ClinicalTrials.gg
RecruitingNCT07342478Updated Nov 10, 2026

ROCKET-CLL Global Phase 3 Study: Rocbrutinib vs Pirtobrutinib in cBTKi-Pretreated R/R CLL/SLL

A Phase 3 interventional study of Rocbrutinib and Pirtobrutinib in CLL / SLL, CLL (Chronic Lymphocytic Leukemia) and CLL, Refractory, sponsored by Newave Pharmaceutical Inc. Recruiting at 7 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-11-10.

Primary conditionLeukemia, Lymphocytic, Chronic, B-CellRegistry: Leukemia, B-CellReclassifiedWhy we changed it
Registry
Leukemia, B-Cell — the first condition term the registry derived for this study.
ClinicalTrials.gg
Leukemia, Lymphocytic, Chronic, B-Cell
Why
  1. The study's listed conditions name Leukemia, Lymphocytic, Chronic, B-Cell, a narrower term within Leukemia, B-Cell.
Confidence
High: the new condition is named in the study's own listed conditions. Of 351 hand-checked studies reclassified this way, 68% were exactly right and 84% in the right disease family; the registry's first term was right for 5% (measured 2026-10-21). How we classify →
Wrong?
Tell us the study's main condition →

Sponsored by Newave Pharmaceutical Inc (part of Lupeng Pharmaceutical Ltd.) · Phase 3, Interventional, and Treatment

From the registry’s dates

  • Started Apr 2026; still recruiting 6 months later.
Updated Nov 10, 2026Site recruiting status changed1 site addedGo to Updates ↓
Phase
Phase 3
Study type
Interventional
Enrollment
306
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

This is a Phase 3, randomized, open-label, multicenter study comparing rocbrutinib (LP-168) versus pirtobrutinib in adult participants with relapsed or refractory chronic lymphocytic leukemia (CLL) or small lymphocytic lymphoma (SLL) who have previously received a covalent Bruton's tyrosine kinase inhibitor (cBTKi). Approximately 306 participants will be randomized 1:1 to receive rocbrutinib 200 mg orally once daily or pirtobrutinib 200 mg orally once daily, administered continuously in 28-day cycles until disease progression, unacceptable toxicity, withdrawal of consent, or other discontinuation criteria are met. Randomization will be stratified by presence of del(17p)/TP53 mutation (yes/no), reason for discontinuation of prior cBTKi therapy (toxicity vs disease progression), prior exposure to a BCL2 inhibitor (yes/no), and region (United States/China/rest of world). The primary endpoint is progression-free survival (PFS) assessed by an independent review committee (IRC) using iwCLL 2018 criteria for CLL and Lugano 2014 criteria for SLL. Key secondary objectives include overall survival, overall response rate, time-to-event outcomes, and safety/tolerability; exploratory objectives include health-related quality of life and biomarker assessments.

Read the detailed description

Chronic lymphocytic leukemia (CLL) and small lymphocytic lymphoma (SLL) are indolent B-cell malignancies characterized by accumulation of mature but dysfunctional lymphocytes. Covalent Bruton's tyrosine kinase inhibitors (cBTKis) have substantially improved outcomes for patients with CLL/SLL; however, disease progression on cBTKi therapy or intolerance leading to treatment discontinuation remains an important clinical challenge. Patients who discontinue cBTKi therapy due to progression have limited therapeutic options and may experience poor outcomes. Therefore, effective and well-tolerated therapies are needed for participants with relapsed or refractory (R/R) CLL/SLL who have previously received a covalent BTK inhibitor.

Rocbrutinib (LP-168) is a selective next-generation inhibitor of BTK, that can irreversibly inhibit WT BTK, and reversibly inhibit C481 mutated BTK, with activity against known resistance mutations for non-covalent BTKi, under investigation for the treatment of CLL/SLL. Pirtobrutinib is an oral BTK inhibitor with regulatory approval for adults with R/R CLL/SLL who have previously received a covalent BTK inhibitor (cBTKi). This Phase 3 study is designed to compare the efficacy and safety of rocbrutinib versus pirtobrutinib in adult participants with cBTKi-pretreated R/R CLL/SLL.

This is a Phase 3, randomized, open-label, multicenter study conducted at approximately 100 sites globally. Approximately 306 participants will be randomized in a 1:1 ratio to receive rocbrutinib (LP-168) or pirtobrutinib. Eligible participants are adults with confirmed R/R CLL or SLL who require therapy and have received prior treatment with a cBTKi. Participants may have received additional prior systemic therapies, including prior exposure to a BCL2 inhibitor. Key exclusion criteria include central nervous system involvement by CLL/SLL and clinically significant cardiovascular conditions, including uncontrolled arrhythmias and clinically relevant QTc prolongation.

Participants randomized to the investigational arm will receive rocbrutinib 200 mg orally once daily. Participants randomized to the active comparator arm will receive pirtobrutinib 200 mg orally once daily. Study treatments will be administered continuously in 28-day cycles until disease progression, unacceptable toxicity, withdrawal of consent, or other protocol-defined discontinuation criteria. Crossover between treatment arms is not permitted.

Randomization will be stratified based on prognostic and treatment-history factors, including: (1) del(17p) and/or TP53 mutation status, (2) reason for discontinuation of prior cBTKi therapy, (3) prior exposure to a BCL2 inhibitor, and (4) geographic region.

The primary endpoint is progression-free survival (PFS). PFS will be assessed by an independent review committee (IRC) to provide objective evaluation of disease status. Response and progression for participants with CLL will be assessed according to iwCLL 2018 criteria, while participants with SLL will be assessed using Lugano 2014 criteria.

Key secondary efficacy endpoints include overall survival (OS), overall response rate (ORR), duration of response (DOR), time to next treatment (TTNT), and event-free survival (EFS). Additional secondary objectives include characterization of the safety and tolerability of rocbrutinib relative to pirtobrutinib. Safety will be assessed through evaluation of adverse events (AEs), serious adverse events (SAEs), adverse events of special interest, deaths, physical examinations, vital signs, electrocardiograms, and clinical laboratory assessments. AEs will be graded using National Cancer Institute Common Terminology Criteria for Adverse Events (NCI CTCAE) version 5.0. In addition, population pharmacokinetics will be evaluated to characterize exposure-response relationships.

Exploratory objectives include evaluation of patient-reported outcomes and health-related quality of life, as well as biomarker assessments aimed at characterizing disease biology, mechanisms of response and resistance, and potential predictors of clinical benefit.

02

Conditions studied

  • CLL / SLL
  • CLL (Chronic Lymphocytic Leukemia)
  • CLL, Refractory
  • CLL, Relapsed
  • SLL (Small Lymphocytic Lymphoma)
  • SLL
  • CLL
  • CLL Progression

Keywords

  • Rocbrutinib
  • LP-168
  • Pirtobrutinib
  • Jaypirca
  • Phase 3
  • Randomized
  • Open-label
  • Relapsed or refractory
  • CLL
  • SLL
  • CLL/SLL
  • Chronic lymphocytic leukemia
  • Small lymphocytic lymphoma
  • Covalent BTK inhibitor pretreated
  • cBTKi pretreated / cBTKi-exposed
  • BTK inhibitor
  • Non-covalent BTK inhibitor
  • Next-generation BTKi
  • Dual-binding BTKi
  • Fourth-generation BTKi
  • Oral once daily
  • Progression-free survival
  • PFS
  • Independent review committee
  • IRC-assessed
  • iwCLL 2018
  • Lugano 2014
  • del(17p)
  • TP53 mutation
  • Prior BCL2 inhibitor exposure
  • eason for prior BTKi discontinuation (progression vs intolerance)
  • Global
03

In context

Leukemia, Lymphocytic, Chronic, B-Cell Reclassified

2,036 studies on the registry are indexed under Leukemia, Lymphocytic, Chronic, B-Cell; 237 are open to participants now.

This study's planned enrollment of 306 is above the median of 39 across 1,603 interventional studies indexed under Leukemia, Lymphocytic, Chronic, B-Cell.

Browse Leukemia, Lymphocytic, Chronic, B-Cell studies →

Lead sponsor

Newave Pharmaceutical Inc is the lead sponsor of 4 studies on the registry; 3 are open to participants now.

Compared within Leukemia, Lymphocytic, Chronic, B-Cell, this study's primary condition as ClinicalTrials.gg classifies it; the registry's first condition term is Leukemia, B-Cell. The counts are of registry records indexed under each term, refreshed daily. How we classify →

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Age ≥18 years;
  • confirmed CLL/SLL iwCLL 2018;
  • disease requiring treatment;
  • Previously treated with including a covalent BTK inhibitor;
  • ;
  • 0-2;
  • Adequate marrow, hepatic, and renal function;
  • TP53 mutation status confirmed by NGS;
  • 17p deletion status confirmed by FISH;

Exclusion criteria

Exclusion Criteria:

  • Prior ncBTKi or BTK degraders;
  • Richter's transformation;
  • Confirmed prolymphocytic leukemia;
  • Uncontrolled comorbidities or infections;
  • Known CNS involvement by CLL/SLL;
  • Prior requiring active treatment (except certain adequately treated cancers) per protocol;
  • Pregnancy or breastfeeding;
  • Concomitant medications or conditions prohibited by protocol (e.g., strong drug-drug interaction risk);
Terms in these criteria, in plain language(6)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Histologically or cytologically confirmed

The diagnosis was confirmed by looking at a sample under a microscope: tissue from a biopsy or surgery (histology), or cells from a fluid or needle sample (cytology).

Your pathology report is the document that shows this.

Relapsed and refractory

Relapsed: the illness came back after treatment had worked. Refractory: it did not respond to treatment, or stopped responding while still on it.

Line of therapy

A line of therapy is one course of treatment, which may combine several drugs. First-line is the first course given; second-line follows when that stops working or is not tolerated.

“Two prior lines” means two courses that count separately under the study’s rules — not simply two drugs. Ask the study team if you are unsure how yours are counted.

Measurable disease

The amount of disease can be tracked with a defined measurement, so the study can see whether it shrinks or grows. It might be a tumour measured on a scan or, in some blood cancers such as myeloma, a marker measured in blood or urine.

The criteria or the study team say which measurement counts — having no tumour visible on a scan does not by itself rule you out.

ECOG performance status

A scale of how much an illness limits everyday activity. For people being assessed to join a study, scores run from 0 (fully active) to 4; lower is more active.

0
Fully active, no restrictions.
1
Limited in strenuous activity, but walking and able to do light work, such as housework or office work.
2
Walking and able to look after yourself, but unable to work; up and about more than half of waking hours.
3
Able to look after yourself only in part; in bed or a chair more than half of waking hours.
4
Unable to look after yourself at all; in bed or a chair all day.

Studies most often ask for 0–1 or 0–2. Your doctor gives the score; the WHO scale uses the same steps. The full scale also has 5, which records death.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

05

Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
306 participants (estimated)

Study arms

  • Experimental
    Rocbrutinib

    200mg daily

    Drug: Rocbrutinib

  • Active comparator
    Pirtobrutinib

    200mg daily

    Drug: Pirtobrutinib

Interventions

  • The new generation, highly potent, ultra-selective BTK inhibitor with covalent and non-covalent dual binding mechanism, targeting both WT BTK and mutant BTK

  • Pirtobrutinib is a non-covalent BTK inhibitor.

06

What researchers measure

Primary outcomes

  1. PFS assessed by IRC

    Progression-Free Survival assessed by independent review committee. PFS is defined as the time from the date of randomization to disease progression or death from any cause, whichever occurs first. Those who do not experience disease progression or death at the time of analysis are censored according to the last evaluation time point.

    Time frame: From randomization until disease progression or death from any cause, assessed up to approximately 4 years.

Secondary outcomes

  1. OS

    Overall survival is defined as the time from the date of randomization to death from any cause. Those who did not die during the analysis were censored according to the last date the subject is known to be alive.

    Time frame: From randomization until death from any cause, assessed up to approximately 4 years

  2. PFS assessed by INV

    Progression free survival assessed by investigator

    Time frame: From randomization until disease progression or death from any cause, assessed up to approximately 4 years.

  3. ORR

    Overall response rate

    Time frame: From randomization until disease progression, assessed up to approximately 4 years

  4. DOR

    Duration of response

    Time frame: From first documented response until disease progression or death, assessed up to approximately 4 years

  5. TTNT

    Time to next treatment

    Time frame: From randomization to start of next anti-CLL/SLL treatment, assessed up to approximately 4 years.

  6. EFS

    Event free survival

    Time frame: From randomization until an event occurs, assessed up to approximately 4 years.

  7. Safety and tolerability

    Safety and tolerability will be assessed by the incidence, severity, and relationship of adverse events (AEs) and serious adverse events (SAEs), including deaths; adverse events leading to dose modification or discontinuation; and changes in clinical laboratory parameters. Adverse events will be graded per NCI CTCAE v5.0, with specific monitoring for clinically significant cardiac arrhythmias and bleeding events.

    Time frame: From first dose through 30 days after the last dose of study treatment (up to approximately 4 years)

Other outcomes

  1. Health related quality of Life

    Health-related quality of life (HRQoL) will be assessed using validated patient-reported outcome (PRO) questionnaires to evaluate participants' functioning and symptoms over time. HRQoL endpoints will include change from baseline in overall health status and selected symptom and function domains. For the Global Health Status/QoL and functional scales, higher scores indicate better quality of life and functioning. For symptom scales/items, higher scores indicate greater symptom burden (worse symptoms).

    Time frame: From baseline through end of treatment and follow-up, assessed up to approximately 4 years.

07

Study locations

6 of 7 sites recruiting
  • Orchard Healthcare Research
    Skokie, Illinois 60077, United States
    Recruiting
  • The Center for Cancer and Blood Disorders-Bethesda
    Bethesda, Maryland 20817, United States
    Recruiting
  • Optum Medical Group (Rhodes) P.C.
    Las Vegas, Nevada 89102, United States
    Recruiting
  • Duke Adult Blood and Marrow Clinic
    Durham, North Carolina 27705, United States
    Recruiting
  • OSU Comprehensive Cancer Center
    Columbus, Ohio 43210, United States
    Not yet recruiting
  • UPMC Hillman Cancer Center
    Pittsburgh, Pennsylvania 15213, United States
    Recruiting
  • Medical Oncology Associates - Spokane
    Spokane, Washington 99208, United States
    Recruiting
08

References and documents

Individual participant data

Plan to share: Undecided

No publications or documents are linked to this record.

09

Updates

1 registry update since Sep 25, 2026
Sites
1 site added. UPMC Hillman Cancer Center is now Recruiting
Show site
  • Duke Adult Blood and Marrow Clinic · Durham, United States
Nov 10, 2026
Show all 1 update
  1. Nov 10, 2026
    1 site added. UPMC Hillman Cancer Center is now Recruiting
    Show site
    • Duke Adult Blood and Marrow Clinic · Durham, United States
    + 1 other change: verification date

From the registry record's own update history. This site started tracking changes on Sep 25, 2026; for anything earlier, see the record history on ClinicalTrials.gov ↗

10

Registry details

Key details

Study ID
NCT07342478
Responsible party
Sponsor
First posted
Jan 15, 2026
Start date
Apr 23, 2026
Primary completion
Oct 30, 2029 (estimated)
Completion
Jul 30, 2030 (estimated)
Last update
Nov 10, 2026

Study contacts

Anna Y Chen, M.D., Ph.D.
Contact
ROCKET-CLL@newavepharma.com
1-206-335-3820
Stephen Anthony, D.O.
Contact
ROCKET-CLL@newavepharma.com
1-509-847-5646

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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