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RecruitingNCT02621944Updated Jun 29, 2026

Melatonin as a Neuroprotective Therapy in Neonates With HIE Undergoing Hypothermia

An Early Phase 1 interventional study of Melatonin and Magnetic Resonance Imaging in Hypoxic Ischemic Encephalopathy, sponsored by University of Florida. Recruiting at 2 sites in United States. Open to participants aged Up to 6 Hours. Per ClinicalTrials.gov, last updated 2026-06-29.

Sponsored by University of Florida · Early Phase 1, Interventional, and Treatment

From the registry’s dates

  • Started Nov 2016; still recruiting 9 years 10 months later.
Phase
Early Phase 1
Study type
Interventional
Enrollment
70
Allocation
Non-randomized
Ages
Up to 6 Hours
Sex
All
01

Study summary

Hypoxic-Ischemic Encephalopathy (HIE) occurs in 20 per 1000 births. Only 47% of neonates treated with the state of the art therapy (induced systemic hypothermia) have normal outcomes. Therefore, other promising therapies that potentially work in synergy with hypothermia to improve neurologic outcomes need to be tested. One potential agent is melatonin. Melatonin is a naturally occurring substance produced mainly from the pineal gland. Melatonin is widely known for its role in regulating the circadian rhythm, but it has many other effects that may benefit infants with HI injury. Melatonin serves as a free radical scavenger, decreases inflammatory cytokines, and stimulates anti-oxidant enzymes. Therefore, melatonin may interrupt several key components in the pathophysiology of HIE, in turn minimizing cell death and improving outcomes. The research study will evaluate the neuroprotective properties and appropriate dose of Melatonin to give to infants undergoing therapeutic hypothermia for hypoxic ischemic encephalopathy.

Read the detailed description

Thirty subjects will be enrolled in a dose escalation study. Subjects 1-10 will receive melatonin (0.5 mg/kg). If that dose proves to be safe, subjects 11-20 will receive an increased dose of melatonin (3 mg/kg). Subjects 21-30 will receive a dose increased to the targeted projected therapeutic dose (5 mg/kg).

The serum concentration of melatonin and capture adverse event reports during this dose escalation study in neonates undergoing hypothermia and the long-term safety and potential efficacy via developmental follow-up performed at 18-22 months of age. In addition, this study will determine the effect of melatonin on the inflammatory cascade, oxidative stress, free radical production, and serum biomarkers of brain injury in neonates undergoing hypothermia.

02

Conditions studied

  • Hypoxic Ischemic Encephalopathy
03

In context

Hypoxia-Ischemia, Brain

234 studies on the registry are indexed under Hypoxia-Ischemia, Brain; 83 are open to participants now.

This study's planned enrollment of 70 is above the median of 50 across 135 interventional studies indexed under Hypoxia-Ischemia, Brain.

Browse Hypoxia-Ischemia, Brain studies →

Lead sponsor

University of Florida is the lead sponsor of 1,254 studies on the registry; 201 are open to participants now.

Of its 170 completed or terminated interventional studies of FDA-regulated products, 136 (80%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
Up to 6 Hours
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Eligible infants are >36 0/7th weeks gestation,
  • pH (cord or neonatal) \<7.0,
  • base deficit >16 mEq/L,
  • no available blood gas,
  • a cord blood/first hour of life blood gas with pH > 7.0 and \< 7.15,
  • base deficit between 10 and 15.9 mEq/L,
  • infants must have a history of an acute perinatal event,
  • either a 10-minute Apgar \< 5 or a continued need for ventilation,
  • All infants must have signs of encephalopathy within 6 hours of age using the modified Sarnat scoring system,
  • neonates cooled within 6 hours of birth will be included in the study.

Exclusion criteria

Exclusion Criteria:

  • suspected inborn errors of metabolism (elevated ammonia) and hypoglycemia,
  • clinical signs and symptoms consistent with meningitis detected upon sepsis evaluation,
  • a diagnosis of congenital abdominal surgical problems along with multiple congenital anomalies and/or chromosomal abnormalities.
05

Study design

Phase
Early Phase 1
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Single group
Masking
None (open label)
Enrollment
70 participants (estimated)

Study arms

  • Experimental
    Participants 1-10

    This group will receive a 0.5 mg/kg enteral dose of Melatonin. The first dose will be administered via enteral route within 12 hours of life with a target of 6 hours of life. The melatonin will be administered as a single dose for the first 5 participants in allowing the investigators to determine if the dosing frequency has the potential to decrease in the elimination with hypothermia. The next 5 subjects who will receive multiple doses if there are not any safety concerns. Additionally, the participants will have the following test performed: Magnetic Resonance Imaging (MRI), Neurological Outcome Assessment, Pharmacokinetics, and safety monitoring.

    Drug: Melatonin · Other: Magnetic Resonance Imaging · Other: Pharmacokinetics · Behavioral: Neurological Outcome Assessment

  • Experimental
    Participants 11-20

    This group will the Melatonin dose of 3 mg/kg enteral, only if the group Participants 1-10 has meet the safety goals. The first dose will be administered via enteral route within 12 hours of life with a target of 6 hours of life. The melatonin will be administered as a single dose for the first 5 participants in allowing the investigators to determine if the dosing frequency has the potential to decrease in the elimination with hypothermia. The next 5 subjects who will receive multiple doses if there are not any safety concerns. Additionally, the participants will have the following test performed: Magnetic Resonance Imaging (MRI), Neurological Outcome Assessment, Pharmacokinetics, and safety monitoring.

    Drug: Melatonin · Other: Magnetic Resonance Imaging · Other: Pharmacokinetics · Behavioral: Neurological Outcome Assessment

  • Experimental
    Participants 21-30

    This group will receive Melatonin dose of 5 mg/kg enterally, only if the group Participants 11-20 has meet the safety goals. The first dose will be administered via enteral route within 12 hours of life with a target of 6 hours of life. The melatonin will be administered as a single dose for the first 5 participants in allowing the investigators to determine if the dosing frequency has the potential to decrease in the elimination with hypothermia. The next 5 subjects who will receive multiple doses if there are not any safety concerns. Additionally, the participants will have the following test performed: Magnetic Resonance Imaging (MRI), Neurological Outcome Assessment, Pharmacokinetics, and safety monitoring.

    Drug: Melatonin · Other: Magnetic Resonance Imaging · Other: Pharmacokinetics · Behavioral: Neurological Outcome Assessment

Interventions

  • DrugMelatonin

    Participants 1-10 will receive a 0.5 mg/kg enteral dose of Melatonin. Participants 11-20 will receive Melatonin dose of 3 mg/kg enteral. Participants 21-30 will receive Melatonin dose of 5 mg/kg enterally.

  • OtherMagnetic Resonance Imaging

    All participants will receive an MRI between 7-12 days of age.

    Also known as: MRI

  • OtherPharmacokinetics

    All participants will receive pharmacokinetics to test the amount of melatonin in the blood.

  • BehavioralNeurological Outcome Assessment

    All participants will receive the Bayley-III Scores and Subsets for neurological outcome assessments.

06

What researchers measure

Primary outcomes

  1. To identify the maximum tolerated dose of Melatonin

    The maximum tolerated dose (MTD) is defined as the highest dose level without adverse events in no more than 1 out of 6 patients

    Time frame: Changes in Baseline to day 3

  2. Bayley-III Index Scores (Cognitive, Language, and Motor) will be used for neurological outcome assessment

    All raw scores will be transformed into norm-referenced standard scores (scale mean = 100 with s.d. = 15) using the Bayley-III scoring software published with the test. To dichotomize "good" and "poor" outcomes for statistical analysis, standardized scores that are at or greater than one standard deviation below the normative sample mean published with the test (i.e., standard scores \< 85) will be classified as "poor outcome" while higher scores will be classified as "good outcome".

    Time frame: Approximately 18 - 20 Months

  3. Peak Plasma Concentration (Cmax) of Melatonin 0.5 mg/kg.

    HPLC-ESI/MS/MS will be used to measure melatonin concentrations in the serum samples. The two-way ANOVA (treatments are dose level and timepoint) framework for testing. Testing will be done using a likelihood ratio test, either using large-sample theory approximation or using bootstrap.

    Time frame: 0 (baseline), 3, 5, 6, 12, 24, 48, 96 hours and day 14 (one sample)

  4. Number of participants with treatment-related adverse events as assessed by MedDRA ??? This is something the PI/Team needs to agree on which one to use.

    Incidence/Grade of Treatment Emergent Adverse Events (TEAEs), Serious Adverse Events (SAEs), laboratory abnormalities Percentage and number of subjects who discontinued for adverse event

    Time frame: Baseline ongoing to Day 14

  5. Peak Plasma Concentration (Cmax) of Melatonin 3 mg/kg.

    HPLC-ESI/MS/MS will be used to measure melatonin concentrations in the serum. The two-way ANOVA (treatments are dose level and timepoint) framework for testing. Testing will be done using a likelihood ratio test, either using large-sample theory approximation or using bootstrap.

    Time frame: 0 (baseline), 3, 5, 6, 12, 24, 48, 96 hours and day 14 (one sample)

  6. Peak Plasma Concentration (Cmax) of Melatonin 5 mg/kg.

    HPLC-ESI/MS/MS will be used to measure melatonin concentrations in the serum samples. The two-way ANOVA (treatments are dose level and timepoint) framework for testing. Testing will be done using a likelihood ratio test, either using large-sample theory approximation or using bootstrap.

    Time frame: 0 (baseline), 3, 5, 6, 12, 24, 48, 96 hours and day 14 (one sample)

Secondary outcomes

  1. Bayley-III Index Scores Subscales (Receptive and Expressive Language, Fine and Gross Motor) will be used for neurological outcome assessment

    The four performance-based subscales of the Bayley-III Index Scores (Receptive and Expressive Language, Fine and Gross Motor) and two parent-reported scales (Social-Emotional and Adaptive Behavior) will be collected. All raw scores will be transformed into norm-referenced standard scores (scale mean = 100 with s.d. = 15) using the Bayley-III scoring software published with the test. To dichotomize "good" and "poor" outcomes for statistical analysis, standardized scores that are at or greater than one standard deviation below the normative sample mean published with the test (i.e., standard scores \< 85) will be classified as "poor outcome" while higher scores will be classified as "good outcome".

    Time frame: Approximately 18 - 20 Months

  2. Evaluation of The Impact of Melatonin using Magnetic Resonance Image (MRI)

    The MRI study scores of neonates treated with hypothermia plus melatonin will be compared with historical controls that have matched Sarnat exams (exam of HIE severity at the time of admission).

    Time frame: Approximately 7 - 12 days

07

Study locations

2 of 2 sites recruiting
  • University of Florida
    Gainesville, Florida 32610, United States
    • Alison A McMurray, M.A.M.C. · Contact · amcmurra@ufl.edu · 352-627-5016
    • Michael Weiss, MD · Contact · weissmd@peds.ufl.edu · 3522738985
    • Michael D Weiss, MD · Principal investigator
    • Giuseppe Buonocore, MD · Principal investigator
    • Candace Rossignol, Sr. Lab Tech · Sub investigator
    • Ronald Hayes, MD · Sub investigator
    • Kristine Boykin, BSN · Sub investigator
    • Rajan Wadhawan, MD · Principal investigator
    • Nicole Copenhaver, BA, ASN · Sub investigator
    • Ganna Zalevska, BS, RRT · Sub investigator
    Recruiting
  • Florida Hospital for Children
    Orlando, Florida 32803, United States
    Recruiting
08

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 29, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
09

Registry details

Key details

Study ID
NCT02621944
Lead sponsor
University of Florida
Collaborators
Thrasher Research Fund
Responsible party
Sponsor
First posted
Dec 4, 2015
Start date
Nov 9, 2016
Primary completion
Mar 2027 (estimated)
Completion
Mar 2027 (estimated)
Last update
Jun 29, 2026

Study contacts

Alison A McMurray, M.A.M.C.
Contact
amcmurra@ufl.edu
3526275016
Kristine Boykin, BSN
Contact
kristineboykin@ufl.edu
3522738706
Michael D Weiss, MD
principal investigator · University of Florida

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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