CClinicalTrials.gg
CompletedNCT02266108ESTIMAUpdated Nov 4, 2019Results posted

Economic and Social Empowerment To Increase Upwards Mobility Among Women

An interventional study of ESTIMA Intervention in Sexually Transmitted Infections and Human Immunodeficiency Virus, sponsored by University of California, San Diego. Completed at 1 site in Mexico. Open to female participants aged 18 Years and older, including healthy volunteers. Per ClinicalTrials.gov, last updated 2019-11-04.

Sponsored by University of California, San Diego · Not applicable, Interventional, and Prevention

Phase
Not applicable
Study type
Interventional
Enrollment
151
Allocation
Randomized
Ages
18 Years and older
Sex
Female
01

Study summary

The proposed research aims to pilot a multi-strategy structural intervention combining community mobilization to promote gender equity alongside an economic intervention (microfinance and business training) in order to reduce gender-based violence and HIV risk among female sex workers (FSW) in Tijuana, Mexico. The program will be called ESTIMA: "Economic and Social Empowerment To Increase Upwards Mobility Among Women." The evaluation will employ a randomized controlled design, recruiting FSW (n=120, 60 in each arm) who will be randomized to: 1) ESTIMA (gender equity/community mobilization program and economic intervention) or 2) a wait-list control group. For this preliminary work, at 12 months follow-up, we hypothesize that compared to control participants, intervention participants will have: 1) significantly greater economic security (e.g. decreased debt, increased income, decreased number of sex trades) and 2) significantly greater perceived collective power (i.e. collective efficacy) to address gendered power imbalances within social structures and the community. The long-term goal of this program, upon future refinement and large scale implementation, is to reduce HIV risk behaviors, STI/HIV, GBV, and ultimately, alleviate a multitude of health burdens among women. Furthermore, we expect that such work will highlight the need for HIV prevention initiatives in Mexico, and elsewhere, to more broadly consider women's 'life contexts' - addressing economic and social burdens in women's lives, to reduce the burden of poverty, gender, and HIV, as well as the intersection of these among women.

Read the detailed description

The ESTIMA program will consist of the 1) Via microfinance program, which includes providing women with monetary loans as a group (approximately 10 women, with repayment as a group) and training them to initiate a business or other investment endeavor, and 2) gender equity community mobilization, which involves initiating groups of women (i.e. collectives) and engaging in social action within the community, with a focus on addressing issues relevant to gender inequities and women's economic mobility and power (such as client or police violence/harassment). Like the IMAGE program in South Africa, community mobilization will be incorporated into the Via microfinance trainings.

Priorities of mobilization efforts will be identified by the ESTIMA collectives, and facilitated by the election of collective leaders. As part of the microfinance efforts, women will be provided with a loan of up to $200 each and will support each other by agreeing to all be responsible to repay the loan as a group. While the amount is small, women can take out more money with subsequent loans to help them support the business.

The outcome evaluation of ESTIMA will employ a randomized controlled design. From the parent study (Dr. Brouwer, PI;R01 DA028692), we will recruit at least 120 participants in expectation to afford a final sample size of at least 48 in each group (using a conservative estimate of 80% retention). Eligible and willing participants will be randomized to treatment assignment (ESTIMA or wait-list control group) using a randomizer software package, after baseline data collection for the proposed research. The wait-list control group will be provided with referrals to local FSW support organizations, as the standard of care, and will receive ESTIMA subsequent to the 12 month follow-up data collection. ESTIMA will involve groups of approximately 10 women each; groups will initiate once sufficient numbers are enrolled (i.e. groups will be staggered in initiation of the ESTIMA program). Data collection will include a behavioral survey as well as HIV/STI testing.

This combined program addresses economic vulnerability while also supporting women via community mobilization to address challenging social conditions at work, in the community, and at home. This work affords an opportunity to evaluate the efficacy of a microfinance-based initiative to improve health outcomes among an economically vulnerable population of women, many who have been trafficked into sex work, and who face dire economic circumstances to support their families and children. The randomized controlled evaluation design will be among the first implemented among sex workers and among the few implemented globally to evaluate a microfinance-based program in terms of improving health outcomes. Such a robust design will be key to providing evidence needed regarding the efficacy of the ESTIMA program, and implications of the utility of microfinance as a means of HIV prevention among this population.

02

Conditions studied

  • Sexually Transmitted Infections
  • Human Immunodeficiency Virus

Keywords

  • Sexually Transmitted Infections
  • Female Sex Workers
03

In context

Acquired Immunodeficiency Syndrome

2,041 studies on the registry are indexed under Acquired Immunodeficiency Syndrome; 272 are open to participants now.

This study's enrollment of 151 is above the median of 105 across 1,543 interventional studies indexed under Acquired Immunodeficiency Syndrome.

Browse Acquired Immunodeficiency Syndrome studies →

Lead sponsor

University of California, San Diego is the lead sponsor of 958 studies on the registry; 191 are open to participants now.

Of its 110 completed or terminated interventional studies of FDA-regulated products, 70 (64%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
Female
Accepts healthy volunteers
Yes

Inclusion criteria

  • Biologically female,
  • At least 18 years old,
  • Ability to Speak English or Spanish
  • Report having exchanged sex for money, goods, shelter or drugs within the last month,
  • Live in Tijuana or its suburbs and have no plans to permanently move over the next 18 months
  • Willing and able to provide informed consent
  • Agree to receive antibiotic treatment for Chlamydia, gonorrhea and syphilis if they test positive

Exclusion criteria

Exclusion Criteria:

  • Not be a part of a recent behavioral intervention.
05

Study design

Phase
Not applicable
Primary purpose
Prevention
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Participant)
Enrollment
151 participants (actual)

Study arms

  • Experimental
    ESTIMA intervention

    This group is randomized to receive the ESTIMA intervention and will be followed for 12 months for follow-up.

    Behavioral: ESTIMA Intervention

  • Other
    Wait-list control

    This group will receive standard of care (education as well as referrals to testing and treatment). After 12 months of follow-up, this group will receive the ESTIMA intervention.

    Behavioral: ESTIMA Intervention

Interventions

  • BehavioralESTIMA Intervention

    This study involves the evaluation of ESTIMA, a microfinance and gender equity intervention among women working as sex workers in Tijuana, Mexico.

06

What researchers measure

Primary outcomes

  1. Number of Participants With Decreased Economic Vulnerability

    Economic vulnerability was measured by asking women about several financial challenges creating urgency in their work. We also measured income.

    Time frame: 12 months

  2. Number of Participants With Increased Collective Efficacy

    improved reported support from other women; increased sense of unity within group, increased sense of belonging

    Time frame: 12 months

  3. Decreased Sexually Transmitted Infections

    decreased reported Sexually Transmitted Infections

    Time frame: 6 months

07

Results

Posted Nov 4, 2019

Participant flow

Participant flow — Overall Study
MilestoneESTIMA InterventionWait-list Control
Started8071
Completed8071
Not completed00

Outcome measures

PrimaryNumber of Participants With Decreased Economic Vulnerability

Economic vulnerability was measured by asking women about several financial challenges creating urgency in their work. We also measured income.

Time frame:
12 months
Reported as:
Count of participants · Participants
Number of Participants With Decreased Economic Vulnerability
ParticipantsESTIMA InterventionWait-list Control
Number of Participants With Decreased Economic Vulnerability5137
PrimaryNumber of Participants With Increased Collective Efficacy

improved reported support from other women; increased sense of unity within group, increased sense of belonging

Time frame:
12 months
Reported as:
Count of participants · Participants
Number of Participants With Increased Collective Efficacy
ParticipantsESTIMA InterventionWait-list Control
Number of Participants With Increased Collective Efficacy4230
PrimaryDecreased Sexually Transmitted Infections

decreased reported Sexually Transmitted Infections

Time frame:
6 months
Reported as:
Count of participants · Participants
Decreased Sexually Transmitted Infections
ParticipantsESTIMA InterventionWait-list Control
Decreased Sexually Transmitted Infections2630

Adverse events

Collected over 3 years. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
ESTIMA Intervention0/80 (0%)0/80 (0%)0/80 (0%)
Wait-list Control0/71 (0%)0/71 (0%)0/71 (0%)

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)ESTIMA InterventionWait-list ControlTotal
<=18 years000
Between 18 and 65 years8071151
>=65 years000
Age, Continuous
Age, Continuous(years)ESTIMA InterventionWait-list ControlTotal
Mean37 ± 1237 ± 1137 ± 11
Sex: Female, Male
Sex: Female, Male(Participants)ESTIMA InterventionWait-list ControlTotal
Female8071151
Male000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)ESTIMA InterventionWait-list ControlTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander123
Black or African American213
White202343
More than one race293160
Unknown or Not Reported281442
Region of Enrollment
Region of Enrollment(Participants)ESTIMA InterventionWait-list ControlTotal
Mexico8071151
08

Study locations

1 site
  • Los Ninos De Baja California
    Tijuana, Baja California, Mexico
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Jan 31, 2017

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Nov 4, 2019, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02266108
Lead sponsor
University of California, San Diego
Responsible party
Elizabeth Reed (Associate Professor, University of California, San Diego) — Principal investigator
First posted
Oct 16, 2014
Start date
Aug 1, 2014
Primary completion
Sep 30, 2018
Completion
Sep 30, 2018
Results posted
Nov 4, 2019
Last update
Nov 4, 2019

Study contacts

Elizabeth Reed, ScD
principal investigator · University of California, San Diego

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Oct 2019. You cannot join it, but the record below documents what was studied.

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