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CompletedNCT02612155(HIE)Updated May 16, 2024Results posted

A Multi-site Study of Autologous Cord Blood Cells for Hypoxic Ischemic Encephalopathy

A Phase 2 interventional study of Infusion of autologous cord blood and Placebo in Moderate or Severe Hypoxic-ischemic Encephalopathy in Newborns, sponsored by Michael Cotten. Completed at 1 site in United States. Open to participants aged 0 Hours to 6 Hours. Per ClinicalTrials.gov, last updated 2024-05-16.

Sponsored by Michael Cotten · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
35
Allocation
Randomized
Ages
0 Hours to 6 Hours
Sex
All
01

Study summary

This study will test the safety and efficacy of an infusion of a baby's own (autologous) umbilical cord blood as compared with placebo in babies born with history and signs of hypoxic-ischemic brain injury.

Read the detailed description

The purpose of this phase II study is to assess the safety and efficacy of up to two intravenous infusions of autologous volume and red blood cell reduced nucleated umbilical cord blood cells as compared with placebo in neonates with neonatal encephalopathy undergoing hypothermia treatment. Efficacy will be estimated by one year survival and score on Bayley III scores in all three domains equal to or greater than 85. This will be a randomized, double-blind, placebo controlled multi-site trial of up to 160 infants who qualify for cooling.

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Conditions studied

  • Moderate or Severe Hypoxic-ischemic Encephalopathy in Newborns

Keywords

  • Hypoxic-ischemic encephalopathy
  • autologous cord blood cells
  • newborn infants
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In context

Brain Diseases

758 studies on the registry are indexed under Brain Diseases; 202 are open to participants now.

This study's enrollment of 35 is below the median of 58 across 454 interventional studies indexed under Brain Diseases.

Browse Brain Diseases studies →

Lead sponsor

Michael Cotten is the lead sponsor of 3 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
0 Hours to 6 Hours
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. NICHD Neonatal Research Network Hypothermia Trial inclusion criteria
  2. Mothers must have consented or given verbal assent for cord blood collection at delivery, and cord blood must be available for volume and red blood cell reduction before 45 hours of age
  3. The infant must be able to receive at least one dose of autologous cord blood before 48 hours of age
  4. All infants must have signs of encephalopathy within 6 hours of age

Exclusion criteria

Exclusion Criteria:

  1. Major congenital or chromosomal abnormalities
  2. Severe growth restriction (birth weight \<1800 g)
  3. Opinion by attending neonatologist that the study may interfere with treatment or safety of subject
  4. Moribund neonates for whom no further treatment is planned
  5. Infants born to mothers are known to be HIV, Hepatitis B, Hepatitis C or who have active syphilis or CMV infection in pregnancy
  6. Infants suspected of overwhelming sepsis
  7. ECMO initiated or likely in the first 48 hours of life
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
35 participants (actual)

Study arms

  • Experimental
    Intervention cell recipients

    Experimental: infusions: infants with moderate to severe hypoxic ischemic encephalopathy, begin cooling, and have autologous nucleated cord blood cells available for infusion will receive up to two infusions. Outcomes will be measured at 22-26 months by neurodevelopment assessment

    Biological: Infusion of autologous cord blood

  • Placebo comparator
    Placebo recipients

    Control: infants with moderate to severe hypoxic ischemic encephalopathy, begin cooling, and have cord blood available for infusion will receive placebo (a mix of autologous cord blood red blood cells and plasma) infusions. Outcomes will be measured at 22-26 months by neurodevelopment assessment

    Biological: Placebo

Interventions

  • BiologicalInfusion of autologous cord blood

    Infants who meet study enrollment criteria will receive up to 2 infusions of their own volume reduced cord blood cells. The number of doses will be determined by the amount of available cord blood cells.

  • BiologicalPlacebo

    Infants who meet study enrollment criteria will receive up to 2 placebo infusions composed of an equivalent volume (volume of product that would have been administered if the infant randomized to the intervention arm) of packed red blood cells (PRBCs) from the red cell compartment of the separated cord blood unit.

06

What researchers measure

Primary outcomes

  1. Survival at One Year

    Number of participants alive at one year.

    Time frame: 1 year

  2. Number of Participants With Bayley III Scores in All Three Domains > or Equal to 85

    The Bayley is a standardized, norm-referenced measure that assesses development in Cognitive, Language and Motor domains. Composite standard scores can be derived that have a mean of 100 and a standard deviation of 15.

    Time frame: 1 year

Secondary outcomes

  1. Mortality Rate

    (Number of participants who died/total number of participants) x 100

    Time frame: 1 year

  2. Number of Subjects Who Experience Seizures

    Time frame: During hospitalization, approximately 4-92 days

  3. Number of Subjects Who Require iNO (Inhaled Nitric Oxide) Use

    Time frame: During hospitalization, approximately 4-92 days

  4. Number of Subjects Who Require ECMO

    ECMO (extracorporeal membrane oxygenation) is a technique of providing prolonged cardiac and respiratory support to persons whose heart and lungs are unable to provide an adequate amount of gas exchange or perfusion to sustain life.

    Time frame: During hospitalization, approximately 4-92 days

  5. Number of Subjects Who Require Gastrostomy Tube (G-tube) Feeding

    Time frame: During hospitalization, approximately 4-92 days

  6. Number of Subjects Who Are Discharged on Anti-epileptic Medication

    Time frame: At hospital discharge, approximately 4-92 days

07

Results

Posted Aug 25, 2020

Participant flow

Participant flow — Overall Study
MilestoneIntervention Cell RecipientsPlacebo Recipients
Started1718
Completed1415
Not completed33
Withdrew: Death11
Withdrew: Lost to follow-up22

Outcome measures

PrimarySurvival at One Year

Number of participants alive at one year.

Time frame:
1 year
Reported as:
Count of participants · Participants
Survival at One Year
ParticipantsIntervention Cell RecipientsPlacebo Recipients
Survival at One Year1617
PrimaryNumber of Participants With Bayley III Scores in All Three Domains > or Equal to 85

The Bayley is a standardized, norm-referenced measure that assesses development in Cognitive, Language and Motor domains. Composite standard scores can be derived that have a mean of 100 and a standard deviation of 15.

Time frame:
1 year
Reported as:
Count of participants · Participants
Number of Participants With Bayley III Scores in All Three Domains > or Equal to 85
ParticipantsIntervention Cell RecipientsPlacebo Recipients
Number of Participants With Bayley III Scores in All Three Domains > or Equal to 85126
Statistical analysis
  • Intervention Cell Recipients vs Placebo Recipients · Fisher Exact · p = 0.06
SecondaryMortality Rate

(Number of participants who died/total number of participants) x 100

Time frame:
1 year
Reported as:
Number · percentage of participants
Mortality Rate
percentage of participantsIntervention Cell RecipientsPlacebo Recipients
Mortality Rate5.885.56
SecondaryNumber of Subjects Who Experience Seizures
Time frame:
During hospitalization, approximately 4-92 days
Reported as:
Count of participants · Participants
Number of Subjects Who Experience Seizures
ParticipantsIntervention Cell RecipientsPlacebo Recipients
Number of Subjects Who Experience Seizures66
SecondaryNumber of Subjects Who Require iNO (Inhaled Nitric Oxide) Use
Time frame:
During hospitalization, approximately 4-92 days
Reported as:
Count of participants · Participants
Number of Subjects Who Require iNO (Inhaled Nitric Oxide) Use
ParticipantsIntervention Cell RecipientsPlacebo Recipients
Number of Subjects Who Require iNO (Inhaled Nitric Oxide) Use32
SecondaryNumber of Subjects Who Require ECMO

ECMO (extracorporeal membrane oxygenation) is a technique of providing prolonged cardiac and respiratory support to persons whose heart and lungs are unable to provide an adequate amount of gas exchange or perfusion to sustain life.

Time frame:
During hospitalization, approximately 4-92 days
Reported as:
Count of participants · Participants
Number of Subjects Who Require ECMO
ParticipantsIntervention Cell RecipientsPlacebo Recipients
Number of Subjects Who Require ECMO00
SecondaryNumber of Subjects Who Require Gastrostomy Tube (G-tube) Feeding
Time frame:
During hospitalization, approximately 4-92 days
Reported as:
Count of participants · Participants
Number of Subjects Who Require Gastrostomy Tube (G-tube) Feeding
ParticipantsIntervention Cell RecipientsPlacebo Recipients
Number of Subjects Who Require Gastrostomy Tube (G-tube) Feeding23
SecondaryNumber of Subjects Who Are Discharged on Anti-epileptic Medication
Time frame:
At hospital discharge, approximately 4-92 days
Reported as:
Count of participants · Participants
Number of Subjects Who Are Discharged on Anti-epileptic Medication
ParticipantsIntervention Cell RecipientsPlacebo Recipients
Number of Subjects Who Are Discharged on Anti-epileptic Medication21

Adverse events

Collected over 1 year. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Intervention Cell Recipients1/17 (5.9%)1/17 (5.9%)1/17 (5.9%)
Placebo Recipients1/18 (5.6%)2/18 (11.1%)3/18 (16.7%)
Most frequent serious events
Most frequent serious events
EventIntervention Cell RecipientsPlacebo Recipients
Death neonatalGeneral disorders1/171/18
Necrotizing EnterocolitisGastrointestinal disorders0/171/18
Most frequent other events
Most frequent other events
EventIntervention Cell RecipientsPlacebo Recipients
SeizuresNervous system disorders0/172/18
Cord blood positive cultureInfections and infestations1/170/18
HypertensionCardiac disorders0/171/18

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Intervention Cell RecipientsPlacebo RecipientsTotal
<=18 years171835
Between 18 and 65 years000
>=65 years000
Sex: Female, Male
Sex: Female, Male(Participants)Intervention Cell RecipientsPlacebo RecipientsTotal
Female8917
Male9918
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Intervention Cell RecipientsPlacebo RecipientsTotal
Hispanic or Latino112
Not Hispanic or Latino161733
Unknown or Not Reported000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Intervention Cell RecipientsPlacebo RecipientsTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American6814
White8715
More than one race000
Unknown or Not Reported336
Region of Enrollment
Region of Enrollment(Participants)Intervention Cell RecipientsPlacebo RecipientsTotal
United States171835
08

Study locations

1 site
  • Duke University Medical Center
    Durham, North Carolina 27710, United States
09

References and documents

Publications

  • Cotten CM, Murtha AP, Goldberg RN, Grotegut CA, Smith PB, Goldstein RF, Fisher KA, Gustafson KE, Waters-Pick B, Swamy GK, Rattray B, Tan S, Kurtzberg J. Feasibility of autologous cord blood cells for infants with hypoxic-ischemic encephalopathy. J Pediatr. 2014 May;164(5):973-979.e1. doi: 10.1016/j.jpeds.2013.11.036. Epub 2013 Dec 31. PubMed 24388332 ↗
  • Shankaran S, Laptook AR, Ehrenkranz RA, Tyson JE, McDonald SA, Donovan EF, Fanaroff AA, Poole WK, Wright LL, Higgins RD, Finer NN, Carlo WA, Duara S, Oh W, Cotten CM, Stevenson DK, Stoll BJ, Lemons JA, Guillet R, Jobe AH; National Institute of Child Health and Human Development Neonatal Research Network. Whole-body hypothermia for neonates with hypoxic-ischemic encephalopathy. N Engl J Med. 2005 Oct 13;353(15):1574-84. doi: 10.1056/NEJMcps050929. PubMed 16221780 ↗
  • Escolar ML, Poe MD, Provenzale JM, Richards KC, Allison J, Wood S, Wenger DA, Pietryga D, Wall D, Champagne M, Morse R, Krivit W, Kurtzberg J. Transplantation of umbilical-cord blood in babies with infantile Krabbe's disease. N Engl J Med. 2005 May 19;352(20):2069-81. doi: 10.1056/NEJMoa042604. PubMed 15901860 ↗

Study documents

  • Protocol and statistical analysis plan · Feb 6, 2018

Documents are hosted by the registry — open the source record to download them.

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 16, 2024, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02612155
Lead sponsor
Michael Cotten
Collaborators
The Robertson Foundation
Responsible party
Michael Cotten (Associate Professor, Duke University) — Sponsor-investigator
First posted
Nov 23, 2015
Start date
Mar 30, 2017
Primary completion
Aug 5, 2019
Completion
Aug 5, 2019
Results posted
Aug 25, 2020
Last update
May 16, 2024

Study contacts

Michael Cotten, MD
principal investigator · Duke University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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