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CompletedNCT02122952Updated Sep 15, 2022Results posted

Gene Transfer Clinical Trial for Spinal Muscular Atrophy Type 1

A Phase 1 interventional study of AVXS-101 in Spinal Muscular Atrophy 1, sponsored by Novartis Gene Therapies. Completed at 1 site in United States. Open to participants aged Up to 6 Months. Per ClinicalTrials.gov, last updated 2022-09-15.

Sponsored by Novartis Gene Therapies · Phase 1, Interventional, and Treatment

Phase
Phase 1
Study type
Interventional
Enrollment
15
Allocation
Non-randomized
Ages
Up to 6 Months
Sex
All
01

Study summary

The purpose of this trial is to evaluate safety and efficacy of intravenous delivery of AVXS-101 as a treatment of spinal muscular atrophy Type 1 (SMN1).

Read the detailed description

The study will evaluate safety and efficacy of gene therapy in spinal muscular atrophy Type 1 (SMA1) patients. SMA is caused by low levels of the survival motor neuron (SMN) protein, and affects all muscles in the body. There is no effective treatment for SMA and current drug therapy has been unsuccessful in stabilizing or reversing this disease. Only supportive care is currently possible.

Open-label, dose-escalation clinical trial of AVXS-101 injected intravenously through a peripheral limb vein. Short-term safety will be evaluated over a two year period. Patients will be tested at baseline and return for follow up visits on days 7, 14, 21, 30, followed by once every month through 12 months post dose, and then every three months through two (2) years post infusion. Unscheduled visits may occur if the PI determines that they are necessary.

The primary analysis for efficacy will be assessed when all patients reach 13.6 months of age (a database lock will be performed at the time point at which all patients reach 13.6 months of age). A follow-up safety analysis will be completed at the time point at which the last patient reaches 24 months post-dose.

Upon completion of the 2-year study period, patients will be monitored annually as per standard of care for up to 15 years.

02

Conditions studied

  • Spinal Muscular Atrophy 1

Keywords

  • Gene Transfer
  • Gene Therapy
  • Adeno-associated virus
  • Survival Motor Neuron
  • SMN
  • AAV9
03

In context

Muscular Atrophy

494 studies on the registry are indexed under Muscular Atrophy; 94 are open to participants now.

This study's enrollment of 15 is below the median of 33 across 335 interventional studies indexed under Muscular Atrophy.

Browse Muscular Atrophy studies →

Lead sponsor

Novartis Gene Therapies is the lead sponsor of 8 studies on the registry; none are open to participants now.

Of its 5 completed or terminated interventional studies of FDA-regulated products, 5 (100%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
Up to 6 Months
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Six or nine months of age and younger (depending on cohort) on day of vector infusion with Type 1 SMA as defined by the following features:

    • Diagnosis of SMA based on gene mutation analysis with bi-allelic SMN1 mutations (deletion or point mutations) and 2 copies of SMN2.
    • Onset of disease at birth up to 6 months of age.
    • Hypotonia by clinical evaluation with delay in motor skills, poor head control, round shoulder posture and hypermobility of joints.

Exclusion criteria

Exclusion Criteria:

  • Active viral infection (includes HIV or serology positive for hepatitis B or C)
  • Use of invasive ventilatory support (tracheotomy with positive pressure)* or pulse oximetry \<95% saturation.
  • Patients may be put on non-invasive ventilator support (BiPAP) for less than 16 hours a day at the discretion of their physician or research staff.
  • Concomitant illness that in the opinion of the PI creates unnecessary risks for gene transfer
  • Concomitant use of any of the following drugs: drugs for treatment of myopathy or neuropathy, agents used to treat diabetes mellitus, or ongoing immunosuppressive therapy or immunosuppressive therapy within 3 months of starting the trial (e.g. corticosteroids, cyclosporine, tacrolimus, methotrexate, cyclophosphamide, intravenous immunoglobulin, rituximab)
  • Patients with Anti-AAV9 antibody titers >1:50 as determined by ELISA binding immunoassay.
  • Abnormal laboratory values considered clinically significant (GGT > 3XULN, bilirubin ≥ 3.0 mg/dL , creatinine ≥ 1.8 mg/dL, Hgb \< 8 or > 18 g/Dl; WBC > 20,000 per cmm) Participation in a recent SMA treatment clinical trial that in the opinion of the PI creates unnecessary risks for gene transfer.
  • Family does not want to disclose patient's study participation with primary care physician and other medical providers.
  • Patient with signs of aspiration based on a swallowing test and unwilling to use an alternative method to oral feeding.
  • Patients with a single base substitution in SMN2 (c.859G>C in exon 7) will be excluded based on predicted mild phenotype.
05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Single group
Masking
None (open label)
Enrollment
15 participants (actual)

Study arms

  • Experimental
    Cohort 1

    6.7 X 10\^13 vg/kg of AVXS-101 delivered one-time through a venous catheter inserted into a peripheral vein (n=3)

    Biological: AVXS-101

  • Experimental
    Cohort 2

    2.0 X 10\^14 vg/kg of AVXS-101 delivered one-time through a venous catheter inserted into a peripheral vein (n=12)

    Biological: AVXS-101

Interventions

  • BiologicalAVXS-101

    Self-complementary AAV9 carrying the SMN gene under the control of a hybrid CMV enhancer/chicken-β-actin promoter

    Also known as: Zolgensma

06

What researchers measure

Primary outcomes

  1. Number of Participants That Experienced One Grade III or Higher Unanticipated, Treatment-related Toxicity That Presents With Clinical Symptoms and Requires Medical Treatment

    Time frame: 2 years

Secondary outcomes

  1. Number of Participants Who Experienced Permanent Ventilation or Death

    Permanent ventilation was defined as the requirement of ≥ 16-hour respiratory assistance, including non-invasive ventilatory support, per day continuously for ≥ 2 weeks in the absence of an acute reversible illness, excluding perioperative ventilation.

    Time frame: Up to 13.6 months of age

  2. Percent Change From Baseline in Mean Children's Hospital of Philadelphia Infant Test of Neuromuscular Disorders (CHOP-INTEND) Score

    Score ranges from 0 to 64, where 64 is the maximum possible score. A higher score is indicative of higher/better motor function. CHOP-INTEND assessments were discontinued once patients achieved higher functioning status, so the number of available data points decreased over time.

    Time frame: Baseline to 24 months post-dose

  3. Number of Participants With Assessed Improvement in Motor Function

    Improvement in motor function was determined by achievement of developmental milestones, specifically achievement of ability to sit unassisted for at least 30 seconds, determined by physical therapist and confirmed by an independent central video reviewer. Achievement of functional independent sitting was defined as the ability to maintain a sitting position independently for at least 30 seconds as confirmed per video evaluation by an expert central reviewer based on videos taken either at scheduled visits or provided by the parent/legal guardian.

    Time frame: 24 months post-dose

07

Results

Posted May 10, 2019
Limitations and caveats
Link to the full study results: https://www.novctrd.com/ctrdweb/trialresult/trialresults/pdf?trialResultId=17849

Participant flow

Recruitment period May 2014 - Dec 2015

Participant flow — Overall Study
MilestoneCohort 1Cohort 2
Started312
Completed312
Not completed00

Outcome measures

PrimaryNumber of Participants That Experienced One Grade III or Higher Unanticipated, Treatment-related Toxicity That Presents With Clinical Symptoms and Requires Medical Treatment
Time frame:
2 years
Reported as:
Count of participants · Participants
Number of Participants That Experienced One Grade III or Higher Unanticipated, Treatment-related Toxicity That Presents With Clinical Symptoms and Requires Medical Treatment
ParticipantsCohort 1Cohort 2
Number of Participants That Experienced One Grade III or Higher Unanticipated, Treatment-related Toxicity That Presents With Clinical Symptoms and Requires Medical Treatment13
SecondaryNumber of Participants Who Experienced Permanent Ventilation or Death

Permanent ventilation was defined as the requirement of ≥ 16-hour respiratory assistance, including non-invasive ventilatory support, per day continuously for ≥ 2 weeks in the absence of an acute reversible illness, excluding perioperative ventilation.

Time frame:
Up to 13.6 months of age
Reported as:
Count of participants · Participants
Number of Participants Who Experienced Permanent Ventilation or Death
ParticipantsCohort 1Cohort 2
Number of Participants Who Experienced Permanent Ventilation or Death00
SecondaryPercent Change From Baseline in Mean Children's Hospital of Philadelphia Infant Test of Neuromuscular Disorders (CHOP-INTEND) Score

Score ranges from 0 to 64, where 64 is the maximum possible score. A higher score is indicative of higher/better motor function. CHOP-INTEND assessments were discontinued once patients achieved higher functioning status, so the number of available data points decreased over time.

Time frame:
Baseline to 24 months post-dose
Reported as:
Mean · Percentage Change
Percent Change From Baseline in Mean Children's Hospital of Philadelphia Infant Test of Neuromuscular Disorders (CHOP-INTEND) Score
Percentage ChangeCohort 1Cohort 2
Percent Change From Baseline in Mean Children's Hospital of Philadelphia Infant Test of Neuromuscular Disorders (CHOP-INTEND) Score—30.7 ± 145.61
SecondaryNumber of Participants With Assessed Improvement in Motor Function

Improvement in motor function was determined by achievement of developmental milestones, specifically achievement of ability to sit unassisted for at least 30 seconds, determined by physical therapist and confirmed by an independent central video reviewer. Achievement of functional independent sitting was defined as the ability to maintain a sitting position independently for at least 30 seconds as confirmed per video evaluation by an expert central reviewer based on videos taken either at scheduled visits or provided by the parent/legal guardian.

Time frame:
24 months post-dose
Reported as:
Count of participants · Participants
Number of Participants With Assessed Improvement in Motor Function
ParticipantsCohort 1Cohort 2
Number of Participants With Assessed Improvement in Motor Function09
Statistical analysis
  • Cohort 1 vs Cohort 2 · One-sided Exact Binomial Test · p = <0.001

Adverse events

Collected over Adverse events were collected from the single dose of study treatment until 24 months post dose. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Cohort 10/3 (0%)3/3 (100%)3/3 (100%)
Cohort 20/12 (0%)10/12 (83.3%)12/12 (100%)
Most frequent serious events
Showing 10 of 30
Most frequent serious events
EventCohort 1Cohort 2
pneumoniaInfections and infestations0/37/12
parainfluenzae virus infectionInfections and infestations1/32/12
respiratory syncytial virus bronchiolitisInfections and infestations1/32/12
transaminases increasedInvestigations1/31/12
bronchitisInfections and infestations1/30/12
influenzaInfections and infestations1/30/12
respiratory failureRespiratory, thoracic and mediastinal disorders1/30/12
pneumonia respiratory syncytial viralInfections and infestations1/32/12
upper respiratory tract infectionInfections and infestations0/33/12
rhinovirus infectionInfections and infestations0/32/12
Most frequent other events
Showing 10 of 111
Most frequent other events
EventCohort 1Cohort 2
upper respiratory tract infectionInfections and infestations1/39/12
vomitingGastrointestinal disorders0/38/12
otitis mediaInfections and infestations2/32/12
pyrexiaGeneral disorders1/37/12
constipationGastrointestinal disorders1/36/12
nasal congestionRespiratory, thoracic and mediastinal disorders0/36/12
gastroesophageal reflux diseaseGastrointestinal disorders1/35/12
gastroenteritis viralInfections and infestations0/35/12
coughRespiratory, thoracic and mediastinal disorders0/35/12
rashSkin and subcutaneous tissue disorders0/35/12

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Cohort 1Cohort 2Total
<=18 years31215
Between 18 and 65 years000
>=65 years000
Age, Continuous
Age, Continuous(months)Cohort 1Cohort 2Total
Mean6.33 ± 0.7513.42 ± 2.0634.00 ± 2.209
Sex: Female, Male
Sex: Female, Male(Participants)Cohort 1Cohort 2Total
Female279
Male156
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Cohort 1Cohort 2Total
Not Hispanic or Latino31013
Hispanic or Latino022
Region of Enrollment
Region of Enrollment(participants)Cohort 1Cohort 2Total
United States31215
SMN2 copy number = 2
SMN2 copy number = 2(Participants)Cohort 1Cohort 2Total
Count of participants31215
bi-allelic deletions of SMN1
bi-allelic deletions of SMN1(Participants)Cohort 1Cohort 2Total
Count of participants31215
Exon 7 gene modifier mutation
Exon 7 gene modifier mutation(Participants)Cohort 1Cohort 2Total
Count of participants000
08

Study locations

1 site
  • Nationwide Children's Hospital
    Columbus, Ohio 43205, United States
09

References and documents

Publications

  • Bevan AK, Duque S, Foust KD, Morales PR, Braun L, Schmelzer L, Chan CM, McCrate M, Chicoine LG, Coley BD, Porensky PN, Kolb SJ, Mendell JR, Burghes AH, Kaspar BK. Systemic gene delivery in large species for targeting spinal cord, brain, and peripheral tissues for pediatric disorders. Mol Ther. 2011 Nov;19(11):1971-80. doi: 10.1038/mt.2011.157. Epub 2011 Aug 2. PubMed 21811247 ↗
  • Bevan AK, Hutchinson KR, Foust KD, Braun L, McGovern VL, Schmelzer L, Ward JG, Petruska JC, Lucchesi PA, Burghes AH, Kaspar BK. Early heart failure in the SMNDelta7 model of spinal muscular atrophy and correction by postnatal scAAV9-SMN delivery. Hum Mol Genet. 2010 Oct 15;19(20):3895-905. doi: 10.1093/hmg/ddq300. Epub 2010 Jul 16. PubMed 20639395 ↗
  • Foust KD, Wang X, McGovern VL, Braun L, Bevan AK, Haidet AM, Le TT, Morales PR, Rich MM, Burghes AH, Kaspar BK. Rescue of the spinal muscular atrophy phenotype in a mouse model by early postnatal delivery of SMN. Nat Biotechnol. 2010 Mar;28(3):271-4. doi: 10.1038/nbt.1610. Epub 2010 Feb 28. PubMed 20190738 ↗
  • Foust KD, Nurre E, Montgomery CL, Hernandez A, Chan CM, Kaspar BK. Intravascular AAV9 preferentially targets neonatal neurons and adult astrocytes. Nat Biotechnol. 2009 Jan;27(1):59-65. doi: 10.1038/nbt.1515. Epub 2008 Dec 21. PubMed 19098898 ↗
  • Day JW, Mendell JR, Mercuri E, Finkel RS, Strauss KA, Kleyn A, Tauscher-Wisniewski S, Tukov FF, Reyna SP, Chand DH. Clinical Trial and Postmarketing Safety of Onasemnogene Abeparvovec Therapy. Drug Saf. 2021 Oct;44(10):1109-1119. doi: 10.1007/s40264-021-01107-6. Epub 2021 Aug 12. Erratum In: Drug Saf. 2022 Feb;45(2):191-192. doi: 10.1007/s40264-021-01130-7. PubMed 34383289 ↗
  • Lowes LP, Alfano LN, Arnold WD, Shell R, Prior TW, McColly M, Lehman KJ, Church K, Sproule DM, Nagendran S, Menier M, Feltner DE, Wells C, Kissel JT, Al-Zaidy S, Mendell J. Impact of Age and Motor Function in a Phase 1/2A Study of Infants With SMA Type 1 Receiving Single-Dose Gene Replacement Therapy. Pediatr Neurol. 2019 Sep;98:39-45. doi: 10.1016/j.pediatrneurol.2019.05.005. Epub 2019 May 13. PubMed 31277975 ↗
  • Dabbous O, Maru B, Jansen JP, Lorenzi M, Cloutier M, Guerin A, Pivneva I, Wu EQ, Arjunji R, Feltner D, Sproule DM. Survival, Motor Function, and Motor Milestones: Comparison of AVXS-101 Relative to Nusinersen for the Treatment of Infants with Spinal Muscular Atrophy Type 1. Adv Ther. 2019 May;36(5):1164-1176. doi: 10.1007/s12325-019-00923-8. Epub 2019 Mar 16. PubMed 30879249 ↗
  • Al-Zaidy S, Pickard AS, Kotha K, Alfano LN, Lowes L, Paul G, Church K, Lehman K, Sproule DM, Dabbous O, Maru B, Berry K, Arnold WD, Kissel JT, Mendell JR, Shell R. Health outcomes in spinal muscular atrophy type 1 following AVXS-101 gene replacement therapy. Pediatr Pulmonol. 2019 Feb;54(2):179-185. doi: 10.1002/ppul.24203. Epub 2018 Dec 12. PubMed 30548438 ↗
  • Mendell JR, Al-Zaidy S, Shell R, Arnold WD, Rodino-Klapac LR, Prior TW, Lowes L, Alfano L, Berry K, Church K, Kissel JT, Nagendran S, L'Italien J, Sproule DM, Wells C, Cardenas JA, Heitzer MD, Kaspar A, Corcoran S, Braun L, Likhite S, Miranda C, Meyer K, Foust KD, Burghes AHM, Kaspar BK. Single-Dose Gene-Replacement Therapy for Spinal Muscular Atrophy. N Engl J Med. 2017 Nov 2;377(18):1713-1722. doi: 10.1056/NEJMoa1706198. PubMed 29091557 ↗

Study documents

  • Study protocol · Apr 21, 2016
  • Statistical analysis plan · Nov 30, 2016

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Sep 15, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02122952
Lead sponsor
Novartis Gene Therapies
Responsible party
Sponsor
First posted
Apr 25, 2014
Start date
May 5, 2014
Primary completion
Dec 15, 2017
Completion
Dec 15, 2017
Results posted
May 10, 2019
Last update
Sep 15, 2022

Study contacts

Jerry R Mendell, MD
principal investigator · The Research Institute at Nationwide Children's Hospital

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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