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CompletedNCT03106727Updated Sep 23, 2019

Evaluating the Impact of a Community Health Worker Program in Neno, Malawi

An interventional study of Household model in HIV/AIDS, Hypertension and Asthma, sponsored by Partners in Health. Completed at 1 site in Malawi. Per ClinicalTrials.gov, last updated 2019-09-23.

Sponsored by Partners in Health · Not applicable, Interventional, and Health services research

Phase
Not applicable
Study type
Interventional
Enrollment
122,395
Allocation
Randomized
Sex
All
01

Study summary

This protocol concerns the implementation and evaluation of an intervention designed to realign the existing cadre of Community Health Workers (CHW) in Neno District, Malawi to better support the care needs of the clients they serve. The proposed intervention is a 'Household Model' where CHWs will be assigned to households, rather than HIV or TB specific patients, and will be trained to provide support for a wider range of conditions including HIV, hypertension, diabetes, and pediatric malnutrition. The new model is designed to improve retention in care for clients with chronic, non-communicable diseases, along with increased uptake of women's health services and treatment for pediatric malnutrition, while sustaining the high retention rates for clients in the HIV program. Eleven sites (health centres and hospitals) were arranged into six clusters by estimated size of the catchment area populations, with a population range of 11,680 to 26,260 and an average population of 20,400. The order in which the intervention will be rolled out across the sites will be randomized so that the intervention can be evaluated in a stepped-wedge cluster randomized controlled trial. These clusters were grouped based mostly on geographic location but also on catchment area sizes, in order to maximize feasibility of training for the CHW team and not overload CHW training sessions with too many trainees.

Read the detailed description

The objectives of the household model program are:

  1. Timely case finding through education and screening for common, treatable conditions;
  2. Linkage to care for symptomatic clients along with those qualifying through routine screening;
  3. Ongoing support and accompaniment of patients in care, including adherence support, psychosocial support, and tracking of missed patient visits (NCDs, chronic care, Antenatal care, postnatal care); and
  4. Health education for common health conditions and prevention and management of these conditions to optimize prevention, health services uptake, and health management behaviors in the household.

All CHWs in Neno will be reassigned and trained in the Household model in a staggered rollout over two years. The maximum number of trainees per group is capped at 60 participants, with some trainings occurring with two groups of CHWs per catchment area. CHWs will receive a 4 to 5 day foundational training, followed by half-day refresher trainings each quarter. CHW training will be evaluated through the following tools: training attendance count; CHW knowledge assessment; CHW skill assessment; CHW refresher assessment; and overall through a training dashboard.

The implementation of the new CHW model is designed so that it may be evaluated as a stepped wedge, cluster-randomized trial (SW-CRT). The stepped-wedge study design was selected for a number of reasons. First, the training of CHWs needs to be staggered due to training capacity constraints. Second, all sites in Neno will receive the intervention. And third, the stepped wedge RCT design permits estimation of the causal effects of the intervention.

Eleven intervention sites were clustered into six groups based on population size such that each group had manageable number of CHWs to train. The order of implementation for these six sites was randomized by a third party. In the SW-CRT study design, each cluster crosses over from control to intervention group until all groups receive the intervention.

The primary outcomes are:

  • HIV: % of enrolled clients with a visit to IC3 in the last 3m
  • NCDs

    • Hypertension: % of enrolled clients with a visit to IC3 in the last 3m
    • Asthma: % of enrolled clients with a visit to IC3 in the last 3m
    • Diabetes: % of enrolled clients with a visit to IC3 in the last 3m
    • Epilepsy: % of enrolled clients with a visit to IC3 in the last 3m
    • Mental Health: % of enrolled clients with a visit to IC3 in the last 3m
  • Malnutrition: % of children under five enrolled in care for moderate and severe pediatric malnutrition

    • Hypothesis: don't expect this to change because most cases are cured
  • Tuberculosis: % of total population diagnosed with new confirmed TB cases
  • Women's Health:

    o Family Planning: % WCBA on long-term family planning methods

    • Antenatal Care:
  • % women starting ANC within first trimester

The secondary outcomes are:

  • HIV:

    • % clients initiated on ART in last year with visit in last 3m
    • % infants who attend 10w EID visit
    • % of population tested for HIV
  • Malnutrition:

    o % of children aged 6m-59 who were discharged as cured in SFP or OTP (cure rate)

  • Tuberculosis:

    • % TB cases completing treatment successfully (no loss to follow up or death)
  • Women's Health:

    • Family Planning:
  • % women of child bearing age receiving modern family planning methods
  • % women of child bearing age newly initiating family planning

    o Antenatal Care:

  • % expected pregnant women in ANC care
  • % number of women in cohort attending 4+ ANC visits
  • CHW retention o % of CHW retained during the entire intervention period

Descriptive Statistics:

  • Measure of Facility Performance o % of facilities offering women's health services on a daily basis

    • % months with no facilities stocking out of RUTF (ready-to-use-food for malnutrition)
    • Average number of stock out days per month per facility for combination, adult TB medication. Stock outs are measured as when running balance on the facility's stock card is zero.
    • Average number of stock out days per month for non-communicable disease care at the two satellite pharmacies for several key drugs

Outcomes Data

To measure the outcomes listed above, we will collect data from:

  1. Ministry of Health-monthly reports collected from each facility and entered into electronic database called DHIS2
  2. Partners In Health Medical Record capturing patient-level HIV and NCD data.
  3. Short, semi-structured qualitative interviews with purposively selected sample of CHW program recipients.

The study is designed as a stepped wedge randomized controlled trial. However, unlike a typical trial of this type, data will be collected at the aggregate cluster level rather than from individuals within clusters. As such, we specify a model for the cluster-time cell means. In addition, the primary outcomes are proportions of people, therefore we will specify the model in logs and control for population size to transform to the whole real line and make a linear model appropriate.

02

Conditions studied

  • HIV/AIDS
  • Hypertension
  • Asthma
  • Diabetes
  • Epilepsy
  • Mental Health Disorder
  • Malnutrition
  • Tuberculosis
  • Antenatal Care
  • Family Planning

Keywords

  • Community Health Workers
  • Maternal and Child Health
  • Integrated Care
  • Malawi
  • NCD
03

Who can participate

Ages eligible
Child (0–17), Adult (18–64), Older adult (65+)
Sexes eligible
All
Accepts healthy volunteers
Yes

Inclusion criteria

  • Resident of one of the 11 catchment areas
  • Seeks routine health care from a health facility in Neno District

Exclusion criteria

Exclusion Criteria:

  • Not a resident and/or does not reside predominantly in Neno District
04

Study design

Phase
Not applicable
Primary purpose
Health services research
Allocation
Randomized
Intervention model
Sequential assignment
Masking
None (open label)
Enrollment
122,395 participants (actual)

Study arms

  • Active comparator
    Zalewa

    Household Model Intervention introduced first - March 2017

    Behavioral: Household model

  • Active comparator
    Ligowe and Magaleta

    Household Model Intervention to be introduced in June 2017

    Behavioral: Household model

  • Active comparator
    Neno District Hospital and Neno Parish

    Household Model Intervention to be introduced in September 2017

    Behavioral: Household model

  • Active comparator
    Matope

    Household Model Intervention to be introduced in December 2017

    Behavioral: Household model

  • Active comparator
    Matandani and Nsambe

    Household Model Intervention to be introduced in March 2018

    Behavioral: Household model

  • Active comparator
    Luwani, Nkula, and Midzemba

    Household Model Intervention to be introduced in June 2018

    Behavioral: Household model

Interventions

  • BehavioralHousehold model

    The proposed intervention is a 'Household Model' where, instead of being assigned to HIV or TB patients, CHWs will rather be assigned to households and will be trained to provide support for a wider range of conditions including HIV, hypertension, diabetes and pediatric malnutrition. The new model is designed to improve retention in care for clients with chronic, non-communicable diseases, along with increased uptake of women's health services and treatment for pediatric malnutrition, while sustaining the high retention rates for clients in the HIV program.

05

What researchers measure

Primary outcomes

  1. HIV

    Percentage of enrolled patients with a visit to integrated care clinic

    Time frame: Last 3 months

  2. Hypertension

    Percentage of enrolled patients with a visit to integrated care clinic

    Time frame: Last 3 months

  3. Asthma

    Percentage of enrolled patients with a visit to integrated care clinic

    Time frame: Last 3 months

  4. Diabetes

    Percentage of enrolled patients with a visit to integrated care clinic

    Time frame: Last 3 months

  5. Epilepsy

    Percentage of enrolled patients with a visit to integrated care clinic

    Time frame: Last 3 months

  6. Mental Health

    Percentage of enrolled patients with a visit to integrated care clinic

    Time frame: Last 3 months

  7. Malnutrition

    Percentage of children under five enrolled in care for moderate and severe paediatric malnutrition

    Time frame: Last 3 months

  8. Tuberculosis

    Percentage of total population diagnosed with new confirmed TB cases

    Time frame: Last 3 months

  9. Family Planning

    Percentage of women of childbearing age on long-term family planning methods

    Time frame: Last 3 months

  10. Antenatal Care

    Percentage of women starting ANC within first trimester

    Time frame: Last 3 months

Secondary outcomes

  1. ART Initiation

    Percentage of clients initiated on ART with visit in last 3 months

    Time frame: Last year

  2. EID

    Percentage of infants who attend 10 week EID visit

    Time frame: Last 3 months

  3. HTC

    Percentage of population tested for HIV

    Time frame: Last 3 months

  4. Malnutrition - Cured

    Percentage of children aged 6-59m who were discharged as cured in SFP or OTP (cure rate)

    Time frame: Last 3 months

  5. Tuberculosis Treatment

    Percentage of TB cases completing treatment successfully (no loss to follow up or death)

    Time frame: Last 3 months

  6. Modern Family Planning Methods

    Percentage of WCBA receiving modern family planning methods

    Time frame: Last 3 months

  7. Newly Initiated Family Planning

    Percentage of WCBA newly initiating family planning

    Time frame: Last 3 months

  8. ANC Coverage

    Percentage of expected pregnant women in ANC care

    Time frame: Last 3 months

  9. 4+ ANC Visits

    Percentage of in cohort attending 4+ ANC visits

    Time frame: Last 3 months

  10. CHW Retention

    Percentage of CHWs retained during the entire intervention period

    Time frame: Last 2 years

06

Study locations

1 site
  • Partners In Health / Abwenzi Pa Za Umoyo
    Neno, Malawi
07

References and documents

Publications

  • Dunbar EL, Wroe EB, Nhlema B, Kachimanga C, Gupta R, Taylor C, Michaelis A, Cundale K, Dullie L, Jumbe A, Nazimera L, McBain R, Lilford RJ, Watson SI. Evaluating the impact of a community health worker programme on non-communicable disease, malnutrition, tuberculosis, family planning and antenatal care in Neno, Malawi: protocol for a stepped-wedge, cluster randomised controlled trial. BMJ Open. 2018 Jul 13;8(7):e019473. doi: 10.1136/bmjopen-2017-019473. PubMed 30007924 ↗

Individual participant data

Plan to share: No

08

Registry details

Key details

Study ID
NCT03106727
Lead sponsor
Partners in Health
Collaborators
University of Warwick
Responsible party
Sponsor
First posted
Apr 10, 2017
Start date
Mar 1, 2017
Primary completion
Jul 31, 2019
Completion
Jul 31, 2019
Last update
Sep 23, 2019

Study contacts

Luckson Dullie, MBBS, M Fam Med
principal investigator · Partners in Health
Elizabeth Dunbar, MPH
principal investigator · Partners in Health
Emily Wroe, MD, MPH
study chair · Partners in Health
Richard Lilford, Dsc, PhD, FRCOG, FRCP, FFPH
study chair · University of Warwick
Celia Taylor, BSocSc (Hons), PhD, QTS, FHEA
study chair · University of Warwick
Samuel Watson, PhD, MPH
study chair · University of Warwick

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
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