CClinicalTrials.gg
CompletedNCT03575143PLWH/OSAUpdated Aug 21, 2023Results posted

Obstructive Sleep Apnea Endotypes and Impact on Phenotypes of People Living With HIV

An observational study in Human Immunodeficiency Virus and Obstructive Sleep Apnea, sponsored by University of California, San Diego. Completed at 1 site in United States. Open to participants aged 18 Years to 65 Years. Per ClinicalTrials.gov, last updated 2023-08-21.

Sponsored by University of California, San Diego · Observational

Study type
Observational
Model
Cohort
Time perspective
Cross-sectional
Enrollment
132
Ages
18 Years to 65 Years
Sex
All
01

Study summary

The investigators seek to understand how the different underlying causes of OSA affect the way people living with HIV (PLWH) experience OSA. The investigators also want to understand how symptoms of obstructive sleep apnea improve with treatment, and if this too, is affected by the underlying cause of OSA in that individual

Read the detailed description

Overnight Visit #1. Subjects will arrive to the research sleep laboratory at approximately 7PM and undergo the following procedures:

  1. Polysomnography: Monitoring for standard clinical polysomnography study will be applied to the subject, as follows: The subject will have EEG, EMG, EOG, and ECG electrodes, an adhesive body position sensor placed in standard locations. Pulse oximetry sensor will be attached either to a finger or ear lobe and secured by tape. The following parameters will be measured during sleep: electroencephalogram, eye movement, electrocardiogram, electromyogram, leg movement, snoring sounds, nasal pressure, and nasal-oral airflow by thermistor, respiratory effort and body position by piezo-electric bands of the thorax and abdomen or magnetometers, position sensors, and pulse oximetry. This equipment is standard for diagnostic polysomnography and should not be uncomfortable.

    Once all of this equipment has been comfortably and securely fastened, the subject will be allowed to fall asleep and data recording will begin. Subjects will be asked to remain in the supine position as much as possible. All data will be acquired on a 1401 plus interface and Spike 2 software. The study will end at approximately 6 AM, at which time the monitoring equipment will be removed, and the subject will undergo a blood draw in this fasting state.

  2. Phlebotomy: Venipuncture will be performed by a certified research staff or physician using standard techniques and appropriate blood borne pathogen precautions. Approximately 10-15 cc of blood will be drawn in the morning at wake into serum separator and EDTA tubes. Serum samples will be immediately processed to separate serum, which will be stored in darkness at -70 F to preserve until analysis can be conducted. EDTA tubes will be processed and refrigerated for use within 24 hours. Blood will also be collected to measure high sensitivity C Reactive Protein (hsCRP), insulin, glucose (to calculate HOMA-IR), cytokines such as IL-6 and TNF-alpha.119 The investigators will also store plasma for other potential markers, to explore other interactions, such as markers of liver disease like ALT and AST.

Subjects will then be able to go home. They will leave the actiwatch for the investigators. The investigators anticipate that Overnight Visit #1 will last 10 hours (most of which will be spent asleep).

If subjects are not found to have OSA, they will not continue with the study. (End of Aim #1)

Aims #2 and #3 Subjects found to have OSA (with AHI >5 events/hour) will be referred for clinical evaluation (by a sleep physician not involved in the study) and treatment, and will also return for overnight visit #2, and continue to be followed with weekly phone calls and a repeat assessment 3 months after starting OSA treatment.

Overnight Visit #2 (Aim #2) Measurement of Endotypic Traits

This visit will be scheduled to occur within 1 month of visit 1, and will be prior to any clinical OSA treatment. Subjects will come to the sleep research laboratory about 2-3 hours before their usual bedtime. They will undergo polysomnography, as described above, without the physiological CPAP testing procedure. To review, the subject will have EEG, EMG, EOG, and ECG electrodes, an adhesive body position sensor placed in standard locations. Pulse oximetry sensor will be attached either to a finger or ear lobe and secured by tape. The following parameters will be measured during sleep: electroencephalogram, eye movement, electrocardiogram, electromyogram, leg movement, snoring sounds, nasal pressure, and nasal-oral air flow by thermistor, respiratory effort and body position by piezo-electric bands of the thorax and abdomen or magnetometers, position sensors, and pulse oximetry. This equipment is standard for diagnostic polysomnography and should not be uncomfortable.

Additional equipment for the physiological sleep study will also be applied to the subject, as follows:

A thin esophageal catheter (6-8 french) with an electrode array to measure diaphragm electromyography will be placed via the nares. Prior to the cannula placement the subject will received 2 sprays of a nasal decongestant (0.05% oxymetazoline hydrochloride), followed by 4% lidocaine topical spray for local anesthesia. The catheter will be confirmed to be in the proper position by examining the signal, then taped to the nose (and later secured to the CPAP mask). The esophageal catheter placement may be omitted by subject or investigator request; in this case subjects can still remain in the study.

A standard CPAP mask will be placed over the nose and secured with velcro straps. If necessary, the subject's mouth will be either taped closed or a chin strap applied to ensure nasal breathing. A specially modified continuous positive airway pressure (CPAP) device (ResMed, San Diego, CA) that delivers both positive and negative airway pressure will be connected to the mask. Once all of this equipment has been comfortably and securely fastened, the subject will be allowed to fall asleep and data recording will begin. Subjects will be asked to remain in the supine position as much as possible. All data will be acquired on a 1401 plus interface and Spike 2 software (Cambridge Electronics Design Ltd, Cambridge, UK).

After sleep onset, airway pressure will be increased in order to abolish flow limitation. During sleep, a previously validated sequence of pressure reductions will be performed in order to measure respiratory control and upper airway characteristics, as follows: The holding pressure will be abruptly changed to atmospheric pressure for several breaths, then returned to holding pressure. After a short time, the pressure will be gradually reduced over the course of several minutes, until an arousal occurs on the EEG (generally not associated with any awareness by the subject). The subject will be given several minutes to resume normal sleep, and the procedure will be repeated until three stable readings are obtained. Subsequently, the procedure will be repeated, but with a reduction in pressure to a level that does not induce arousal. After a short period of time with stable breathing at this pressure, the pressure will be returned to the holding pressure to measure ventilatory response. This will be repeated until 3 stable values are obtained.

The study will end at approximately 4 AM, at which time the monitoring equipment will be removed, and the subject will be allowed to go home. However, if the subject is still sleepy, they will be allowed to sleep with CPAP applied until they feel rested.

Aim #3 investigates the impact of CPAP on the phenotypic traits.

The investigators anticipate that Overnight Visit #2 will last 8 hours (most of which will be spent sleeping).

Weekly Phone calls: Subjects will be referred to a sleep physician for PAP therapy. The treatment is expected every day to be worn when participants are asleep (including naps). In addition to usual clinical care provided to ensure optimal adherence to PAP therapy, the research staff will be in weekly contact with subjects to provide encouragement, and identify and troubleshoot impediments to all-night, every-night use of PAP therapy. These phone calls will be 10-15 minutes each for 12 weeks.

2 weeks prior to returning for Daytime Visit #2, subjects will be mailed or delivered an actiwatch to wear for 2 weeks.

Daytime Visit #2: Impact of OSA treatment on Sleep and Activity Phenotypes

After three months of OSA treatment, subjects will return to the sleep lab to repeat all of the same measurements described under Visit 1 with the exception of the lung function testing (see Daytime Visit #1). This visit will generally occur in the morning at which time another fasting blood sample will be collected.

Additionally for subjects using PAP therapy for treatment of OSA, the investigators will obtain a PAP download which will report therapeutic holding pressure, residual apnea-hypopnea index, as well as multiple parameters of adherence such as days of use, number of days >4 hours per night, etc. Mask type (nasal vs. oronasal, etc) will be recorded. The actiwatch will be returned to the investigators to assess the impact of PAP therapy on activity levels, pattern of activity and sleep duration.

The investigators anticipate that Daytime Visit #2 will be 2 hours.

The total duration of the participant's involvement in the study is expected to be a total of 18 weeks.

02

Conditions studied

  • Human Immunodeficiency Virus
  • Obstructive Sleep Apnea

Keywords

  • HIV
  • OSA
  • PLWH
  • Sleep
  • Obstructive Sleep Apnea
  • Human Immunodeficiency Virus
  • CPAP
03

In context

Acquired Immunodeficiency Syndrome

2,040 studies on the registry are indexed under Acquired Immunodeficiency Syndrome; 272 are open to participants now.

This study's enrollment of 132 is below the median of 236 across 355 observational studies indexed under Acquired Immunodeficiency Syndrome.

Browse Acquired Immunodeficiency Syndrome studies →

Lead sponsor

University of California, San Diego is the lead sponsor of 958 studies on the registry; 191 are open to participants now.

Of its 110 completed or terminated interventional studies of FDA-regulated products, 70 (64%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 65 Years
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

People living with HIV on ART and demonstrated viral suppression will be recruited into the study to undergo a standard sleep study, a research sleep study, and other procedures designed to measure phenotypic expression of sleep/OSA. All of the planned experiments will take place at UCSD.

This study does not contain any exclusion by race, gender or ethnicity. We will only study subjects able to give self-consent. Thus, patients with existing severe dementia, children, prisoners, etc. will not be included. We believe that duration of HIV infection, HIV medication use and duration of use may be potentially important. However, while we will gather such information as completely as possible, we will not limit participation based on these factors. Finally, our preliminary data suggest that many PLWH use medications that might affect sleep, such as benzodiazepines, cannabinoids, etc. We plan to INCLUDE these subjects to increase the generalizability of our findings.

Inclusion criteria

  • Physician diagnosis of HIV and viral suppression
  • Ages 18-65 years old
  • BMI 20 - 35 kg/m2

Exclusion criteria

Exclusion Criteria:

  • Pregnancy
  • Inability to complete study procedures, such as questionnaires that are only available/validated in English.
  • Known OSA already on effective therapy and adherent to treatment
  • Other known untreated sleep fragmenting disorder, such as periodic limb movement disorder, or narcolepsy. We will NOT exclude based on insomnia, given that OSA and insomnia frequently exist together.
  • Chronic lung disease requiring the use of supplemental oxygen, or with evidence of hypercapnia due to obstructive lung disease.
05

Study design

Observational model
Cohort
Time perspective
Cross-sectional
Enrollment
132 participants (actual)
Patient registry
No
Biospecimen retention
Samples with dna

Groups and cohorts

  • PLWH+OSA

    Subjects diagnosed with both Human Immunodeficiency Virus and Obstructive Sleep Apnea based on overnight sleep study

  • PLWH-OSA

    Subjects diagnosed with both Human Immunodeficiency Virus without Obstructive Sleep Apnea based on overnight sleep study

  • PLWH?OSA

    Those who signed consent but did not complete all the baseline assessments and overnight sleep study

06

What researchers measure

Primary outcomes

  1. Reaction Time Measured Using the Psychomotor Vigilance Task

    The Psychomotor Vigilance Task (PVT) is commonly used to asses the impact of sleep (or sleep deprivation) on cognitive performance. Subjects are instructed to respond (by tapping a key on a keyboard) as fast as possible to a graphical stimulus displayed on a computer screen. The stimulus is presented multiple times at variable intervals every few seconds for 10 minutes. The reaction time is the mean latency from appearance of the stimulus to the response by the participant. Higher values suggest a slower reaction time compared to lower values.

    Time frame: 1 day

Secondary outcomes

  1. Reactive Hyperemia Index (RHI) Assessed by Peripheral Arterial Tonometry

    Reactive hyperemia is measured using the commercially available EndoPAT device (Itamar Medical). Briefly, the device uses finger plethysmography to measure the finger arterial pulse wave amplitude. Subjects have the pulse wave measured during rest, during the application of a blood pressure cuff to occlude blood flow for 5 minutes, and then once the blood pressure cuff is deflated. The reactive hyperemia index (RHI) is the ratio (thus dimensionless) of the pulse wave amplitude after occlusion compared to the pre-occlusion value. Values for the RHI are physiologically greater than 1 (least health endothelial function), with the highest values in the literature about 3. (See Itzhaki SLEEP 2005;28(5):594-600.) Higher ratios are considered to reflect healthier endothelial function.

    Time frame: 1 day

Other outcomes

  1. Neurocognitive and Endothelial Function After CPAP

    To test in PLWH+OSA whether 3 months of PAP treatment results in changes in OSA manifestations. This aim will allow us to test the hypothesis that endotype underlying OSA will be predictive of the specific clinical improvements seen in adherent users of PAP therapy. For example, those with high LG at baseline will have the greatest improvement in endothelial dysfunction with PAP therapy compared to other OSA patients with similar disease severity as measured by AHI.

    Time frame: 3 months

07

Results

Posted Aug 21, 2023
Limitations and caveats
Research and clinical procedures were interrupted by the COVID pandemic. In particular, the planned treatment phase (e.g. CPAP) of the study had greater than expected participant drop out and lower than expected adherence to CPAP.

Participant flow

Participant flow — Overall Study
MilestonePLWH+OSAPLWH-OSAPLWH?OSA
Started665511
Completed66550
Not completed0011
Withdrew: Lost to follow-up004
Withdrew: Withdrawal by subject005
Withdrew: New information provide after consent, no longer met inclusion criteria002

Outcome measures

PrimaryReaction Time Measured Using the Psychomotor Vigilance Task

The Psychomotor Vigilance Task (PVT) is commonly used to asses the impact of sleep (or sleep deprivation) on cognitive performance. Subjects are instructed to respond (by tapping a key on a keyboard) as fast as possible to a graphical stimulus displayed on a computer screen. The stimulus is presented multiple times at variable intervals every few seconds for 10 minutes. The reaction time is the mean latency from appearance of the stimulus to the response by the participant. Higher values suggest a slower reaction time compared to lower values.

Time frame:
1 day
Reported as:
Mean · ms
Reaction Time Measured Using the Psychomotor Vigilance Task
msPLWH+OSA+High ATPLWH+OSA+Low ATPLWH-OSA
Reaction Time Measured Using the Psychomotor Vigilance Task346 ± 38353 ± 39348 ± 48
SecondaryReactive Hyperemia Index (RHI) Assessed by Peripheral Arterial Tonometry

Reactive hyperemia is measured using the commercially available EndoPAT device (Itamar Medical). Briefly, the device uses finger plethysmography to measure the finger arterial pulse wave amplitude. Subjects have the pulse wave measured during rest, during the application of a blood pressure cuff to occlude blood flow for 5 minutes, and then once the blood pressure cuff is deflated. The reactive hyperemia index (RHI) is the ratio (thus dimensionless) of the pulse wave amplitude after occlusion compared to the pre-occlusion value. Values for the RHI are physiologically greater than 1 (least health endothelial function), with the highest values in the literature about 3. (See Itzhaki SLEEP 2005;28(5):594-600.) Higher ratios are considered to reflect healthier endothelial function.

Time frame:
1 day
Reported as:
Mean · ratio (unitless)
Reactive Hyperemia Index (RHI) Assessed by Peripheral Arterial Tonometry
ratio (unitless)PLWH+OSA+Low LGPLWH+OSA+High LG
Reactive Hyperemia Index (RHI) Assessed by Peripheral Arterial Tonometry1.6 ± .381.52 ± .36
Other pre-specifiedNeurocognitive and Endothelial Function After CPAP

To test in PLWH+OSA whether 3 months of PAP treatment results in changes in OSA manifestations. This aim will allow us to test the hypothesis that endotype underlying OSA will be predictive of the specific clinical improvements seen in adherent users of PAP therapy. For example, those with high LG at baseline will have the greatest improvement in endothelial dysfunction with PAP therapy compared to other OSA patients with similar disease severity as measured by AHI.

Time frame:
3 months

Results for this outcome have not been posted.

Adverse events

Collected over Duration of participation in the study, which varied according to each study participant. Those subjects who were PLWH-OSA completed the study generally in 7-10 days. Subjects who were PLWH+OSA completed an additional overnight sleep study and then used CPAP therapy for 12 weeks. Their participation in the study might be up to 6 months depending on the timing of procedures.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
PLWH+OSA0/66 (0%)0/66 (0%)1/66 (1.5%)
PLWH-OSA0/55 (0%)0/55 (0%)0/55 (0%)
PLWH?OSA0/11 (0%)0/11 (0%)0/11 (0%)
Most frequent other events
Most frequent other events
EventPLWH+OSAPLWH-OSAPLWH?OSA
EpistaxisSkin and subcutaneous tissue disorders1/660/550/11

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)PLWH+OSAPLWH-OSAPLWH?OSATotal
<=18 years0000
Between 18 and 65 years665511132
>=65 years0000
Sex: Female, Male
Sex: Female, Male(Participants)PLWH+OSAPLWH-OSAPLWH?OSATotal
Female315220
Male63409112
Race (NIH/OMB)
Race (NIH/OMB)(Participants)PLWH+OSAPLWH-OSAPLWH?OSATotal
American Indian or Alaska Native3205
Asian0101
Native Hawaiian or Other Pacific Islander1001
Black or African American109322
White4432682
More than one race610218
Unknown or Not Reported2103
Apnea Hypopnea Index (4%)
Apnea Hypopnea Index (4%)(events/hr)PLWH+OSAPLWH-OSAPLWH?OSATotal
Mean32 ± 232 ± 2—19 ± 23
Apnea Hypopnea Index (3%)
Apnea Hypopnea Index (3%)(events/hr)PLWH+OSAPLWH-OSAPLWH?OSATotal
Mean42 ± 247 ± 6—26 ± 25
08

Study locations

1 site
  • Altman Clinical and Translational Research Institute
    San Diego, California 92093-0990, United States
09

References and documents

Publications

  • Schmickl CN, Bosompra NO, DeYoung PN, Gilbertson D, Orr JE, Malhotra A, Grant I, Ancoli-Israel S, Young MK, Owens RL. Diagnostic performance of screening tools for the detection of obstructive sleep apnea in people living with HIV. J Clin Sleep Med. 2022 Jul 1;18(7):1797-1804. doi: 10.5664/jcsm.9964. PubMed 35383569 ↗

Study documents

  • Study protocol · Mar 11, 2021
  • Statistical analysis plan · Oct 5, 2018
  • Informed consent form · Jan 13, 2022

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Aug 21, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03575143
Lead sponsor
University of California, San Diego
Collaborators
National Heart, Lung, and Blood Institute (NHLBI)
Responsible party
Robert L. Owens (Associate Clinical Professor, University of California, San Diego) — Principal investigator
First posted
Jul 2, 2018
Start date
Aug 2, 2018
Primary completion
Jul 14, 2022
Completion
Jul 16, 2022
Results posted
Aug 21, 2023
Last update
Aug 21, 2023

Study contacts

Robert Owens, MD
principal investigator · UCSD Pulmonary and Sleep Medicine

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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