Control and Attention Test
T-scoreMBSRHealth Enhancement Program
baseline46.5 ± 8.1741.9 ± 7.64
6 months43.3 ± 3.8342.4 ± 11.27
Statistical analysis
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.180
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.822
Other pre-specifiedCognitive Function

From the Quality of Life in Neurological Disorders (Neuro-QoL) Bank; v2.0; patient-reported outcome; measures executive function and general cognitive concerns; T-score range 17.3-64.2; 50 indicates the population mean with a standard deviation of 10; higher scores indicate better self-reported cognitive function; scores 41-45 suggest mild cognitive impairment, 31-40 suggest moderate cognitive impairment, and 30 or below suggest severe cognitive impairment

Time frame:
baseline, 3 months, 6 months
Reported as:
Mean · T-score
Cognitive Function
T-scoreMBSRHealth Enhancement Program
baseline47.0 ± 6.4945.9 ± 8.20
3 months45.4 ± 5.1246.0 ± 8.93
6 months47.4 ± 6.3746.4 ± 7.57
Statistical analysis
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = .715
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.861
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = .790
Other pre-specifiedAnxiety

From the Quality of Life in Neurological Disorders (Neuro-QoL) Bank; v1.0; patient reported outcome; T-score range 36.4-76.8; 50 indicates the population mean with a standard deviation of 10; higher scores indicate worse self-reported anxiety; scores 55-59 suggest mild anxiety, 60-69 suggest moderate anxiety, and 70 or above suggest severe anxiety

Time frame:
baseline, 3 months, 6 months
Reported as:
Mean · T-score
Anxiety
T-scoreMBSRHealth Enhancement Program
baseline51.3 ± 5.4053.1 ± 5.96
3 months48.8 ± 6.9153.9 ± 12.28
6 months46.7 ± 7.5650.3 ± 12.66
Statistical analysis
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.452
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.253
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.469
Other pre-specifiedDepression

From the Quality of Life in Neurological Disorders (Neuro-QoL) Bank; v1.0; patient-reported outcome; measures depressive symptoms; T-score range 36.9-75.0; 50 indicates the population mean with a standard deviation of 10; higher scores indicate worse depressive symptoms; scores 55-59 suggest mild depressive symptoms, 60-69 suggest moderate depressive symptoms, and 70 or above suggest severe depressive symptoms

Time frame:
baseline, 3 months, 6 months
Reported as:
Mean · T-score
Depression
T-scoreMBSRHealth Enhancement Program
baseline46.3 ± 6.3145.3 ± 3.24
3 months46.0 ± 6.7849.7 ± 10.41
6 months44.9 ± 7.2448.4 ± 8.91
Statistical analysis
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.628
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.345
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.384
Other pre-specifiedGene Expression

AMIGO1 gene expression in raw gene counts for MBSR group compared to Health Enhancement Program group in a whole transcriptome analysis using ribonucleic acid sequencing (RNA-Seq); minimum 0, no maximum; value has no reference ranges; higher values indicate more gene expression

Time frame:
baseline, 3 months, 6 months
Reported as:
Mean · raw gene counts
Gene Expression
raw gene countsMBSRHealth Enhancement Program
baseline106.1 ± 74.98137.3 ± 77.40
3 months196.0 ± 210.74176.3 ± 114.57
6 months114.4 ± 81.11218.3 ± 86.28
Statistical analysis
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = .398
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.811
  • MBSR vs Health Enhancement Program · t-test, 2 sided · p = 0.027

Adverse events

Collected over For each participant, adverse event data were collected from the date of enrollment through the final assessment (i.e., approximately 6 months after enrollment).. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
MBSR0/12 (0%)0/12 (0%)0/12 (0%)
Health Enhancement Program0/11 (0%)0/11 (0%)0/11 (0%)

Baseline characteristics

Age, Continuous
Age, Continuous(years)MBSRHealth Enhancement ProgramTotal
Mean65.9 ± 4.8555.6 ± 10.5161 ± 9.46
Sex: Female, Male
Sex: Female, Male(Participants)MBSRHealth Enhancement ProgramTotal
Female121123
Male000
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)MBSRHealth Enhancement ProgramTotal
Hispanic or Latino011
Not Hispanic or Latino121022
Unknown or Not Reported000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)MBSRHealth Enhancement ProgramTotal
American Indian or Alaska Native000
Asian101
Native Hawaiian or Other Pacific Islander000
Black or African American112
White101020
More than one race000
Unknown or Not Reported000
Region of Enrollment
Region of Enrollment(participants)MBSRHealth Enhancement ProgramTotal
United States121123
08

Study locations

1 site
  • New York University
    New York, New York 10010, United States
09

References and documents

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: Yes — Even though the R00 study is not anticipated to reach the threshold for required genomic data sharing, the study will have in place plans for sharing de-identified data for secondary analyses with qualified investigators. The consent language for the R00 study will be worded for possible broad data sharing.

Time frame: The timeline for submission to an NIH-designated data repository will allow first for publication of findings related to the aims of the R00 study, as well as submission of findings as preliminary data for anticipated grant application(s).

Access criteria: The investigators plan to submit genomic data and relevant phenotypic data (e.g., clinical characteristics of the sample) generated in the R00 study to an NIH-designated data repository in a timely manner. The submission process will likely include registration in the database of Genotypes and Phenotypes (dbGaP) and submission to Gene Expression Omnibus (GEO) for controlled access to the data.

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Apr 2018 to primary completion in Dec 2019, 19 months.

Results were first posted in May 2022, 2 years 5 months after primary completion.

Of 2,663 non-industry interventional studies with no phase under Breast Neoplasms, half reached primary completion within 33 months of starting (the median), counting those still running; a quarter within 16 and three quarters within 66. This study's 19 months is below that.

Counting every sponsor, half of 2,773 studies reached it within 33 months; a quarter within 15 and three quarters within 66.

How these figures are worked out, and which studies are left out of them.

Registered
Aug 8, 2017
First posted
Aug 18, 2017
StartActual
Apr 23, 2018
Primary completionActual
Dec 10, 2019
CompletionActual
Sep 8, 2020
Results first posted
May 19, 2022
Last update
Nov 2, 2022
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Nov 2, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03253627
Responsible party
Sponsor
First posted
Aug 18, 2017
Start date
Apr 23, 2018
Primary completion
Dec 10, 2019
Completion
Sep 8, 2020
Results posted
May 19, 2022
Last update
Nov 2, 2022

Study contacts

John D Merriman, PhD, RN
principal investigator · New York University Meyers College of Nursing

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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