ClinicalTrials.gg
CompletedNCT04418999Updated Jun 24, 2026Results posted

Safety and Efficacy of Intracanalicular Dexamethasone Compared to Loteprednol Etabonate in Patients With Keratoconus

An Early Phase 1 interventional study of dexamethasone ophthalmic insert 0.4 mg, for intracanalicular use and Loteprednol Etabonate 0.38% Ophthalmic Gel/Jelly in Keratoconus, Dry Eye and Allergy, sponsored by Illinois College of Optometry. Completed at 1 site in United States. Open to participants aged 18 Years and older, including healthy volunteers. Per ClinicalTrials.gov, last updated 2026-06-24.

Sponsored by Illinois College of Optometry · Early Phase 1, Interventional, and Treatment

Phase
Early Phase 1
Study type
Interventional
Enrollment
36
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

Drug delivery platforms are an innovative exciting advancement in ophthalmology. They allow patients to eliminate topical medications which are generally associated with lack of compliance, difficulty of use and requiring help from family members. These delivery systems can be applied easily in office, and patients do not have to worry about drop insertion in their post-operative regimen.

The results of this research project should help to answer the following question: Does the use of a physician administered intracanalicular dexamethasone insert improve the signs and symptoms of ocular allergy and dry eye disease in KC patients compared to the use of topical loteprednol etabonate ophthalmic gel 0.38%?

Read the detailed description

This prospective, open-label, single-center, randomized, fellow-eye, investigator-sponsored clinical study seeks to investigate the safety and efficacy of the dexamethasone insert in the treatment of allergic conjunctivitis and DED signs and symptoms in patients with Keratoconus using RGP contact lenses when compared to topical standard of care loteprednol etabonate ophthalmic gel 0.38%.

Patients with keratoconus who present for their routine visit who have signs and symptoms of dry eye and allergies, will be asked if they want to participate in the study. After screening a given patient for inclusion and exclusion criteria, and gaining informed consent, one eye will be randomized to receive the dexamethasone insert as determined by a coin flip at the screening visit. The remaining eye will be prescribed a loteprednol etabonate ophthalmic gel 0.38% following a 4,3,2,1 weekly taper. Per enrolled eye, the study period will last for approximately 90 days, consisting of five visits. At Screening/ Baseline, Day 0, Day 7, Day 30 and Day 90, primary and secondary endpoints will be assessed alongside standard-of-care procedures. Adjusting for enrollment period, the study will last a total of approximately 3 months

Inclusion Criteria

A patient's study eye must meet the following criteria to be eligible for inclusion in the study:

  • 18 years of age or older
  • Bilateral Keratoconus
  • Bilateral RGP contact lenses
  • Bilateral allergic conjunctivitis as determined by the Papillae Efron Scale score of at least 1 and symptoms of itching
  • Bilateral underlying dry eye disease as determined by the NEI Fluorescein Staining Scale score of at least 1 and a TBUT of less than 10 and must correlate with dryness on OSDI

Exclusion Criteria

A patient who meets any of the following criteria will be excluded from the study:

  • Patients under the age of 18.
  • Pregnancy (must be ruled out in women of child-bearing age with pregnancy test)
  • Active infectious systemic disease
  • Active infectious ocular or extraocular disease
  • Obstructed nasolacrimal duct in the study eye(s)
  • Hypersensitivity to dexamethasone
  • Patients being treated with immunomodulating agents in the study eye(s)
  • Patients being treated with immunosuppressants and/or oral steroids Patients with severe disease that warrants critical attention, deemed unsafe for the study by the investigator

Study Procedures Screening/Baseline (Visit 1)

After the patient has provided informed consent, the following information will be collected:

  • Inclusion/Exclusion
  • Demographics
  • Medical History and Concurrent Illnesses
  • Concomitant Medications
  • Uncorrected and best-corrected visual acuity with manifest refraction as measured by ETDRS chart at 4 meters
  • Ophthalmic Examination (with or without dilation)
  • QOL assessment as measured by OSDI questionnaire
  • Osmolarity (Needs to be done prior to any drop instillation)
  • MMP9 (Needs to be done prior to any drop instillation)
  • Grading of itching (scale 0-4)
  • Papillae conjunctivitis assessment (Efron Scale)
  • Conjunctival Injection
  • Corneal Staining
  • TBUT
  • Intraocular Pressure

Insertion Visit/Day 0 (Visit 2)

  • Concomitant Medications
  • Uncorrected and best-corrected visual acuity with manifest refraction as measured by ETDRS chart at 4 meters
  • Ophthalmic Examination (with or without dilation)
  • QOL assessment as measured by OSDI questionnaire
  • Osmolarity (Needs to be done prior to any drop instillation)
  • MMP9 (Needs to be done prior to any drop instillation)
  • Grading of itching (scale 0-4)
  • Papillae conjunctivitis assessment (Efron Scale)
  • Conjunctival Injection
  • Corneal Staining
  • TBUT
  • Intraocular Pressure
  • Insertion of Dextenza (intracanalicular dexamethasone insert)
  • Insert Visualization
  • Subject reported AEs after insertion
  • Physician ease of insertion grading

Day 7 (Visit 3)

  • Concomitant Medications
  • Uncorrected and best-corrected visual acuity with manifest refraction as measured by ETDRS chart at 4 meters
  • Ophthalmic Examination (with or without dilation)
  • QOL assessment as measured by OSDI questionnaire
  • Osmolarity (Needs to be done prior to any drop instillation)
  • MMP9 (Needs to be done prior to any drop instillation)
  • Grading of itching (scale 0-4)
  • Papillae conjunctivitis assessment (Efron Scale)
  • Conjunctival Injection
  • Corneal Staining
  • TBUT
  • Intraocular Pressure
  • Insert Visualization
  • Subject reported AEs after insertion

Day 30 (Visit 4)

  • Concomitant Medications
  • Uncorrected and best-corrected visual acuity with manifest refraction as measured by ETDRS chart at 4 meters
  • Ophthalmic Examination (with or without dilation)
  • QOL assessment as measured by OSDI questionnaire
  • Osmolarity (Needs to be done prior to any drop instillation)
  • MMP9 (Needs to be done prior to any drop instillation)
  • Grading of itching (scale 0-4)
  • Papillae conjunctivitis assessment (Efron Scale)
  • Conjunctival Injection
  • Corneal Staining
  • TBUT
  • Intraocular Pressure
  • Insert Visualization
  • Subject reported AEs after insertion

Day 90 (Visit 5) or Early Termination

  • Concomitant Medications
  • Uncorrected and best-corrected visual acuity with manifest refraction as measured by ETDRS chart at 4 meters
  • Ophthalmic Examination (with or without dilation)
  • QOL assessment as measured by OSDI questionnaire
  • Osmolarity (Needs to be done prior to any drop instillation)
  • MMP9 (Needs to be done prior to any drop instillation)
  • Grading of itching (scale 0-4)
  • Papillae conjunctivitis assessment (Efron Scale)
  • Conjunctival Injection
  • Corneal Staining
  • TBUT
  • Intraocular Pressure
  • Insert Visualization
  • Subject reported AEs after insertion
  • COMTOL
02

Conditions studied

  • Keratoconus
  • Dry Eye
  • Allergy
03

In context

Keratoconus

313 studies on the registry are indexed under Keratoconus; 56 are open to participants now.

This study's enrollment of 36 is close to the median of 40 across 205 interventional studies indexed under Keratoconus.

Browse Keratoconus studies →

Lead sponsor

Illinois College of Optometry is the lead sponsor of 4 studies on the registry; 1 is open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
Yes

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • 18 years of age or older
  • Bilateral Keratoconus
  • Bilateral RGP contact lenses
  • Bilateral allergic conjunctivitis as determined by the Papillae Efron Scale score of at least 1 and symptoms of itching
  • Bilateral underlying dry eye disease as determined by the NEI Fluorescein Staining Scale score of at least 1 and a TBUT of less than 10 and must correlate with dryness on OSDI

Exclusion criteria

Exclusion Criteria:

  • Patients under the age of 18.
  • Pregnancy (must be ruled out in women of child-bearing age with pregnancy test)
  • Active infectious systemic disease
  • Active infectious ocular or extraocular disease
  • Obstructed nasolacrimal duct in the study eye(s)
  • to dexamethasone
  • Patients being treated with immunomodulating agents in the study eye(s)
  • Patients being treated with and/or oral Patients with severe disease that warrants critical attention, deemed unsafe for the study by the investigator
Terms in these criteria, in plain language(3)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Hypersensitivity

An allergy, or another reaction of the immune system, to a substance. “Hypersensitivity to the study drug” means a known allergic reaction to it — not every side effect a medicine can have.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

05

Study design

Phase
Early Phase 1
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
None (open label)
Enrollment
36 participants (actual)

Study arms

  • Experimental
    Dexamethasone insert

    Per participant, one eye will be randomized to receive the intracanalicular dexamethasone insert at the baseline visit (study eye). DEXTENZA is an ophthalmic insert that is inserted in the lower lacrimal punctum into the canaliculus at the day 1 visit by pulling the lower lid taught and using a forceps to insert the medication into the lower canaliculus through the lower punctum.

    Drug: dexamethasone ophthalmic insert 0.4 mg, for intracanalicular use

  • Active comparator
    Loteprednol etabonate ophthalmic gel 0.38%

    Per participant, one eye will be randomized to receive the standard of care topical lotemax etabonate ophthalmic gel 0.38% (control eye). Patients will be prescribed a loteprednol etabonate ophthalmic gel 0.38% and will instill one drop into the eye following a 4x/day,3x/day,2x/day,1/xday weekly taper

    Drug: Loteprednol Etabonate 0.38% Ophthalmic Gel/Jelly

Interventions

06

What researchers measure

Primary outcomes

  1. Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus Who Also Have Allergies

    For patients with keratoconus who wear contact lenses and suffer with allergies Ocular Surface Disease Index (OSDI) questionnaire will be taken, grading of hyperemia, papillary reaction, corneal staining, and intraocular pressures (IOP) will be taken at each visit The primary outcome measure is papillary grade. This is measured on a grading scale of 0-4. Grade 0 is the lowest score, meaning no papillae are present. Grade 4 is the worse score. Papillary grade scale = 0-4 (grade 4 is worse score)

    Time frame: 90 days

  2. Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus Who Also Have Elevated Osmolarity

    For patients with keratoconus who wear contact lenses and suffer with allergies OSDI questionnaire will be taken, grading of hyperemia, papillary reaction, corneal staining, and IOP will be taken at each visit. This outcome is measuring Osmolarity which is measured on a scale in units of milliosmoles. The scale measured is between 250-400 with the higher number being the worse score.

    Time frame: 90 days

  3. Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus and Intraocular Pressure

    For patients with keratoconus who wear contact lenses and suffer with allergies OSDI questionnaire will be taken, grading of hyperemia, papillary reaction, corneal staining, and IOP will be taken at each visit. This specific measure is measuring intraocular pressure by method of Goldman applanation tonometry. This is measured as a unit measure in units of mmHg between 10-22mmHg.

    Time frame: 90 days

  4. Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus and Dry Eye

    For patients with keratoconus who wear contact lenses and suffer with allergies OSDI questionnaire will be taken, grading of hyperemia, papillary reaction, corneal staining, and IOP will be taken at each visit. tear-break-up time is measured on a scale of 0-4, the higher the number, the worse the score corneal staining is measured on a scale of 0-4, the higher the number the worse the score

    Time frame: 90 days

07

Results

Posted Apr 6, 2025

Participant flow

Participant flow — Overall Study
MilestoneDexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%
Started1818
Completed1818
Not completed00

Outcome measures

PrimaryDetermine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus Who Also Have Allergies

For patients with keratoconus who wear contact lenses and suffer with allergies Ocular Surface Disease Index (OSDI) questionnaire will be taken, grading of hyperemia, papillary reaction, corneal staining, and intraocular pressures (IOP) will be taken at each visit The primary outcome measure is papillary grade. This is measured on a grading scale of 0-4. Grade 0 is the lowest score, meaning no papillae are present. Grade 4 is the worse score. Papillary grade scale = 0-4 (grade 4 is worse score)

Time frame:
90 days
Reported as:
Mean · papillary grade
Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus Who Also Have Allergies
papillary gradeDexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%
Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus Who Also Have Allergies1.67 ± 0.672 ± 0.76
PrimaryDetermine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus Who Also Have Elevated Osmolarity

For patients with keratoconus who wear contact lenses and suffer with allergies OSDI questionnaire will be taken, grading of hyperemia, papillary reaction, corneal staining, and IOP will be taken at each visit. This outcome is measuring Osmolarity which is measured on a scale in units of milliosmoles. The scale measured is between 250-400 with the higher number being the worse score.

Time frame:
90 days
Reported as:
Mean · milliosmoles
Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus Who Also Have Elevated Osmolarity
milliosmolesDexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%
Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus Who Also Have Elevated Osmolarity297.8 ± 31.6304.5 ± 21.6
PrimaryDetermine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus and Intraocular Pressure

For patients with keratoconus who wear contact lenses and suffer with allergies OSDI questionnaire will be taken, grading of hyperemia, papillary reaction, corneal staining, and IOP will be taken at each visit. This specific measure is measuring intraocular pressure by method of Goldman applanation tonometry. This is measured as a unit measure in units of mmHg between 10-22mmHg.

Time frame:
90 days
Reported as:
Mean · mmHg
Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus and Intraocular Pressure
mmHgDexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%
Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus and Intraocular Pressure14.7 ± 3.115.1 ± 3.1
PrimaryDetermine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus and Dry Eye

For patients with keratoconus who wear contact lenses and suffer with allergies OSDI questionnaire will be taken, grading of hyperemia, papillary reaction, corneal staining, and IOP will be taken at each visit. tear-break-up time is measured on a scale of 0-4, the higher the number, the worse the score corneal staining is measured on a scale of 0-4, the higher the number the worse the score

Time frame:
90 days
Reported as:
Mean · score on a scale
Determine the Effect of Dexamethasone Intracanalicular Insert on Patients With Keratoconus and Dry Eye
score on a scaleDexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%
Tear Break-Up-Time (scale 0-4)3.4 ± 1.73.6 ± 1.8
Corneal Staining (Scale 0-4)5.0 ± 2.25.2 ± 2.1

Adverse events

Collected over 90 days. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Dexamethasone Insert0/18 (0%)0/18 (0%)0/18 (0%)
Loteprednol Etabonate Ophthalmic Gel 0.38%0/18 (0%)0/18 (0%)0/18 (0%)

Baseline characteristics

18 participants total one eye received dexamethasone insert; one eye received loteprednol etabonate ophthalmic gel

Age, Categorical
Age, Categorical(eyes)Dexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%Total
<=18 years000
Between 18 and 65 years151530
>=65 years336
Sex: Female, Male
Sex: Female, Male(Participants)Dexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%Total
Female101020
Male8816
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Dexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%Total
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American9918
White448
More than one race5510
Unknown or Not Reported000
Region of Enrollment
Region of Enrollment(participants)Dexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%Total
United States181818
Count of eyes
Count of eyes(eyes)Dexamethasone InsertLoteprednol Etabonate Ophthalmic Gel 0.38%Total
Count of units181836
08

Study locations

1 site
  • Illinois Eye Institute
    Chicago, Illinois 60616, United States
09

References and documents

Study documents

PDFs hosted by the registry, ClinicalTrials.gov.

Individual participant data

Plan to share: No

10

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from Sep 2020 to primary completion in Dec 2021, 15 months.

Results were first posted in Apr 2025, 3 years 3 months after primary completion.

How these figures are worked out, and which studies are left out of them.

Registered
May 27, 2020
First posted
Jun 5, 2020
StartActual
Sep 1, 2020
Primary completionActual
Dec 31, 2021
CompletionActual
Dec 31, 2021
Results first posted
Apr 6, 2025
Last update
Jun 24, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Jun 24, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT04418999
Lead sponsor
Illinois College of Optometry
Responsible party
Sponsor
First posted
Jun 5, 2020
Start date
Sep 1, 2020
Primary completion
Dec 31, 2021
Completion
Dec 31, 2021
Results posted
Apr 6, 2025
Last update
Jun 24, 2026

Study contacts

Jennifer Harthan
principal investigator · Illinois College of Optometry

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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Studies of the drug tested here: Dexamethasone

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