ClinicalTrials.gg
Status unknownNCT01696591Updated Oct 1, 2012

The Long-Term Safety and Efficacy Follow-Up Study of Subjects Who Completed the Phase I Clinical Trial of Neurostem®-AD

An observational study in Alzheimer Disease, Dementia and Brain Diseases, sponsored by Duk Lyul Na. Status unknown at 1 site in Korea, Republic of. Open to participants aged 50 Years to 75 Years. Per ClinicalTrials.gov, last updated 2012-10-01.

Sponsored by Duk Lyul Na · Observational

The sponsor has not verified this record recently (last verified Sep 2012), so the status shown — last known as Recruiting — may be out of date.
Study type
Observational
Model
Case-control
Time perspective
Prospective
Enrollment
14
Ages
50 Years to 75 Years
Sex
All
01

Where this study stands

Counted across the records on this site · 2026-11-12

Among 174 studies in Alzheimer Disease with a site in Korea, Republic of — 34 open to participants now, 46 under way, 16 of them phase 3. Alzheimer Disease · Korea, Republic of.

Planned enrollment
17th of 17
14 · median 500
Started
2012
with 6 others
Observational
17 of 174
4 open now
Registered
41st of 174
by date

Among the 174 studies in Alzheimer Disease with a site in Korea, Republic of, this one is the 17th largest by planned enrollment of the 17 observational ones that give a count, is one of 7 that started in 2012, is one of 17 observational ones, and was the 41st registered.

Alzheimer Disease

3,965 studies on the registry are indexed under Alzheimer Disease; 926 are open to participants now.

This study's planned enrollment of 14 is below the median of 200 across 814 observational studies indexed under Alzheimer Disease.

Browse Alzheimer Disease studies →

Open to participants now

34 of the 174 studies in Alzheimer Disease with a site in Korea, Republic of are open now.

All 34 open studies →

A study can be open while its sites in Korea, Republic of have not opened yet or have stopped. Only those recruiting at a site in Korea, Republic of →

Who these studies take

Of the 641 Alzheimer Disease studies recruiting now, 283 (44%) set no upper age limit and 54 (8%) stop at 75 or younger; 34 take children under 18; 283 take healthy volunteers.

This study: 50 Years to 75 Years · all sexes · no healthy volunteers.

The full table on the hub →
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Watch this landscapeDownload CSVNarrow it in search →With an account: a weekly mail of what changed among 174 studies in Alzheimer Disease with a site in Korea, Republic of, or all of them as a file.
02

Study summary

The purpose of the study is to determine the long-term safety and exploratory efficacy of NEUROSTEM®-AD, administered via an open brain surgery to subjects with dementia of the Alzheimer's type, who were eligible for and enrolled in the earlier part of the phase I. Aside from the subjects who completed the earlier part of the Phase I, 3 additional subjects with comparable demographics and disease characteristics as the treatment group will be enrolled into a control group, followed-up for 3 months, and compared for various disease progression indicators with the treatment group.

The hypothesis is that NEUROSTEM®-AD is safe and effective in the treatment of dementia of the Alzheimer's type.

Read the detailed description

This is a long-term follow up study of the earlier part of the phase I, during which the safe and effective dose(safety) of NEUROSTEM®-AD was determined for implantation into the brains of subjects with Dementia of the Alzheimer's type. Subjects with Dementia of the Alzheimer's type, who signed the informed consent form and meet the eligibility criteria, were implanted with a single dose of NEUROSTEM®-AD, hUBC-MSCs, into the brain. The subjects were hospitalized for 5 to 10 days following the surgical implantation and were observed for acute adverse events: Gradient echo MRI within the the 24 hours post-op, vital signs, clinical laboratory tests, chest x-rays within Day 2. On Day 14, DLT was assessed, and the subjects were followed up on the safety and disease progression of dementia (of the Alzheimer's type) for 12 weeks post-implantation.

In this part of the study, the subjects described above will be followed-up for upto Month 24, and 3 additional subjects with comparable demographics and disease characteristics as the treatment group (refer to Inclusion/Exclusion Criteria) will be enrolled as a control group, followed up for 3 months and compared with the treatment group for various indicators of the disease progression.

03

Conditions studied

  • Alzheimer Disease
  • Dementia
  • Brain Diseases
  • Central Nervous System Diseases
  • Nervous System Diseases
  • Tauopathies
  • Neurodegenerative Diseases
  • Delirium, Dementia, Amnestic, Cognitive Disorders
  • Mental Disorders

Keywords

  • Alzheimer, Mesenchymal Stem Cells, Umbilical Cord Blood
04

Who can participate

Ages eligible
50 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

The patients, who were administered with NEUROSTEM®-AD in the earlier part of the Phase I study, will be compared with the patients, who have similar demographics and disease characteristics as the subjects in the test group but have not been treated with NEUROSTEM®-AD.

Eligibility criteria

TEST GROUP

Inclusion Criteria:

  • Subjects who have enrolled and completed the Phase I cliical trial: The Safety and The Efficacy Evaluation of NEUROSTEM®-AD in Patients With Alzheimer's Disease
  • Subjects who are willing to participate in the study and sign the consent form

Exclusion Criteria:

  • Females who are pregnant or nursing
  • Subjects who have participated in another clinical study within the 3 months prior to the initiation of this study
  • Subjects who are restricted from undergoing exams perfomed during the study (i.e. MRI, CT, or PET screening)
  • Subjects who the principal investigator considers inappropriate for participation in the study due to any reasons other than those listed above

CONTROL GROUP

Inclusion Criteria:

  • Patients with a moderate alzheimer's disease, diagnosed with a dementia of alzheimer's type, according to the DSM-VI and NINCDS-ADRDA criteria, and shows amyloid-positive in a PIB-PET

Exclusion Criteria:

  • Subjects with a psychological disease (i.e. depression, schizophrenia, bipolar disorder, etc)
  • Subjects with a dementia caused by other degenerative neurological diseases (infection of the CNS, such as or Syphilis), head trauma, Creutzfeld-Jacob disease, Pick's disease, Huntington's disease, and Parkinson's disease)
  • Subjects with a vascular dementia as determined by the clinical criteria of DSM IV and the imaging criteria of Erkinjuntii
  • Subjects with severe white matter hyperintensities (WMH); Severe WMH is defined as, according to Clinical Research Center for Dementia of South Korea, a condition in which the deep white matter is 25 mm or greater and the periventricular capping/banding is 10 mm or greater in lengths.
  • Subjects with a history of stroke within the 3 months prior to the study enrollment
  • Subjects with a severe liver disease (/AST values are higher than twice the normal range)
  • Subjects with a severe renal disease (1.5mg/dL or more of serum creatinine)
  • Pregnant or lactating women
  • Subjects with abnormal findings of the clinical laboratory values at Visit 1:
  • \< 9.5g/dL in male \< 9.0 g/dL in female
  • Total WBC count \< 3000/mm3
  • Total ≥ 3 mg/dL
  • Subjects with a suspected active lung disease, based on the chest X-ray result at Visit 1
  • Females of childbearing age who does not practice medically acceptable method of during the study
  • Subjects who have previously failed Screening for participation in this study
  • Subjects who have participated in another clinical study within the 3 months prior to the initiation of this study
  • Subjects with a bleeding disorder ( count \< 150,000/mm3; PT ≥ 1.5; or aPTT ≥ 1.5 X control
  • Subjects with a cancer (including brain tumor)
  • Subjects with a history of alcohol or drug abuse
  • Subjects who are restricted from undergoing exams perfomed during the study (i.e. MRI, CT, or PET screening)
  • Patients who the principal investigator considers inappropriate for participation in the study due to any reasons other than those listed above
Terms in these criteria, in plain language(7)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

Bilirubin

A yellow substance made when red blood cells are broken down, which the liver clears. A high level can mean a problem with the liver or the bile ducts.

Criteria often allow more for people with Gilbert’s syndrome, a harmless inherited condition that raises bilirubin.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

INR, PT and aPTT (clotting tests)

Blood tests of how long blood takes to clot. The INR is the prothrombin time (PT) put on a common scale; about 1 is usual for someone not taking a blood thinner.

Criteria often make an exception for people on a blood thinner such as warfarin, whose INR is raised on purpose.

05

Study design

Observational model
Case-control
Time perspective
Prospective
Enrollment
14 participants (estimated)

Groups and cohorts

  • NEUROSTEM®-AD

    A single administration of human umbilical cord blood-derived mesenchymal stem cells through a brain surgery DOSE A - 250,000 cells per entry site, 3 million cells per brain; DOSE B - 500,000 cells per entry site, 6 million cells per brain

    Biological: NEUROSTEM®-AD

  • Control Group

    A group of subjects with comparable demographics (age and gender) and disease characteristics \[Clinical Dementia Rating Scale Sum of Boxes (CDR-SOB)\] as the NEUROSTEM®-AD-treated group, but did not receive the treatment with NEUROSTEM®-AD and were continued on conventional therapy. Restrictions in the concurrent use of drug therapy are as follows: Patients are, in principle, permitted to continue the drug therapy they were on prior to the enrollment, for the treatment of concurrent illnesses other than Dementia, such as hypertension, diabetes mellitus, or hyperlipidemia. For drugs used in the treatment of dementia, behavior-modifying drugs can be added to the pharmacological regimen of a subject during the course of the study. However, adding a new cognitive enhancer, such as donepezil, memantine, galantamine, rivastigmine, is not permitted while dose adjustment is permitted given that the drug had been in use prior to the initiation of the study.

Interventions

  • BiologicalNEUROSTEM®-AD

    NEUROSTEM®-AD was administered to eligible subjects in the early part of the Phase I clinical study. In this follow-up study, no intervention will be performed.

    Also known as: human umbilical cord blood-derived mesenchymal stem cells (hUCB-MSCs)

06

What researchers measure

Primary outcomes

  1. Safety

    Incidence rate ot adverse events (vital signs, physical examination, mixed lymphocyte reaction, and laboratory tests)

    Time frame: upto 24 months post-op

Secondary outcomes

  1. Efficacy

    Primary Efficacy Variable: ADAS-cog response rate, ADAS-cog response is defined as when ADAS-cog score at the end of the study is not worse than the Baseline score. Secondary Efficacy Variables: * Changes in Seoul Instrumental Activities of Daily Living (S-IADL) * Changes in Mini Mental State Examination Korean verson (K-MMSE) * Changes in Caregiver-administered Neuropsuchiatric Inventory * Changes in Alzheimer's Disease Assessment Scale-Cognitive Subscale (ADAS-Cog) * Changes in CMRglc: regional cerebral metabolic rate for glucose (FDG-PET)

    Time frame: upto 24 months post-op

07

Study locations

1 of 1 sites recruiting
  • Samsung Medical Center
    Seoul, 135-710, Korea, Republic of
    Recruiting
08

References and documents

Publications

  • Kim HJ, Seo SW, Chang JW, Lee JI, Kim CH, Chin J, Choi SJ, Kwon H, Yun HJ, Lee JM, Kim ST, Choe YS, Lee KH, Na DL. Stereotactic brain injection of human umbilical cord blood mesenchymal stem cells in patients with Alzheimer's disease dementia: A phase 1 clinical trial. Alzheimers Dement (N Y). 2015 Jul 26;1(2):95-102. doi: 10.1016/j.trci.2015.06.007. eCollection 2015 Sep. PubMed 29854930 ↗
09

Timeline

Tracking since Sep 25, 2026
Not marked actual or estimatedDates not marked actual or estimated

The record gives a start of Mar 2012, a primary completion of Sep 2013 and a completion of Sep 2013. It does not say whether these dates are actual or estimated.

How these figures are worked out, and which studies are left out of them.

Registered
Sep 7, 2012
First posted
Oct 1, 2012
Start
Mar 2012
Primary completionEst.
Sep 2013
CompletionEst.
Sep 2013
Last update
Oct 1, 2012
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Oct 1, 2012, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT01696591
Lead sponsor
Duk Lyul Na
Collaborators
Medipost Co Ltd.
Responsible party
Duk Lyul Na (Professor of Neurology, Sungkyunkwan University School of Medicine, Samsung Medical Center) — Sponsor-investigator
First posted
Oct 1, 2012
Start date
Mar 2012
Primary completion
Sep 2013 (estimated)
Completion
Sep 2013 (estimated)
Last update
Oct 1, 2012

Study contacts

Duk-Lyul Na, MD, PhD
Contact
dukna@naver.com
+82-2-3410-3594
Duk L. Na, MD,PhD
principal investigator · Samsung Medical Center

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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This study is status unknown, as verified in Sep 2012. You cannot join it, but the record below documents what was studied.

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