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CompletedNCT03645031AIH-ALSUpdated May 15, 2025Results posted

Acute Intermittent Hypoxia and Breathing in Neuromuscular Disease

An interventional study of Acute Intermittent Hypoxia and Sham Acute Intermittent Hypoxia in Amyotrophic Lateral Sclerosis (ALS) and Neuromuscular Diseases, sponsored by University of Florida. Completed at 2 sites in United States. Open to participants aged 21 Years to 75 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2025-05-15.

Sponsored by University of Florida · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
29
Allocation
Randomized
Ages
21 Years to 75 Years
Sex
All
01

Study summary

This project seeks to investigate the effects of a single acute intermittent hypoxia (AIH) session on respiratory and non-respiratory motor function and EMG (electromyography) activity on patients with ALS (amyotrophic lateral sclerosis) and healthy controls.

Read the detailed description

Most ALS patients survive less than 5 years after diagnosis, and the main cause of death is respiratory failure. The investigators are interested in the therapeutic potential of acute intermittent hypoxia (AIH) for individuals with neuromuscular diseases, such as ALS. More than two decades of research indicates AIH elicits meaningful respiratory and non-respiratory motor recovery. Acute intermittent hypoxia (AIH) consists of alternating periods of breathing mildly hypoxic (lowered oxygen concentration) and normoxic (normal oxygen concentration) air.

The investigators propose to study mechanisms of respiratory plasticity associated with a single presentation of mild AIH. The fundamental hypothesis guiding this proposal is that even a single AIH trial improves respiratory (and non-respiratory) motor function in ALS patients procedure. Participants will then be asked to breathe air with reduced oxygen for short periods of time, for a duration of 45 minutes. The activity of your muscles and your heart function will be monitored throughout the procedure.

02

Conditions studied

  • Amyotrophic Lateral Sclerosis (ALS)
  • Neuromuscular Diseases

Keywords

  • acute intermittent hypoxia (AIH)
  • respiratory motor function
  • hypoxia
  • normoxia
  • EMG (electromyography)
03

In context

Motor Neuron Disease

717 studies on the registry are indexed under Motor Neuron Disease; 137 are open to participants now.

This study's enrollment of 29 is below the median of 35 across 461 interventional studies indexed under Motor Neuron Disease.

Browse Motor Neuron Disease studies →

Lead sponsor

University of Florida is the lead sponsor of 1,254 studies on the registry; 201 are open to participants now.

Of its 170 completed or terminated interventional studies of FDA-regulated products, 136 (80%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
21 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
Yes

Inclusion criteria

  • a healthy adult
  • clinical diagnosis of ALS
  • baseline FVC >60% predicted for age, sex and height.

Exclusion criteria

Exclusion Criteria:

  • pregnant
  • diagnosed cardiovascular disease
  • a BMI >35 kg/m2
  • currently take selective serotonin reuptake inhibitors (SSRI)
  • history of seizures
  • history of hospitalization for sepsis
  • respiratory infection or took antibiotic medications within the past 4 weeks
  • use external respiratory support during any waking hours
  • participate in a pharmaceutical trial to treat ALS
  • have any other medical condition the PI or medical director identify would make it unsuitable to participate.
05

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Single (Participant)
Enrollment
29 participants (actual)

Study arms

  • Experimental
    ALS Group

    Participants will complete a single 45 minute session of acute intermittent hypoxia (AIH), as well as, the 45 minute sham AIH session, consisting of breathing air with normal oxygen levels. Breathing, muscle activity and heart activity will be monitored before, during and after both procedures.

    Other: Acute Intermittent Hypoxia · Other: Sham Acute Intermittent Hypoxia

  • Experimental
    Healthy Control Group

    Participants will complete a single 45 minute session of acute intermittent hypoxia (AIH), as well as, the 45 minute sham AIH session, consisting of breathing air with normal oxygen levels. Breathing, muscle activity and heart activity will be monitored before, during and after both procedures.

    Other: Acute Intermittent Hypoxia · Other: Sham Acute Intermittent Hypoxia

Interventions

  • OtherAcute Intermittent Hypoxia

    AIH entails continuous breathing as the level of oxygen in the air is decreased, then returned to normal. Participants will alternate between breathing normal air and breathing hypoxic air (air that has less oxygen). Participants will complete a single 45 minute session of acute intermittent hypoxia (AIH). Breathing, muscle activity and heart activity will be monitored before, during and after the procedure. The intervals will last 1 minute each.

    Also known as: AIH

  • OtherSham Acute Intermittent Hypoxia

    Participants will complete the sham acute intermittent hypoxia, consisting of a single 45 minute session of breathing air with normal oxygen levels. All aspects of this procedure will otherwise be the same as for the AIH procedure. Breathing, muscle activity and heart activity will be monitored before, during and after the procedure.

    Also known as: Sham AIH

06

What researchers measure

Primary outcomes

  1. Percent Change in Maximal Inspiratory Pressure (MIP)

    MIP is a maximal voluntary static contraction of the inspiratory muscles against a closed valve, measured at the mouth. The test will be repeated until 3 measurements are obtained within 10% variability and an average of the three trials is reported. The change in MIP will be the percent difference in pressure between the averaged baseline MIP and the averaged follow-up measure, which is tested 60 minutes after the gas intervention.

    Time frame: 3 Hours

  2. Percent Change in Maximal Voluntary Grip Force

    Maximal static voluntary handgrip contractions will be evaluated in a seated position with the arm at the side and elbow flexed to 90 degrees. The test will be repeated until 3 measurements are obtained within 10% variability and then averaged. The change in grip will be the percent difference in force between the averaged baseline grip and the averaged follow-up grip measure, which is tested 60 minutes after the gas intervention.

    Time frame: 3 Hours

  3. Percent Change in Sniff Nasal Inspiratory Pressure

    Maximal voluntary contractions of the inspiratory muscles measured with a pressure sensor placed in the nare. The test will be repeated until 3 measurements are obtained within 10% variability and then averaged. The change in sniff nasal inspiratory pressure will be the percent difference in pressure between the averaged baseline sniff nasal inspiratory pressure and the averaged follow-up measure, which is tested 60 minutes after the gas intervention.

    Time frame: 3 Hours

Secondary outcomes

  1. Percent Change in Minute Ventilation

    Minute ventilation is measured using a pneumotachograph connected to the face mask to record breath-by-breath volume and breathing rate, which is then multiplied to calculate minute ventilation. After achieving a stable tidal volume, 5 minutes of resting minute ventilation will be recorded and then averaged. The change in minute ventilation will be the percent difference in volume between the averaged baseline ventilation and the averaged follow-up ventilation, which is tested 60 minutes after the gas intervention.

    Time frame: 3 Hours

  2. Occlusion Pressure (P0.1)

    P0.1 is measured with a pressure transducer connected to a face mask and represents the pressure generated against a transiently occluded airway in the first 0.1 sec of inspiration. The generated during this initial period of inspiration is resistant to learning or sensory bias and is considered a clinical estimate of inspiratory drive. Five measurements will be conducted and then averaged, with 5-15 un-occluded breaths between each P0.1 measurement. The averaged pressures at baseline and 60 minutes post-gas intervention will be reported and will be expressed in cm H2O.

    Time frame: 3 Hours

  3. Percentage Change in Respiratory EMG Vector Magnitude

    EMG vector magnitude represents the composite surface EMG activity expressed from eight respiratory muscles (bilateral scalene, sternocleidomastoid, 2nd parasternal, and 8th external intercostal/diaphragm). The vector magnitude was calculated for each participant from the root mean square (RMS) values from each EMG channel, as the square root of the sum of the individual squared EMG channel amplitudes.

    Time frame: 3 Hours

07

Results

Posted May 15, 2025

Participant flow

Participant flow — Overall Study
MilestoneALS Group - AIH Followed by ShamHealthy Control Group - AIH Followed by Sham HypoxiaALS Group, Sham Followed by AIHHealthy Control Group, Sham Followed by AIH
Started7886
Completed6684
Not completed1202

Outcome measures

PrimaryPercent Change in Maximal Inspiratory Pressure (MIP)

MIP is a maximal voluntary static contraction of the inspiratory muscles against a closed valve, measured at the mouth. The test will be repeated until 3 measurements are obtained within 10% variability and an average of the three trials is reported. The change in MIP will be the percent difference in pressure between the averaged baseline MIP and the averaged follow-up measure, which is tested 60 minutes after the gas intervention.

Time frame:
3 Hours
Reported as:
Mean · percentage change in MIP from baseline
Percent Change in Maximal Inspiratory Pressure (MIP)
percentage change in MIP from baselineALS GroupHealthy Control Group
Sham Hypoxia0.3 ± 2.9-3.1 ± 2.3
AIH-4.8 ± 1.6-5.0 ± 3.2
PrimaryPercent Change in Maximal Voluntary Grip Force

Maximal static voluntary handgrip contractions will be evaluated in a seated position with the arm at the side and elbow flexed to 90 degrees. The test will be repeated until 3 measurements are obtained within 10% variability and then averaged. The change in grip will be the percent difference in force between the averaged baseline grip and the averaged follow-up grip measure, which is tested 60 minutes after the gas intervention.

Time frame:
3 Hours
Reported as:
Mean · percent change in grip forcfrom baseline
Percent Change in Maximal Voluntary Grip Force
percent change in grip forcfrom baselineALS GroupUnaffected Control Group
AIH-8.2 ± 0.26-11.2 ± 0.24
SHAM14.5 ± 0.1118.2 ± 0.07
PrimaryPercent Change in Sniff Nasal Inspiratory Pressure

Maximal voluntary contractions of the inspiratory muscles measured with a pressure sensor placed in the nare. The test will be repeated until 3 measurements are obtained within 10% variability and then averaged. The change in sniff nasal inspiratory pressure will be the percent difference in pressure between the averaged baseline sniff nasal inspiratory pressure and the averaged follow-up measure, which is tested 60 minutes after the gas intervention.

Time frame:
3 Hours
Reported as:
Mean · Percent Change from Baseline
Percent Change in Sniff Nasal Inspiratory Pressure
Percent Change from BaselineALS GroupHealthy Control Group
Sham2.5 ± 4.17.4 ± 5.9
AIH4.9 ± 5.05.8 ± 5.5
SecondaryPercent Change in Minute Ventilation

Minute ventilation is measured using a pneumotachograph connected to the face mask to record breath-by-breath volume and breathing rate, which is then multiplied to calculate minute ventilation. After achieving a stable tidal volume, 5 minutes of resting minute ventilation will be recorded and then averaged. The change in minute ventilation will be the percent difference in volume between the averaged baseline ventilation and the averaged follow-up ventilation, which is tested 60 minutes after the gas intervention.

Time frame:
3 Hours
Reported as:
Mean · percentage change from baseline
Percent Change in Minute Ventilation
percentage change from baselineALS GroupHealthy Control Group
Sham hypoxia5.7 ± 7.3-5.6 ± 5.4
AIH19.5 ± 6.02.6 ± 7.2
SecondaryOcclusion Pressure (P0.1)

P0.1 is measured with a pressure transducer connected to a face mask and represents the pressure generated against a transiently occluded airway in the first 0.1 sec of inspiration. The generated during this initial period of inspiration is resistant to learning or sensory bias and is considered a clinical estimate of inspiratory drive. Five measurements will be conducted and then averaged, with 5-15 un-occluded breaths between each P0.1 measurement. The averaged pressures at baseline and 60 minutes post-gas intervention will be reported and will be expressed in cm H2O.

Time frame:
3 Hours
Reported as:
Mean · cm H2O
Occlusion Pressure (P0.1)
cm H2OALS GroupHealthy Control GroupALS Group - Sham HypoxiaControl Group
Baseline-0.80 ± 0.58-0.60 ± 0.41——
60 minutes post-AIH-0.83 ± 0.72-0.47 ± 0.53——
SecondaryPercentage Change in Respiratory EMG Vector Magnitude

EMG vector magnitude represents the composite surface EMG activity expressed from eight respiratory muscles (bilateral scalene, sternocleidomastoid, 2nd parasternal, and 8th external intercostal/diaphragm). The vector magnitude was calculated for each participant from the root mean square (RMS) values from each EMG channel, as the square root of the sum of the individual squared EMG channel amplitudes.

Time frame:
3 Hours
Reported as:
Mean · percentage change from baseline
Percentage Change in Respiratory EMG Vector Magnitude
percentage change from baselineALS GroupHealthy Control Group
Sham hypoxia-24.5 ± 4.17.4 ± 13.1
AIH179.8 ± 45.9352.3 ± 99.4

Adverse events

Collected over Adverse events were collected from subject consent through 1 week following the last study visit. This timeframe is approximately 6 weeks.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
ALS- AIH Group0/14 (0%)0/14 (0%)2/14 (14.3%)
Healthy Control- AIH Group0/11 (0%)0/11 (0%)1/11 (9.1%)
ALS- SHAM GROUP0/14 (0%)0/14 (0%)4/14 (28.6%)
Healthy Control- SHAM Group0/11 (0%)0/11 (0%)0/11 (0%)
Most frequent other events
Most frequent other events
EventALS- AIH GroupHealthy Control- AIH GroupALS- SHAM GROUPHealthy Control- SHAM Group
Upper respiratory congestionRespiratory, thoracic and mediastinal disorders0/141/111/140/11
Cough and sore throatRespiratory, thoracic and mediastinal disorders1/140/111/140/11
Wrist sprainMusculoskeletal and connective tissue disorders0/140/111/140/11
ShinglesSkin and subcutaneous tissue disorders0/140/111/140/11
TachycardiaCardiac disorders1/140/110/140/11

Baseline characteristics

Patients with an ALS diagnosis and age matched healthy controls.

Age, Categorical
Age, Categorical(Participants)ALS GroupHealthy Control GroupTotal
<=18 years000
Between 18 and 65 years639
>=65 years7714
Age, Continuous
Age, Continuous(years)ALS GroupHealthy Control GroupTotal
Mean65.3 (56 to 72)67.4 (60 to 75)66.2 (56 to 75)
Sex: Female, Male
Sex: Female, Male(Participants)ALS GroupHealthy Control GroupTotal
Female347
Male10616
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)ALS GroupHealthy Control GroupTotal
Hispanic or Latino202
Not Hispanic or Latino111021
Unknown or Not Reported000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)ALS GroupHealthy Control GroupTotal
American Indian or Alaska Native000
Asian022
Native Hawaiian or Other Pacific Islander000
Black or African American000
White13821
More than one race000
Unknown or Not Reported000
Region of Enrollment
Region of Enrollment(Participants)ALS GroupHealthy Control GroupTotal
United States131023
Vital capacity (% predicted)
Vital capacity (% predicted)(Percentage)ALS GroupHealthy Control GroupTotal
Mean83.3 (61 to 113)105.2 (86 to 132)92.8 (61 to 132)
Amyotrophic Lateral Sclerosis Functional Rating Scale- Revised (ALS-RFS-R)
Amyotrophic Lateral Sclerosis Functional Rating Scale- Revised (ALS-RFS-R)(units on a scale)ALS GroupHealthy Control GroupTotal
Mean38.8 (33 to 45)—38.8 (33 to 45)
08

Study locations

2 sites
  • UF Clinical Research Center
    Gainesville, Florida 32610, United States
  • University of Florida
    Gainesville, Florida 32611, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Nov 20, 2020

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 15, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03645031
Lead sponsor
University of Florida
Responsible party
Sponsor
First posted
Aug 24, 2018
Start date
Oct 1, 2018
Primary completion
Jun 2, 2023
Completion
Jun 2, 2023
Results posted
May 15, 2025
Last update
May 15, 2025

Study contacts

Barbara K Smith, PT, PhD
principal investigator · University of Florida

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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