ClinicalTrials.gg
TerminatedNCT03127098Updated Aug 6, 2024Results posted

QUILT-3.040: ETBX-011 (Ad5 [E1-, E2b-]-CEA(6D)) Vaccine in Combination With ALT-803 (Super-agonist IL-15) in Subjects Having CEA-Expressing Cancer

A Phase 1/2 interventional study of ETBX-011 and ALT-803 in Thyroid Cancer, Colon Cancer and Ovarian Cancer, sponsored by NantCell, Inc.. Terminated at 1 site in United States. Open to participants aged 21 Years and older. Per ClinicalTrials.gov, last updated 2024-08-06.

Sponsored by NantCell, Inc. (part of ImmunityBio, Inc.) · Phase 1/2, Interventional, and Treatment

Why this study was terminated
The study was terminated before any dose escalation occurred in order to pursue other studies designed to more extensively evaluate the combination of ETBX-011 and N-803 along with other immunotherapy agents.
Phase
Phase 1/2
Study type
Interventional
Enrollment
3
Allocation
Not applicable
Ages
21 Years and older
Sex
All
01

Study summary

This is a phase 1b/2 study to evaluate the safety, tolerability, and efficacy of ETBX-011 vaccine used in combination with ALT-803 in subjects with locally advanced or metastatic CEA-expressing cancers whose tumor has recurred after standard-of-care treatment.

Read the detailed description

The trial will consist of a phase 1b study with ETBX-011 as a fixed dose with a dose escalation of ALT-803 unless de-escalation is required. The proposed phase 2 expansion study will give additional safety data for the MTD as well as preliminary efficacy data. Subjects will receive treatments unless they experience progressive disease, dose-limiting toxicities (DLT), withdraw consent, or if the investigator determines it is no longer in their best medical interest to continue treatment.

02

Conditions studied

  • Thyroid Cancer
  • Colon Cancer
  • Ovarian Cancer
  • Breast Cancer
  • Lung Cancer
  • Pancreatic Cancer

Keywords

  • locally advanced or metastatic
  • carcinoembryonic antigen (CEA)-expressing
  • CEA
  • carcinoembryonic antigen
03

In context

Thyroid Neoplasms

819 studies on the registry are indexed under Thyroid Neoplasms; 216 are open to participants now.

This study's enrollment of 3 is below the median of 50 across 518 interventional studies indexed under Thyroid Neoplasms.

Browse Thyroid Neoplasms studies →

Lead sponsor

NantCell, Inc. is the lead sponsor of 13 studies on the registry; none are open to participants now.

First submitted before NantCell, Inc. became part of ImmunityBio, Inc..

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
21 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Age≥ 21 years.
  2. Subjects with a histologically confirmed diagnosis of locally advanced or metastatic malignancy who were previously treated with at least one method of standard therapy known to have a possible survival benefit or refused such therapy.
  3. The tumor must express CEA or must be known to be universally CEA positive (ie, colon and rectal cancer).
  4. Must have a recent FFPE tumor biopsy specimen.
  5. Subjects who have received prior CEA-targeted immunotherapy (eg, vaccine or antibody) are eligible for this trial if this treatment was discontinued at least 3 months prior to enrollment.
  6. Resolution of all toxic side effects of prior chemotherapy, radiotherapy, or surgical procedures to NCI CTCAE grade ≤ 1.
  7. Ability to understand and provide signed informed consent that fulfills Institutional Review Board (IRB)'s guidelines.
  8. ECOG performance status of 0 or 1.
  9. Subjects who are taking medications that do not have a known history of immunosuppression are eligible for this trial.
  10. Adequate hematologic function at screening, as follows:
  11. WBC count ≥ 3000/microliter.
  12. Hemoglobin ≥ 9 g/dL (may not transfuse or use erythropoietin to achieve this level).
  13. Platelets ≥ 75,000/microliter.
  14. Prothrombin (PT)-international normalized ratio (INR) \< 1.5.
  15. Partial thromboplastin time (PTT) \< 1.5 × upper limit of normal (ULN).
  16. Adequate renal and hepatic function at screening, as follows:
  17. Serum creatinine \< 2.0 mg/dL.
  18. Bilirubin \< 1.5 mg/dL (except for Gilbert's syndrome which will allow bilirubin ≤ 2.0 mg/dL).
  19. Alanine aminotransferase (ALT) ≤ 2.5 × ULN.
  20. Aspartate aminotransferase (AST) ≤ 2.5 × ULN.
  21. Female subjects of childbearing potential and women \< 12 months since the onset of menopause must agree to use acceptable contraceptive methods for the duration of the study and for 7 months following the last injection of study medication. Male subjects must be surgically sterile or must agree to use a condom and acceptable contraceptive method with their partner.
  22. Ability to attend required study visits and return for adequate follow-up, as required by this protocol.

Exclusion criteria

Exclusion Criteria:

  1. Participation in an investigational drug or device study within 30 days of screening for this study.
  2. Pregnant and nursing women.
  3. Subjects with ongoing everolimus or other cancer therapy that interferes with the induction of immune responses.
  4. Subjects with concurrent cytotoxic chemotherapy or radiation therapy. There must be at least one (1) month between any other prior chemotherapy (or radiotherapy) and study treatment. Any prior CEA-targeted immunotherapy (vaccine) must have been discontinued at least 3 months before initiation of study treatment. Subjects must have recovered from all acute toxicities from prior treatment prior to screening for this study.
  5. Active brain or central nervous system metastasis, seizures requiring anticonvulsant treatment, cerebrovascular accident (\< 6 months), or transient ischemic attack.
  6. Subjects with a history of autoimmune disease (active or past), such as but not restricted to inflammatory bowel disease, systemic lupus erythematosus, ankylosing spondylitis, scleroderma, or multiple sclerosis. Autoimmune-related thyroid disease and vitiligo are permitted.
  7. Subjects with serious intercurrent chronic or acute illness, such as cardiac or pulmonary disease, hepatic disease, or other illness considered by the Investigator as high risk for investigational drug treatment.
  8. Subjects with a history of heart disease, such as congestive heart failure (class II, III, or IV defined by the New York Heart Association functional classification), history of unstable or poorly controlled angina, or history (\< 1 year) of ventricular arrhythmia.
  9. Subjects with a medical or psychological impediment that would impair the ability of the subject to receive therapy per protocol or impact ability to comply with the protocol or protocol-required visits and procedures.
  10. History of malignancy except for the following: adequately treated non-melanoma skin cancer, cervical carcinoma in situ, superficial bladder cancer, or other carcinoma that has been in complete remission without treatment for more than 5 years.
  11. Presence of a known active acute or chronic infection, including human immunodeficiency virus (HIV, as determined by enzyme-linked immunosorbent assay [ELISA] and confirmed by western blot) and hepatitis B and hepatitis C virus (HBV/HCV, as determined by HBsAg and hepatitis C serology).
  12. Subjects on systemic intravenous or oral steroid therapy (or other immunosuppressives, such as azathioprine or cyclosporin A) are excluded on the basis of potential immune suppression. Subjects must have had at least 6 weeks of discontinuation of any steroid therapy (except that used as premedication for chemotherapy or contrast-enhanced studies) prior to enrollment.
  13. Subjects with known allergy or hypersensitivity to any component of the investigational product will be excluded.
  14. Subjects with acute or chronic skin disorders that will interfere with injection into the skin of the extremities or subsequent assessment of potential skin reactions will be excluded.
  15. Subjects vaccinated with a live (attenuated) vaccine (e.g., FluMist®) or a killed (inactivated)/subunit vaccine (e.g., PNEUMOVAX®, Fluzone®) within 28 days or 14 days, respectively, of the first planned dose of ETBX-011 or ALT 803.
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Sequential assignment
Masking
None (open label)
Enrollment
3 participants (actual)

Study arms

  • Experimental
    ETBX-011 in combination with ALT-803

    A combination of agents were administered to subjects in this dose-escalation study

    Biological: ETBX-011 · Biological: ALT-803

Interventions

  • BiologicalETBX-011

    ETBX-011 immunization was administered by subcutaneous (SC) injection.

    Also known as: Ad5 [E1-, E2b-]-CEA(6D)

  • BiologicalALT-803

    ALT-803 was administered by SC injection.

    Also known as: Super-agonist IL-15, IL-15

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What researchers measure

Primary outcomes

  1. Number of Participants With Dose-Limiting Toxicities

    Time frame: 9 weeks

Secondary outcomes

  1. Duration of Response

    The duration of overall response was measured from the time measurement criteria are met for CR or PR (whichever was first recorded) until the first date that recurrent or PD was objectively documented (taking as reference for PD the smallest measurements recorded since the treatment started).

    Time frame: Up to 11 weeks

  2. Progression Free Survival

    PFS was defined as the time from the date of first treatment to the date of disease progression or death (any cause) whichever occurred first. Subjects who did not have disease progression or did not die at the end of follow up were to be censored at the last known date the subject was progression free.

    Time frame: Up to 11 weeks

  3. Overall Survival

    OS was evaluated by dose cohort and overall using the Kaplan-Meier method. OS was defined as the time from the date of first treatment to the date of death from any cause. Subjects who were alive at the end of follow up were to be censored at the last known date alive.

    Time frame: Up to 6 months

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Results

Posted Aug 6, 2024

Participant flow

Participant flow — Overall Study
MilestoneETBX-011 in Combination With ALT-803
Started3
Completed3
Not completed0

Outcome measures

PrimaryNumber of Participants With Dose-Limiting Toxicities
Time frame:
9 weeks
Reported as:
Count of participants · Participants
Number of Participants With Dose-Limiting Toxicities
ParticipantsETBX-011 in Combination With ALT-803
Number of Participants With Dose-Limiting Toxicities1
SecondaryDuration of Response

The duration of overall response was measured from the time measurement criteria are met for CR or PR (whichever was first recorded) until the first date that recurrent or PD was objectively documented (taking as reference for PD the smallest measurements recorded since the treatment started).

Time frame:
Up to 11 weeks

No measurements were reported for this outcome.

SecondaryProgression Free Survival

PFS was defined as the time from the date of first treatment to the date of disease progression or death (any cause) whichever occurred first. Subjects who did not have disease progression or did not die at the end of follow up were to be censored at the last known date the subject was progression free.

Time frame:
Up to 11 weeks
Reported as:
Count of participants · Participants
Progression Free Survival
ParticipantsETBX-011 in Combination With ALT-803
Progression Free Survival3
SecondaryOverall Survival

OS was evaluated by dose cohort and overall using the Kaplan-Meier method. OS was defined as the time from the date of first treatment to the date of death from any cause. Subjects who were alive at the end of follow up were to be censored at the last known date alive.

Time frame:
Up to 6 months
Reported as:
Number · Months
Overall Survival
MonthsETBX-011 in Combination With ALT-803
Overall SurvivalNA

Adverse events

Collected over Non-serious AEs were to be followed for 30 days after subject's last dose of ETBX-011+ALT-803, up to 13 weeks . Non-serious grade 3/4 AEs were to be followed until resolution or stabilization, up to 13 weeks. All SAEs that did not resolve upon discontinuation of the subject's participation in the study were to be followed until recovered, recovered w/ sequelae, lost to follow-up, otherwise, up to 13 weeks. All-Cause Mortality was assessed through study completion, up to 6 months.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
ETBX-011 in Combination With ALT-8030/3 (0%)0/3 (0%)3/3 (100%)
Most frequent other events
Showing 10 of 19
Most frequent other events
EventETBX-011 in Combination With ALT-803
Injection site erythemaGeneral disorders3/3
Injection site oedemaGeneral disorders3/3
Injection site painGeneral disorders3/3
Injection site pruritusGeneral disorders3/3
ChillsGeneral disorders2/3
FatigueGeneral disorders2/3
Influenza like illnessGeneral disorders2/3
Lymph node painBlood and lymphatic system disorders1/3
Visual impairmentEye disorders1/3
Abdominal painGastrointestinal disorders1/3

Baseline characteristics

Age, Continuous
Age, Continuous(years)ETBX-011 in Combination With ALT-803
Mean63.7 ± 7.57
Sex: Female, Male
Sex: Female, Male(Participants)ETBX-011 in Combination With ALT-803
Female1
Male2
Race (NIH/OMB)
Race (NIH/OMB)(Participants)ETBX-011 in Combination With ALT-803
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American0
White3
More than one race0
Unknown or Not Reported0
Subjects with previously treated locally advanced or metastatic CEA-expressing cancer
Subjects with previously treated locally advanced or metastatic CEA-expressing cancer(Participants)ETBX-011 in Combination With ALT-803
Count of participants3
08

Study locations

1 site
  • Medical Oncology Associates
    Spokane, Washington 99208, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Apr 13, 2017

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

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Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from Jun 2017 to primary completion in Dec 2017, 5 months.

Results were first posted in Aug 2024, 6 years 7 months after primary completion.

How these figures are worked out, and which studies are left out of them.

Registered
Apr 20, 2017
First posted
Apr 25, 2017
StartActual
Jun 26, 2017
Primary completionActual
Dec 7, 2017
CompletionActual
Dec 7, 2017
Results first posted
Aug 6, 2024
Last update
Aug 6, 2024
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Aug 6, 2024, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT03127098
Lead sponsor
NantCell, Inc.
Responsible party
Sponsor
First posted
Apr 25, 2017
Start date
Jun 26, 2017
Primary completion
Dec 7, 2017
Completion
Dec 7, 2017
Results posted
Aug 6, 2024
Last update
Aug 6, 2024

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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This study is terminated, as verified in Aug 2019. You cannot join it, but the record below documents what was studied.

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Studies of the drugs tested here: ETBX-011 · Nogapendekin alfa inbakicept

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