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CompletedNCT02782104SUSTAIN-3Updated Apr 29, 2025Results posted

A Long-term Safety Study of Esketamine Nasal Spray in Treatment-resistant Depression

A Phase 3 interventional study of Esketamine Nasal Spray in Depressive Disorder, Treatment-Resistant, sponsored by Janssen Research & Development, LLC. Completed at 177 sites in 26 countries. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2025-04-29.

Sponsored by Janssen Research & Development, LLC · Phase 3, Interventional, and Treatment

Phase
Phase 3
Study type
Interventional
Enrollment
1,148
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

The purpose of this study is to assess the safety and tolerability of esketamine nasal spray in participants with treatment-resistant depression (TRD).

Read the detailed description

This is an open-label (the researchers and participants know the treatment the participant is receiving) long-term extension study. The study will consist of 2 open-label Phases: 4-week Induction phase (if applicable) and Open-Label Optimization/Maintenance phase (variable). Participants will enter the study Induction Phase from ESKETINTRD3001 (NCT02417064), ESKETINTRD3002 (NCT02418585), ESKETINTRD3003 (NCT02493868), ESKETINTRD3005 (NCT02422186) and ESKETINTRD3006 (US sites only). Participants will enter the study Open-Label Optimization/Maintenance phase from ESKETINTRD3001 (NCT02417064), ESKETINTRD3002 (NCT02418585), ESKETINTRD3003 (NCT02493868) (if appropriate at week 16) or ESKETINTRD3006 (US sites only). In the Open-Label Induction Phase, participants will self-administer flexibly-dosed esketamine nasal spray. During first 4 weeks in Optimization/Maintenance Phase responder participants from the induction phase of study 54135419TRD3008, will continue on the same dose of esketamine nasal spray from the induction phase and have a weekly intranasal treatment session frequency. Participants entering the optimization/maintenance phase from study ESKETINTRD3005 will also have a weekly intranasal treatment session frequency. However, as the ESKETINTRD3005 intranasal study medication is blinded at the time of entry into the current study, the dose of esketamine nasal spray will be administered as outlined in protocol. Participants entering the optimization/maintenance phase from study ESKETINTRD3003 (Direct Entry) or ESKETINTRD3004 who were ongoing in the Optimization, Maintenance, or Optimization/Maintenance phase, respectively, will have the option to have their current intranasal dosing frequency adjusted at the time of entry into 54135419TRD3008 study and should remain on the selected frequency from week 1 to week 4. A one-time dose change will be permitted at study entry. After 4 weeks, esketamine nasal spray treatment sessions will be individualized to either once weekly or once every other week at the fixed 2-week interval (based on clinical global impression - severity [CGI-S] performed at that visit), and every 4 weeks for participants dosed at the 4 week interval. Participants safety will be monitored throughout the study.

02

Conditions studied

  • Depressive Disorder, Treatment-Resistant

Keywords

  • Depressive Disorder, Treatment-Resistant
  • Esketamine
  • JNJ-54135419
03

In context

Depression

8,057 studies on the registry are indexed under Depression; 1,641 are open to participants now.

This study's enrollment of 1,148 is above the median of 84 across 6,720 interventional studies indexed under Depression.

Browse Depression studies →

Lead sponsor

Janssen Research & Development, LLC is the lead sponsor of 912 studies on the registry; 76 are open to participants now.

Of its 278 completed or terminated interventional studies of FDA-regulated products, 131 (47%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Based on the prior study the participant is entering 54135419TRD3008 from: a) From ESKETINTRD3001 (NCT02417064) or ESKETINTRD3002 (NCT02418585) study: Participant has completed the induction phase and the 2-weeks follow up phase visit; or Participants completed the induction phase and was a responder and study ESKETINTRD3003 is terminated.; b) From ESKETINTRD3003 (NCT02493868) study: (1) Participant relapsed during the maintenance phase; or (2) Participant was in the induction phase of the ESKETINTRD3003 study when the study was terminated and, after completion of the induction phase, was determined to be a responder; or (3) Participant was in the optimization or maintenance phases at the time the study was terminated; or (4) or (5) Participants was in the induction phase and after completion of induction phase was determined to not meet response criteria (1) Participant completed ESKETINTRD3004 study (optimization/maintenance phase); or (2) Participant was in the induction phase of the ESKETINTRD3004 study when the study was terminated and, after completion of the induction phase, was determined to be a responder; or (3) Participant was in the optimization/maintenance phase at the time the study was terminated; (4) Participant was in the induction phase and did not meet criteria for response may be eligible for to be rolled over into 54135419TRD3008. d) From ESKETINTRD3005 (NCT02422186) study: Participant was in the induction phase of the ESKETINTRD3005 study at the time enrollment into the ESKETINTRD3004 study was closed and, after completion of the induction phase, was determined to be a responder or did not meet the criteria for response. e) From ESKETINTRD3006 study (US Study sites only) (1) Participant completed the induction phase and was a responder.
  • Participant must be medically stable on the basis of physical examination, vital signs, pulse oximetry, and 12-lead Electrocardiogram (ECG) performed predose on the day of the first intranasal treatment session. If there are any abnormalities that are not specified in the inclusion and exclusion criteria, their clinical significance must be determined by the investigator and recorded in the participant's source documents and initialed by the investigator
  • Participant must be medically stable according to the investigator's judgment and knowledge of the subject's medical stability in the parent study. This determination must be documented.
  • A woman of childbearing potential must have a negative serum (beta-human chorionic gonadotropin [b-hCG]) predose on the day of the first intranasal treatment session
  • During the study (that is, from the first intranasal treatment session) and for a minimum of 1 spermatogenesis cycle (defined as approximately 90 days) after receiving the last dose of intranasal study medication, a man who is sexually active with a woman of childbearing potential must be practicing a highly effective method of contraception with his female partner c) must agree not to donate sperm.

Exclusion criteria

Exclusion Criteria:

  • The evaluation of the benefit versus risk of continued esketamine nasal spray treatment is not favorable for the participant in the opinion of the investigator
  • Since the last study visit in the participant's prior study, participant has suicidal ideation with intent to act per the investigator's clinical judgment or based on the Columbia Suicide Severity Rating Scale (C-SSRS) [corresponding to a response of "Yes" on Item 4 (active suicidal ideation with some intent to act, without specific plan) or Item 5 (active suicidal ideation with specific plan and intent) in the suicidal ideation module of the C-SSRS] or suicidal behavior per the investigator's clinical judgment or based on the C-SSRS (corresponding to any score higher than 0 in the suicidal behavior module of the C-SSRS)
  • Participant has positive test result(s) for drugs of abuse (including barbiturates, methadone, opiates, cocaine, phencyclidine, and amphetamine/methamphetamine) predose on the day of the first intranasal treatment session
  • Participant has any anatomical or medical condition that, per the investigator's clinical judgment based on assessment, may impede delivery or absorption of intranasal study drug
  • Participant has taken any prohibited therapies that would not permit administration of the first intranasal treatment session
05

Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
1,148 participants (actual)

Study arms

  • Experimental
    Esketamine Nasal Spray

    Open-Label Induction Phase: Participants will self-administer with esketamine nasal spray twice per week for 4 weeks as a flexible dose regimen (56 milligram \[mg\] or 84 mg for those \< 65 years; 28 mg, 56 mg or 84 mg for those \>= 65 years). Participants \>= 65 years old will start at a dose of 28 mg on Day 1. Optimization/Maintenance Phase: Participants entering from studies ESKETINTRD3001 (NCT02417064), ESKETINTRD3002 (NCT02418585), ESKETINTRD3003 (NCT02493868), ESKETINTRD3004 (NCT02497287), or ESKETINTRD3006 (US sites only) will self-administer esketamine nasal spray (same dose) once weekly. Participants entering from study ESKETINTRD3005 (NCT02422186) will self-administer esketamine nasal spray (28 mg in week 1; 28 or 56 mg in week 2; and 28, 56 or 84 mg in week 3 and 4) once weekly. After Week 4 (starting at Week 5), based on the Investigator's clinical judgment, the dose of esketamine for all participants can be adjusted based upon efficacy and tolerability.

    Drug: Esketamine Nasal Spray

Interventions

  • DrugEsketamine Nasal Spray

    Open-Label Induction Phase: Participants will self-administer with esketamine nasal spray twice per week for 4 weeks as a flexible dose regimen (56 milligram \[mg\] or 84 mg for those \< 65 years; 28 mg, 56 mg or 84 mg for those \>= 65 years). Participants \>= 65 years old will start at a dose of 28 mg on Day 1. Optimization/Maintenance Phase: Participants entering from studies ESKETINTRD3001 (NCT02417064), ESKETINTRD3002 (NCT02418585) or ESKETINTRD3006 (US sites only) will self-administer esketamine nasal spray (same dose) once weekly. Participants entering from study ESKETINTRD3005 (NCT02422186) will self-administer esketamine nasal spray (28 mg in week 1; 28 or 56 mg in week 2; and 28, 56 or 84 mg in week 3 and 4) once weekly. After Week 4 (starting at Week 5), based on the Investigator's clinical judgment, the dose of esketamine for all participants can be adjusted based upon efficacy and tolerability.

    Also known as: JNJ-54135419

06

What researchers measure

Primary outcomes

  1. Change From Study Baseline in Computerized Cognitive Battery Domain Score: Detection Test (DET) Score

    This battery is a series of computerized cognition tests (detection, identification, one card learning, one back and groton maze learning) designed to measure reaction time, visual learning and memory, and executive function/sequencing. The DET is a measure of psychomotor function and uses a well-validated simple reaction time. In this outcome measure, speed of performance of subjects (calculated as mean of the logarithmic base 10 transformed reaction times) for correct responses was reported. Total score ranged from 2 to 3.3 log 10 milliseconds (msec). Lower score indicated better performance. Higher change from baseline indicated better performance.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  2. Change From Study Baseline in Computerized Cognitive Battery Domain Score: Identification Test (IDN) Score

    This battery is a series of computerized cognition tests (detection, identification, one card learning, one back and groton maze learning) designed to measure reaction time, visual learning and memory, and executive function/sequencing. IDN test is a measure of visual attention (choice reaction time) and scored for speed of response (mean of the log10 transformed reaction times for correct responses). Total score ranged from 2 to 3.3 log 10 msec. Lower score indicated better performance. Higher change from baseline indicated better performance.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  3. Change From Study Baseline in Computerized Cognitive Battery Domain Score: One Card Learning Test (OCL) Score

    This battery is a series of computerized cognition tests (detection, identification, one card learning, one back and groton maze learning) designed to measure reaction time, visual learning and memory, and executive function/sequencing. OCL test is a measure of visual episodic memory and visual recall test scored using arcsine transformation of the percentage of correct responses (CR). The range for OCL is 0 to 100 percent (%) accuracy; presented as an arcsin transformation, the range is 0 to 1.57. Higher score indicated better performance. Higher change from baseline indicated better performance.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  4. Change From Study Baseline in Computerized Cognitive Battery Domain Score: One Back Test (ONB) Score

    The ONB is a measure of working memory and scored for speed of correct response (mean of the log10-transformed reaction times for correct responses). Total score ranged from 2 to 3.54 log10 msec. Lower score indicated better performance. Higher change from baseline indicated better performance.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  5. Change From Study Baseline in Computerized Cognitive Battery Domain Score: Groton Maze Learning Test (GMLT) Score

    This battery is a series of computerized cognition tests (detection, identification, one card learning, one back and groton maze learning) designed to measure reaction time, visual learning and memory, and executive function/sequencing. GMLT measures executive function; maze/sequencing test, scored for total number of errors. Total score ranged from 0 to 999 number of errors. Lower score indicated better performance. Higher change from baseline indicated better performance.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  6. Change From Study Baseline in Hopkins Verbal Learning Test-Revised (HVLT-R) Score

    The HVLT-R measures performance in verbal memory, learning, and long-term recall in which a list of words is read up to three times. Approximately 20-25 minutes later, a delayed recall trial and a recognition trial are completed. The delayed recall requires free recall of any words remembered. The recognition trial is composed of 24 words, including the 12 target words and 12 false-positives. When scoring the HVLT, the three learning trials are combined to calculate a total recall score (0-36); the delayed recall trial creates the delayed recall score (0-12); the total number of true-positive errors (0-12); and the range of recognition discrimination index is comprised by subtracting the total number of false positives from the total number of true positives. A higher total recall score indicated higher cognition. The range of the recognition discrimination index is -12 to 12. Higher score indicated better performance and higher change from baseline indicated better performance.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  7. Percentage of Participants Based on Columbia-Suicide Severity Rating Scale (C-SSRS) Score

    C-SSRS: interview-based instrument to systematically assess suicidal ideation (SI) and behavior, to assess whether participant experienced any of following: completed suicide, suicide attempt (response of "yes" on "actual attempt"), preparatory acts toward imminent suicidal behavior ("yes" on "preparatory acts or behavior", "aborted attempt" or "interrupted attempt"), suicidal ideation ("yes" on "wish to be dead", "non-specific active suicidal thoughts", "active SI with methods without intent to act or some intent to act, without or with specific plan and intent), any self-injurious behavior with no suicidal intent ("yes" on "has participant engaged in non-suicidal self-injurious behavior"). Here, percentage of participants with \>=1 positive behavior, participants with \>=1 positive ideations; no event were reported.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  8. Number of Participants With Treatment-emergent Adverse Events (TEAEs)

    An adverse event (AE) was any untoward medical occurrence in a clinical study participant administered a pharmaceutical (investigational or non-investigational) product. An AE does not necessarily have a causal relationship with the intervention. Any AE occurring at or after the initial administration of study intervention up to end of study was considered as treatment-emergent.

    Time frame: IND Phase: up to 4 weeks; OP/MA Phase: up to 78 months

  9. Change From Baseline in Heart Rate

    Change from baseline (predose) in heart rate were reported.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  10. Change From Baseline in Systolic and Diastolic Blood Pressure

    Change from baseline in systolic and diastolic blood pressure were reported.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  11. Change From Baseline in Respiratory Rate

    Change from baseline in respiratory rate were reported.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  12. Change From Baseline in Blood Oxygen Saturation

    Change from baseline in blood oxygen saturation (predose) were reported.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

Secondary outcomes

  1. Change From Baseline in Montgomery Asberg Depression Rating Scale (MADRS) Total Score

    MADRS measures depression severity, detects changes due to AD treatment. It consists of 10 items (evaluate apparent sadness, reported sadness, inner tension, sleep, appetite, concentration, lassitude, interest level, pessimistic thoughts, suicidal thoughts), scored from 0 (item not present or normal) to 6 (severe or continuous presence of the symptoms), summed for a total possible score of 0 to 60. Higher scores indicate more severe conditions. Negative change in score indicates improvement. Missing data was imputed using last observation carried forward (LOCF) method.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  2. Change From Baseline in Participant-Reported Depressive Symptoms Using the Patient Health Questionnaire - 9 (PHQ-9) Total Score

    Change from baseline in PHQ-9 total score were reported. The PHQ-9 was a 9-item, patient-reported outcome measure to assess depressive symptoms. The scale scores each of the 9 symptom domains of the Diagnostic and Statistical Manual of Mental Disorders. Each item was rated on a 4-point scale (0=not at all, 1=several days, 2=more than half the days, and 3=nearly every day). The participant's item responses were summed to provide a total score (range of 0 to 27) with higher scores indicating greater severity of depressive symptoms.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  3. Change From Baseline in Clinical Global Impression-severity (CGI-S) Score

    Change from baseline in clinical global impression-severity (CGI-S) score were reported. The CGI-S provides an overall clinician-determined summary measure of the severity of the participant's illness that takes into account all available information, including knowledge of the participant's history, psychosocial circumstances, symptoms, behavior, and the impact of the symptoms on the participant's ability to function. The CGI-S evaluates the severity of psychopathology on a scale of 1 to 7. Considering total clinical experience, a participant is assessed on severity of mental illness at the time of rating according to: 1 = normal (not at all ill); 2 = borderline mentally ill; 3 = mildly ill; 4 = moderately ill; 5 = markedly ill; 6 = severely ill; 7 = among the most extremely ill participants. Negative change in score indicates improvement.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  4. Change From Baseline in Sheehan Disability Scale (SDS) Total Score

    Change from baseline in SDS total score were reported. The SDS, a patient-reported outcome measure, was a 5 item questionnaire which had been widely used and accepted for assessment of functional and associated disability impairment. The first three items assessed disruption of (1) work/school, (2) social life, and (3) family life/home responsibilities using a 0-10 rating scale. The score for the first three items were summed to create a total score of 0-30 where a higher score indicated greater impairment.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  5. Change From Baseline in Participant-Reported Health-related Quality of Life as Assessed by EuroQol-5 Dimension-5 Level (EQ-5D-5L) Valuation Index Score (VAS)

    Change from baseline in participant-reported health-related quality of life as assessed by EQ-5D-5L VAS was reported. The EQ-5D-5L is a standardized 2-part instrument for use as a measure of health outcome, primarily designed for self-completion by respondents. It essentially consists of the EQ-5D-5L descriptive system and the EQ-VAS. EQ-VAS self-rating records the respondent's own assessment of his/her overall health status at time of completion, on a scale of 0 (worst health you can imagine) to 100 (best health you can imagine). Positive change in score indicates improvement.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  6. Change From Baseline as Assessed by EQ 5D-5L: Sum Score

    EQ-5D-5L consists of EQ-5D-5L descriptive system and EQ visual analogue scale (EQ-VAS). EQ-5D-5L descriptive system comprises of 5 dimensions: mobility, self-care, usual activities, pain/discomfort and anxiety/depression. Each has 5 levels of perceived problems (1-no problem, 2-slight problems, 3-moderate problems, 4-severe problems, 5-extreme problems). Participant selects answer for each of 5 dimensions considering response that best matches his/her health "today". Sum score ranges from 0 to 100 where, sum score = (sum of the scores from the 5 dimensions minus 5) \*5. Higher score indicates worst health state.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

  7. Change From Baseline in Participant- Reported Health Related Quality of Life Using the Quality of Life in Depression Scale (QLDS)

    Change from baseline in participant- reported health related quality of life using the QLDS. The QLDS is a disease-specific validated patient-reported outcome (PRO) measure which assesses the impact that depression has on a participant's quality of life. It is a 34-item self-rated questionnaire which consists of dichotomous response questions, with the response being either True/Not True. Each statement on the QLDS is given a score of "1" or "0". A score of "1" is indicative of adverse quality of life. All item scores are summed to give a total score that ranges from 0 (good quality of life) to 34 (very poor quality of life). A higher score indicates a more severe condition.

    Time frame: IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months

07

Results

Posted Feb 20, 2024

Participant flow

Participant flow — Overall Study
MilestoneEsketamine Nasal Spray
Started1148
Ind phase458
Op/ma phase1110
Completed680
Not completed468
Withdrew: Other215
Withdrew: Induction day 28 non responder9
Withdrew: Non-compliance with study drug2
Withdrew: Death8
Withdrew: Pregnancy6
Withdrew: Withdrawal by subject63
Withdrew: Protocol violation7
Withdrew: Lack of efficacy61
Withdrew: Lost to follow-up23
Withdrew: Adverse event74

Outcome measures

PrimaryChange From Study Baseline in Computerized Cognitive Battery Domain Score: Detection Test (DET) Score

This battery is a series of computerized cognition tests (detection, identification, one card learning, one back and groton maze learning) designed to measure reaction time, visual learning and memory, and executive function/sequencing. The DET is a measure of psychomotor function and uses a well-validated simple reaction time. In this outcome measure, speed of performance of subjects (calculated as mean of the logarithmic base 10 transformed reaction times) for correct responses was reported. Total score ranged from 2 to 3.3 log 10 milliseconds (msec). Lower score indicated better performance. Higher change from baseline indicated better performance.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · log10 msec
Change From Study Baseline in Computerized Cognitive Battery Domain Score: Detection Test (DET) Score
log10 msecEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Study Baseline in Computerized Cognitive Battery Domain Score: Detection Test (DET) Score0.0218 ± 0.10516-0.0065 ± 0.13526
PrimaryChange From Study Baseline in Computerized Cognitive Battery Domain Score: Identification Test (IDN) Score

This battery is a series of computerized cognition tests (detection, identification, one card learning, one back and groton maze learning) designed to measure reaction time, visual learning and memory, and executive function/sequencing. IDN test is a measure of visual attention (choice reaction time) and scored for speed of response (mean of the log10 transformed reaction times for correct responses). Total score ranged from 2 to 3.3 log 10 msec. Lower score indicated better performance. Higher change from baseline indicated better performance.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · log10 msec
Change From Study Baseline in Computerized Cognitive Battery Domain Score: Identification Test (IDN) Score
log10 msecEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Study Baseline in Computerized Cognitive Battery Domain Score: Identification Test (IDN) Score0.0074 ± 0.07819-0.0185 ± 0.09893
PrimaryChange From Study Baseline in Computerized Cognitive Battery Domain Score: One Card Learning Test (OCL) Score

This battery is a series of computerized cognition tests (detection, identification, one card learning, one back and groton maze learning) designed to measure reaction time, visual learning and memory, and executive function/sequencing. OCL test is a measure of visual episodic memory and visual recall test scored using arcsine transformation of the percentage of correct responses (CR). The range for OCL is 0 to 100 percent (%) accuracy; presented as an arcsin transformation, the range is 0 to 1.57. Higher score indicated better performance. Higher change from baseline indicated better performance.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · Arcsine (sqrt of percentage of CR)
Change From Study Baseline in Computerized Cognitive Battery Domain Score: One Card Learning Test (OCL) Score
Arcsine (sqrt of percentage of CR)Esketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Study Baseline in Computerized Cognitive Battery Domain Score: One Card Learning Test (OCL) Score0.0170 ± 0.123560.0397 ± 0.15364
PrimaryChange From Study Baseline in Computerized Cognitive Battery Domain Score: One Back Test (ONB) Score

The ONB is a measure of working memory and scored for speed of correct response (mean of the log10-transformed reaction times for correct responses). Total score ranged from 2 to 3.54 log10 msec. Lower score indicated better performance. Higher change from baseline indicated better performance.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · log10 msec
Change From Study Baseline in Computerized Cognitive Battery Domain Score: One Back Test (ONB) Score
log10 msecEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Study Baseline in Computerized Cognitive Battery Domain Score: One Back Test (ONB) Score0.0086 ± 0.080960.0198 ± 0.10329
PrimaryChange From Study Baseline in Computerized Cognitive Battery Domain Score: Groton Maze Learning Test (GMLT) Score

This battery is a series of computerized cognition tests (detection, identification, one card learning, one back and groton maze learning) designed to measure reaction time, visual learning and memory, and executive function/sequencing. GMLT measures executive function; maze/sequencing test, scored for total number of errors. Total score ranged from 0 to 999 number of errors. Lower score indicated better performance. Higher change from baseline indicated better performance.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · Number of Errors
Change From Study Baseline in Computerized Cognitive Battery Domain Score: Groton Maze Learning Test (GMLT) Score
Number of ErrorsEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Study Baseline in Computerized Cognitive Battery Domain Score: Groton Maze Learning Test (GMLT) Score1.5 ± 17.805.1 ± 22.52
PrimaryChange From Study Baseline in Hopkins Verbal Learning Test-Revised (HVLT-R) Score

The HVLT-R measures performance in verbal memory, learning, and long-term recall in which a list of words is read up to three times. Approximately 20-25 minutes later, a delayed recall trial and a recognition trial are completed. The delayed recall requires free recall of any words remembered. The recognition trial is composed of 24 words, including the 12 target words and 12 false-positives. When scoring the HVLT, the three learning trials are combined to calculate a total recall score (0-36); the delayed recall trial creates the delayed recall score (0-12); the total number of true-positive errors (0-12); and the range of recognition discrimination index is comprised by subtracting the total number of false positives from the total number of true positives. A higher total recall score indicated higher cognition. The range of the recognition discrimination index is -12 to 12. Higher score indicated better performance and higher change from baseline indicated better performance.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · score on a scale
Change From Study Baseline in Hopkins Verbal Learning Test-Revised (HVLT-R) Score
score on a scaleEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Total Recall-0.1 ± 4.050.8 ± 5.05
Delayed Recall0.3 ± 3.810.3 ± 2.03
Total Number of True Positives0.1 ± 2.54-0.0 ± 2.70
Recognition Discrimination Index-0.1 ± 2.88-0.1 ± 3.10
PrimaryPercentage of Participants Based on Columbia-Suicide Severity Rating Scale (C-SSRS) Score

C-SSRS: interview-based instrument to systematically assess suicidal ideation (SI) and behavior, to assess whether participant experienced any of following: completed suicide, suicide attempt (response of "yes" on "actual attempt"), preparatory acts toward imminent suicidal behavior ("yes" on "preparatory acts or behavior", "aborted attempt" or "interrupted attempt"), suicidal ideation ("yes" on "wish to be dead", "non-specific active suicidal thoughts", "active SI with methods without intent to act or some intent to act, without or with specific plan and intent), any self-injurious behavior with no suicidal intent ("yes" on "has participant engaged in non-suicidal self-injurious behavior"). Here, percentage of participants with \>=1 positive behavior, participants with \>=1 positive ideations; no event were reported.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Number · Percentage of participants
Percentage of Participants Based on Columbia-Suicide Severity Rating Scale (C-SSRS) Score
Percentage of participantsEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Baseline: No Event79.894.8
Baseline: Suicidal ideation20.25.2
Baseline: Suicidal behavior00
Most Severe Post Baseline: No Event77.470.2
Most Severe Post Baseline: Suicidal ideation22.627.8
Most Severe Post Baseline: Suicidal behavior02.0
PrimaryNumber of Participants With Treatment-emergent Adverse Events (TEAEs)

An adverse event (AE) was any untoward medical occurrence in a clinical study participant administered a pharmaceutical (investigational or non-investigational) product. An AE does not necessarily have a causal relationship with the intervention. Any AE occurring at or after the initial administration of study intervention up to end of study was considered as treatment-emergent.

Time frame:
IND Phase: up to 4 weeks; OP/MA Phase: up to 78 months
Reported as:
Count of participants · Participants
Number of Participants With Treatment-emergent Adverse Events (TEAEs)
ParticipantsEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Number of Participants With Treatment-emergent Adverse Events (TEAEs)3461052
PrimaryChange From Baseline in Heart Rate

Change from baseline (predose) in heart rate were reported.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · beats per minute
Change From Baseline in Heart Rate
beats per minuteEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Heart Rate0.4 ± 9.520.8 ± 10.47
PrimaryChange From Baseline in Systolic and Diastolic Blood Pressure

Change from baseline in systolic and diastolic blood pressure were reported.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · Millimeters of mercury (mmHg)
Change From Baseline in Systolic and Diastolic Blood Pressure
Millimeters of mercury (mmHg)Esketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Systolic Blood Pressure0.4 ± 10.725.8 ± 12.68
Diastolic Blood Pressure0.3 ± 7.472.7 ± 8.78
PrimaryChange From Baseline in Respiratory Rate

Change from baseline in respiratory rate were reported.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · breaths per minute
Change From Baseline in Respiratory Rate
breaths per minuteEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Respiratory Rate-0.1 ± 2.51-0.4 ± 2.83
PrimaryChange From Baseline in Blood Oxygen Saturation

Change from baseline in blood oxygen saturation (predose) were reported.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · percentage of SpO2
Change From Baseline in Blood Oxygen Saturation
percentage of SpO2Esketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Blood Oxygen Saturation-0.1 ± 1.54-0.1 ± 1.63
SecondaryChange From Baseline in Montgomery Asberg Depression Rating Scale (MADRS) Total Score

MADRS measures depression severity, detects changes due to AD treatment. It consists of 10 items (evaluate apparent sadness, reported sadness, inner tension, sleep, appetite, concentration, lassitude, interest level, pessimistic thoughts, suicidal thoughts), scored from 0 (item not present or normal) to 6 (severe or continuous presence of the symptoms), summed for a total possible score of 0 to 60. Higher scores indicate more severe conditions. Negative change in score indicates improvement. Missing data was imputed using last observation carried forward (LOCF) method.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · score on a Scale
Change From Baseline in Montgomery Asberg Depression Rating Scale (MADRS) Total Score
score on a ScaleEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Montgomery Asberg Depression Rating Scale (MADRS) Total Score-12.8 ± 9.730.2 ± 9.93
SecondaryChange From Baseline in Participant-Reported Depressive Symptoms Using the Patient Health Questionnaire - 9 (PHQ-9) Total Score

Change from baseline in PHQ-9 total score were reported. The PHQ-9 was a 9-item, patient-reported outcome measure to assess depressive symptoms. The scale scores each of the 9 symptom domains of the Diagnostic and Statistical Manual of Mental Disorders. Each item was rated on a 4-point scale (0=not at all, 1=several days, 2=more than half the days, and 3=nearly every day). The participant's item responses were summed to provide a total score (range of 0 to 27) with higher scores indicating greater severity of depressive symptoms.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · score on a scale
Change From Baseline in Participant-Reported Depressive Symptoms Using the Patient Health Questionnaire - 9 (PHQ-9) Total Score
score on a scaleEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Participant-Reported Depressive Symptoms Using the Patient Health Questionnaire - 9 (PHQ-9) Total Score-5.8 ± 5.840.6 ± 6.22
SecondaryChange From Baseline in Clinical Global Impression-severity (CGI-S) Score

Change from baseline in clinical global impression-severity (CGI-S) score were reported. The CGI-S provides an overall clinician-determined summary measure of the severity of the participant's illness that takes into account all available information, including knowledge of the participant's history, psychosocial circumstances, symptoms, behavior, and the impact of the symptoms on the participant's ability to function. The CGI-S evaluates the severity of psychopathology on a scale of 1 to 7. Considering total clinical experience, a participant is assessed on severity of mental illness at the time of rating according to: 1 = normal (not at all ill); 2 = borderline mentally ill; 3 = mildly ill; 4 = moderately ill; 5 = markedly ill; 6 = severely ill; 7 = among the most extremely ill participants. Negative change in score indicates improvement.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Median · score on a scale
Change From Baseline in Clinical Global Impression-severity (CGI-S) Score
score on a scaleEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Clinical Global Impression-severity (CGI-S) Score-1.0 (-5.0 to 1)0.0 (-5 to 4)
SecondaryChange From Baseline in Sheehan Disability Scale (SDS) Total Score

Change from baseline in SDS total score were reported. The SDS, a patient-reported outcome measure, was a 5 item questionnaire which had been widely used and accepted for assessment of functional and associated disability impairment. The first three items assessed disruption of (1) work/school, (2) social life, and (3) family life/home responsibilities using a 0-10 rating scale. The score for the first three items were summed to create a total score of 0-30 where a higher score indicated greater impairment.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · score on a scale
Change From Baseline in Sheehan Disability Scale (SDS) Total Score
score on a scaleEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Sheehan Disability Scale (SDS) Total Score-6.4 ± 7.13-0.1 ± 8.35
SecondaryChange From Baseline in Participant-Reported Health-related Quality of Life as Assessed by EuroQol-5 Dimension-5 Level (EQ-5D-5L) Valuation Index Score (VAS)

Change from baseline in participant-reported health-related quality of life as assessed by EQ-5D-5L VAS was reported. The EQ-5D-5L is a standardized 2-part instrument for use as a measure of health outcome, primarily designed for self-completion by respondents. It essentially consists of the EQ-5D-5L descriptive system and the EQ-VAS. EQ-VAS self-rating records the respondent's own assessment of his/her overall health status at time of completion, on a scale of 0 (worst health you can imagine) to 100 (best health you can imagine). Positive change in score indicates improvement.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · score on a scale
Change From Baseline in Participant-Reported Health-related Quality of Life as Assessed by EuroQol-5 Dimension-5 Level (EQ-5D-5L) Valuation Index Score (VAS)
score on a scaleEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Participant-Reported Health-related Quality of Life as Assessed by EuroQol-5 Dimension-5 Level (EQ-5D-5L) Valuation Index Score (VAS)13.0 ± 18.050.7 ± 18.95
SecondaryChange From Baseline as Assessed by EQ 5D-5L: Sum Score

EQ-5D-5L consists of EQ-5D-5L descriptive system and EQ visual analogue scale (EQ-VAS). EQ-5D-5L descriptive system comprises of 5 dimensions: mobility, self-care, usual activities, pain/discomfort and anxiety/depression. Each has 5 levels of perceived problems (1-no problem, 2-slight problems, 3-moderate problems, 4-severe problems, 5-extreme problems). Participant selects answer for each of 5 dimensions considering response that best matches his/her health "today". Sum score ranges from 0 to 100 where, sum score = (sum of the scores from the 5 dimensions minus 5) \*5. Higher score indicates worst health state.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · score on a scale
Change From Baseline as Assessed by EQ 5D-5L: Sum Score
score on a scaleEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline as Assessed by EQ 5D-5L: Sum Score-10.4 ± 12.812.9 ± 15.88
SecondaryChange From Baseline in Participant- Reported Health Related Quality of Life Using the Quality of Life in Depression Scale (QLDS)

Change from baseline in participant- reported health related quality of life using the QLDS. The QLDS is a disease-specific validated patient-reported outcome (PRO) measure which assesses the impact that depression has on a participant's quality of life. It is a 34-item self-rated questionnaire which consists of dichotomous response questions, with the response being either True/Not True. Each statement on the QLDS is given a score of "1" or "0". A score of "1" is indicative of adverse quality of life. All item scores are summed to give a total score that ranges from 0 (good quality of life) to 34 (very poor quality of life). A higher score indicates a more severe condition.

Time frame:
IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months
Reported as:
Mean · score on a scale
Change From Baseline in Participant- Reported Health Related Quality of Life Using the Quality of Life in Depression Scale (QLDS)
score on a scaleEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
Change From Baseline in Participant- Reported Health Related Quality of Life Using the Quality of Life in Depression Scale (QLDS)-8.2 ± 8.470.1 ± 9.47

Adverse events

Collected over IND Phase: Baseline up to 4 weeks; OP/MA Phase: Baseline up to 78 months. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Esketamine Nasal Spray (IND Phase)1/458 (0.2%)5/458 (1.1%)318/458 (69.4%)
Esketamine Nasal Spray (OP/MA Phase)8/1,110 (0.7%)212/1,110 (19.1%)1,010/1,110 (91%)
Most frequent serious events
Showing 10 of 190
Most frequent serious events
EventEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
DepressionPsychiatric disorders0/45818/1110
Suicide AttemptPsychiatric disorders0/45815/1110
Suicidal IdeationPsychiatric disorders0/45811/1110
CholelithiasisHepatobiliary disorders0/45810/1110
Covid-19Infections and infestations0/4589/1110
PneumoniaInfections and infestations0/4587/1110
NephrolithiasisRenal and urinary disorders0/4586/1110
Atrial FibrillationCardiac disorders0/4585/1110
AnxietyPsychiatric disorders0/4585/1110
Back PainMusculoskeletal and connective tissue disorders2/4582/1110
Most frequent other events
Showing 10 of 48
Most frequent other events
EventEsketamine Nasal Spray (IND Phase)Esketamine Nasal Spray (OP/MA Phase)
HeadacheNervous system disorders70/458401/1110
DizzinessNervous system disorders95/458365/1110
NauseaGastrointestinal disorders82/458356/1110
DissociationPsychiatric disorders100/458272/1110
NasopharyngitisInfections and infestations13/458267/1110
SomnolenceNervous system disorders43/458253/1110
Back PainMusculoskeletal and connective tissue disorders5/458226/1110
DysgeusiaNervous system disorders77/458217/1110
VertigoEar and labyrinth disorders77/458198/1110
AnxietyPsychiatric disorders30/458197/1110

Baseline characteristics

Age, Continuous
Age, Continuous(years)Esketamine Nasal Spray
Mean49.6 ± 12.28
Sex: Female, Male
Sex: Female, Male(Participants)Esketamine Nasal Spray
Female764
Male384
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Esketamine Nasal Spray
Hispanic or Latino200
Not Hispanic or Latino922
Unknown or Not Reported26
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Esketamine Nasal Spray
American Indian or Alaska Native1
Asian45
Black or African American45
Native Hawaiian or Other Pacific Islander0
White996
More than one race10
Unknown or Not Reported22
Other29
Region of Enrollment
Region of Enrollment(Participants)Esketamine Nasal Spray
ARGENTINA71
AUSTRALIA16
AUSTRIA4
BELGIUM18
BRAZIL100
BULGARIA50
CANADA15
CZECH REPUBLIC90
ESTONIA9
FINLAND1
FRANCE23
GERMANY13
HUNGARY20
ITALY8
LITHUANIA2
MALAYSIA9
MEXICO46
POLAND101
SLOVAKIA9
SOUTH AFRICA48
SOUTH KOREA7
SPAIN41
SWEDEN65
TAIWAN22
TURKEY24
UNITED KINGDOM8
UNITED STATES328
08

Study locations

177 sites
  • Birmingham, Alabama, United States
  • Little Rock, Arkansas, United States
  • Garden Grove, California, United States
  • Glendale, California, United States
  • Oakland, California, United States
  • Orange, California, United States
  • San Diego, California, United States
  • San Rafael, California, United States
  • Hartford, Connecticut, United States
  • New Haven, Connecticut, United States
  • Gainesville, Florida, United States
  • Miami, Florida, United States
  • Orlando, Florida, United States
  • Atlanta, Georgia, United States
  • Chicago, Illinois, United States
  • Hoffman Estates, Illinois, United States
  • Joliet, Illinois, United States
  • Maywood, Illinois, United States
  • Skokie, Illinois, United States
  • Iowa City, Iowa, United States
  • Wichita, Kansas, United States
  • Lake Charles, Louisiana, United States
  • Shreveport, Louisiana, United States
  • Baltimore, Maryland, United States
  • Gaithersburg, Maryland, United States
  • Boston, Massachusetts, United States
  • New Bedford, Massachusetts, United States
  • Watertown, Massachusetts, United States
  • Worcester, Massachusetts, United States
  • Rochester Hills, Michigan, United States
  • O'Fallon, Missouri, United States
  • Saint Charles, Missouri, United States
  • Omaha, Nebraska, United States
  • Cedarhurst, New York, United States
  • New York, New York, United States
  • Staten Island, New York, United States
  • Hickory, North Carolina, United States
  • Cincinnati, Ohio, United States
  • Oklahoma City, Oklahoma, United States
  • Allentown, Pennsylvania, United States
  • Media, Pennsylvania, United States
  • Philadelphia, Pennsylvania, United States
  • Lincoln, Rhode Island, United States
  • Providence, Rhode Island, United States
  • Charleston, South Carolina, United States
  • Austin, Texas, United States
  • Dallas, Texas, United States
  • Houston, Texas, United States
  • Wichita Falls, Texas, United States
  • Charlottesville, Virginia, United States
  • Waukesha, Wisconsin, United States
  • Banfield, Argentina
  • Ciudad Autonoma de Buenos Aires, Argentina
  • Ciudad Autónoma De Buenos Aires, Argentina
  • Cordoba, Argentina
  • La Plata, Argentina
  • Mendoza, Argentina
  • Rosario, Argentina
  • Caulfield, Australia
  • Elizabeth Vale, Australia
  • Frankston, Australia
  • Vienna, Austria
  • Aalst, Belgium
  • Brugge, Belgium
  • Brussel, Belgium
  • Heusden-Zolder, Belgium
  • Liège, Belgium
  • Yvoir, Belgium
  • Belo Horizonte, Brazil
  • Curitiba, Brazil
  • Fortaleza, Brazil
  • Passo Fundo, Brazil
  • Porto Alegre, Brazil
  • Recife, Brazil
  • Rio de Janeiro, Brazil
  • Sao Bernardo do Campo, Brazil
  • Sao Paulo, Brazil
  • Bourgas, Bulgaria
  • Kardzhali, Bulgaria
  • Pazardzhik, Bulgaria
  • Pleven, Bulgaria
  • Plovdiv, Bulgaria
  • Rousse, Bulgaria
  • Sofia, Bulgaria
  • Varna, Bulgaria
  • Vancouver, British Columbia, Canada
  • Kingston, Ontario, Canada
  • Ottawa, Ontario, Canada
  • Toronto, Ontario, Canada
  • Brno, Czechia
  • Plzen, Czechia
  • Prague, Czechia
  • Praha 10, Czechia
  • Praha 2, Czechia
  • Praha 6, Czechia
  • Tallinn, Estonia
  • Tartu, Estonia
  • Kuopio, Finland
  • Clermont-Ferrand Cedex 1, France
  • Douai, France

Showing the first 100 of 177 sites across 26 countries.

09

References and documents

Publications

  • Starr HL, Abell J, Larish A, Lewis S, DeMuro C, Gogate J, Jamieson C, Daly E, Zaki N, Kramer M. Self-reported review of the value of esketamine in patients with treatment-resistant depression: Understanding the patient experience in the STRIVE Study. Psychiatry Res. 2020 Nov;293:113376. doi: 10.1016/j.psychres.2020.113376. Epub 2020 Aug 8. PubMed 32818917 ↗

Study documents

  • Study protocol · Oct 5, 2020
  • Statistical analysis plan · Feb 14, 2023

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Apr 29, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02782104
Lead sponsor
Janssen Research & Development, LLC
Responsible party
Sponsor
First posted
May 25, 2016
Start date
Jun 9, 2016
Primary completion
Dec 30, 2022
Completion
Dec 30, 2022
Results posted
Feb 20, 2024
Last update
Apr 29, 2025

Study contacts

Janssen Research & Development, LLC Clinical Trial
study director · Janssen Research & Development, LLC

Oversight

Data monitoring committee
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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