ClinicalTrials.gg
RecruitingNCT04256798PENGUINUpdated Feb 19, 2025

Perioperative Respiratory Care and Outcomes for Patients Undergoing High Risk Abdominal Surgery

A Phase 3 interventional study of Chlorhexidine mouthwash and Oxygen in Infection, Pneumonia and Surgical Site Infection, sponsored by University of Birmingham. Recruiting at 37 sites in 5 countries. Open to participants aged 10 Years to 100 Years. Per ClinicalTrials.gov, last updated 2025-02-19.

Sponsored by University of Birmingham · Phase 3, Interventional, and Treatment

From the registry’s dates

  • Primary completion was expected by Oct 2025, 1 year ago, but the record still lists the study as recruiting.
  • Started Nov 2020; still recruiting 5 years 11 months later.
Phase
Phase 3
Study type
Interventional
Enrollment
12,942
Allocation
Randomized
Ages
10 Years to 100 Years
Sex
All
01

Study summary

PENGUIN is a pragmatic multi-center trial investigating the effects of pre-operative mouthwash and perioperative oxygen on the incidences of pneumonia and surgical site infection (SSI) following major abdominal surgery.

Patients will be recruited from low and middle income countries and randomly assigned to a trial treatment arms: a) pre-operative chlorhexidine mouthwash and 80-100% FiO2; b) no pre-operative mouthwash and 80-100% fraction of inspired oxygen (FiO2); c) pre-operative chlorhexidine mouthwash and 21- 30% FiO2; or d) no pre-operative mouthwash and 21-30% FiO2.

Read the detailed description

PENGUIN is a pragmatic, blinded (outcome assessor), 2x2 factorial, multi-centre randomised controlled trial, with an internal pilot, to evaluate measures to reduce surgical site infection (SSI) and pneumonia rates in patients undergoing surgery with an abdominal incision.

Pneumonia is one of the most serious complications to occur after surgery, accounting for up to one in four of all postoperative deaths. The incidence is greater still in high-risk populations such as those undergoing midline laparotomy where mortality rates are more than 10%. SSIs are clearly important being the most frequent healthcare-associated infection in LMICs, affecting one in three patients undergoing contaminated or dirty surgery (34, 35). SSIs cause pain, discomfort and disability. They increase the time taken to return to work, and healthcare costs

The risk of postoperative mortality and complications such as surgical site infection is three times greater in low and middle-income countries (LMICs) than in high-income countries. In order to address surgical need worldwide, it is estimated that provision of a further 312 million operations would be required each year.

Patients will be recruited from hospitals in Low and Middle Income Countries (LMICs) who are undergoing elective or emergency mid-line laparotomy. Eligible patients will be randomised at the level of the individual in a 1:1:1:1 ratio between:

A. Preoperative chlorhexidine mouthwash and 80-100% FiO2 during surgery B. No preoperative chlorhexidine mouthwash and 80-100% FiO2 during surgery C. Preoperative chlorhexidine mouthwash and 21-30% FiO2 during surgery D. No preoperative chlorhexidine mouthwash and 21-30% FiO2 during surgery

The 6 month internal pilot will assess the feasibility of recruitment, compliance with treatment allocation and patient retention and follow-up rates. The main Randomised Control Trial will recruit 12,924 participants.

02

Conditions studied

  • Infection
  • Pneumonia
  • Surgical Site Infection
  • Wound Infection
  • Surgical Wound Infection
  • Postoperative Complications
  • Anesthesia
  • Communicable Disease
  • Pathologic Processes
  • Perioperative Complication
  • Chlorhexidine
  • Laparotomy
03

In context

Infections

2,093 studies on the registry are indexed under Infections; 364 are open to participants now.

This study's planned enrollment of 12,942 is above the median of 113 across 1,304 interventional studies indexed under Infections.

Browse Infections studies →

Lead sponsor

University of Birmingham is the lead sponsor of 182 studies on the registry; 29 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
10 Years to 100 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Adults and children aged 10 years or over
  • Elective or emergency abdominal surgery via midline laparotomy with an anticipated abdominal incision of at least 5cm in length
  • Written of patient (signature or a fingerprint)

Exclusion criteria

Exclusion Criteria:

  • Patients undergoing caesarean section
  • Patients with a documented or suspected allergy to chlorhexidine
  • Patient unable to complete postoperative follow-up (not contactable after discharge)
  • Previous enrolment in PENGUIN within the past 30 days
  • (ASA) grade V patients (expected to die with or without surgery)
Terms in these criteria, in plain language(2)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

ASA physical status

The anaesthetists’ scale of health before surgery: I is healthy, II has a mild illness that is under control, III a severe one, IV a severe illness that is a constant threat to life. V and VI are used for the critically ill and for organ donors.

05

Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Factorial assignment
Masking
Single (Outcomes assessor)
Enrollment
12,942 participants (estimated)

Study arms

  • Experimental
    Mouthwash and liberal oxygen during surgery

    Pre-surgical mouthwash with 0.2% chlorhexidine gluconate in combination with 80-100% FiO2 during surgery.

    Drug: Chlorhexidine mouthwash · Drug: Oxygen

  • Active comparator
    No mouthwash and liberal oxygen during surgery

    No pre-surgical mouthwash in combination with 80-100% FiO2 during surgery.

    Drug: Oxygen

  • Experimental
    Mouthwash and restrictive oxygen during surgery

    Pre-surgical mouthwash with 0.2% chlorhexidine gluconate in combination with 21-30% FiO2 during surgery.

    Drug: Chlorhexidine mouthwash · Drug: Oxygen

  • Active comparator
    No mouthwash and restrictive oxygen during surgery

    No pre-surgical mouthwash in combination with 21-30% FiO2 during surgery.

    Drug: Oxygen

Interventions

06

What researchers measure

Primary outcomes

  1. Number of participants with pneumonia using the US Centers for Disease Control (CDC) definition of pneumonia (Mouthwash intervention only)

    Pneumonia will be classified using the US Centers for Disease Control (CDC) definition of pneumonia

    Time frame: Within 30 days post-surgery from index operation

  2. Number of participants with surgical site infection (Oxygen therapy intervention only)

    The infection must involve the skin, subcutaneous, muscular or fascial layers of the incision AND The patient must have at least one of the following: * Purulent drainage from the wound * Organisms are detected from a wound swab * Wound opened spontaneously or by a clinician AND, fever (\>38°C), OR at the surgical wound, the patient has at least one of: pain or tenderness; localised swelling; redness; heat; * Diagnosis of SSI by a clinician or radiological imaging

    Time frame: Within 30 days post-surgery from index operation

Secondary outcomes

  1. Number of trial participant moralities (Mouthwash and oxygen therapy intervention comparisons)

    Patient mortality status

    Time frame: Within 30 days post-surgery from index operation

  2. Number of participants who received repeat abdominal surgery to treat complications (Oxygen therapy intervention only)

    Repeat abdominal surgery to treat complications

    Time frame: Within 30 days post-surgery from index operation

  3. Number of participants who received repeat abdominal surgery (Mouthwash and oxygen therapy interventions)

    Repeat abdominal surgery

    Time frame: Within 30 days post-surgery from index operation

  4. Length of hospital stay for index admission (Mouthwash and oxygen therapy interventions)

    Length of hospital stay for index admission will be collected and will measure time from surgery to time of discharge.

    Time frame: Within 30-days post surgery from index operation

  5. Number of participants returning to normal activities (Mouthwash and oxygen therapy interventions)

    Return to normal activities (e.g. work, school, or family duties) ascertained by trial specific case report forms.

    Time frame: Within 30 days post-surgery from index operation

  6. Number of participants admissions to a critical care unit (Mouthwash and oxygen therapy interventions)

    Admission to a critical care unit will be captured on the trial case report forms.

    Time frame: Within 30 days post-surgery from index operation

  7. Health resource usage per patient

    Resource use data will be collected as part of the economic evaluation of the different treatment combinations in a sub-group of adult patients at selected centers. Information related to post-operative cost (medicinal products, amenities and personal) will be collected on a health resource usage case report form designed by the trials health economist.

    Time frame: Within 30 days post-surgery from index operation

07

Study locations

34 of 37 sites recruiting
  • Hospital das Clinicas da Faculdade de Medicina de Botucatu - UNESP
    Botucatu, SP, Brazil
    Recruiting
    • Leandro Gobbo Braz · Contact
  • Hospital de Clinicas de Porto Alegre
    Porto Alegre, Brazil
    Recruiting
    • Luciana Cadore Stefani · Contact
  • Hospital Nossa Senhora da Conceicao
    Porto Alegre, Brazil
    Recruiting
    • ANDRE PRATO SCHMIDT · Contact
  • Hospital Universitario Professor Edgar Santos/Bahia
    Salvador, Brazil
    Recruiting
    • Liana Maria Torres De Araujo Azi · Contact
  • Hospital Sao Jose - Criciuma/SC
    São José, Brazil
    Recruiting
    • Eric Benedet Lineburger · Contact
  • Homi Bhabha Cancer Hospital & Research Centre
    Visakhapatnam, Andhra Pradesh 530053, India
    Recruiting
  • Sher - i - Kashmir Institute of Medical Sciences
    Srinagar, Jammu And Kashmir 190011, India
    Recruiting
  • Chinchpada Christian Hospital
    Chinchpada, Maharashtra 425417, India
    Recruiting
  • Kasturba Medical College Hospital, Manipal
    Madhava Nagar, Manipal, Karnataka 576104, India
    Recruiting
  • Government Medical College, Patiala
    Patiala, Punjab 147001, India
    Recruiting
  • All India Institute of Medical Sciences, Bhubaneswar
    Bhubaneswar, 751019, India
    Recruiting
  • Government Medial College & Hospital, Chandigarh
    Chandigarh, 160047, India
    Recruiting
  • All India Institute of Medical Sciences, Jodhpur
    Jodhpur, 342005, India
    Recruiting
  • Tata Medical Center
    Kolkata, 700160, India
    Recruiting
  • Christian Medical College (CMC) & Hospital, Ludhiana
    Ludhiana, 141008, India
    Recruiting
  • Madhepura Christian Hospital
    Madhepura, 852113, India
    Recruiting
  • Topiwala National Medical College and Bai Yamunabai Laxman Nair Charitable Hospital
    Mumbai, 400008, India
    Recruiting
  • Tata Memorial Hospital
    Mumbai, 400012, India
    Recruiting
  • Maulana Azad Medical College
    New Delhi, 110002, India
    Recruiting
  • All India Institute of Medical Sciences, Rishikesh
    Rishīkesh, 249203, India
    Recruiting
  • Christian Medical College & Hospital Vellore
    Vellore, 632004, India
    Recruiting
  • Centro Médico Nacional de Occidente IMSS
    Belisario Domínguez, 44329, Mexico
    Recruiting
  • Hospital Espanola Veracruz
    Veracruz, 91700, Mexico
    Recruiting
  • University of Benin Teaching Hospital
    Benin City, 300283, Nigeria
    Recruiting
  • University Of Abuja Teaching Hospital
    Gwagwalada, 902101, Nigeria
    Recruiting
  • University College Hospital
    Ibadan, 200285, Nigeria
    Recruiting
  • Obafemi Awolowo University Teaching Hospitals Complex
    Ile-Ife, 233285, Nigeria
    Recruiting
  • University of Ilorin Teaching Hospital
    Ilorin, 241102, Nigeria
    Recruiting
  • Ahmadu Bello University Teaching Hospital
    Kaduna, 810105, Nigeria
    Not yet recruiting
  • Aminu Kano Teaching Hospital
    Kano, 700101, Nigeria
    Not yet recruiting
  • Lagos State University Teaching Hospital
    Lagos, 101233, Nigeria
    Recruiting
  • Lagos University Teaching Hospital
    Lagos, 102215, Nigeria
    Recruiting
  • Nnamdi Azikiwe University Teaching Hospital
    Nnewi, 435101, Nigeria
    Not yet recruiting
  • Tygerberg Hospital
    Cape Town, 7505, South Africa
    Recruiting
  • Groote Schuur Hospital
    Cape Town, 7925, South Africa
    Recruiting
  • New Somerset Hospital
    Cape Town, 8001, South Africa
    Recruiting
  • Paarl Provincial Hospital
    Paarl, 7646, South Africa
    Recruiting
08

References and documents

Individual participant data

Plan to share: Yes — Data will be shared via a process of controlled access

Supporting information: Study protocol, Informed consent form

Time frame: 6 months post publication

Access criteria: Formal requests must be submitted to the Data Access Group at Birmingham Clinical Trials Unit

No publications or documents are linked to this record.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Feb 19, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT04256798
Responsible party
Sponsor
First posted
Feb 5, 2020
Start date
Nov 13, 2020
Primary completion
Oct 31, 2025 (estimated)
Completion
Jun 1, 2026 (estimated)
Last update
Feb 19, 2025

Study contacts

Divya Kapoor
Contact
penguin@trials.bham.ac.uk
01214159127
Rachel Lillywhite, BA
Contact
penguin@trials.bham.ac.uk
01214159127
Rupert Pearse
principal investigator · Royal London Hospital

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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Studies of the drug tested here: Chlorhexidine

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