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Active, not recruitingNCT02581137Updated Jun 26, 2026Results posted

Metformin Hydrochloride in Preventing Oral Cancer in Patients With an Oral Premalignant Lesion

A Phase 2 interventional study of Laboratory Biomarker Analysis and Metformin Hydrochloride in Erythroplakia, Hyperplasia and Oral Cavity Carcinoma, sponsored by National Cancer Institute (NCI). Active, not recruiting at 4 sites in 2 countries. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-06-26.

Sponsored by National Cancer Institute (NCI) · Phase 2, Interventional, and Prevention

Phase
Phase 2
Study type
Interventional
Enrollment
26
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

This phase IIa trial studies how well metformin hydrochloride works in preventing oral cancer in patients with an oral premalignant lesion (oral leukoplakia or erythroplakia). Oral premalignant lesions look like red or whitish plaques or lesions in the mouth that do not rub off and can be associated with a higher risk of cancer. Metformin hydrochloride may help prevent oral cancer from forming in patients with an oral premalignant lesion.

Read the detailed description

PRIMARY OBJECTIVES:

I. To determine the clinical response of oral premalignant lesions to 12-14 weeks of metformin (metformin hydrochloride) intervention.

SECONDARY OBJECTIVES:

I. Histologic response to metformin intervention in the target lesion. II. Tissue-based biomarkers: metformin effect on cell proliferation and its molecular targets in the target lesion and in the normal tissue (marker of cell proliferation, Ki67, molecular targets of metformin, including, in order of priority, phosphorylated ribosomal protein S6 kinase [pS6], phosphorylated v-akt murine thymoma viral oncogene homolog 1 [pAKT]S473, phosphorylated eukaryotic translation initiation factor 4E-binding protein 1 [p4EBP], phosphorylated acetyl-CoA carboxylase alpha [pACC]).

III. Tissue-based biomarkers: expression of dysregulated molecular mechanisms and organic cation transporter 3 (OCT 3) in the target lesion and in the normal tissue, including, in order of priority, epidermal growth factor receptor (EGFR), phosphorylated (p)EGFR, tumor protein 53 (p53), phosphatase and tensin homolog (PTEN), phosphorylated mitogen-activated protein kinase 1 (pERK), cyclin-dependent kinase inhibitor 2A (p16), and OCT3.

IV. Tissue-based biomarkers: targeted analysis of cancer-associated genes in the target lesion and blood deoxyribonucleic acid (DNA).

V. Serum and saliva based biomarkers: metformin effect on serum metabolic markers (C-peptide, glycosylated hemoglobin [HbA1c]).

VI. Serum and saliva based biomarkers: metformin concentrations in serum and saliva.

VII Serum and saliva based biomarkers: metformin effect on serum and saliva inflammatory and angiogenic cytokines, including interleukin (IL)-6, IL-8, growth-related oncogene-1 (GRO-1), and vascular endothelial growth factor (VEGF).

EXPLORATORY OBJECTIVES:

I. To characterize changes in the saliva microbiome before and after metformin intervention, including both the absolute microbial load and taxonomic composition.

II. To evaluate the potential microbiome signatures that are correlated with treatment response.

OUTLINE:

Patients receive extended-release metformin hydrochloride orally (PO) once daily (QD) for 2 weeks and then twice daily (BID) for 10-12 weeks. Treatment continues in the absence of disease progression or unacceptable toxicity.

After completion of study treatment, patients are followed up for 2-4 weeks.

02

Conditions studied

  • Erythroplakia
  • Hyperplasia
  • Oral Cavity Carcinoma
  • Oral Leukoplakia
03

In context

Hyperplasia

891 studies on the registry are indexed under Hyperplasia; 103 are open to participants now.

This study's enrollment of 26 is below the median of 82 across 613 interventional studies indexed under Hyperplasia.

Browse Hyperplasia studies →

Lead sponsor

National Cancer Institute (NCI) is the lead sponsor of 3,506 studies on the registry; 334 are open to participants now.

Of its 402 completed or terminated interventional studies of FDA-regulated products, 365 (91%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Participants with oral leukoplakia or erythroplakia with mild, moderate, or severe histologic dysplasia, or hyperplasia not associated with mechanical factors such as ill-fitted dentures
  • Measurable disease - minimum lesion size of 8 x 3 mm before initial biopsy
  • Karnofsky performance status >= 70%
  • Leukocytes >= 3,000/microliter
  • Absolute neutrophil count >= 1,000/microliter
  • Platelets >= 100,000/microliter
  • Total bilirubin =\< 1.5 × institutional upper limit of normal (ULN)
  • Aspartate aminotransferase (AST) (serum glutamic oxaloacetic transaminase [SGOT])/alanine aminotransferase (ALT) (serum glutamate pyruvate transaminase [SGPT]) =\<1.5 × institutional ULN
  • eGFR > 40 mL/min using the Cockcroft-Gault equation
  • Life expectancy > 3 months
  • Willing to use adequate contraception (barrier method, abstinence, subject has had a vasectomy or partner is using effective birth control or is postmenopausal) for the duration of study participation
  • Ability to take oral medication
  • Ability to understand and the willingness to sign a written informed consent document

Exclusion criteria

Exclusion Criteria:

  • Patients with diabetes who are taking insulin or oral agents
  • History of diabetic ketoacidosis
  • Participants may not be receiving any other investigational agents within past 3 months
  • History of allergic reactions attributed to compounds of similar chemical composition to metformin or prior use of metformin within the last year
  • Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, human immunodeficiency virus (HIV)-positive, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements
  • Oral carcinoma in situ
  • History of chronic alcohol use or abuse defined as any one of the following: a) average consumption of 3 or more alcohol containing beverages daily in the past 12 months; b) consumption of 7 or more alcoholic beverages within a 24 hour (hr) period in the past 12 months
  • Glycated hemoglobin (HbA1c) > 8%
  • Pregnancy or nursing women
  • Acute or chronic liver disease, evidence of hepatitis (infectious or autoimmune), cirrhosis or portal hypertension
  • History of renal disease
  • History of prior head and neck squamous cell carcinoma (HNSCC) unless curatively treated for >= 1 year
  • Have received chemotherapy and/or radiation for any malignancy (excluding non-melanoma skin cancer and cancers confined to organs with removal as only treatment) in the past 2 years; ongoing adjuvant hormonal therapy for breast cancer is allowed
05

Study design

Phase
Phase 2
Primary purpose
Prevention
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
26 participants (actual)

Study arms

  • Experimental
    Prevention (extended-release metformin hydrochloride)

    Patients receive extended-release metformin hydrochloride PO QD for 2 weeks and then BID for 10-12 weeks. Treatment continues in the absence of disease progression or unacceptable toxicity.

    Other: Laboratory Biomarker Analysis · Drug: Metformin Hydrochloride

Interventions

  • OtherLaboratory Biomarker Analysis

    Correlative studies

  • DrugMetformin Hydrochloride

    Given PO

    Also known as: APO-Metformin, Cidophage, Dimefor, Glifage, Glucoformin, Glucophage, Glucophage ER, Metformin HCl, Riomet, Siofor

06

What researchers measure

Primary outcomes

  1. Clinical Response to Metformin Intervention

    Number of participants with complete and partial clinical response to metformin intervention. Criteria for complete and partial clinical response are: Complete Response (CR): Disappearance of all evidence of lesion(s). Partial Response (PR): Greater than or equal to 50% reduction in the sum of the products of diameters of lesion(s) measurable at baseline. Non-measurable lesion(s) may not increase greater than or equal to 25% in size and no new lesion may appear.

    Time frame: Baseline to up to 14 weeks

Secondary outcomes

  1. Histologic Response to Metformin Intervention

    Number of participants with complete and partial histologic response to metformin intervention. Criteria for complete and partial histologic response are: Complete Response (CR): Complete reversal of dysplasia or hyperplasia to normal epithelium in the target lesion. Partial Response (PR): Improvement of the degree of dysplasia or hyperplasia in the target lesion.

    Time frame: Baseline to up to 14 weeks

  2. Changes in Cell Proliferation and Its Molecular Targets

    Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers.

    Time frame: Baseline to up to 14 weeks

  3. Changes in Frequent Dysregulated Molecular Mechanisms and OCT Expression

    Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers. A univariate logistic regression model with the clinical response as the outcome variable will be fitted to explore if any of the expression of frequent dysregulated mechanisms and OCT3 level are associated with the clinical response to metformin hydrochloride.

    Time frame: Baseline to up to 14 weeks

  4. Impact of Genomic Alterations on the Biological and Biochemical Consequences and Clinical Response to Metformin Hydrochloride

    Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers. A univariate logistic regression model with the clinical response as the outcome variable will be fitted to explore if any genomic alterations are associated with the clinical response to metformin hydrochloride.

    Time frame: Up to 14 weeks

  5. Change in Measurements of Metformin Hydrochloride Concentrations in Serum and Saliva

    Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers.

    Time frame: Baseline to up to 14 weeks

  6. Change in Serum Metabolic Markers

    Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers.

    Time frame: Baseline to up to 14 weeks

  7. Change in Serum and Saliva Inflammatory and Angiogenic Cytokines

    Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers.

    Time frame: Baseline to up to 14 weeks

Other outcomes

  1. Change in Saliva Microbiome Analyzed Using Flow Cytometry

    This will characterize changes in the saliva microbiome before and after metformin intervention, including both the absolute microbial load and taxonomic composition. Will first evaluate changes in alpha diversity among matched pairs using non-parametric analogous Wilcoxon rank-sum test (Mann-Whitney test). To test for significant differences in beta diversity (e.g. if pretreatment and post-treatment samples cluster in principle coordinates analysis space), permutational multivariate analysis of variance (PERMANOVA) will be used.

    Time frame: Baseline to up to 14 weeks

  2. Microbiome Signatures Correlated With Treatment Response

    Will first evaluate changes in alpha diversity among matched pairs using non-parametric analogous Wilcoxon rank-sum test (Mann-Whitney test). To test for significant differences in beta diversity (e.g. if pretreatment and post-treatment samples cluster in principle coordinates analysis space), PERMANOVA will be used.

    Time frame: Baseline to up to 14 weeks

07

Results

Posted May 23, 2019

Participant flow

Participant flow — Overall Study
MilestonePrevention (Extended-release Metformin Hydrochloride)
Started26
Completed22
Not completed4

Outcome measures

PrimaryClinical Response to Metformin Intervention

Number of participants with complete and partial clinical response to metformin intervention. Criteria for complete and partial clinical response are: Complete Response (CR): Disappearance of all evidence of lesion(s). Partial Response (PR): Greater than or equal to 50% reduction in the sum of the products of diameters of lesion(s) measurable at baseline. Non-measurable lesion(s) may not increase greater than or equal to 25% in size and no new lesion may appear.

Time frame:
Baseline to up to 14 weeks
Reported as:
Count of participants · Participants
Clinical Response to Metformin Intervention
ParticipantsPrevention (Extended-release Metformin Hydrochloride)
Clinical Response to Metformin Intervention4
SecondaryHistologic Response to Metformin Intervention

Number of participants with complete and partial histologic response to metformin intervention. Criteria for complete and partial histologic response are: Complete Response (CR): Complete reversal of dysplasia or hyperplasia to normal epithelium in the target lesion. Partial Response (PR): Improvement of the degree of dysplasia or hyperplasia in the target lesion.

Time frame:
Baseline to up to 14 weeks
Reported as:
Count of participants · Participants
Histologic Response to Metformin Intervention
ParticipantsPrevention (Extended-release Metformin Hydrochloride)
Histologic Response to Metformin Intervention14
SecondaryChanges in Cell Proliferation and Its Molecular Targets

Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers.

Time frame:
Baseline to up to 14 weeks

Results for this outcome have not been posted.

SecondaryChanges in Frequent Dysregulated Molecular Mechanisms and OCT Expression

Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers. A univariate logistic regression model with the clinical response as the outcome variable will be fitted to explore if any of the expression of frequent dysregulated mechanisms and OCT3 level are associated with the clinical response to metformin hydrochloride.

Time frame:
Baseline to up to 14 weeks

Results for this outcome have not been posted.

SecondaryImpact of Genomic Alterations on the Biological and Biochemical Consequences and Clinical Response to Metformin Hydrochloride

Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers. A univariate logistic regression model with the clinical response as the outcome variable will be fitted to explore if any genomic alterations are associated with the clinical response to metformin hydrochloride.

Time frame:
Up to 14 weeks

Results for this outcome have not been posted.

SecondaryChange in Measurements of Metformin Hydrochloride Concentrations in Serum and Saliva

Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers.

Time frame:
Baseline to up to 14 weeks

Results for this outcome have not been posted.

SecondaryChange in Serum Metabolic Markers

Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers.

Time frame:
Baseline to up to 14 weeks

Results for this outcome have not been posted.

SecondaryChange in Serum and Saliva Inflammatory and Angiogenic Cytokines

Nonparametric methods, e.g. signed rank test, will be performed to evaluate each of the changes in tissue, serum, and saliva markers.

Time frame:
Baseline to up to 14 weeks

Results for this outcome have not been posted.

Other pre-specifiedChange in Saliva Microbiome Analyzed Using Flow Cytometry

This will characterize changes in the saliva microbiome before and after metformin intervention, including both the absolute microbial load and taxonomic composition. Will first evaluate changes in alpha diversity among matched pairs using non-parametric analogous Wilcoxon rank-sum test (Mann-Whitney test). To test for significant differences in beta diversity (e.g. if pretreatment and post-treatment samples cluster in principle coordinates analysis space), permutational multivariate analysis of variance (PERMANOVA) will be used.

Time frame:
Baseline to up to 14 weeks

Results for this outcome have not been posted.

Other pre-specifiedMicrobiome Signatures Correlated With Treatment Response

Will first evaluate changes in alpha diversity among matched pairs using non-parametric analogous Wilcoxon rank-sum test (Mann-Whitney test). To test for significant differences in beta diversity (e.g. if pretreatment and post-treatment samples cluster in principle coordinates analysis space), PERMANOVA will be used.

Time frame:
Baseline to up to 14 weeks

Results for this outcome have not been posted.

Adverse events

Collected over 12 weeks. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Prevention (Extended-release Metformin Hydrochloride)0/26 (0%)1/26 (3.8%)24/26 (92.3%)
Most frequent serious events
Most frequent serious events
EventPrevention (Extended-release Metformin Hydrochloride)
oral painGastrointestinal disorders1/26
Most frequent other events
Showing 10 of 13
Most frequent other events
EventPrevention (Extended-release Metformin Hydrochloride)
NauseaGastrointestinal disorders14/26
DiarrheaGastrointestinal disorders13/26
DizzinessNervous system disorders6/26
Stomach painGastrointestinal disorders4/26
VomitingGastrointestinal disorders4/26
FatigueGeneral disorders4/26
HeadacheNervous system disorders4/26
Abdominal painGastrointestinal disorders2/26
BloatingGastrointestinal disorders2/26
Gastrointestinal painGastrointestinal disorders2/26

Baseline characteristics

Age, Continuous
Age, Continuous(years)Prevention (Extended-release Metformin Hydrochloride)
Mean58 ± 11
Sex: Female, Male
Sex: Female, Male(Participants)Prevention (Extended-release Metformin Hydrochloride)
Female14
Male12
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Prevention (Extended-release Metformin Hydrochloride)
Hispanic or Latino1
Not Hispanic or Latino24
Unknown or Not Reported1
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Prevention (Extended-release Metformin Hydrochloride)
American Indian or Alaska Native0
Asian1
Native Hawaiian or Other Pacific Islander0
Black or African American1
White23
More than one race0
Unknown or Not Reported1
Region of Enrollment
Region of Enrollment(Participants)Prevention (Extended-release Metformin Hydrochloride)
Canada12
United States14
08

Study locations

4 sites
  • UC San Diego Medical Center - Hillcrest
    San Diego, California 92103, United States
  • University of Minnesota/Masonic Cancer Center
    Minneapolis, Minnesota 55455, United States
  • BC Cancer Research Centre
    Vancouver, British Columbia V5Z 1L3, Canada
  • University of British Columbia Hospital
    Vancouver, British Columbia V6T 2B5, Canada
09

References and documents

Publications

  • Gutkind JS, Molinolo AA, Wu X, Wang Z, Nachmanson D, Harismendy O, Alexandrov LB, Wuertz BR, Ondrey FG, Laronde D, Rock LD, Rosin M, Coffey C, Butler VD, Bengtson L, Hsu CH, Bauman JE, Hewitt SM, Cohen EE, Chow HS, Lippman SM, Szabo E. Inhibition of mTOR signaling and clinical activity of metformin in oral premalignant lesions. JCI Insight. 2021 Sep 8;6(17):e147096. doi: 10.1172/jci.insight.147096. PubMed 34255745 ↗

Study documents

  • Protocol and statistical analysis plan · Jul 6, 2018

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 26, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02581137
Lead sponsor
National Cancer Institute (NCI)
Responsible party
Sponsor
First posted
Oct 20, 2015
Start date
Jun 10, 2016
Primary completion
Oct 12, 2017
Completion
Dec 19, 2026 (estimated)
Results posted
May 23, 2019
Last update
Jun 26, 2026

Study contacts

Scott M Lippman
principal investigator · The University of Arizona Medical Center-University Campus

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is active, not recruiting, as verified in Jun 2026. You cannot join it, but the record below documents what was studied.

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