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CompletedNCT02395705Updated Oct 5, 2022

Neoadjuvant Chemotherapy Versus Surgery Alone for Esophageal Squamous Cell Carcinoma

A Phase 3 interventional study of cisplatin and paclitaxel in Esophageal Neoplasm, sponsored by Henan Cancer Hospital. Completed at 9 sites in China. Open to participants aged 18 Years to 75 Years. Per ClinicalTrials.gov, last updated 2022-10-05.

Sponsored by Henan Cancer Hospital · Phase 3, Interventional, and Treatment

Phase
Phase 3
Study type
Interventional
Enrollment
528
Allocation
Randomized
Ages
18 Years to 75 Years
Sex
All
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Study summary

The effect of neo-adjuvant chemotherapy on survival of patients with thoracic esophageal squamous cell carcinomas remains the most controversial part of neo-adjuvant therapy for esophageal carcinomas. One of our objectives is to evaluate whether the neo-adjuvant therapy with cisplatin and paclitaxel followed by right thoracic approach esophagectomy with total 2-field lymph node dissection improves the overall survival of thoracic esophageal cancer patients.

Read the detailed description

The effect of Neo-adjuvant chemotherapy on survival of patients with thoracic esophageal squamous cell carcinomas remains the most controversial part of Neo-adjuvant therapy for esophageal carcinomas. Therefore, the optimal management of resectable esophageal squamous cell carcinomas differs widely among different areas based on local randomized controlled trials.

The neo-adjuvant chemotherapy might be a good strategy if sufficient local control is achieved by surgical treatment. This study defined the detail of surgery procedure and the region of lymphadenectomy and adopted cisplatin and paclitaxel as neoadjuvant chemotherapy regimens. We try to evaluate the efficacy and safety of this neo-adjuvant strategy.

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Conditions studied

03

In context

Carcinoma, Squamous Cell

1,772 studies on the registry are indexed under Carcinoma, Squamous Cell; 413 are open to participants now.

This study's planned enrollment of 528 is above the median of 44 across 1,416 interventional studies indexed under Carcinoma, Squamous Cell.

Browse Carcinoma, Squamous Cell studies →

Lead sponsor

Henan Cancer Hospital is the lead sponsor of 228 studies on the registry; 130 are open to participants now.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
18 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Histologic diagnosis of squamous cell thoracic esophageal carcinoma of Stage IIA to IIIB, (7th Union for International Cancer Control, UICC-TNM).
  2. Patients must not have received any prior anticancer therapy of esophageal carcinoma.
  3. Age ranges from 18 to 75 years.
  4. Without operative contraindication.
  5. Absolute white blood cells count ≥4.0×109/L, neutrophil ≥1.5×109/L, platelets ≥100.0×109/L, hemoglobin ≥90g/L, and normal functions of liver and kidney, total bilirubin(TBIL)≤1.5N, aspartate aminotransferase (AST)≤2.5N, alanine aminotransferase(ALT)≤2.5N, prothrombin time(PT)≤1.5N, and activated partial thromboplastin time(APTT) is in normal range, endogenous creatinine clearance rate(CRE)≤1.5N.
  6. Patients must not have diagnosed with other cancer and must not received any prior anticancer therapy except prostatic cancer with more than 5 years disease-free survival(DFS).
  7. expected R0 resection.
  8. ECOG 0~2.
  9. Signed informed consent document on file. 10.No metastatic lymph node in cervical by color doppler sonography.

Exclusion criteria

Exclusion Criteria:

  1. Multiple primary cancer.
  2. The subject cannot understand and sign the informed consent form(ICF).
  3. Patients with concomitant hemorrhagic disease.
  4. Any un expected reason for patients can't get operation.
  5. Inability to use gastric conduit after esophagectomy because of a prior surgery.
  6. Pregnant or breast feeding.
  7. Patients are diagnosed or suspected to be allergic to cisplatin or Paclitaxel.
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Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
528 participants (estimated)

Study arms

  • Experimental
    Neo-adjuvant chemotherapy group

    Neo-adjuvant chemotherapy(cisplatin and paclitaxel): 1. Paclitaxel, 175mg/m2, d1, Cisplatin, 25mg/m2, d2-d4, 3 week, 2 cycles. 2. Paclitaxel, 87.5mg/m2, d1,d8, Cisplatin, 25mg/m2, d2-d4, 3 week, 2 cycles. 3. Paclitaxel, 175mg/m2, d1, Cisplatin, 75mg/m2, d1, 3 week, 2 cycles. Surgery: 2-3weeks after Neo-adjuvant chemotherapy 1. Surgeons: the operation shall be performed by senior thoracic surgeons. Try to achieve the consistency of operation quality. 2. Operation: the thoracic esophagectomy must be through right thoracic cavity. (open and minimally invasive McKeown or Ivor Lewis). Total two-field lymphadenectomy (right and left recurrent laryngeal nerve lymph nodes must be included).

    Drug: cisplatin and paclitaxel

  • No intervention
    Surgery alone group

    Surgery: 2-3weeks after Neo-adjuvant chemotherapy 1. Surgeons: the operation shall be performed by senior thoracic surgeons. Try to achieve the consistency of operation quality. 2. Operation: the thoracic esophagectomy must be through right thoracic cavity. (open and minimally invasive McKeown or Ivor Lewis). Total two-field lymphadenectomy (right and left recurrent laryngeal nerve lymph nodes must be included).

Interventions

  • Drugcisplatin and paclitaxel

    1. Paclitaxel, 175mg/m2, d1, Cisplatin, 25mg/m2, d2-d4, 3 week, 2 cycles. 2. Paclitaxel, 87.5mg/m2, d1,d8, Cisplatin, 25mg/m2, d2-d4, 3 week, 2 cycles. 3. Paclitaxel, 175mg/m2, d1, Cisplatin, 75mg/m2, d1, 3 week, 2 cycles.

    Also known as: TP

06

What researchers measure

Primary outcomes

  1. Overall survival rate

    Time frame: 5 years

Secondary outcomes

  1. Overall survival rate

    Time frame: 1 years and 3 years

  2. Disease free survival

    Time frame: 5 years

  3. assessment in perioperation-Removal rate (R0 resection rate)

    The R0 resection rate of two groups

    Time frame: perioperative period

  4. assessment in perioperation-Rate of Operative Complication

    Complication rate after operation before discharge

    Time frame: perioperative period

  5. assessment in perioperation-Mortality of perioperation

    Mortality of perioperation 20 days before operation and 30 days after operation

    Time frame: perioperative period

  6. assessment in perioperation-Days of Hospitalization

    Days of Hospitalization after operation

    Time frame: perioperative period

  7. assessment in perioperation-Thoracic Drainage

    Thoracic Drainage days

    Time frame: perioperative period

  8. assessment in perioperation-Quantity of bleeding

    blood lose during operation

    Time frame: perioperative period

  9. assessment in perioperation-Time of operation

    the time from open thoracic cavity to the closure of the thoracic cavity

    Time frame: perioperative period

  10. Quality of life

    ECOG, KPS, NRS-2002, EORTC QLQ-ST018, EORTC QLQ-C30

    Time frame: 1 years

  11. efficacy of neo-adjuvant chemotherapy--response rate

    Criteria:Response Evaluation Criteria in Solid Tumors,RECIST. Pathologic Complete Response Rate. Pathologic Response Rate.

    Time frame: 1-4 days before operation

  12. toxicities of neo-adjuvant chemotherapy

    According to National Cancer Institute Common Terminology Criteria for Adverse Event,Version 3.0(CTC AE3.0). The complete rate of protocol

    Time frame: from chemotherapy to perioperative period

  13. prognostic factors

    prognostic factors for overall survival of both groups

    Time frame: 5 years

  14. predictive factors

    predictive factors for the efficiency of neo-adjuvant chemotherapy

    Time frame: 2 years

07

Study locations

9 sites
  • Cancer Institute and Hospital, Chinese Academy of Medical Sciences
    Beijing, Beijing 100029, China
  • Beijing Cancer Hospital
    Beijing, Beijing 100142, China
  • Fujian Medical University Union Hospital
    FuZhou, Fujian, China
  • Sun Yat-sen Uniersity Cancer Center
    Guangzhou, Guangdong 510060, China
  • Anyang cancer hospital
    Anyang, Henan, China
  • Henan Cancer Hospital/The affiliated Cancer Hospital of ZhengZhou university
    ZhengZhou, Henan 450008, China
  • Hunan Province Tumor Hospital
    Changsha, Hunan 410013, China
  • Fudan Universitay Shanghai Cancer Center
    Shanghai, Shanghai, China
  • Tianjin Medical University Cancer Institute and Hospital
    Tianjin, Tianjin 300060, China
08

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Oct 5, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT02395705
Lead sponsor
Henan Cancer Hospital
Collaborators
Tianjin Medical University Cancer Institute and Hospital, Cancer Institute and Hospital, Chinese Academy of Medical Sciences, Peking University Cancer Hospital & Institute, Hunan Province Tumor Hospital, Sun Yat-sen University
Responsible party
Yin Li (Vice-President, Director of thoracic surgery department, Henan Cancer Hospital, Henan Cancer Hospital) — Principal investigator
First posted
Mar 24, 2015
Start date
Jun 2015
Primary completion
Oct 2022
Completion
Oct 2022
Last update
Oct 5, 2022

Study contacts

Yin Li, MD.&PhD.
principal investigator · The Affiliated Cancer Hospital of Zhengzhou University & Henan Cancer Hospital

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Oct 2022. You cannot join it, but the record below documents what was studied.

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