ClinicalTrials.gg
TerminatedNCT02318901PembroMabUpdated Oct 21, 2019Results posted

Pembrolizumab and Monoclonal Antibody Therapy in Advanced Cancer

A Phase 1/2 interventional study of Pembrolizumab and Trastuzumab in Advanced Cancer, Breast Cancer and Gastric Cancer, sponsored by Western Regional Medical Center. Terminated at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2019-10-21.

Sponsored by Western Regional Medical Center · Phase 1/2, Interventional, and Treatment

Why this study was terminated
PI no longer at sight. Results not collected
Phase
Phase 1/2
Study type
Interventional
Enrollment
16
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
01

Study summary

There will be two phase II cohorts for pembro plus trastuzumab: one cohort will be for patients with unresectable HER2 overexpressing gastric or GEJ cancers, the other cohort will be for patients with HER2 overexpressing metastatic breast cancer (MBC). The pembro plus ado-trastuzumab emtansine phase II arm will be for patients with HER2 overexpressing MBC. There will be two phase II cohorts for pembro plus cetuximab: one cohort will be for patients with HNSCC, the other cohort will be for patients with K-ras, B-raf, N-ras wildtype metastatic CRC.

Read the detailed description

Pembrolizumab 2mg/kg administered intravenously over 30 minutes every 3 weeks. Pembrolizumab will be infused prior to the start of the assigned monoclonal antibody (Mab) arm. .

Dosing for the Mab arms will begin as follows:

Arm 1: Cycle length is 21 days. Intravenous (i.v.) trastuzumab 6 mg/kg on day 1 every 21 days.

Arm 2: Cycle length is 21 days. i.v. ado-trastuzumab emtansine 3.6 mg/kg on day 1 every 21 days.

Arm 3: Cycle length is 21 days. i.v. cetuximab 400 mg/m2 on cycle 1 day 1, then i.v. cetuximab 250 mg/m2 on day 8. Each subsequent cycle will be i.v. cetuximab 250 mg/m2 on days 1 and 8 every 21 days.

02

Conditions studied

  • Advanced Cancer
  • Breast Cancer
  • Gastric Cancer
  • Esophageal Cancer
  • Colorectal Cancer
03

In context

Breast Neoplasms

14,825 studies on the registry are indexed under Breast Neoplasms; 3,319 are open to participants now.

This study's enrollment of 16 is below the median of 72 across 10,896 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

Western Regional Medical Center is the lead sponsor of 23 studies on the registry; none are open to participants now.

Of its 6 completed or terminated interventional studies of FDA-regulated products, 6 (100%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Eligibility criteria

Inclusion Criteria:

  1. Patient has definitive or cytologically confirmed unresectable or solid tumor.
  2. Patient has one or more tumor measurable as defined by 1.1 by CT scan (or PET/CT, if patient is allergic to CT contrast media).
  3. Patients can be enrolled only on one of the treatment arms on this trial.
  4. The investigator will select the appropriate treatment arm for the patient with the following requirements: (a) Patients cannot have had prior progression or intolerance to a specific Mab and then enrolled on an arm with that same Mab plus pembro, (b) The Mab on the arm selected must be considered standard of care or listed in the NCCN guidelines (www.nccn.org) for that cancer type. For Arm 1, patients with overexpressing MBC eligible for maintenance trastuzumab are allowed after taxane plus trastuzumab plus pertuzumab combination therapy.
  5. Have recovered from acute toxicities of prior treatment:

    1. > 3 weeks must have elapsed since receiving any agent.
    2. > 2 weeks must have elapsed since receiving any radiotherapy, or ≥ 3 weeks or 5 half-lives whichever is shorter for treatment with cytotoxic or biologic agents ( ≥ 6 weeks for mitomycin or nitrosoureas). Chronic treatment with non-investigational gonadotropin-releasing hormone analogs or other hormonal or supportive care is permitted.
  6. Patient has adequate biological parameters as demonstrated by the following blood counts at time of screening:
  7. (ANC) > 1500 mm3, count ≥ 100×109 L, ≥ 9 g/dL.
  8. Serum creatinine ≤2.0, total ≤ 2 mg/dL, /ALT ≤ 5 times the (ULN) range
  9. Thyroid stimulating hormone (TSH) within institutional normal limits. If TSH is above the upper limit of normal range, then a free T4 within institutional normal limits is acceptable.
  10. Persistent prior systemic therapy non-hematologic AE grade ≥ 2 (except alopecia or correctable electrolyte abnormality with supplementation)
  11. Patient has a performance status (KPS) ≥ 70.
  12. Women of (i.e., women who are pre-menopausal or not surgically sterile) must be willing to use an acceptable method (abstinence, oral contraceptive or double barrier method) for the duration of the study and for 30 days following the last dose of study drug, and must have a negative urine or serum pregnancy test within 2 weeks prior to beginning treatment on this trial.

Inclusion criteria for Phase II only:

  1. Patients must have unresectable HER2 overexpressing gastric or GEJ cancers to be enrolled on Cohort 1 of the pembro plus trastuzumab phase II portion.
  2. Patients must have HER2 overexpressing MBC to be enrolled on Cohort 2 of the pembro plus trastuzumab phase II portion.
  3. Patients must have HER2 overexpressing MBC to be enrolled on pembro plus ado-trastuzumab emtansine phase II portion.
  4. Patients must have HNSCC to be enrolled on Cohort 1 of the pembro plus cetuximab phase II portion.
  5. Patients must have K-ras, B-raf, N-ras wildtype CRC to be enrolled on Cohort 2 of the pembro plus cetuximab phase II portion.

Exclusion Criteria:

  1. Active clinically serious infection > (version 4.03) Grade 2.
  2. Serious non-healing wound, ulcer, or bone fracture.
  3. Patient has known , unless previously treated and well-controlled for at least 1 month (defined as clinically stable, no edema, no and stable in 2 scans at least 4 weeks apart).
  4. Inability to complete process and adhere to the protocol treatment plan and follow-up requirements.
  5. Patient has known active infection with , , or (patients are NOT required to be tested for the presence of such viruses prior to therapy on this protocol).
  6. Requiring daily corticosteroid dose ≥ 10 mg prednisone or equivalent per day.
  7. Patient has undergone major surgery, other than diagnostic surgery (e.g., surgery done to obtain a for diagnosis without removal of an organ), within 4 weeks prior to Day 1 of treatment in this study.
  8. Patient has a history of allergy or to any of the study drugs or any of their , or the patient exhibits any of the events outlined in the or Special Warnings and Precautions sections of the product or comparator SmPC or Prescribing Information.
  9. Patient has serious medical risk factors involving any of the major organ systems, or serious psychiatric disorders, which could compromise the patient's safety or the study data integrity.
  10. Patient will be receiving any other anti-cancer therapy during participation in this trial.
  11. Prior treatment with pembro. Receipt of other inhibitors or PD-L1 inhibitors is allowed.
  12. Active or prior documented disease requiring systemic treatment within the past 2 years.

Exclusion Criteria for phase II portion only:

  1. Patients with a history of more than one primary cancer, with the exception of: a) curatively resected nonmelanomatous skin cancer; b) curatively treated cervical carcinoma in-situ; or c) other primary solid tumor treated with curative intent and no known active disease present and no treatment administered during the 2 years prior to enrollment.
Terms in these criteria, in plain language(27)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Histologically or cytologically confirmed

The diagnosis was confirmed by looking at a sample under a microscope: tissue from a biopsy or surgery (histology), or cells from a fluid or needle sample (cytology).

Your pathology report is the document that shows this.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

RECIST

The standard rules for measuring tumours on CT or MRI scans, to tell whether a cancer is shrinking, stable or growing during treatment.

“Measurable disease per RECIST 1.1” usually means at least one tumour 10 mm or more at its longest on a CT scan, or a lymph node 15 mm or more across its short axis.

HER2

HER2 is a protein, made from the ERBB2 gene, that drives the growth of some cancers. A study may look for a level of the protein, extra copies of the gene, or a particular change in it.

In breast cancer, protein tests are read as HER2-positive, HER2-low or HER2-negative; other cancers use their own rules. Check which test result the study requires.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Absolute neutrophil count (ANC)

The number of neutrophils, white blood cells that help fight infection, in a given amount of blood. Too few raises the risk of infection.

It is a count, not a percentage of the white cells. Limits are written in units that mean the same: ≥ 1.5 × 10⁹/L is ≥ 1,500 per mm³ (µL). Each lab has its own reference range.

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

Bilirubin

A yellow substance made when red blood cells are broken down, which the liver clears. A high level can mean a problem with the liver or the bile ducts.

Criteria often allow more for people with Gilbert’s syndrome, a harmless inherited condition that raises bilirubin.

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

ULN (upper limit of normal)

The top of the normal range for a blood test, as set by the laboratory that runs it. Each lab prints its own range next to your result.

“≤ 2.5 × ULN” means the result can be up to two and a half times that top value.

Karnofsky performance status (KPS)

A 0–100 scale of how well someone can carry out everyday activities. 100 is no complaints and no signs of illness; 70 is able to look after yourself but not to work or keep up normal activity; 50 is needing considerable help and frequent medical care.

Studies often ask for 60 or 70 and above. Your doctor gives the score.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

CTCAE grade

The US National Cancer Institute’s scale of how severe an adverse event is — any unwanted medical event during a study, such as a symptom, an illness or an abnormal test result, whether or not a treatment caused it. Whether it did is judged separately.

1
Mild.
2
Moderate.
3
Severe.
4
Life-threatening.
5
Death due to the event.

“Side effects of earlier treatment resolved to grade 1 or less” means they have settled to mild or gone.

Brain metastases

Cancer deposits in the brain from a cancer that started elsewhere in the body (CNS metastases include the spinal cord).

Studies differ: some leave out any brain metastases, some accept ones treated and stable for some weeks. Check what this study allows.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Hepatitis C tests

Hepatitis C is a virus that infects the liver. An HCV antibody test can stay positive after an infection has cleared (and is occasionally positive without one); an HCV RNA test shows whether the virus is there now.

After treatment, hepatitis C counts as cured when HCV RNA is still undetectable 12 weeks or more after the treatment ended. Studies often accept people cured this way.

Biopsy and archival tissue

A biopsy takes a small piece of tissue to examine. “Archival tissue” is a sample already taken, for example at diagnosis, and kept by the hospital.

Whether a stored sample will do depends on when it was taken, how much there is and what the study needs. Ask whether the study accepts your stored sample or needs a new biopsy.

Hypersensitivity

An allergy, or another reaction of the immune system, to a substance. “Hypersensitivity to the study drug” means a known allergic reaction to it — not every side effect a medicine can have.

Excipients

The other ingredients in a medicine besides the active drug, such as fillers, colours or preservatives.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

PD-1, PD-L1 and checkpoint inhibitors

PD-1, PD-L1 and CTLA-4 are proteins that act as brakes on the immune system. Checkpoint inhibitors, such as pembrolizumab or nivolumab, block them so the immune system can attack a cancer.

PD-L1 can also be measured in a tumour sample. Some scores count stained tumour cells only (TPS); others also count certain immune cells (CPS). The study names the score and the minimum it uses.

Autoimmune disease

A condition in which the immune system attacks the body’s own tissues, such as rheumatoid arthritis, lupus, psoriasis, type 1 diabetes or inflammatory bowel disease.

Immunotherapy studies often leave out active autoimmune disease, and some name exceptions, such as thyroid disease on replacement hormone. Check the exceptions this study lists.

05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
16 participants (actual)

Study arms

  • Experimental
    Arm 1

    Pembrolizumab 2mg/kg administered intravenously over 30 minutes every 3 weeks. Intravenous (i.v.) trastuzumab 6 mg/kg on day 1 every 21 days.

    Drug: Pembrolizumab · Drug: Trastuzumab

  • Experimental
    Arm 2

    Pembrolizumab 2mg/kg administered intravenously over 30 minutes every 3 weeks. i.v. ado-trastuzumab emtansine 3.6 mg/kg on day 1 every 21 days.

    Drug: Pembrolizumab · Drug: ado-trastuzumab emtansine

  • Experimental
    Arm 3

    Pembrolizumab 2mg/kg administered intravenously over 30 minutes every 3 weeks. i.v. cetuximab 400 mg/m2 on cycle 1 day 1, then i.v. cetuximab 250 mg/m2 on day 8. Each subsequent cycle will be i.v. cetuximab 250 mg/m2 on days 1 and 8 every 21 days.

    Drug: Pembrolizumab · Drug: Cetuximab

Interventions

06

What researchers measure

Primary outcomes

  1. Determine the Recommended Phase 2 Dose (RP2D) of Monoclonal Antibody Therapy (Mab) in Combination With Pembrolizumab (Pembro) in Subjects With Advanced Cancer

    PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

    Time frame: 3 weeks

Secondary outcomes

  1. Frequency of Grade 3 or Higher Treatment-related Adverse Events by CTCAE 4.03

    PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

    Time frame: up to 12 months

  2. Response Rate by irRC and Response Evaluation Criteria in Solid Tumors (RECIST) 1.1 Criteria

    PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

    Time frame: 12 weeks

  3. To Determine the Overall Survival (OS) and Progression-free Survival (PFS)

    PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

    Time frame: up to 12 months

  4. To Characterize Changes in Circulating Tumor DNA in Patients Enrolled on This Study

    PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

    Time frame: up to 12 months

  5. Textural Changes Identified on Imaging That is Done Per Routine Practice

    PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

    Time frame: 12 weeks

07

Results

Posted Nov 2, 2018

Participant flow

Participant flow — Overall Study
MilestoneArm 1Arm 2Arm 3
Started5110
Completed000
Not completed5110

Outcome measures

PrimaryDetermine the Recommended Phase 2 Dose (RP2D) of Monoclonal Antibody Therapy (Mab) in Combination With Pembrolizumab (Pembro) in Subjects With Advanced Cancer

PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

Time frame:
3 weeks

No measurements were reported for this outcome.

SecondaryFrequency of Grade 3 or Higher Treatment-related Adverse Events by CTCAE 4.03

PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

Time frame:
up to 12 months

No measurements were reported for this outcome.

SecondaryResponse Rate by irRC and Response Evaluation Criteria in Solid Tumors (RECIST) 1.1 Criteria

PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

Time frame:
12 weeks

No measurements were reported for this outcome.

SecondaryTo Determine the Overall Survival (OS) and Progression-free Survival (PFS)

PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

Time frame:
up to 12 months

No measurements were reported for this outcome.

SecondaryTo Characterize Changes in Circulating Tumor DNA in Patients Enrolled on This Study

PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

Time frame:
up to 12 months

No measurements were reported for this outcome.

SecondaryTextural Changes Identified on Imaging That is Done Per Routine Practice

PI left site. Study was prematurely terminated. No additional study items were conducted including, data collection, results or statistical analysis completed.

Time frame:
12 weeks

No measurements were reported for this outcome.

Adverse events

Collected over PI no longer at site. Results not collected. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Arm 1———
Arm 2———
Arm 3———

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Arm 1Arm 2Arm 3Total
<=18 years0000
Between 18 and 65 years511016
>=65 years0000
Age, Continuous
Age, Continuous(years)Arm 1Arm 2Arm 3Total
Mean52 (44 to 64)6258 (35 to 67)57 (35 to 67)
Sex: Female, Male
Sex: Female, Male(Participants)Arm 1Arm 2Arm 3Total
Female101011
Male4105
Race and Ethnicity Not Collected
Race and Ethnicity Not Collected(Participants)Arm 1Arm 2Arm 3Total
Count of participants———0
Region of Enrollment
Region of Enrollment(Participants)Arm 1Arm 2Arm 3Total
United States511016
08

Study locations

1 site
  • Western Regional Medical Center/Cancer Treatment Center of America
    Goodyear, Arizona 85338, United States
09

References and documents

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: No

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from Oct 2014 to primary completion in Aug 2018, 46 months.

Results were first posted in Nov 2018, 3 months after primary completion.

How these figures are worked out, and which studies are left out of them.

Registered
Dec 8, 2014
First posted
Dec 17, 2014
StartActual
Oct 2014
Primary completionActual
Aug 2018
CompletionActual
Aug 2018
Results first posted
Nov 2, 2018
Last update
Oct 21, 2019
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Oct 21, 2019, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02318901
Lead sponsor
Western Regional Medical Center
Responsible party
Sponsor
First posted
Dec 17, 2014
Start date
Oct 2014
Primary completion
Aug 2018
Completion
Aug 2018
Results posted
Nov 2, 2018
Last update
Oct 21, 2019

Study contacts

Jordan Waypa, FNP
study director · Western Regional Medical Center
Alan Tan, MD
principal investigator · Western Regional Medical Center

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is terminated, as verified in Oct 2019. You cannot join it, but the record below documents what was studied.

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Discussion

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Studies of the drugs tested here: Pembrolizumab · Trastuzumab · Cetuximab

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