ClinicalTrials.gg
TerminatedNCT04116320AM-003Updated Jul 14, 2025

Focused Ultrasound Ablation and PD-1 Antibody Blockade in Advanced Solid Tumors

A Phase 1 interventional study of Echopulse and Poly ICLC in Melanoma, Breast Cancer and Merkel Cell Carcinoma, sponsored by Craig L Slingluff, Jr. Terminated at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2025-07-14.

Sponsored by Craig L Slingluff, Jr · Phase 1, Interventional, and Treatment

Why this study was terminated
Unable to enroll enough patients to complete targeted enrollment in a reasonable time.

From the registry’s dates

  • Primary completion was Aug 2023, 3 years 2 months ago, and no results have been posted to the registry.
Phase
Phase 1
Study type
Interventional
Enrollment
5
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
01

Study summary

This study evaluates whether it is safe to Focused Ultrasound Ablation (FUSA) treatments with and without PD-1 blockade and with and without intratumoral poly-ICLC. A device called the Echopulse will be used for the FUSA therapy. Patients will be assigned to 1 of 2 cohorts depending on their disease and treatment status. In Cohort 1, patients will receive FUSA therapy while receiving PD-1 blockade therapy as part of standard clinical care treatment. In Cohort 2, patients who discontinue or are ineligible for PD-1 blockade therapy will undergo FUSA without concurrent systemic therapy, with the goal of utilizing the FUSA to boost the innate immune response. The optional secondary regimen will combine FUSA (+/- PD-1 blockade) with intratumoral poly-ICLC.

02

Conditions studied

  • Melanoma
  • Breast Cancer
  • Merkel Cell Carcinoma
  • Squamous Cell Cancer
  • Non Small Cell Lung Cancer
  • Cervical Cancer
  • Urothelial Carcinoma
  • Ovarian Cancer
  • Hepatocellular Carcinoma
  • Small-cell Lung Cancer
  • Microsatellite Instability High
  • Gastric Cancer
  • Esophageal Cancer

Keywords

  • Echopulse
  • Focused Ultrasound Ablation
  • FUSA
  • Pembrolizumab
  • Keytruda
  • Atezolizumab
  • Tecentriq
  • polyICLC
  • poly-ICLC
  • Hiltonol
03

In context

Melanoma

3,370 studies on the registry are indexed under Melanoma; 578 are open to participants now.

This study's enrollment of 5 is below the median of 40 across 2,649 interventional studies indexed under Melanoma.

Browse Melanoma studies →

Lead sponsor

Craig L Slingluff, Jr is the lead sponsor of 24 studies on the registry; 1 is open to participants now.

Of its 5 completed or terminated interventional studies of FDA-regulated products, 2 (40%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Age ≥18 years.
  2. Advanced solid tumor with .
  3. Subject must have failed or have to standard therapies.
  4. For Cohort 1, primary regimen (Regimen 1a): Patients with advanced solid for which PD1 or PDL1 antibody monotherapy administered on a 3-week schedule is FDA-approved for treatment, who have one or more tumor deposits that are accessible to focused ultrasound treatment, and who are eligible to receive (or to continue to receive) PD1 or PDL1 blockade therapy. Uveal melanoma patients are not eligible for Regimen 1a.

    Note: Participants eligible for this regimen may receive the primary protocol therapy (Regimen 1a) concurrent with PD1/PDL1 antibody therapy if:

    • Progressive Disease: subjects with progressive disease following PD1/PDL1 antibody therapy are eligible for this cohort if it is clinically appropriate for them to continue on systemic PD1/PDL1 antibody per the treating clinician even if they did not begin treatment on this trial. Examples may include a patient with a small new lesion but stable disease in other sites, or very slight tumor growth in multiple sites, in a patient without other approved therapy options. Participants who progress following PD1/PDL1 antibody therapy may undergo interval resection of enlarging lesions and still be included in this cohort as long as they have persistent unresectable disease that is accessible to FUSA treatment.
    • Response with persistent disease: subjects who have a clinical response (SD or PR) and have residual lesion(s) accessible to FUSA treatment. Participants with PR are only eligible if it is clinically appropriate for them to continue on PD1/PDL1 therapy per the judgement of the treating clinician.
    • Stable disease: The majority of clinical responses to PD1/PDL1 blockade occur within 12 weeks but may occur much later. Routine clinical practice commonly includes continuation of PD1 antibody therapy for 1-2 years for patients with stable disease on that therapy. Thus, patients with SD after 12 weeks of PD1/PDL1 therapy per criteria may be eligible for Regimen 1a if their disease has remained stable on therapy and if their treating provider recommends continuation of PD1/PDL1 therapy even if they were not treated on this trial.
  5. For Cohort 1, secondary regimen (Regimen 2a): For those patients treated with primary regimen 1a, select participants may be enrolled in a secondary regimen. This would include participants in the following scenarios:

    • Stable disease.
    • Response in lesion treated in regimen 1, but persistent disease or progression in a separate lesion.
    • Initial partial response but still persistent disease at the treated lesion.
    • Initial response followed by progression at treated lesion or separate site, after discontinuation of /PD-L1 antibody. If there is a response and then progression at the site treated in Regimen 1 and the residual tumor meets inclusion criteria, this lesion may be re-treated on the secondary regimen.
    • Participants with lesions unique from the lesion treated in regimen 1 may enroll in regimen 2 and have additional lesion(s) treated, as long as they meet all inclusion criteria requirements. Up to three lesions may be treated in the second regimen.

    Patients enrolling to Regimen 2a must have a target lesion amenable to intratumoral injection with polyICLC per the treating clinician's discretion. The lesion(s) to be FUSA treated in regimen 2 do not need to include the lesion targeted in regimen 1. The patient must remain eligible for PD1/PDL1 Ab therapy.

  6. For Cohort 2, primary regimen (Regimen 1b): The following patient subsets would be eligible for the Cohort 2 primary regimen, as long as they have failed (progressed or not tolerated) or are not eligible for all effective available approved therapies known to confer clinical benefit:

    • Patients with advanced solid malignancy for which PD1 or PDL1 blockade is not FDA-approved.
    • Patients with uveal melanoma
    • Patients with advanced solid malignancies for which PD1 or PDL1 blockade is FDA approved but who are not eligible to receive that therapy because of prior failure, toxicity, baseline disease, or frailty.
    • Patients who previously responded to PD1/PDL1 therapy but then progressed, if there are no other systemic therapies available to them.

    Patients who were previously undergoing PD-1 blockade therapy must not have received a dose within 4 weeks prior to FUSA treatment.

  7. For Cohort 2, secondary regimen (Regimen 2b): For those patients treated with primary regimen 1a or 1b, select participants may be enrolled in a secondary regimen. This would include participants in the following scenarios:

    • Stable disease.
    • Response in lesion treated in regimen 1, but persistent disease or progression in a separate lesion.
    • Initial partial response but still persistent disease at the treated lesion.
    • Initial response followed by progression at the treated lesion after discontinuation of PD-1/PD-L1 antibody. If there is a response and then progression at the site treated in Regimen 1 and the residual tumor meets inclusion criteria, this lesion may be re-treated on the secondary regimen. For participants who progress at a site unique from the treated lesion, they may enroll in Regimen 2 and have this new lesion treated, as long as they meet all inclusion criteria requirements.
    • Participants with lesions unique from the lesion treated in regimen 1 may enroll in regimen 2 and have additional lesion(s) treated, as long as they meet all inclusion criteria requirements. Up to three lesions may be treated in the second regimen.

    Patients enrolling to Regimen 2b must have a target lesion amenable to intratumoral injection with polyICLC per the treating clinician's discretion. The lesion to be FUSA treated in regimen 2 does not need to be the same lesion targeted in regimen 1. Crossover from primary regimen 1a is allowed if the patient is no longer eligible for continued PD1/PDL1 Ab therapy (e.g. due to autoimmune toxicity), and if there is no other effective systemic therapy option. The length between the FUSA treatments in regimen 1 and regimen 2 should be no less than 6 weeks. Patients who experienced an unanticipated device effect in the primary regimen are not eligible for the secondary regimen.

  8. One or more dermal, subcutaneous or nodal metastases from an advanced solid tumor. The metastases need to be accessible for FUSA and for .

    For FUSA:

    The targeted lesion(s) must be visible by ultrasound imaging and meet the following criteria. Brain lesions may not be targeted for treatment.

    • Approximately 1 cm (or more) diameter of treatable tumor volume for lesions to be treated with FUSA.
    • The target treatment area needs to be contained within a region at least 5 mm from the skin surface and less than or equal to 23 mm from the skin surface.
    • The target treatment area must be at a safe distance from all critical structures, including but not limited to ribs or other bony structures, vital organs, named blood vessels or nerves.
    • The critical structures, with the exception of the skin, will not be in the pre-focal ultrasound path.
    • The anterior-posterior dimension of the treatment area by US should be no less than 9mm.

    For Biopsies:

    Biopsies may be completed with or without image guidance.

  9. Lesions that have been selected for focused ultrasound or lesions that have been selected for biopsies as untreated controls may have been previously radiated provided:

    • The tumor site that was previously radiated has progressed.
    • A baseline biopsy of the tumor site is obtained following progression and prior to study entry.
  10. performance status 0-2.
  11. Subjects with may participate if all of the following are true:

    • There has been no evident growth of any brain metastasis since the most recent treatment
    • No brain metastasis is > 2 cm in diameter at the time of registration.
    • Neurologic symptoms have returned to baseline,
    • There is no evidence of new or enlarging brain metastases,
    • Subjects are not using for at least 7 days prior to registration. Regardless of dose, however, subjects who are on a steroid taper for management of brain metastases are not eligible until 7 days after completion of that steroid taper.
    • Brain metastases will not be targeted for FUSA treatment.
  12. Adequate organ function
  13. Ability and willingness to give .

Exclusion criteria

Exclusion Criteria:

A subject will be excluded from participating in the trial if the subject:

  1. Has received the following medications or treatments at any time within 3 weeks of study day 1:

    1. Immune therapies including:

      • interferon (e.g. Intron-A®),
      • checkpoint blockade therapies other than /PD-L1 antibodies,
      • antibodies to costimulatory molecules (e.g. CD27, CD137),
      • small molecule immune therapies (e.g. IDO1 inhibitor)
    2. Cytotoxic chemotherapy for cancer
  2. Has received the following medications or treatments at any time within 4 weeks of study day 1:

    1. Radiation therapy (Note: Stereotactic radiotherapy, such as gamma knife, can be used ≥ 1 week prior to registration)
    2. Allergy desensitization injections
    3. High doses of systemic , with the following qualifications and exceptions:

      • Daily doses of 10 mg or less prednisone (or equivalent) per day administered parenterally or orally are allowed in patients with normal adrenal and pituitary function.
      • In patients with adrenal or pituitary insufficiency replacement steroid doses are allowed.
      • Inhaled steroids (e.g.: Advair®, Flovent®, Azmacort®) are permitted at low doses (less than 500 mcg fluticasone per day, or equivalent)
      • Topical and nasal corticosteroids are acceptable.
    4. Growth factors (e.g. Procrit®, Aranesp®, Neulasta®)
    5. Interleukins (e.g. Proleukin®)
    6. Any therapeutic agent (participation in the UVA AM004 clinical trial is permitted)
    7. Targeted therapies specific for mutated BRAF or for MEK
  3. Has a known addiction to alcohol or drugs and is actively taking those agents, or has recently (within 1 year) taken these agents or has ongoing illicit IV drug use.
  4. Is positive or has evidence of active or C virus with some exceptions.
  5. Is currently receiving nitrosoureas or has received this therapy within the preceding 6 weeks
  6. Is pregnant or breastfeeding. Female participants of must have a negative pregnancy test obtained within 2 weeks prior to registration. Males and females must agree, in the consent form, to use effective methods during the course of treatment and following treatment in accordance with the labeling guidelines for each approved therapy.
  7. Has a medical or potential problem in complying with the requirements of the protocol in the opinion of the investigator.
  8. Has an active infection requiring systemic therapy.
  9. Has Class III or IV heart disease as classified according to the .
  10. Has had prior disorders requiring cytotoxic or therapy,or autoimmune disorders with visceral involvement. Participants with an active autoimmune disorder requiring these therapies are also excluded.

    Note: The following are not exclusionary:

    • The presence of laboratory evidence of autoimmune disease (e.g. positive ANA titer) without symptoms
    • Clinical evidence of vitiligo
    • Other forms of depigmenting illness
    • Mild arthritis requiring NSAID medications
    • A history of immune-related adverse events with immune therapy, if the immune-related adverse events have resolved to grade 1 or lower.
  11. History of another cancer

    Note: the following diagnoses are exceptions and are permitted as long as they have been treated successfully and without clinical evidence of disease:

    • Any cancer that has been treated successfully, without evidence of subsequent recurrence or for over 5 years
    • Any cancer without distant metastasis that has been treated successfully, without evidence of recurrence or metastasis for over 2 years
    • Squamous cell cancer of the skin without known metastasis
    • Basal cell cancer of the skin without known metastasis
    • Carcinoma in situ of the breast (DCIS or LCIS)
    • Carcinoma in situ of the cervix
  12. 12) Previous treatment with polyICLC within 4 weeks. If a subject was previously treated with intratumoral polyICLC and experienced a significant (grade ≥3) toxicity related to the polyICLC treatment, the tumor that was treated should not be re-treated as part of this protocol.
Terms in these criteria, in plain language(20)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Measurable disease

The amount of disease can be tracked with a defined measurement, so the study can see whether it shrinks or grows. It might be a tumour measured on a scan or, in some blood cancers such as myeloma, a marker measured in blood or urine.

The criteria or the study team say which measurement counts — having no tumour visible on a scan does not by itself rule you out.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

Cancer (malignancy)

Malignancy means cancer. Criteria about another or earlier malignancy ask whether you have had a different cancer, usually within a set number of years.

Some are commonly allowed, such as treated skin cancers other than melanoma and early cancers removed completely — check the exceptions this study lists.

RECIST

The standard rules for measuring tumours on CT or MRI scans, to tell whether a cancer is shrinking, stable or growing during treatment.

“Measurable disease per RECIST 1.1” usually means at least one tumour 10 mm or more at its longest on a CT scan, or a lymph node 15 mm or more across its short axis.

PD-1, PD-L1 and checkpoint inhibitors

PD-1, PD-L1 and CTLA-4 are proteins that act as brakes on the immune system. Checkpoint inhibitors, such as pembrolizumab or nivolumab, block them so the immune system can attack a cancer.

PD-L1 can also be measured in a tumour sample. Some scores count stained tumour cells only (TPS); others also count certain immune cells (CPS). The study names the score and the minimum it uses.

Metastases

Cancer that has spread from where it began to other parts of the body. “Metastatic” cancer is cancer that has spread this way.

Autoimmune disease

A condition in which the immune system attacks the body’s own tissues, such as rheumatoid arthritis, lupus, psoriasis, type 1 diabetes or inflammatory bowel disease.

Immunotherapy studies often leave out active autoimmune disease, and some name exceptions, such as thyroid disease on replacement hormone. Check the exceptions this study lists.

Biopsy and archival tissue

A biopsy takes a small piece of tissue to examine. “Archival tissue” is a sample already taken, for example at diagnosis, and kept by the hospital.

Whether a stored sample will do depends on when it was taken, how much there is and what the study needs. Ask whether the study accepts your stored sample or needs a new biopsy.

ECOG performance status

A scale of how much an illness limits everyday activity. For people being assessed to join a study, scores run from 0 (fully active) to 4; lower is more active.

0
Fully active, no restrictions.
1
Limited in strenuous activity, but walking and able to do light work, such as housework or office work.
2
Walking and able to look after yourself, but unable to work; up and about more than half of waking hours.
3
Able to look after yourself only in part; in bed or a chair more than half of waking hours.
4
Unable to look after yourself at all; in bed or a chair all day.

Studies most often ask for 0–1 or 0–2. Your doctor gives the score; the WHO scale uses the same steps. The full scale also has 5, which records death.

Brain metastases

Cancer deposits in the brain from a cancer that started elsewhere in the body (CNS metastases include the spinal cord).

Studies differ: some leave out any brain metastases, some accept ones treated and stable for some weeks. Check what this study allows.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Live vaccines

Vaccines made with a weakened form of the germ, such as measles–mumps–rubella (MMR), chickenpox and yellow fever. They can be risky when the immune system is weakened. Flu injections are not live; the nasal flu spray is.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

Childbearing potential

Able to become pregnant: from the first period until menopause, unless permanently unable to through surgery (removal of the womb, or of both ovaries or both fallopian tubes).

Criteria for people of childbearing potential usually ask for a negative pregnancy test and for contraception during the study and for a time after it.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

NYHA class (heart failure)

The New York Heart Association’s four classes of how much heart failure limits physical activity.

I
No limits: ordinary activity causes no undue tiredness or breathlessness.
II
Slight limits: comfortable at rest, ordinary activity causes symptoms.
III
Marked limits: comfortable at rest, less than ordinary activity causes symptoms.
IV
Symptoms even at rest; any activity makes them worse.

Studies set their own limit — many outside heart failure leave out class III–IV, while heart failure studies may ask for a particular class. Check the class this study names.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
5 participants (actual)

Study arms

  • Experimental
    Cohort 1, primary regimen (Regimen 1a)

    FUSA therapy and standard of care PD-1 blockade. FUSA therapy will be administered on day 8.

    Device: Echopulse · Drug: Standard of Care PD-1 Therapy

  • Experimental
    Cohort 1, secondary regimen (Regimen 2a)

    FUSA therapy, standard of care PD-1 blockade, and intratumoral poly-ICLC will be administered on day 8.

    Device: Echopulse · Drug: Poly ICLC · Drug: Standard of Care PD-1 Therapy

  • Experimental
    Cohort 2, primary regimen (Regimen 1b)

    FUSA therapy will be administered on day 1.

    Device: Echopulse

  • Experimental
    Cohort 2, secondary regimen (Regimen 2b)

    FUSA therapy and intratumoral poly-ICLC will be administered on day 1.

    Device: Echopulse · Drug: Poly ICLC

Interventions

  • DeviceEchopulse

    The Echopulse device delivers focused ultrasound ablation (FUSA) therapy. FUSA is a technology that delivers continuous high-intensity focused ultrasound to ablate tissue.

    Also known as: Focused Ultrasound Ablation, FUSA

  • Poly-ICLC is a TLR3 agonist.

    Also known as: Hiltonol

  • DrugStandard of Care PD-1 Therapy

    PD-1 therapy FDA approved for use on a 3-week schedule will be used per standard of care.

This study also gives Pembrolizumab. No intervention listed here names it: that was found by reading the record.

06

What researchers measure

Primary outcomes

  1. To assess the safety and toxicity of FUSA administered alone or in combination with PD-1 antibody blockade.

    Incidence and severity of adverse events and incidence of dose-limiting toxicities (DLTs).

    Time frame: 30 days after the last study intervention

  2. To estimate the proportion of patients with increased CD8+ T cell infiltration of spot FUSA-treated metastasis.

    Proportion of participants achieving at least a 2-fold increase in CD8+ T cell infiltration per mm2.

    Time frame: Day 43 (cohort 1) or Day 36 (cohort 2)

Secondary outcomes

  1. To estimate the proportion of patients with increased CD8+ T cell infiltration, after spot FUSA, in untreated metastasis, when available.

    Proportion of participants achieving at least a 2-fold increase in CD8+ T cell infiltration per mm2

    Time frame: Day 43 (cohort 1) or Day 36 (cohort 2)

07

Study locations

1 site
  • University of Virginia
    Charlottesville, Virginia 22908, United States
08

References and documents

Publications

  • Sheybani ND, Witter AR, Thim EA, Yagita H, Bullock TNJ, Price RJ. Combination of thermally ablative focused ultrasound with gemcitabine controls breast cancer via adaptive immunity. J Immunother Cancer. 2020 Aug;8(2):e001008. doi: 10.1136/jitc-2020-001008. PubMed 32819975 ↗

Individual participant data

Plan to share: Yes — De-identified individual participant data that underlie the results of this study may be shared.

Supporting information: Study protocol

Time frame: Data may be available after the main findings from the final research data set have been accepted for publication.

Access criteria: Requests for data access will be accepted only with an accompanying signed Data Access Agreement.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jul 14, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT04116320
Lead sponsor
Craig L Slingluff, Jr
Collaborators
Theraclion
Responsible party
Craig L Slingluff, Jr (Professor of Surgery; Director, Human Immune Therapy Center, University of Virginia) — Sponsor-investigator
First posted
Oct 4, 2019
Start date
Nov 21, 2019
Primary completion
Aug 15, 2023
Completion
Aug 15, 2023
Last update
Jul 14, 2025

Study contacts

Lynn Dengel, MD, MSc
principal investigator · University of Virginia

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is terminated, as verified in Aug 2023. You cannot join it, but the record below documents what was studied.

Follow this study

Get an email when the registry record changes — status, dates, results — or when someone posts here.

Sign in to follow

Discussion

Questions and observations about this study, from anyone following it. Not medical advice, and not a channel to the study team — their contact details are on the registry record.

Sign in to join the discussion. Reading takes no account; posting does. You choose a display name, and a pseudonym is the default.

Nothing here yet. If you are running this trial, taking part in it, or weighing whether to, this is the place to say so.

Studies of the drug tested here: Poly ICLC

Start the discussion