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RecruitingNCT06855108CHIMEUpdated Jun 24, 2026

Caffeine for Hypoxic Ischemic Encephalopathy

A Phase 3 interventional study of Caffeine citrate oral solution and Oral placebo solution in Hypoxic Ischemic Encephalopathy (HIE), sponsored by NICHD Global Network for Women's and Children's Health. Recruiting at 7 sites in 6 countries. Open to participants aged Up to 6 Hours. Per ClinicalTrials.gov, last updated 2026-06-24.

Sponsored by NICHD Global Network for Women's and Children's Health · Phase 3, Interventional, and Treatment

From the registry’s dates

  • Started Apr 2026; still recruiting 7 months later.
Phase
Phase 3
Study type
Interventional
Enrollment
830
Allocation
Randomized
Ages
Up to 6 Hours
Sex
All
01

Study summary

CHIME is a randomized, parallel-arm, double-blind, placebo-controlled trial focused on infants with hypoxic ischemic encephalopathy (HIE). The trial will recruit neonates who are diagnosed with HIE within six hours after birth based on physiologic criteria (acidosis noted on an umbilical cord or early [\<1 hour] postnatal blood sample) and neurologic criteria (modified Sarnat exam consistent with encephalopathy). Following informed consent, and by six hours after birth, neonates with HIE will be randomized to one of two treatment arms and subsequently receive one 20 mg/kg dose of oral caffeine followed by two additional 10 mg/kg doses at 24-hour intervals or placebo of the same regimen (three total doses).

The goal of this clinical trial is to compare the incidence of all-cause mortality OR moderate to severe neurodevelopmental impairment (NDI) at 18-22 months between neonates with HIE who are randomized to oral caffeine or placebo. Our hypothesis is that neonates with HIE who receive oral caffeine will have 10% lower incidence of all-cause mortality or moderate to severe NDI at 18-22 months compared to placebo.

Read the detailed description

Background: One million newborns die annually due to intrapartum-related events (formerly referred to as birth asphyxia). Among survivors, intrapartum related events often lead to organ dysfunction with lasting consequences, including severe morbidity and neurodevelopmental impairment (NDI). Newborns exposed to significant intrapartum-related events can have brain injury, referred to as hypoxic ischemic encephalopathy (HIE). HIE is routinely treated with therapeutic hypothermia. However, a recent multi-national randomized controlled trial demonstrated that therapeutic hypothermia increased mortality from HIE in some contexts. Therefore, there is an urgent, unmet public health need to develop effective strategies for the treatment of HIE to prevent morbidity and mortality. Caffeine, a low-cost, readily available medication is a promising strategy for treatment of HIE given its neuroprotective, anti-inflammatory, and anti-oxidative properties. Furthermore, caffeine might have physiologic benefits beyond HIE, because a single dose of a methylxanthine (caffeine's drug class) reduces acute kidney injury in infants with HIE in settings where therapeutic hypothermia is not available.

Objective: To compare the incidence of all-cause mortality OR moderate to severe NDI at 18-22 months between neonates with HIE who are randomized to oral caffeine or placebo.

Hypothesis: Neonates with HIE who receive oral caffeine will have 10% lower incidence of all-cause mortality or moderate to severe NDI at 18-22 months compared to placebo.

Study Design: 1:1 individually randomized, parallel-arm, double-blind, placebo-controlled trial

Population: ≥ 36 week gestation and ≥1800 grams liveborn neonates who meet both physiologic and neurologic criteria for moderate to severe HIE and live in the Global Network research sites

Intervention: The intervention arm will receive one 20 mg/kg loading dose of caffeine given within 6 hours of delivery, followed by a daily dose of 10 mg/kg, given every 24 hours for 2 doses (total of 3 doses).

Comparison: The comparison arm will receive placebo using an identical dosing regimen.

Primary outcomes: All-cause mortality or moderate to severe NDI at 18-22 months of age

Sub-Studies: In conjunction with the CHIME Trial, we will embed 3 sub-studies to be conducted within subsets of CHIME participants. A sample will be chosen by convenience for each sub-study.

Pharmacokinetics Sub-study: For approximately 40 participants per Global Network research site, we will collect 2-3 blood samples during the birth hospitalization for pharmacokinetic (PK) analysis of caffeine. We will use a population PK approach to characterize the PK of infants with HIE, and to relate caffeine exposure to mortality or moderate to severe disability.

Neuro-imaging Sub-Study: For participants who are born at or follow-up in a facility with the capability of performing ultra-low-field (ULF) magnetic resonance imaging (MRI), we will obtain ULF MRI brain images during the birth hospitalization and at the 6-month follow-up visit. We will relate the findings on ULF MRI to the severity of HIE at enrollment and to the neurodevelopmental outcomes.

Omics Sub-Study: For participants for whom cord blood is available, we will obtain a sample of cord blood to be stored for future multi-omic analyses (e.g., genomic, transcriptomic, proteomic, and metabolomic). We will use multi-omics to identify molecular signatures associated with HIE.

02

Conditions studied

  • Hypoxic Ischemic Encephalopathy (HIE)

Keywords

  • Caffeine
  • Hypoxic Ischemic Encephalopathy
  • HIE
  • AKI
03

In context

Hypoxia-Ischemia, Brain

261 studies on the registry are indexed under Hypoxia-Ischemia, Brain; 95 are open to participants now.

This study's planned enrollment of 830 is above the median of 50 across 156 interventional studies indexed under Hypoxia-Ischemia, Brain.

Browse Hypoxia-Ischemia, Brain studies →

Lead sponsor

NICHD Global Network for Women's and Children's Health is the lead sponsor of 33 studies on the registry; 3 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
Up to 6 Hours
Sexes eligible
All
Accepts healthy volunteers
No

Eligibility criteria

Participant Inclusion Criteria:

Infants who meet all the following criteria are eligible for enrollment as study participants:

  1. Liveborn infants ≥36 weeks
  2. Birth weight ≥1800 grams
  3. Meets physiologic criteria for moderate to severe HIE, defined as meeting either of the following two criteria:

    1. Criterion #1: Severe acidosis, defined as an umbilical cord sample or neonatal serum sample within one hour after birth demonstrating any of following criteria:

      • pH \<7.0; or
      • Base Deficit ≥16 mmol/L; or
      • Lactate >8 mmol/L.
    2. Criterion #2: Participant must meet all of the following three criteria:

    i. Moderate acidosis, defined as an umbilical cord sample or neonatal serum sample within one hour after birth demonstrating any of following criteria:

    • POC pH 7.0-7.15; or
    • Base Deficit 10.0-15.9 mmol/L; or
    • Lactate 6-8 mmol/L.

    ii. Evidence of an acute perinatal event (i.e., placental abruption, intrapartum hemorrhage, cord prolapse, severe fetal heart rate abnormality, uterine rupture).

    iii. Any of the following criteria:

    • 10-minute Apgar \<5; or
    • Need for assisted ventilation initiated at birth and continued for ≥10 minutes
  4. Meets neurologic criteria for moderate to severe HIE, defined as a physical exam conducted between one and six hours after birth that meets either of the following criteria:

    1. Moderate to severe encephalopathy in at least three out of six modified Sarnat categories (level of consciousness, spontaneous activity, muscle tone, posture, primitive reflexes, autonomic function); or
    2. A clinical diagnosis of seizure in the first six hours after birth.

Participant Exclusion Criteria:

Infants who meet any of the following criteria are not eligible for enrollment as study participants:

  1. Home births
  2. Infants who cannot be enrolled, randomized and receive study medication within 6 hours post-delivery
  3. Infants with a recognized major congenital anomaly or genetic syndrome that would affect their neurodevelopment.
  4. Infants for whom medical care will not be provided based on the severity of their condition or any other condition that would preclude participation per clinical judgement.
  5. Infant has received therapeutic hypothermia or there is a clinical plan to initiate active or passive hypothermia for the infant.
  6. Infants who will be unavailable to complete follow-up visits.
  7. Infants who have received caffeine after delivery.
  8. Infants whom the health care team deem ineligible for the study based on likelihood to receive caffeine outside of the study protocol.
  9. Enrollment in another trial that will impact participation in this trial.
05

Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
830 participants (estimated)

Study arms

  • Experimental
    Caffeine citrate oral solution

    Participants randomized to the oral caffeine arm will receive a single 20 mg/kg loading dose of caffeine citrate administered enterally within 6 hours after delivery, followed by a 10 mg/kg dose every 24 hours for two additional doses.

    Drug: Caffeine citrate oral solution

  • Placebo comparator
    Oral placebo

    Participants randomized to the oral placebo arm will receive a single identical placebo administered enterally within 6 hours after delivery, followed by an identical placebo dose every 24 hours for two additional doses.

    Drug: Oral placebo solution

Interventions

  • Caffeine citrate oral solution will be used and administered by enteral route (oral or by gavage tube). The loading dose (20 mg/kg) will be administered once followed by daily doses of 10 mg per kg body weight every 24 hours for two doses. The study Standard Operating Procedures (SOPs) includes details regarding caffeine preparation based on the participant's body weight.

  • DrugOral placebo solution

    Identical placebo oral solution

    Also known as: Oral placebo

06

What researchers measure

Primary outcomes

  1. Composite outcome, defined by the occurrence of any of the following:

    All-cause infant mortality or moderate to severe neurodevelopmental impairment

    Time frame: 18-22 months

Secondary outcomes

  1. Secondary composite outcome, defined by the occurrence of any of the following:

    All-cause infant mortality or severe neurodevelopmental impairment

    Time frame: 18-22 months

  2. All-cause neonatal mortality

    Death from any cause to 28 days after delivery

    Time frame: 28 days after delivery

  3. All-cause infant mortality

    Death from any cause before first birthday

    Time frame: 12 months

  4. All-cause mortality

    Death from any cause

    Time frame: 18 months

  5. Time to all-cause mortality

    Timespan from randomization to death from any cause

    Time frame: 18-22 months

  6. Severe neurodevelopmental impairment

    Time frame: 18-22 months

  7. Moderate neurodevelopmental impairment

    Time frame: 18-22 months

  8. Composite cognitive, language, and motor scores on the Bayley Scales of Infant and Toddler Development-Fourth Edition

    Cognitive Scale on the Bayley Scales of Infant and Toddler Development - Fourth Edition \- Scale ranges from 55-145 such that higher scores indicate a better cognitive outcome. Language Scale on the Bayley Scales of Infant and Toddler Development - Fourth Edition - Scale ranges from 45-155 such that higher scores indicate a better language outcome. Motor Scale on the Bayley Scales of Infant and Toddler Development - Fourth Edition \- Scale ranges from 45-155 such that higher scores indicate a better motor outcome.

    Time frame: 18-22 months

  9. Hammersmith Infant Neurological Exam score

    Ranges from 0 to 78 where higher scores indicate a better neurological outcome.

    Time frame: 6 months

  10. Global Scale for Early Development D-score and DAZ

    Global Scale for Early Development D-score: Ranges from 0 to 100 where higher scores indicate a higher level of overall development. Global Scale for Early Development DAZ: Ranges from -5 to 5 where higher scores indicate a higher level of overall development.

    Time frame: 12 months

  11. Global Scale for Early Development Short Form D-score and DAZ

    Global Scale for Early Development D-score: Ranges from 0 to 100 where higher scores indicate a higher level of overall development. Global Scale for Early Development DAZ: Ranges from -5 to 5 where higher scores indicate a higher level of overall development.

    Time frame: 18-22 months

  12. Acute kidney injury within the first postnatal week

    Defined as an increase in serum creatinine of 0.3 mg/dL or more on 2 measurements

    Time frame: Postnatal days 2-4

  13. Manual blood pressure (systolic and diastolic)

    Systolic and diastolic blood pressure taken using manual measurement

    Time frame: 18-22 months

  14. Hypertension

    Based on the systolic blood pressure at the ≥95% for age related normative values

    Time frame: 18-22 months

  15. Serum creatinine

    Measured using serum creatinine testing.

    Time frame: 18-22 months

  16. Serious adverse events (SAEs)

    An SAE form will be completed for any event meeting the following criteria: * Results in participant death; * Is life-threatening; * Requires hospitalization or prolongs existing hospitalization; * Results in persistent or significant disability or incapacity; * Any other serious or unexpected AE that the study investigator(s) feels should be reported.

    Time frame: Discharge or 7 days after administration of the last study drug (whichever occurs first)

  17. Adverse events of special interest (AESIs)

    To include: * Clinically diagnosed seizures * Receipt of any antiepileptic drug * Seizures not controlled on one antiepileptic drug * Hypoglycemia (BG \<30 mg/dL) * Hyperglycemia (BG \>200 mg/dL) * Heart rate \[HR\] \>180 beats per minute \[bpm\] within 30 minutes of study drug administration * Necrotizing enterocolitis (NEC): as defined by feeding intolerance, bloody stool and abdominal distension

    Time frame: Discharge or 7 days after administration of the last study drug (whichever occurs first)

  18. Length/height and length/height-for-age z-score

    Length/height and length/height-for-age z-score

    Time frame: Birth, 1 month, 6 months, 12 months, and 18-22 months

  19. Weight and weight-for-age z-score

    Weight and weight-for-age z-score

    Time frame: Birth, 1 month, 6 months, 12 months, and 18-22 months

  20. Head circumference and Head circumference-for-age z-score

    Head circumference and Head circumference-for-age z-score

    Time frame: Birth, 1 month, 6 months, 12 months, and 18-22 months

07

Study locations

3 of 7 sites recruiting
  • ICDDR,B
    Saidpur, Bangladesh
    Recruiting
    • Rashidul Haque, MD · Contactrhaque@icddrb.org
    • Rashidul Haque, MD · Principal investigator
    • SK Masum Billah · Principal investigator
    • William A Petri, MD · Principal investigator
  • Kinshasa School of Public Health
    Kinshasa, Democratic Republic of the Congo
    Not yet recruiting
    • Antoinette Tshefu, MD, PhD, MPH · Contactantotshe@yahoo.com
    • Adrien Lokangaka, MD, MPH · Contactadrinloks@gmail.com
    • Antoinette Tshefu, MD, PhD, MPH · Principal investigator
    • Melissa Bauserman, MD, MPH · Principal investigator
    • Jackie Patterson, MD, MPH · Sub investigator
    • Adrien Lokangaka, MD, MPH · Sub investigator
    • Keia Sanderson, MD, MSCR · Sub investigator
  • Institute of Nutrition of Central America And Panama (INCAP)
    Chimaltenango, Guatemala
    Recruiting
    • Manolo Mazariegos, MD, MPH · Contactmmaziergos@incap.org
    • Manolo Mazariegos, MD, MPH · Principal investigator
    • Nancy F Krebs, MD · Principal investigator
    • Edwin J Asturias, MD · Sub investigator
  • KLE University's J N Medical College
    Belagavi, India
    Not yet recruiting
    • Shivaprasad S. Goudar, MD, MHPE · Contactsgoudar@jnmc.edu
    • Shivaprasad S Goudar, MD, MHPE · Principal investigator
    • Richard J Derman, MD, MPH · Principal investigator
  • Lata Medical Research Foundation
    Nagpur, India
    Not yet recruiting
    • Archana Patel, MD, DNB, MSCE, PhD · ContactDr_apatel@yahoo.com
    • Archana Patel, MD, DNB, MSCE, PhD · Principal investigator
  • Aga Khan University
    Karachi, Pakistan
    Not yet recruiting
    • Sarah Saleem, MD · Contactsarah.saleem@aku.edu
    • Sarah Saleem, MD · Principal investigator
    • Robert L Goldenberg, MD · Principal investigator
    • Blair Wylie, MD · Sub investigator
  • University Teaching Hospital
    Lusaka, Zambia
    Recruiting
    • Elwyn Chomba, MBChB, DCH, MRCP · Contactechomba@zamnet.zm
    • Elwyn Chomba, MBChB, DCH, MRCP · Principal investigator
    • Wally A. Carlo, MD · Principal investigator
08

References and documents

Individual participant data

Plan to share: No — Only aggregate and deidentified data will be shared.

No publications or documents are linked to this record.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 24, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT06855108
Lead sponsor
NICHD Global Network for Women's and Children's Health
Collaborators
RTI International, University of North Carolina, Chapel Hill, Kinshasa School of Public Health, Institute of Nutrition of Central America and Panama, Lata Medical Research Foundation, Nagpur, Aga Khan University, University Teaching Hospital, Lusaka, Zambia, KLE Academy of Higher Education and Research (Deemed- to- be-University), Jawaharlal Nehru Medical College (JNMC), Belagavi, India, Bill and Melinda Gates Foundation, University of Virginia, University of Alabama at Birmingham, Thomas Jefferson University, Columbia University, University of Colorado, Denver, International Centre for Diarrhoeal Disease Research, Bangladesh
Responsible party
Sponsor
First posted
Mar 3, 2025
Start date
Apr 8, 2026
Primary completion
Dec 2029 (estimated)
Completion
Jul 2030 (estimated)
Last update
Jun 24, 2026

Study contacts

Laura Danielle Wagner, MPH
Contact
wagner@rti.org
+1-919-541-6000
Jennifer J Hemingway-Foday, MPH, MSW
Contact
hemingway@rti.org
Melissa Bauserman, MD, MPH
principal investigator · University of North Carolina, Chapel Hill
Elizabeth M McClure, PhD
principal investigator · RTI International
Denise C Babineau, PhD
principal investigator · RTI International

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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