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Active, not recruitingNCT04808999Updated Oct 20, 2026Results posted

Neoadjuvant Study of PD-1 Inhibitor Pembrolizumab in PD-1 Naive Cutaneous Squamous Cell Carcinoma (cSCC)

A Phase 2 interventional study of Pembrolizumab Injection in Squamous Cell Carcinoma, sponsored by Diwakar Davar. Active, not recruiting at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-10-20.

Sponsored by Diwakar Davar · Phase 2, Interventional, and Treatment

Updated Oct 20, 2026Posted results revisedPrimary outcomes revisedGo to Updates ↓
Phase
Phase 2
Study type
Interventional
Enrollment
30
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

This phase II single-arm two-stage neoadjuvant study of pembrolizumab in patients with PD-1 naïve high-risk resectable cutaneous squamous cell carcinoma (cSCC) will be conducted over a 52-week period. The study will include patients who have not undergone surgery to remove disease, to formally evaluate whether both biologically and clinically high-risk disease may benefit from neoadjuvant anti-PD-1 therapy. Response to neoadjuvant anti-PD-1 therapy will be evaluated for association with improved landmark Relapse-free Survival (RFS).

Read the detailed description

Patients with high-risk resectable cSCC who have yet to undergo definitive surgery will be eligible to enroll. Patients with nodal and/or in-transit relapse including those who have received prior adjuvant RT are eligible to enroll. This trial excludes patients who have received either nivolumab or pembrolizumab or other anti-PD-(L)1 therapy. Suitable patients will be identified pre-operatively. Patients will undergo a 28-day screening evaluation consisting of systemic staging scans, tumor biopsy, and blood studies to confirm suitability. Once enrolled, patients will receive pembrolizumab peri-operatively for 6 weeks (200mg Q3Wq3; 2 cycles) prior to definitive surgery (Neoadjuvant Phase). Following peri-operative therapy, patients will undergo restaging scans and surgical evaluation followed by definitive surgical resection (Surgical Phase). Post-operatively, patients will receive 15 further cycles of pembrolizumab over a 45-week period (200mg q3Q3W) (Adjuvant Phase). In the post-operative period, if patients are deemed eligible for RT, this will be administered concurrently with pembrolizumab. The total duration of pembrolizumab therapy is 1 year (52 weeks).

The study outcome measures and primary results were updated in August of 2026. Study outcome measures were updated to align with protocol language (shifted outcome measure name from PFS to RFS). Duplicate outcome measures were removed, including the "Response Assessment per Immune-Related Pathologic Response Criteria (irPRC)" primary outcome measure (which contained duplicate data to the "Pathologic Response" primary endpoint) and the second "Pathologic Response" secondary outcome measure. The primary results analysis had additionally been updated and the revised numbers were input into the "Pathologic Response" primary endpoint along with an updated description of the outcome measure.

02

Conditions studied

  • Squamous Cell Carcinoma

Keywords

  • PD-1 inhibitor
  • neoadjuvant
03

In context

Carcinoma, Squamous Cell

627 studies on the registry are indexed under Carcinoma, Squamous Cell; 133 are open to participants now.

This study's enrollment of 30 is below the median of 45 across 476 interventional studies indexed under Carcinoma, Squamous Cell.

Browse Carcinoma, Squamous Cell studies →

Lead sponsor

Diwakar Davar is the lead sponsor of 13 studies on the registry; 3 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

1. Male/female participants who are at least 18 years of age on the day of signing with confirmed diagnosis of high-risk localized or locooregional cSCC as defined below may be enrolled in this study.

  1. NOTE: Patients are eligible for this trial either at initial presentation for cSCC with locally advanced and/or concurrent regional nodal ; or at the time of recurrence with locally advanced and/or concurrent regional nodal metastasis assuming following criteria are met per the cSCC-specific AJCC UICC 8th edition staging classification

i. T2 and Nx and M0 (tumor >2 cm and ≤4 cm in greatest dimension) OR;

ii. T3 and Nx and M0 (tumor >4 cm or minor bone erosion or perineural invasion or deep invasion) OR;

  1. Deep invasion is defined as invasion beyond the subcutaneous fat or >6 mm (as measured from the granular layer of adjacent normal epidermis to the base of the tumor).
  2. Perineural invasion is defined as tumor cells within the nerve sheath of a nerve lying deeper than the dermis or measuring 0.1 mm or larger in caliber, or presenting with clinical or radiographic involvement of named nerves without skull base invasion or transgression.

    iii. T4 and Nx and M0 (tumor with gross cortical bone/marrow, skull base invasion and/or skull base foramen invasion if deemed surgically resectable) OR;

    iv. Tx and N1-3 and M0 (if deemed surgically resectable) OR;

    b. NOTE:

    i. If T2, tumors must possess ≥2 NCCN/BWH clinical or pathologic risk factor(s) as stated below.

    ii. NCCN/BWH clinical risk factors:

1. Tumors ≥20 mm on trunk or extremities (excluding pretibia, hands, feet, nail units, and ankles).

2. Tumors ≥10 mm on cheeks, forehead, scalp, neck, or pretibial areas.

iii. NCCN/BWH pathologic risk factors:

  1. Poorly defined borders.
  2. Recurrent tumors.
  3. Neurologic symptoms to suggest perineural invasion.
  4. High-risk histologic subtypes including: poorly differentiated tumor, acantholytic (adenoid), adenosquamous, desmoplastic, or metaplastic (carcinosarcomatous) subtypes (as stated in the pathology report or written documentation by Mohs surgeon).
  5. Histopathologically documented perineural, lymphatic, or vascular involvement (as stated in the pathology report or written documentation by Mohs surgeon).

    c. NOTE: Tumors of any size on the "mask areas" of the face [central face, eyelids, eyebrows, periorbital nose, lips (cutaneous and vermilion) are not eligible.

    d. NOTE: Tumors of any size on genitalia, hands, and feet may be eligible at the discretion of the treating surgical oncologist.

    e. NOTE: Patients with tumors that arise in the setting of chronic inflammation (Marjolin's ulcer) such as chronic wounds and/or scars are excluded.

    f. NOTE: Determination of surgical resectability must be made before enrollment by the treating surgical oncologist (or ENT surgeon or equivalent).

2. Male participants: A male participant must agree to use a during the treatment period and for at least 120 days after the last dose of study treatment and refrain from donating sperm during this period.

3. Female participants:

A female participant is eligible to participate if she is not pregnant, not breastfeeding, and at least one of the following conditions applies:

  1. Not a woman of (WOCBP)

    OR

  2. A WOCBP who agrees to follow the contraceptive guidance during the treatment period and for at least 120 days after the last dose of study treatment.

    4. The participant (or legally acceptable representative if applicable) provides written informed consent for the trial.

    5. Have at least a single site of based on 1.1. Lesions situated in a previously irradiated area are considered measurable if progression has been demonstrated in such lesions.

    6. Willing to undergo pre-treatment .

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  1. Prior archival tumor tissue sample are not permitted.
  2. Minimum tissue requirements: core (16G or 18G, 6 cores; preferred), punch or excisional biopsy of a tumor lesion that has not been previously irradiated.

    7. Have an (ECOG) performance status of 0 to 1.

a. ECOG evaluation should be performed at Screening and repeated on Cycle 1 Day 1.

8. Have adequate organ function, per protocol criteria

Exclusion criteria

Exclusion Criteria:

  1. Diagnosis of immunodeficiency, and/or is receiving systemic therapy or any other form of immunosuppressive therapy within 7 days prior to the first dose of trial treatment.
  2. Has received prior therapy with an , anti-PD-L1, or anti PD L2 agent or with an agent directed to another stimulatory or co-inhibitory T-cell receptor (eg, CTLA-4, OX 40, CD137).
  3. Prior chemotherapy, targeted small molecule therapy within 2 weeks prior to study Day 1 or who has not recovered (i.e., ≤ Grade 1 or at baseline) from adverse events due to a previously administered agent.
  4. Has received prior radiotherapy within 2 weeks of start of study intervention. Participants must have recovered from all radiation-related toxicities, not require corticosteroids, and not have had radiation pneumonitis. A 2-week is permitted for palliative radiation (≤2 weeks of radiotherapy) to non-CNS disease.
  5. Is currently participating in or has participated in a study of an agent or has used an investigational device within 4 weeks prior to the first dose of study intervention.
  6. A who has a positive urine pregnancy test at Screening. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required.
  7. Has received a within 30 days prior to the first dose of study drug.

    1. Examples of live vaccines include, but are not limited to, the following: measles, mumps, rubella, varicella/zoster (chicken pox), yellow fever, rabies, Bacillus Calmette-Guérin (BCG), and typhoid vaccine.
    2. Seasonal influenza vaccines for injection are generally killed virus vaccines and are allowed; however, intranasal influenza vaccines (eg, FluMist®) are live attenuated vaccines and are not allowed.
  8. Has a diagnosis of immunodeficiency or is receiving chronic systemic steroid therapy (in dosing exceeding 10 mg daily of prednisone equivalent) or any other form of immunosuppressive therapy within 14 days prior to the first dose of study drug.
  9. Has active disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs).

    1. Note: Replacement therapy (eg., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment and is allowed.
  10. Concurrent non-hematologic other than cSCC within 3 years of data of first planned dose of therapy except for tumors with a negligible risk of and/or death as defined below:

    a. Adequately treated non-invasive malignancies including but not limited to melanoma in situ (MIS), BCC, CIS of cervix, or DCIS of breast may be enrolled.

    b. Low-risk early stage prostate adenocarcinoma (T1-T2a N0 M0 and Gleason score ≤6 and PSA ≤10 ng/mL) for which the management plan is active surveillance, or prostate adenocarcinoma with biochemical-only recurrence with documented PSA doubling time of > 12 months for which the management plan is active surveillance may be enrolled.

    c. Indolent hematologic malignancies for which the management plan is active surveillance including but not limited to CLL/indolent lymphoma may be enrolled.

    i. Patients with high-risk hematologic malignancies (CML, ALL, AML, Hodgkin's or non- Hodgkin's lymphoma) are excluded even if the management plan is active surveillance.

  11. Has known active and/or carcinomatous meningitis.

    a. Note: Participants with previously treated brain metastases may participate provided they are radiologically stable, i.e. without evidence of progression for at least 4 weeks by repeat imaging (note that the repeat imaging should be performed during Screening), clinically stable and without requirement of steroid treatment for at least 14 days prior to first dose of study intervention.

  12. Has severe (≥Grade 3) to pembrolizumab and/or any of its .
  13. Has a history of (non-infectious) pneumonitis that required steroids or has current pneumonitis.
  14. Has an active infection requiring systemic therapy.
  15. Has a known history of (HIV) infection.
  16. Has a known history of (defined as Hepatitis B surface antigen [HBsAg] reactive) and/or known active virus (defined as anti-HCV reactive) infection.

    a. Patients with treated Hepatitis B/C with no evidence of active infection may be enrolled.

  17. Has a known history of active TB (Bacillus Tuberculosis).
  18. Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the study, interfere with the subject's participation for the full duration of the study, or is not in the best interest of the subject to participate, in the opinion of the treating investigator.
  19. Has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial.
  20. Is pregnant or breastfeeding or expecting to conceive or father children within the projected duration of the study, starting with the Screening visit through 120 days after the last dose of trial treatment.
  21. Has had an allogenic tissue/solid organ transplant.
Terms in these criteria, in plain language(23)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Histologically or cytologically confirmed

The diagnosis was confirmed by looking at a sample under a microscope: tissue from a biopsy or surgery (histology), or cells from a fluid or needle sample (cytology).

Your pathology report is the document that shows this.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

Measurable disease

The amount of disease can be tracked with a defined measurement, so the study can see whether it shrinks or grows. It might be a tumour measured on a scan or, in some blood cancers such as myeloma, a marker measured in blood or urine.

The criteria or the study team say which measurement counts — having no tumour visible on a scan does not by itself rule you out.

RECIST

The standard rules for measuring tumours on CT or MRI scans, to tell whether a cancer is shrinking, stable or growing during treatment.

“Measurable disease per RECIST 1.1” usually means at least one tumour 10 mm or more at its longest on a CT scan, or a lymph node 15 mm or more across its short axis.

Biopsy and archival tissue

A biopsy takes a small piece of tissue to examine. “Archival tissue” is a sample already taken, for example at diagnosis, and kept by the hospital.

Whether a stored sample will do depends on when it was taken, how much there is and what the study needs. Ask whether the study accepts your stored sample or needs a new biopsy.

ECOG performance status

A scale of how much an illness limits everyday activity. For people being assessed to join a study, scores run from 0 (fully active) to 4; lower is more active.

0
Fully active, no restrictions.
1
Limited in strenuous activity, but walking and able to do light work, such as housework or office work.
2
Walking and able to look after yourself, but unable to work; up and about more than half of waking hours.
3
Able to look after yourself only in part; in bed or a chair more than half of waking hours.
4
Unable to look after yourself at all; in bed or a chair all day.

Studies most often ask for 0–1 or 0–2. Your doctor gives the score; the WHO scale uses the same steps. The full scale also has 5, which records death.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

PD-1, PD-L1 and checkpoint inhibitors

PD-1, PD-L1 and CTLA-4 are proteins that act as brakes on the immune system. Checkpoint inhibitors, such as pembrolizumab or nivolumab, block them so the immune system can attack a cancer.

PD-L1 can also be measured in a tumour sample. Some scores count stained tumour cells only (TPS); others also count certain immune cells (CPS). The study names the score and the minimum it uses.

Washout period

A planned gap after a treatment, so that its effects can lessen before the study treatment or a study assessment. Ask the study team and the doctor who prescribed it before changing any medicine.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Live vaccines

Vaccines made with a weakened form of the germ, such as measles–mumps–rubella (MMR), chickenpox and yellow fever. They can be risky when the immune system is weakened. Flu injections are not live; the nasal flu spray is.

Autoimmune disease

A condition in which the immune system attacks the body’s own tissues, such as rheumatoid arthritis, lupus, psoriasis, type 1 diabetes or inflammatory bowel disease.

Immunotherapy studies often leave out active autoimmune disease, and some name exceptions, such as thyroid disease on replacement hormone. Check the exceptions this study lists.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

Brain metastases

Cancer deposits in the brain from a cancer that started elsewhere in the body (CNS metastases include the spinal cord).

Studies differ: some leave out any brain metastases, some accept ones treated and stable for some weeks. Check what this study allows.

Hypersensitivity

An allergy, or another reaction of the immune system, to a substance. “Hypersensitivity to the study drug” means a known allergic reaction to it — not every side effect a medicine can have.

Excipients

The other ingredients in a medicine besides the active drug, such as fillers, colours or preservatives.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Hepatitis C tests

Hepatitis C is a virus that infects the liver. An HCV antibody test can stay positive after an infection has cleared (and is occasionally positive without one); an HCV RNA test shows whether the virus is there now.

After treatment, hepatitis C counts as cured when HCV RNA is still undetectable 12 weeks or more after the treatment ended. Studies often accept people cured this way.

05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
30 participants (actual)

Study arms

  • Experimental
    Pembrolizumab

    Neoadjuvant Phase: 200 mg IV infusion, every 3 weeks (Day 1 of each 3-week cycle, 2 cycles) Adjuvant Phase: Day 1 of each 3-week cycle, 15 cycles

    Drug: Pembrolizumab Injection

Interventions

06

What researchers measure

Primary outcomes

  1. Pathologic Response

    Percentage of patients in each pathologic response category per Immune-Related Pathologic Response Criteria (irPRC). Pathologic complete response (pCR) means there was 0% residual tumor volume (RVT) in the post-treatment surgical specimen. Pathologic major response (pMR) means there was \>0% but ≤10% RVT in the post-treatment surgical specimen. Pathologic partial pathologic response (pPR) means there was \>10% but ≤50% RVT in the post-treatment surgical specimen. Pathologic non-response (pNR) means there was \>50% RVT in the post-treatment surgical specimen.

    Time frame: At time of surgery, up to 6 weeks post-baseline

Secondary outcomes

  1. 6-month Relapse-Free Survival (RFS)

    The percentage of patients whose disease does not progress/relapse (as defined by RECIST v1.1), or cease to breath at 6 months after the initiation of treatment. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

    Time frame: Up to 6 months from start of study treatment

  2. 1-year OS

    The percentage of patients alive at 1 year after the initiation of treatment.

    Time frame: Up to 12 months

  3. 1-year Relapse-Free Survival (RFS)

    The percentage of patients whose disease does not progress/relapse (as defined by RECIST v1.1), or cease to breath at 1 year after the initiation of treatment. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

    Time frame: Up to 12 months from start of study treatment

  4. 2-year OS

    The percentage of patients alive at 2 years after the initiation of treatment.

    Time frame: Up to 24 months

  5. 2-year Relapse-Free Survival (RFS)

    The percentage of patients whose disease does not relapse/progress (as defined by RECIST v1.1), or cease to breath at 2 years after the initiation of treatment. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

    Time frame: Up to 24 months from start of study treatment

  6. 3-year Relapse-Free Survival (RFS)

    The percentage of patients whose disease does not progress/relapse (as defined by RECIST v1.1), or cease to breath at 3 years after the initiation of treatment. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

    Time frame: Up to 36 months from start of study treatment

  7. Relapse-free Survival (RFS)

    The median length of time from initiation of study drug(s) until disease relapse (disease progression) as defined by RECIST v1.1, or death. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

    Time frame: Up to 60 months from start of study treatment

  8. Overall Survival (OS)

    The median length of time from initiation of study treatment that patients remain alive.

    Time frame: Up to 60 months from start of treatment

07

Results

Posted May 29, 2025

Participant flow

Participant flow — Overall Study
MilestonePembrolizumab
Started30
Completed30
Not completed0

Outcome measures

PrimaryPathologic Response

Percentage of patients in each pathologic response category per Immune-Related Pathologic Response Criteria (irPRC). Pathologic complete response (pCR) means there was 0% residual tumor volume (RVT) in the post-treatment surgical specimen. Pathologic major response (pMR) means there was \>0% but ≤10% RVT in the post-treatment surgical specimen. Pathologic partial pathologic response (pPR) means there was \>10% but ≤50% RVT in the post-treatment surgical specimen. Pathologic non-response (pNR) means there was \>50% RVT in the post-treatment surgical specimen.

Time frame:
At time of surgery, up to 6 weeks post-baseline
Reported as:
Number · Percentage of Participants
Pathologic Response
Percentage of ParticipantsPembrolizumab
Pathologic Complete Response (pCR)55.6 (35.3 to 74.5)
Pathologic Major Response (pMR)0 (0 to 12.8)
Pathologic Partial Response (pPR)11.1 (2.4 to 29.2)
Pathologic Non-Response (pNR)33.3 (16.5 to 54.0)
Secondary6-month Relapse-Free Survival (RFS)

The percentage of patients whose disease does not progress/relapse (as defined by RECIST v1.1), or cease to breath at 6 months after the initiation of treatment. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

Time frame:
Up to 6 months from start of study treatment
Reported as:
Number · Percentage of Participants
6-month Relapse-Free Survival (RFS)
Percentage of ParticipantsPembrolizumab
6-month Relapse-Free Survival (RFS)96.2 (89.0 to 100.0)
Secondary1-year OS

The percentage of patients alive at 1 year after the initiation of treatment.

Time frame:
Up to 12 months
Reported as:
Number · Percentage of Participants
1-year OS
Percentage of ParticipantsPembrolizumab
1-year OS92.3 (82.6 to 100.0)
Secondary1-year Relapse-Free Survival (RFS)

The percentage of patients whose disease does not progress/relapse (as defined by RECIST v1.1), or cease to breath at 1 year after the initiation of treatment. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

Time frame:
Up to 12 months from start of study treatment
Reported as:
Number · Percentage of Participants
1-year Relapse-Free Survival (RFS)
Percentage of ParticipantsPembrolizumab
1-year Relapse-Free Survival (RFS)92.3 (82.6 to 100.0)
Secondary2-year OS

The percentage of patients alive at 2 years after the initiation of treatment.

Time frame:
Up to 24 months
Reported as:
Number · Percentage of Participants
2-year OS
Percentage of ParticipantsPembrolizumab
2-year OS88.1 (76.3 to 100.0)
Secondary2-year Relapse-Free Survival (RFS)

The percentage of patients whose disease does not relapse/progress (as defined by RECIST v1.1), or cease to breath at 2 years after the initiation of treatment. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

Time frame:
Up to 24 months from start of study treatment
Reported as:
Number · Percentage of Participants
2-year Relapse-Free Survival (RFS)
Percentage of ParticipantsPembrolizumab
2-year Relapse-Free Survival (RFS)88.1 (76.3 to 100.0)
Secondary3-year Relapse-Free Survival (RFS)

The percentage of patients whose disease does not progress/relapse (as defined by RECIST v1.1), or cease to breath at 3 years after the initiation of treatment. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

Time frame:
Up to 36 months from start of study treatment

Results for this outcome have not been posted.

SecondaryRelapse-free Survival (RFS)

The median length of time from initiation of study drug(s) until disease relapse (disease progression) as defined by RECIST v1.1, or death. Progressive Disease (PD): ≥20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study (this includes the baseline sum if that is the smallest on study). The sum must also demonstrate an absolute increase of ≥5 mm. The appearance ≥1 new lesion(s) is considered progression.

Time frame:
Up to 60 months from start of study treatment

Results for this outcome have not been posted.

SecondaryOverall Survival (OS)

The median length of time from initiation of study treatment that patients remain alive.

Time frame:
Up to 60 months from start of treatment

Results for this outcome have not been posted.

Adverse events

Collected over Adverse Events data collected for a total of approximately 45 months for the study population (up to approximately 16 months after start of treatment for individuals). All-cause mortality will be collected for up to 60 months from the start of treatment for each individual.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Pembrolizumab6/30 (20%)13/30 (43.3%)29/30 (96.7%)
Most frequent serious events
Showing 10 of 22
Most frequent serious events
EventPembrolizumab
Urinary tract infectionINFECTIONS AND INFESTATIONS2/30
PneumothoraxRESPIRATORY, THORACIC AND MEDIASTINAL DISORDERS2/30
Respiratory failureRESPIRATORY, THORACIC AND MEDIASTINAL DISORDERS2/30
Cardiac arrestCARDIAC DISORDERS1/30
Heart failureCARDIAC DISORDERS1/30
Mobitz (type) II atrioventricular blockCARDIAC DISORDERS1/30
Myocardial infarctionCARDIAC DISORDERS1/30
MyocarditisCARDIAC DISORDERS1/30
GI bleedGASTROINTESTINAL DISORDERS1/30
PainGENERAL DISORDERS AND ADMINISTRATION SITE CONDITIONS1/30
Most frequent other events
Showing 10 of 154
Most frequent other events
EventPembrolizumab
AnemiaBLOOD AND LYMPHATIC SYSTEM DISORDERS17/30
Blood lactate dehydrogenase increasedINVESTIGATIONS15/30
HyperglycemiaMETABOLISM AND NUTRITION DISORDERS15/30
HyponatremiaMETABOLISM AND NUTRITION DISORDERS15/30
FatigueGENERAL DISORDERS AND ADMINISTRATION SITE CONDITIONS12/30
PainGENERAL DISORDERS AND ADMINISTRATION SITE CONDITIONS10/30
Lymphocyte count decreasedINVESTIGATIONS9/30
HypertensionVASCULAR DISORDERS9/30
Aspartate aminotransferase increasedINVESTIGATIONS8/30
Thyroid stimulating hormone increasedINVESTIGATIONS8/30

Baseline characteristics

Age, Continuous
Age, Continuous(years)Pembrolizumab
Mean76.5 ± 9.18
Sex: Female, Male
Sex: Female, Male(Participants)Pembrolizumab
Female8
Male22
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Pembrolizumab
Hispanic or Latino1
Not Hispanic or Latino27
Unknown or Not Reported2
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Pembrolizumab
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American0
White30
More than one race0
Unknown or Not Reported0
08

Study locations

1 site
09

References and documents

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: No

10

Updates

1 registry update since Sep 25, 2026
Results
Posted results revised
revised Oct 20, 2026
Primary outcomes
1 removed, 1 description edited
What changed in the outcomes
  • RemovedResponse Assessment Per Immune-Related Pathologic Response Criteria (irPRC)Time frame: At time of surgery
  • DescriptionPathologic Response: how it is measured was reworded
Oct 20, 2026
Secondary outcomes
1 edited, 1 time frame changed, 4 added, 5 removed, 2 description edited
What changed in the outcomes
  • EditedProgression6-freemonth Relapse-Free Survival (PFSRFS)Time frame: Up to 60 months → Up to 6 months from start of study treatment
  • Added1-year Relapse-Free Survival (RFS)Time frame: Up to 12 months from start of study treatment
  • Added2-year Relapse-Free Survival (RFS)Time frame: Up to 24 months from start of study treatment
  • Added3-year Relapse-Free Survival (RFS)Time frame: Up to 36 months from start of study treatment
  • AddedRelapse-free Survival (RFS)Time frame: Up to 60 months from start of study treatment
  • Removed1-year PRSTime frame: Up to 12 months
  • Removed6-month PFSTime frame: Up to 6 months
  • Removed2-year PFSTime frame: Up to 24 months
  • Removed3-year PFSTime frame: Up to 36 months
  • RemovedPathologic ResponseTime frame: From start of treatment, up to 24 months
  • Time frameOverall Survival (OS)Up to 84 months → Up to 60 months from start of treatment
  • Description1-year OS: how it is measured was reworded
  • Description2-year OS: how it is measured was reworded
Oct 20, 2026
Show all 1 update
  1. Oct 20, 2026
    Posted results revised
    Primary outcomes 1 removed, 1 description edited
    What changed in the outcomes
    • RemovedResponse Assessment Per Immune-Related Pathologic Response Criteria (irPRC)Time frame: At time of surgery
    • DescriptionPathologic Response: how it is measured was reworded
    Secondary outcomes 1 edited, 1 time frame changed, 4 added, 5 removed, 2 description edited
    What changed in the outcomes
    • EditedProgression6-freemonth Relapse-Free Survival (PFSRFS)Time frame: Up to 60 months → Up to 6 months from start of study treatment
    • Added1-year Relapse-Free Survival (RFS)Time frame: Up to 12 months from start of study treatment
    • Added2-year Relapse-Free Survival (RFS)Time frame: Up to 24 months from start of study treatment
    • Added3-year Relapse-Free Survival (RFS)Time frame: Up to 36 months from start of study treatment
    • AddedRelapse-free Survival (RFS)Time frame: Up to 60 months from start of study treatment
    • Removed1-year PRSTime frame: Up to 12 months
    • Removed6-month PFSTime frame: Up to 6 months
    • Removed2-year PFSTime frame: Up to 24 months
    • Removed3-year PFSTime frame: Up to 36 months
    • RemovedPathologic ResponseTime frame: From start of treatment, up to 24 months
    • Time frameOverall Survival (OS)Up to 84 months → Up to 60 months from start of treatment
    • Description1-year OS: how it is measured was reworded
    • Description2-year OS: how it is measured was reworded
    + 1 other change: description

From the registry record's own update history. This site started tracking changes on Sep 25, 2026; for anything earlier, see the record history on ClinicalTrials.gov ↗

11

Registry details

Key details

Study ID
NCT04808999
Lead sponsor
Diwakar Davar
Responsible party
Diwakar Davar (Assistant Professor of Medicine, University of Pittsburgh) — Sponsor-investigator
First posted
Mar 22, 2021
Start date
May 11, 2021
Primary completion
Apr 12, 2024
Completion
Apr 30, 2029 (estimated)
Results posted
May 29, 2025
Last update
Oct 20, 2026

Study contacts

Diwaker Davar, MD, M.Sc
principal investigator · UPMC Hillman Cancer Center

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is active, not recruiting, as verified in Jun 2026. You cannot join it, but the record below documents what was studied.

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Studies of the drug tested here: Pembrolizumab

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