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RecruitingNCT07132021Updated May 4, 2026

Efficacy of Trans-auricular Vagus Nerve Stimulation on Upper Extremity Motor Recovery in Stroke Survivors

An interventional study of Active taVNS and Sham taVNS in Stroke, sponsored by Universidade Federal de Pernambuco. Recruiting at 1 site in Brazil. Open to participants aged 18 Years to 75 Years. Per ClinicalTrials.gov, last updated 2026-05-04.

Sponsored by Universidade Federal de Pernambuco · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
30
Allocation
Randomized
Ages
18 Years to 75 Years
Sex
All
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Study summary

The aim of this clinical trial is to determine if trans-auricular vagus nerve stimulation (taVNS) is effective in improving upper extremity function in stroke survivors. The primary objectives include: Investigating whether taVNS improves motor function in stroke survivors. The secondary objectives include: Assessing any potential side effects associated with the method. Investigating taVNS effects on daily routine functions and spasticity Researchers will conduct a comparative analysis between taVNS and a sham procedure (which mimics the stimulation without any actual effect) to assess its effectiveness. Participants in the trial will: Undergo taVNS combined with physical therapy or a sham procedure with physical therapy daily over a two-week period.

02

Conditions studied

  • Stroke

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Keywords

  • trans-auricular vagus nerve stimulation
  • stroke
  • upper extremity function
03

Who can participate

Ages eligible
18 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

Patients aged between 18 and 75 years, with motor impairment in the upper extremity caused by unilateral ischemic or hemorrhagic stroke with stroke onset within the last five years.

Exclusion criteria

Exclusion Criteria:

  • Patients with any contraindication to taVNS, peripheral upper extremity injuries, use of medication affecting cortical excitability in the past 3 months, use of botulinum toxin in the past 3 months, presence of any other neurological disorder, or significant cognitive deficits.
04

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Triple (Participant, Investigator, Outcomes assessor)
Enrollment
30 participants (estimated)

Study arms

  • Experimental
    Active transcutaneous vagus nerve stimulation stimulation (taVNS)

    Device: Active taVNS

  • Sham comparator
    Sham transcutaneous vagus nerve stimulation stimulation (s-tAVNS)

    Device: Sham taVNS

Interventions

  • DeviceActive taVNS

    Protocol uses a 25 Hz frequency with 500 μs pulse width in biphasic configuration, operating at a 1:1 duty cycle with current intensity set to the maximum tolerable level without inducing pain. The total stimulation duration is 60 minutes. The stimulation is combined with physical therapy focused on upper extremity function.

  • DeviceSham taVNS

    Physical therapy focused on upper extremity function with masking for transcutaneous vagus nerve stimulation

05

What researchers measure

Primary outcomes

  1. Upper extremity Motor Function (Fugl-Meyer Assessment - Upper Extremity)

    The Fugl-Meyer Assessment for Upper Extremity (FMA-UE) will be used to evaluate motor impairment and recovery of the paretic upper extremity. It consists of items from sections III and IV, assessing motor function, coordination, and speed, with a maximum score of 66 points. Higher scores indicate lower motor impairment. A minimal clinically important difference (mCID) is defined as a change (Δ) of 5 or more points between baseline and post-intervention scores.

    Time frame: Baseline (Day 0), mid-intervention (day 5) and post-intervention (day 10)

Secondary outcomes

  1. Manual Dexterity (Box and Block Test)

    The Box and Block Test (BBT) will assess manual dexterity of the paretic upper extremity. It counts the number of wooden blocks (2.5 x 2.5 x 2.5 cm) transferred from one compartment to another over a central divider within one minute. The minimal detectable change (MDC) is defined as a difference of 5 blocks per minute.

    Time frame: Baseline (Day 0), mid-intervention (day 5) and post-intervention (day 10)

  2. Independence (Functional Independence Measure)

    The Functional Independence Measure (FIM) assesses the level of independence through motor and cognitive subscales. Each item is scored from 1 to 7. Total score classifications: complete dependence (18-45), moderate independence (46-99), and complete independence (100-126). The MDC is defined as 17 points for the motor section, 3 points for the cognitive section, and 22 points for the total score.

    Time frame: Baseline (Day 0), mid-intervention (day 5) and post-intervention (day 10)

  3. Spasticity (Modified Ashworth Scale)

    The Modified Ashworth Scale (MAS) will assess spasticity in finger, wrist, elbow, and shoulder flexors of the paretic upper extremity. It uses a 6-point scale (0 to 5) to quantify muscle tone. The minimal clinically important difference (mCID) is defined as a reduction of at least one point in spasticity score.

    Time frame: Baseline (Day 0), mid-intervention (day 5) and post-intervention (day 10)

  4. Health-Related Quality of Life (Stroke-Specific Quality of Life Scale)

    The Stroke-Specific Quality of Life Scale (SS-QOL) assesses stroke-related quality of life across 12 domains, using 49 items. Scores range from 49 to 245, with higher scores indicating better quality of life. The MDC is 4.7 points for the total score, 2.1 for the physical subscore, and 2.8 for the psychosocial subscore.

    Time frame: Baseline (day 0), mid-intervention (day 5), post-intervention (day 10)

  5. Multidimensional Stroke Impact (Stroke Impact Scale)

    The Stroke Impact Scale (SIS) is a self-reported questionnaire assessing multiple consequences of stroke including strength, hand function, mobility, ADLs/IADLs, memory and thinking, communication, emotion, and social participation. It is designed to capture the broader impact of stroke on health and quality of life.

    Time frame: Baseline (Day 0), mid-intervention (Day 5), post-intervention (Day 10)

  6. Global Perception of Change (Patient Global Impression of Change)

    The Global Perception of Change Scale (also referred to as Patient Global Impression of Change - PGIC) assesses the participant's perceived improvement at post-intervention. It includes 7 options, ranging from "no change or condition worsened" to "a great deal better, considerable improvement that made all the difference". A higher value indicates a higher perceived improvement.

    Time frame: Baseline (Day 0), mid-intervention (Day 5), post-intervention (Day 10)

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Study locations

1 of 1 sites recruiting
  • Federal University of Pernambuco
    Recife, Pernambuco 50670-901, Brazil
    Recruiting
07

References and documents

Individual participant data

Plan to share: No

No publications or documents are linked to this record.

08

Registry details

Key details

Study ID
NCT07132021
Lead sponsor
Universidade Federal de Pernambuco
Collaborators
Fundação de Amparo à Ciência e Tecnologia de Pernambuco, Conselho Nacional de Desenvolvimento Científico e Tecnológico
Responsible party
Kátia Monte-Silva (Professor, Universidade Federal de Pernambuco) — Principal investigator
First posted
Aug 20, 2025
Start date
Aug 1, 2025
Primary completion
Sep 1, 2026 (estimated)
Completion
Dec 1, 2026 (estimated)
Last update
May 4, 2026

Study contacts

DANIEL G DE MELO, MsC
Contact
gmelodaniel@gmail.com
+5581995173332 ext. +55
Gabriel Barreto, PhD
Contact
gbarretoantonino@gmail.com
83996106134 ext. +55
Kátia Monte-Silva, PhD in Neurosciences
study director · Universidade Federal de Pernambuco

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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