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Active, not recruitingNCT03198026Updated Aug 18, 2026Results posted

Obinutuzumab and Ibrutinib as Front Line Therapy in Treating Patients With Indolent Non-Hodgkin's Lymphomas

A Phase 2 interventional study of Ibrutinib and Obinutuzumab in Non-Hodgkin's Lymphoma, Ann Arbor Stage II Extranodal Marginal Zone Lymphoma of Mucosa-Associated Lymphoid Tissue and Ann Arbor Stage II Follicular Lymphoma, sponsored by Sidney Kimmel Comprehensive Cancer Center at Thomas Jefferson University. Active, not recruiting at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-08-18.

Sponsored by Sidney Kimmel Comprehensive Cancer Center at Thomas Jefferson University · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
29
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

This phase II trial studies how well obinutuzumab and ibrutinib work as front line therapy in treating patients with indolent non-Hodgkin's lymphoma. Monoclonal antibodies, such as obinutuzumab, may interfere with the ability of cancer cells to grow and spread. Ibrutinib may stop the growth of cancer cells by blocking some of the enzymes needed for cell growth. Giving obinutuzumab and ibrutinib may work better in treating patients with non-Hodgkin's lymphomas.

Read the detailed description

PRIMARY OBJECTIVES:

I. To assess the efficacy of the combination of ibrutinib and obinutuzumab in chemotherapy naive patients with indolent lymphomas.

SECONDARY OBJECTIVES:

I. To assess progression free survival rates and overall survival rates in indolent lymphomas.

II. To assess safety and tolerability of the combination. III. To evaluate response using positron emission tomography (PET) and correlate PET negativity with durability of response.

OUTLINE:

Patients receive ibrutinib orally (PO) once daily (QD) on days 1-28. Cycles repeat every 28 days in the absence of disease progression or unacceptable toxicity. Patients also receive obinutuzumab intravenously (IV) on days 1, 8, and 15 of cycle 1 and day 1 of subsequent cycles. Treatment repeats every 28 days for up to 6 cycles in the absence of disease progression or unacceptable toxicity. Beginning 2 months after cycle 6, patients with stable disease will continue to receive obinutuzumab every 2 months for a total of 12 doses.

After completion of study treatment, patients are followed up monthly for 1 year, every 3-6 months for 4 years, and then 1 year later.

02

Conditions studied

  • Non-Hodgkin's Lymphoma
  • Ann Arbor Stage II Extranodal Marginal Zone Lymphoma of Mucosa-Associated Lymphoid Tissue
  • Ann Arbor Stage II Follicular Lymphoma
  • Ann Arbor Stage II Nodal Marginal Zone Lymphoma
  • Ann Abor Stage III B-Cell Non-Hodgkin Lymphoma
  • Ann Arbor Stage III Extranodal Marginal Zone Lymphoma of Mucosa-Associated Lymphoid Tissue
  • Ann Arbor Stage III Follicular Lymphoma
  • Ann Arbor Stage III Nodal Marginal Zone Lymphoma
  • Ann Arbor Stage IV B-Cell Non-Hodgkin Lymphoma
  • Ann Arbor Stage IV Extranodal Marginal Zone Lymphoma of Mucosa-Associated Lymphoid Tissue
  • Ann Arbor Stage IV Follicular Lymphoma
  • Ann Arbor Stage IV Nodal Marginal Zone Lymphoma
  • Grade 1 Follicular Lymphoma
  • Grade 2 Follicular Lymphoma
  • Grade 3a Follicular Lymphoma
  • Indolent Non-hodgkin Lymphoma
  • Stage II Splenic Marginal Zone Lymphoma
  • Stage III Splenic Marginal Zone Lymphoma
  • Stage IV Splenic Marginal Zone Lymphoma
03

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

Individuals must meet all of the following inclusion criteria in order to be eligible to participate in the study:

  1. Previously untreated, histologically confirmed indolent non-hodgkin's lymphoma who have not received prior systemic therapy (prior radiation or steroid treatment is allowed) as follows:

    • Follicular lymphoma (WHO classification grade 1, 2, or 3a)
    • Marginal zone lymphoma including:

      • Nodal and splenic MZL who have an indication for systemic therapy
      • Extranodal MZL:

        • Non-gastric/non-cutaneous MZL requiring systemic therapy
        • Cutaneous MZL will be eligible only if they have pathologically confirmed extra-cutaneous disease
        • Gastric MZL only if stage IIIE/IV defined as lymph node involvement on both sides of the diaphragm or with disseminated extranodal disease such as bone marrow or additional extra nodal sites.
  2. Pathological diagnosis should be obtained by incisional or excisional tissue biopsy. Core biopsy is permissible if obtaining an incisional or excisional is not possible and if the grade can be assessed on the core biopsy. A core biopsy can also be used if deemed in the best interest of the patient in the opinion of the investigator.
  3. Patients must have stage II-IV disease.
  4. All patients should have measurable disease. Measurable disease is defined as a lymph node or tumor mass that is >1.5cm in at least one dimension by CT or the CT portion of the PET/CT.
  5. Documentation of CD20+ status.
  6. Patients must have an indication for therapy per standard modified GELF criteria including:

    • Symptoms attributable to lymphoma
    • B symptoms
    • Threatened end-organ function
    • Pleural effusions or peritoneal ascites
    • Cytopenia secondary to lymphoma
    • Leukemia
    • Bulky disease (defined as: Single mass >7cm in diameter, or 3 or more masses >3cm in diameter)
    • Splenomegaly
    • And steady progression over at least 6 months.
  7. Age >18 years.
  8. ECOG performance status 0-2
  9. Patients must be able to swallow whole pills.
  10. Ability and willingness to comply with the requirements of the study protocol. When it is determined by the study investigator that a potential research participant is cognitively impaired, a surrogate consent from a caregiver or legally-authorized representative will be obtained. Caregiver or legally-authorized representative will ensure that they comply with the protocol in order for the subject to be considered eligible.
  11. Female subjects who are of non-reproductive potential (i.e., post-menopausal by history - no menses for >1 year; OR history of hysterectomy; OR history of bilateral tubal ligation; OR history of bilateral oophorectomy). Female subjects of childbearing potential must have a negative urine/serum pregnancy test upon study entry.
  12. Male female subjects who agree to use both a highly effective method of birth control (e.g., implants, injectables, combined oral contraceptives, some intrauterine devices [IUDs], complete abstinence, or sterilized partner) and a barrier method (e.g., condoms, vaginal ring, sponge, etc) during the period of therapy. Female patients of reproductive potential who are not surgically sterile must practice adequate birth control for a minimum of twelve months post- treatment; male patients who are not surgically sterile must practice adequate birth control for a minimum of three months post-treatment.
  13. Adequate hematologic function independent of transfusion and growth factor support for at least 7 days prior to screening, with the exception of pegylated GCSF (pegfilgrastim) and darbopoeitin which require at least 14 days prior to screening defined as:

    • Absolute neutrophil count >1.5x109 cells/mm3
    • Platelet count >50000 cells/mm3 (50x109/L)
    • Hemoglobin >9.0 g/dL
  14. Adequate hepatic and renal function defined as:

    • Serum aspartate transaminase or alanine transaminase \<3.0 x ULN
    • PT/INR \<1.5 x ULN and aPTT \<1.5 x ULN (unless abnormalities are unrelated to coagulopathy or bleeding disorder)
    • Estimated Creatinine Clearance >30 ml/min (Calculated according using Cockcroft-Gault formula)
    • Bilirubin \<1.5 x ULN (unless bilirubin rise is due to Gilbert's syndrome of non-hepatic origin)
  15. Patients with Child Pugh B or C liver failure will be excluded

Exclusion criteria

Exclusion Criteria:

An individual who meets any of the following criteria will be excluded from participation in this study:

  1. Prior history of malignancies unless the patient has been disease free for >5 years. Exceptions include basal cell carcinoma or squamous cell carcinoma of the skin; carcinoma in situ of cervix; carcinoma in situ of breast, localized prostate cancer, or superficial bladder cancer that has undergone curative therapy.
  2. Prior therapy for lymphoma including chemotherapy or immunotherapy including ibrutinib/anti-CD20 agents.
  3. Corticosteroid use within 2 weeks prior to study treatment.
  4. Known prior significant hypersensitivity to obinutuzumab (not including infusion reactions) or Ibrutinib.
  5. Patients with evidence of large B cell transformation (transformed disease are not eligible).
  6. Known central nervous system (CNS) involvement by lymphoma
  7. Known bleeding disorders (e.g., von Willebrand's disease or hemophilia)
  8. Concomitant use of warfarin or other Vitamin K antagonists
  9. Requires treatment with a strong cytochrome P450 (CYP) 3A inhibitor (See Appendix 5).
  10. Known active bacterial, viral, fungal, mycobacterial, or other infection (excluding fungal infections of nail beds) or any major episode of infection requiring treatment with IV antibiotics or hospitalization (related to the completion of the course of antibiotics) within 4 weeks before the start of cycle 1.
  11. Known infection with human immunodeficiency virus (HIV) or human T-cell leukemia virus 1 (HTLV-1) seropositive status
  12. Viral hepatitis:

    • Patients with active hepatitis B defined by hepatitis B surface antigen positivity or core antibody positivity in the presence of detectable serum hepatitis B - DNA viremia are not eligible for this study
    • Patients with positive hepatitis B core antibody but with negative hepatitis B - DNA maybe considered for participation, but must agree to receive appropriate anti-hepatitis B viral therapy suppression therapy while on obinutuzumab and have hepatitis B DNA monitored every 4 weeks with real time PCR by the treating physician. These patients should be referred to a hepatologist or gastroenterologist for appropriate monitoring and management.
    • Hepatitis C: Patients with positive hepatitis C serology unless HCV RNA is confirmed negative by PCR.
  13. Vaccination with a live vaccine a minimum of 28 days prior to the start of treatment
  14. Patient is receiving other investigational drugs
  15. Prior chemotherapy for any other cancer within the last 2 years
  16. Patients should not have active or uncontrolled autoimmune hemolytic anemia or immune thrombocytopenia
  17. Patients should not have transfusion-dependent thrombocytopenia or bleeding disorders
  18. Patients should not have an autoimmune disorder that requires active immunosuppression
  19. Patients should not have a history of uncontrolled seizures
  20. Currently active, clinically significant cardiovascular disease, such as uncontrolled arrhythmia or Class 3 or 4 congestive heart failure as defined by the New York Heart Association Functional Classification; or a history of myocardial infarction, unstable angina, or acute coronary syndrome within 6 months prior to enrollment on the study
  21. Patients should not have a stroke or intracranial hemorrhage within last 6 months.
  22. Prior Surgery: Patients may not have had major surgery within 28 days of enrollment, or minor surgery within 7 days of enrollment. Examples of minor surgery include dental surgery, insertion of a venous access device, skin biopsy, or aspiration of a joint. The decision about whether a surgery is major or minor can be made at the discretion of the treating physician.
  23. Any life-threatening illness, medical condition, or organ system dysfunction that, in the investigator's opinion, could compromise the subject's safety or put the study outcomes at undue risk.
  24. Pregnant and nursing: Female patients must have a negative serum pregnancy test within 72 hrs prior to initiating protocol therapy and be practicing an effective form of contraception during protocol therapy and for at least 18 months following completion of protocol therapy.
  25. Currently active, clinically significant hepatic impairment Child-Pugh class B or C according to the Child Pugh classification (see Appendix 5).
04

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
29 participants (actual)

Study arms

  • Experimental
    Treatment (ibrutinib, obinutuzumab)

    Patients receive ibrutinib orally (PO) once daily (QD) on days 1-28. Cycles repeat every 28 days in the absence of disease progression or unacceptable toxicity. Patients also receive obinutuzumab intravenously (IV) on days 1, 8, and 15 of cycle 1 and day 1 of subsequent cycles. Treatment repeats every 28 days for up to 6 cycles in the absence of disease progression or unacceptable toxicity. Beginning 2 months after cycle 6, patients with stable disease will continue to receive obinutuzumab every 2 months for a total of 12 doses. After completion of study treatment, patients are followed up monthly for 1 year, every 3-6 months for 4 years, and then annually for up to 2 years.

    Drug: Ibrutinib · Biological: Obinutuzumab · Other: Laboratory Biomarker Analysis

Interventions

  • DrugIbrutinib

    Given PO

    Also known as: 2-Propen-1-one, 1-((3R)-3-(4-amino-3-(4-phenoxyphenyl)-1h-pyrazolo(3,4-d)pyrimidin-1-yl)-1-piperidinyl)-, BTK Inhibitor PCI-32765, CRA-032765, Imbruvica, PCI-32765, 936563-96-1

  • BiologicalObinutuzumab

    Given IV

    Also known as: 949142-50-1, Anti-CD20 Monoclonal Antibody R7159, Gazyva, R7159, RO 5072759, GA-101, GA101, huMAB(CD20), RO-5072759, RO5072759

  • OtherLaboratory Biomarker Analysis

    Correlative studies

05

What researchers measure

Primary outcomes

  1. Overall Response Rate in Patients With Newly Diagnosed Indolent Lymphoma Requiring Treatment, Including Complete Response and Partial Response

    Response will be assessed by the revised Lugano. Will compute estimates of response, along with corresponding confidence intervals, using appropriate exact methods that take into account the 2-stage design.

    Time frame: After 7 cycles of treatment; approximately 7 months

Secondary outcomes

  1. Partial Remission or Complete Remission in Patients Treated With Ibrutinib and Obinutuzumab

    Response will be assessed by the revised Lugano. Will compute estimates of response, along with corresponding confidence intervals, using appropriate exact methods that take into account the 2-stage design.

    Time frame: Two years

  2. Progression Free Survival

    Estimated using Kaplan-Meier method.

    Time frame: 1 year

  3. Progression Free Survival

    Estimated using Kaplan-Meier method.

    Time frame: 3 years

  4. Progression Free Survival

    Estimated using Kaplan-Meier method.

    Time frame: 5 years

  5. Overall Survival

    Estimated using Kaplan-Meier method.

    Time frame: 1 year

  6. Overall Survival

    Estimated using Kaplan-Meier method.

    Time frame: 3 years

  7. Overall Survival

    Estimated using Kaplan-Meier method.

    Time frame: 5 years

  8. Incidence of Grade III-IV Toxicity

    Assessed using Common Terminology Criteria for Adverse Events version 5.0. Will compute estimates toxicity rates, along with corresponding confidence intervals, using appropriate exact methods that take into account the 2-stage design.

    Time frame: Two years

06

Results

Posted Aug 18, 2026

Participant flow

Participant flow — Overall Study
MilestoneTreatment (Ibrutinib, Obinutuzumab)
Started29
Completed24
Not completed5
Withdrew: Death5

Outcome measures

PrimaryOverall Response Rate in Patients With Newly Diagnosed Indolent Lymphoma Requiring Treatment, Including Complete Response and Partial Response

Response will be assessed by the revised Lugano. Will compute estimates of response, along with corresponding confidence intervals, using appropriate exact methods that take into account the 2-stage design.

Time frame:
After 7 cycles of treatment; approximately 7 months
Reported as:
Number · proportion of participants
Overall Response Rate in Patients With Newly Diagnosed Indolent Lymphoma Requiring Treatment, Including Complete Response and Partial Response
proportion of participantsTreatment (Ibrutinib, Obinutuzumab)
Overall Response Rate in Patients With Newly Diagnosed Indolent Lymphoma Requiring Treatment, Including Complete Response and Partial Response0.8241 (0.63 to 0.94)
SecondaryPartial Remission or Complete Remission in Patients Treated With Ibrutinib and Obinutuzumab

Response will be assessed by the revised Lugano. Will compute estimates of response, along with corresponding confidence intervals, using appropriate exact methods that take into account the 2-stage design.

Time frame:
Two years

Results for this outcome have not been posted.

SecondaryProgression Free Survival

Estimated using Kaplan-Meier method.

Time frame:
1 year

Results for this outcome have not been posted.

SecondaryProgression Free Survival

Estimated using Kaplan-Meier method.

Time frame:
3 years

Results for this outcome have not been posted.

SecondaryProgression Free Survival

Estimated using Kaplan-Meier method.

Time frame:
5 years

Results for this outcome have not been posted.

SecondaryOverall Survival

Estimated using Kaplan-Meier method.

Time frame:
1 year

Results for this outcome have not been posted.

SecondaryOverall Survival

Estimated using Kaplan-Meier method.

Time frame:
3 years

Results for this outcome have not been posted.

SecondaryOverall Survival

Estimated using Kaplan-Meier method.

Time frame:
5 years

Results for this outcome have not been posted.

SecondaryIncidence of Grade III-IV Toxicity

Assessed using Common Terminology Criteria for Adverse Events version 5.0. Will compute estimates toxicity rates, along with corresponding confidence intervals, using appropriate exact methods that take into account the 2-stage design.

Time frame:
Two years

Results for this outcome have not been posted.

Adverse events

Collected over AEs were collected for approximately 8 years and 2 months. AE collection is still ongoing as there are still subjects on treatment.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Treatment (Ibrutinib, Obinutuzumab)5/29 (17.2%)15/29 (51.7%)21/29 (72.4%)
Most frequent serious events
Showing 10 of 22
Most frequent serious events
EventTreatment (Ibrutinib, Obinutuzumab)
Lung infectionInfections and infestations4/29
DyspneaRespiratory, thoracic and mediastinal disorders2/29
Febrile neutropeniaBlood and lymphatic system disorders2/29
Lung infection (COVID-19)Infections and infestations2/29
Social circumstances- other (Death)Social circumstances2/29
DeathGeneral disorders2/29
Back painMusculoskeletal and connective tissue disorders1/29
CholecystitisHepatobiliary disorders1/29
ColitisGastrointestinal disorders1/29
DeathGeneral disorders1/29
Most frequent other events
Showing 10 of 235
Most frequent other events
EventTreatment (Ibrutinib, Obinutuzumab)
ArthalgiaMusculoskeletal and connective tissue disorders21/29
Rash maculopapularSkin and subcutaneous tissue disorders18/29
NauseaGastrointestinal disorders17/29
DiarrheaGastrointestinal disorders16/29
Infusion related reactionGeneral disorders15/29
MyalgiaMusculoskeletal and connective tissue disorders14/29
Edema- limbGeneral disorders13/29
CoughRespiratory, thoracic and mediastinal disorders11/29
DizzinessNervous system disorders11/29
FatigueGeneral disorders11/29

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Treatment (Ibrutinib, Obinutuzumab)
<=18 years0
Between 18 and 65 years14
>=65 years15
Sex: Female, Male
Sex: Female, Male(Participants)Treatment (Ibrutinib, Obinutuzumab)
Female14
Male15
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Treatment (Ibrutinib, Obinutuzumab)
Hispanic or Latino0
Not Hispanic or Latino28
Unknown or Not Reported1
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Treatment (Ibrutinib, Obinutuzumab)
American Indian or Alaska Native0
Asian2
Native Hawaiian or Other Pacific Islander0
Black or African American3
White22
More than one race0
Unknown or Not Reported2
Region of Enrollment
Region of Enrollment(participants)Treatment (Ibrutinib, Obinutuzumab)
United States29
07

Study locations

1 site
  • Sidney Kimmel Comprehensive Cancer Center at Thomas Jefferson University
    Philadelphia, Pennsylvania 19107, United States
08

References and documents

Study documents

  • Protocol and statistical analysis plan · Mar 26, 2026

Documents are hosted by the registry — open the source record to download them.

09

Registry details

Key details

Study ID
NCT03198026
Lead sponsor
Sidney Kimmel Comprehensive Cancer Center at Thomas Jefferson University
Collaborators
Genentech, Inc., Pharmacyclics LLC.
Responsible party
Sponsor
First posted
Jun 23, 2017
Start date
Feb 20, 2018
Primary completion
Oct 24, 2023
Completion
Feb 20, 2032 (estimated)
Results posted
Aug 18, 2026
Last update
Aug 18, 2026

Study contacts

Ubaldo Martinez-Outschoorn, MD
principal investigator · Sidney Kimmel Comprehensive Cancer Center at Thomas Jefferson University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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