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CompletedNCT03272477TP-IIUpdated Apr 17, 2024

Study to Compare Neoadjuvant Combination of Trastuzumab and Pertuzumab With Concurrent Taxane Chemotherapy or Endocrine Therapy and Quality of Life Assessment Under Adjuvant Therapy in Operable HER2+/HR+ Breast Cancer Patients

A Phase 2 interventional study of Perjeta Injectable Product and Herceptin in Breast Neoplasms, sponsored by Palleos Healthcare GmbH. Completed at 1 site in Germany. Open to female participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2024-04-17.

Sponsored by Palleos Healthcare GmbH · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
257
Allocation
Randomized
Ages
18 Years and older
Sex
Female
01

Study summary

This is a prospective, phase IIa, multicenter, randomized, open-label study comparing a pre-surgical combination of trastuzumab and pertuzumab with concurrent weekly paclitaxel chemotherapy or endocrine therapy given for 12 weeks with a quality of life assessment for 40 additional weeks in patients with operable HER2+/HR+ breast cancer.

02

Conditions studied

  • Breast Neoplasms

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Keywords

  • hormone receptor positive
  • human epidermal growth factor receptor 2 positive
  • Early breast cancer
  • HR+/HER2+
03

In context

Breast Neoplasms

12,815 studies on the registry are indexed under Breast Neoplasms; 2,920 are open to participants now.

This study's enrollment of 257 is above the median of 72 across 9,494 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

Palleos Healthcare GmbH is the lead sponsor of 4 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
18 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Female patients, age at diagnosis 18 years and older
  • Histologically confirmed unilateral primary invasive carcinoma of the breast
  • Patients must qualify for neoadjuvant treatment as follows:

    • No clinical evidence for distant metastasis (M0)
    • Clinical cT1c-T4a-c (participation of patients with tumors > cT2 is strongly recommended) and no evidence for distant metastases (M0)
    • All clinical N (participation of patients with cN+, also in case of cT1c, is strongly recommended)
    • Known positive HR-status and centrally confirmed HER2+-status by IHC/FISH
    • Patients need to fulfill adequate blood count and organ function to receive chemotherapy (see exclusion criteria).
  • Tumor block available for central pathology review
  • Performance Status ECOG ≤ 1 or KI ≥ 80%
  • Negative pregnancy test (urine or serum) within 7 days prior to registration in premenopausal patients
  • Patients of childbearing potential must accept to implement a highly effective (less than 1% failure rate according to Pearl index) non-hormonal contraceptive measures during the study treatment and for 6 months following the last dose of study treatment (trastuzumab and pertuzumab) such as:

    • Intrauterine device (IUD)
    • bilateral tubal occlusion
    • vasectomised partner
    • sexual abstinence
  • Written informed consent prior to beginning specific protocol procedures, including expected cooperation of the patients for the treatment and follow-up, must be obtained and documented according to the local regulatory requirements
  • The patient must be accessible for treatment and follow-up
  • LVEF > 55%; LVEF within normal limits of each institution measured by echocardiography (within 42 days prior to randomization)
  • Normal ECG (within 42 days prior to randomization)

Exclusion criteria

Exclusion Criteria:

  • Known hypersensitivity reaction to the compounds or incorporated substances
  • Prior malignancy with a disease-free survival of \< 10 years, except curatively treated basalioma of the skin, pTis of the cervix uteri
  • Non-operable breast cancer including inflammatory breast cancer
  • Previous or concurrent treatment with cytotoxic agents for any reason
  • Concurrent treatment with other experimental drugs and participation in another clinical trial or clinical research project within 30 days prior to study entry is excluded
  • Male breast cancer
  • Concurrent pregnancy
  • Breastfeeding
  • Sequential breast cancer
  • Reasons indicating risk of poor compliance
  • Known polyneuropathy ≥ grade 2
  • Severe and relevant co-morbidity that would interact with the application of cytotoxic agents or the participation in the study including but not confined to:

    • Uncompensated chronic heart failure or systolic dysfunction (LVEF \< 55%, CHF NYHA classes II-IV),
    • unstable arrhythmias requiring treatment i.e., atrial tachycardia with a heart rate ≥ 100/min at rest, significant ventricular arrhythmia (ventricular tachycardia) or higher-grade AV-block,
    • Angina pectoris within the last 6 months requiring anti-anginal medication,
    • Clinically significant valvular heart disease,
    • Evidence of myocardial infarction on electrocardiogram (ECG),
    • Poorly controlled hypertension (e.g., systolic > 180 mm Hg or diastolic > 100 mm Hg).
  • Inadequate organ function including but not confined to:

    • hepatic impairment (Child Pugh Class C)
    • pulmonary disease (severe dyspnea at rest requiring oxygen therapy)
  • Abnormal blood values:

    • Thrombocytopenia > CTCAE grade 1
    • Increases in ALT/AST > CTCAE grade 1
    • Hypokalaemia > CTCAE grade 1
    • Neutropenia > CTCAE grade 1
    • Anaemia > CTCAE grade 1
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
257 participants (actual)

Study arms

  • Active comparator
    Paclitaxel+Trastuzumab+Pertuzumab

    Neoadjuvant therapy: Trastuzumab and Pertuzumab in a 3-weekly schedule in combination with standard Taxane chemotherapy. Adjuvant Therapy: Standard of care

    Drug: Perjeta Injectable Product · Drug: Herceptin · Drug: Tamoxifen · Drug: Paclitaxel · Drug: Epirubicin · Drug: Cyclophosphamide · Drug: Anastrozole · Drug: Letrozole · Drug: Exemestane · Drug: Leuprorelin acetate · Drug: Goserelin · Diagnostic Test: Biopsy · Procedure: Surgery

  • Experimental
    Endocrine+Trastuzumab+Pertuzumab

    Neoadjuvant therapy: Trastuzumab and Pertuzumab in a 3-weekly schedule in combination with endocrine therapy. Adjuvant Therapy: Standard of care

    Drug: Perjeta Injectable Product · Drug: Herceptin · Drug: Epirubicin · Drug: Cyclophosphamide · Drug: Anastrozole · Drug: Letrozole · Drug: Exemestane · Drug: Paclitaxel · Drug: Tamoxifen · Drug: Leuporelin acetate · Drug: Goserelin · Diagnostic Test: Biopsy · Procedure: Surgery

Interventions

  • Single dose of 840mg (loading dose) day1 cycle 1, 420mg at day1 of each subsequent cycle, every 3 weeks. (The latter cycle is called cycle of treatment and is to be given 4 times in the neoadjuvant phase and 14 times in the adjuvant therapy phase.)

    Also known as: Pertuzumab

  • Single dose of 8mg/kg (loading dose) day1 cycle 1; 6mg/kg at day1 of each subsequent cycle body weight every 3 weeks. (This is called cycle of treatment and is to be given four times in the neoadjuvant phase and 14 times in the adjuvant therapy phase.)

    Also known as: Trastuzumab

  • 20 mg per day for a total of 40 weeks in the adjuvant therapy phase.

  • 80mg/sqm, day one of each cycle, every week. This is called a cycle of treatment and is to be given for 12 weeks in neoadjuvant therapy phase.

  • 12 weeks (4cycles) of max. 90mg/sqm in adjuvant therapy phase

  • 12 weeks (4cycles) of 600 mg/sqm i.v. on day 1+8 or 12 weeks (4cycles) of 500 mg/sqm i.v. on day 1 in adjuvant therapy phase

  • 1mg per day for a total of 40 weeks in adjuvant therapy phase

  • 2,5 mg/day for a total of 40 weeks in adjuvant therapy phase

  • 25mg/day for a total of 40 weeks in adjuvant therapy phase

  • One injection of 3,75mg every month or 4 weeks in pre-menopausal women treated with aromatase inhibitors Anastrozole or Letrozole or Exemestane, for a total of 40 weeks in the adjuvant therapy phase.

  • 3,6mg every 28 days or 4 weeks in pre-menopausal women treated with aromatase inhibitors Anastrozole or Letrozole or Exemestane, for a total of 40 weeks in the adjuvant therapy phase.

  • 1mg per day for 12 weeks in neoadjuvant therapy phase; 1mg per day for a total of 40 weeks max. in adjuvant therapy phase

  • 2,5 mg per day for 12 weeks in neoadjuvant therapy phase; 2,5 mg perday for a total of 40 weeks max. in adjuvant therapy phase

  • 25mg/day for 12 weeks in neoadjuvant therapy phase; 25mg/day for a total of 40 weeks max. in adjuvant therapy phase

  • 80mg/sqm, day one of each cycle, every week. This is called a cycle of treatment an is to be given for 12 weeks in the adjuvant phase

  • 20mg per day (given over 12 weeks in the neoadjuvant therapy phase and over 40 weeks max. in the adjuvant therapy phase.

  • One injection of 3,75mg every month or 4 weeks in pre-menopausal women treated with aromatase inhibitors Anastrozole or Letrozole or Exemestane (given over 12 weeks in the neoadjuvant therapy phase and over 40 weeks max. in the adjuvant therapy phase).

  • 3,5mg every 28 days or 4 weeks in pre-menopausal women treated with aromatase inhibitors Anastrozole or Letrozole or Exemestane (given over 12 weeks in the neoadjuvant therapy phase and over 40 weeks max. in the adjuvant therapy phase).

  • Diagnostic testBiopsy

    Core biopsy at screening (outside of protocol), at week 4 after randomization, (at week 14 in addition if neoadjuvant phase is prolonged)

  • ProcedureSurgery

    Surgery at week 14 after randomization (or later, if neoadjuvant phase is prolonged)

06

What researchers measure

Primary outcomes

  1. Pathological complete response (pCR)

    14 weeks after start of therapy treatment, tumor and lymph node biopsy is performed to reach the primary endpoint of pathological complete response (pCR) which is defined as the absence of residual invasive cancer of the complete resected breast specimen and all sampled regional lymph nodes following completion of neoadjuvant systemic therapy (ypT0/is ypN0 in the current AJCC staging system). As secondary endpoint, also other response states will be taken into account: no invasive tumor in the complete resected breast specimen irrespective of the lymph node state following completion of neoadjuvant systemic therapy (ypT0/is, any ypN).

    Time frame: 14 weeks after start of therapy treatment

Secondary outcomes

  1. Health-related quality of life using EORTC QBL-BR-23 scale

    Assessment of quality of life questions during the past week or during the past 4 weeks (depending on the questions) are measured on a 4 level-scale: 1 (not at all); 2 (a little); 3 (quite a bit); 4 (very much)

    Time frame: During the neoadjuvant treatment phase at baseline (week 1) and at week 13. In the adjuvant therapy phase, every 3 month, up to 12 months (from date of randomization) or date of drop out, whatever comes first

  2. Health-related quality of life using EQ5D-5L scale

    * questions about "self care", "usual activities", "pain /discomfort", anxiety/depression" are assessed on a 5 level-scale using tick boxes : "I have no problem"; "I have slight problems"; "I have moderate problems"; "I have severe problems" "I am unable" * assessment of the patient health (good or bad) is measured on a scale numbered from 0 to 100 (100 means the best heath and 0 means the worst)

    Time frame: During the neoadjuvant treatment phase at baseline (week 1) and at week 13. In the adjuvant therapy phase, every 3 month, up to 12 months (from date of randomization) or date of drop out, whatever comes first

  3. Health-related quality of life using EORTC QLQ-C30 scale

    * Assessment of quality of life questions (activities, breath, pain, sleep, appetite, vomiting, constipation, others..) are measured on a 4 level-scale: 1 (not at all); 2 (a little); 3 (quite a bit); 4 (very much) * Assessment of Overall health and overall quality of life during the past week is measured on a 7 level-scale going from 1 (very poor) to 7 (excellent)

    Time frame: During the neoadjuvant treatment phase at baseline (week 1) and at week 13. In the adjuvant therapy phase, every 3 month, up to 12 months (from date of randomization) or date of drop out, whatever comes first

  4. Tumor size reduction by mammography

    The diameters of the tumors in the breast will be measured in millimeter by mammography as part of clinical response measure. The tumor size measurement 13 weeks after start of therapy is also used to reach a secondary endpoint: near pCR, defined as tumor sized ypT1a/is, any ypN with tumor size.

    Time frame: at screening visit and 12 weeks after start of therapy treatment

  5. Tumor size reduction by palpation and ultrasound

    The diameters of the tumors in the breast will be measured in millimeter by palpation and ultrasound as part of clinical response measure. The tumor size measurement 13 weeks after start of therapy is also used to reach a secondary endpoint: near pCR, defined as tumor sized ypT1a/is, any ypN with tumor size.

    Time frame: at screening visit and 4, 7 and 13 weeks after start of therapy treatment

  6. Overall survival

    The overall survival is defined as time (days) between study treatment allocation and death of patient due to any cause.

    Time frame: From date of randomization until the date of death from any cause, assessed up to 60 months

  7. Duration of invasive disease-free survival

    Duration of invasive disease-free survival is defined as time (days) between study treatment allocation and relapse, secondary tumor event or death.

    Time frame: From date of treatment allocation until the date of first documented progression or secondary tumor or date of death from any cause, whichever came first, assessed up to 60 months (study duration including follow up)

  8. Number of mastectomies

    The number of mastectomies will be determined at time of surgery (week 14 and week 18)

    Time frame: 14 weeks after start of therapy treatment

  9. Ki67 level

    The level of Ki67 in biopsie material will be measured at week 4 of neoadjuvant therapy

    Time frame: 4 weeks after start of therapy treatment

  10. cDNA composition

    The composition of cDNA in blood samples will be measured

    Time frame: at baseline, 3 weeks, 4 weeks and 6, 18, 24, 36 48 and 60 months after start of therapy treatment

07

Study locations

1 site
  • Evangelisches Krankenhaus Bethesda Mönchengladbach
    Mönchengladbach, 41061, Germany
08

References and documents

Publications

  • Carey LA, Berry DA, Cirrincione CT, Barry WT, Pitcher BN, Harris LN, Ollila DW, Krop IE, Henry NL, Weckstein DJ, Anders CK, Singh B, Hoadley KA, Iglesia M, Cheang MC, Perou CM, Winer EP, Hudis CA. Molecular Heterogeneity and Response to Neoadjuvant Human Epidermal Growth Factor Receptor 2 Targeting in CALGB 40601, a Randomized Phase III Trial of Paclitaxel Plus Trastuzumab With or Without Lapatinib. J Clin Oncol. 2016 Feb 20;34(6):542-9. doi: 10.1200/JCO.2015.62.1268. Epub 2015 Nov 2. PubMed 26527775 ↗
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  • Prat A, Cheang MC, Galvan P, Nuciforo P, Pare L, Adamo B, Munoz M, Viladot M, Press MF, Gagnon R, Ellis C, Johnston S. Prognostic Value of Intrinsic Subtypes in Hormone Receptor-Positive Metastatic Breast Cancer Treated With Letrozole With or Without Lapatinib. JAMA Oncol. 2016 Oct 1;2(10):1287-1294. doi: 10.1001/jamaoncol.2016.0922. PubMed 27281556 ↗
  • Chan A, Delaloge S, Holmes FA, Moy B, Iwata H, Harvey VJ, Robert NJ, Silovski T, Gokmen E, von Minckwitz G, Ejlertsen B, Chia SKL, Mansi J, Barrios CH, Gnant M, Buyse M, Gore I, Smith J 2nd, Harker G, Masuda N, Petrakova K, Zotano AG, Iannotti N, Rodriguez G, Tassone P, Wong A, Bryce R, Ye Y, Yao B, Martin M; ExteNET Study Group. Neratinib after trastuzumab-based adjuvant therapy in patients with HER2-positive breast cancer (ExteNET): a multicentre, randomised, double-blind, placebo-controlled, phase 3 trial. Lancet Oncol. 2016 Mar;17(3):367-377. doi: 10.1016/S1470-2045(15)00551-3. Epub 2016 Feb 10. PubMed 26874901 ↗
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Individual participant data

Plan to share: No

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Oct 2017 to primary completion in Jul 2020, 33 months.

Of 218 industry-sponsored phase 2 interventional studies under Breast Neoplasms, half reached primary completion within 35 months of starting (the median), counting those still running; a quarter within 22 and three quarters within 55. This study's 33 months is close to that.

Counting every sponsor, half of 1,201 studies reached it within 49 months; a quarter within 31 and three quarters within 80.

How these figures are worked out, and which studies are left out of them.

Registered
Aug 10, 2017
First posted
Sep 5, 2017
StartActual
Oct 5, 2017
Primary completionActual
Jul 14, 2020
CompletionActual
Mar 4, 2024
Last update
Apr 17, 2024
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Apr 17, 2024, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT03272477
Lead sponsor
Palleos Healthcare GmbH
Collaborators
Roche Pharma AG, WSG WOMEN´S HEALTHCARE STUDY GROUP, Cankado GmbH
Responsible party
Sponsor
First posted
Sep 5, 2017
Start date
Oct 5, 2017
Primary completion
Jul 14, 2020
Completion
Mar 4, 2024
Last update
Apr 17, 2024

Study contacts

Iris Reiser, PhD
study director · Palleos Healthcare GmbH

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Apr 2024. You cannot join it, but the record below documents what was studied.

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