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CompletedNCT01751685sheafUpdated Mar 7, 2023Results posted

Study of Hyperkyphosis, Exercise and Function-SHEAF

An interventional study of Kyphosis-specific spinal strengthening exercises and Control in Kyphosis, sponsored by University of California, San Francisco. Completed at 1 site in United States. Open to participants aged 60 Years and older, including healthy volunteers. Per ClinicalTrials.gov, last updated 2023-03-07.

Sponsored by University of California, San Francisco · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
99
Allocation
Randomized
Ages
60 Years and older
Sex
All
01

Study summary

We propose to conduct a randomized, controlled trial among 100 men and women aged 60 or older with hyperkyphosis to an exercise intervention that includes kyphosis-specific spinal muscle strengthening exercises compared to a usual care control group. The study will be conducted in five waves,with 10 participants in the exercise intervention and 10 participants in the control group in each wave.

Read the detailed description

The experimental interventions will be provided in small groups meeting three sessions per week for 6 months. At baseline and 6 months after the intervention, we will measure kyphosis, physical function, spine muscle strength and density, and quality of life. We will assess the effect of the intervention on the co-primary outcomes of kyphosis, modified Physical Performance Test (PPT) and gait speed measured as change over 6 months. We will also assess the effect of the intervention on secondary outcomes of physical function and health-related quality of life, measured as change in Timed Up and Go, Timed Loaded Standing, Six-Minute Timed Walk, the Scoliosis Research Society SRS-30, PROMISe Global Health and physical function and PACE questionnaires. Furthermore, we will investigate whether changes in kyphosis, spinal muscle strength and/or density mediate the effect of the intervention on change in physical function. After the 6-month intervention, both groups will continue their usual activity and we will assess the durability of the effects of the intervention at 1-year follow-up.

02

Conditions studied

  • Kyphosis

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Keywords

  • kyphosis
03

In context

Kyphosis

135 studies on the registry are indexed under Kyphosis; 26 are open to participants now.

This study's enrollment of 99 is above the median of 44 across 78 interventional studies indexed under Kyphosis.

Browse Kyphosis studies →

Lead sponsor

University of California, San Francisco is the lead sponsor of 2,164 studies on the registry; 368 are open to participants now.

Of its 267 completed or terminated interventional studies of FDA-regulated products, 199 (75%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
60 Years and older
Sexes eligible
All
Accepts healthy volunteers
Yes

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Age 60 years and older, kyphosis angle >= 40 degrees measured by kyphometer, medical approval from study physician and primary care provider to participate in exercise intervention

Exclusion criteria

Exclusion Criteria:

  • Gait speed \<0.6 meters/sec, inability to rise from a chair with arms crossed at chest, painful vertebral fractures in the past 3 months, 3 or more falls in the past year, advanced disability or end-stage disease, major psychiatric illness, cognitive impairment, alcohol, drug abuse, or narcotic pain medications, uncontrolled hypertension, peripheral neuropathy associated with type I diabetes, chest pain, myocardial infarction, or cardiac surgery within the previous 6 months, diagnosed vestibular or neurologic disorder, total hip or knee replacement or hip fracture within previous 6 months, oral glucocorticoid medications for ≥ 3 months the past year, no active movement in thoracic spine, unable to execute exercise safety tests, failure to comply with run-in procedures: poor attendance, or use of actigraph, non-English speaking
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Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Outcomes assessor)
Enrollment
99 participants (actual)

Study arms

  • Experimental
    Kyphosis-specific spinal exercises

    Investigator developed the intervention protocol (Kyphosis-specific spinal exercises) of targeted spine exercises during our pilot study based upon the literature and clinical experience.We standardized the protocol with a written script and a video. Each exercise session will be preceded by light aerobic activity, ended with cool-down and stretching the neck, chest and all extremities. All participants will be carefully monitored to ensure that all exercises will be performed slowly, with correct body alignment and technique to minimize risk of injury.

    Behavioral: Kyphosis-specific spinal strengthening exercises

  • Placebo comparator
    Control

    Usual care control group will meet once a month for educational lectures on various topics. At the end of 6 months, each control group participant will get a one-on-one session with the physical therapist who was leading the intervention classes.

    Other: Control

Interventions

  • BehavioralKyphosis-specific spinal strengthening exercises

    Investigator developed the intervention protocol (Kyphosis-specific spinal strengthening exercises) of targeted spine exercises during our pilot study based upon the literature and clinical experience.We standardized the protocol with a written script and a video. Each exercise session will be preceded by light aerobic activity, ended with cool-down and stretching the neck, chest and all extremities. All participants will be carefully monitored to ensure that all exercises will be performed slowly, with correct body alignment and technique to minimize risk of injury.

  • OtherControl

    monthly educational lectures on various topics

06

What researchers measure

Primary outcomes

  1. Change in Cobb Angle of Kyphosis

    The primary outcome is change in kyphosis from baseline to 6 months, measured using the gold standard Cobb angle of kyphosis derived from standing lateral spine radiographs and a standardized protocol for thoracic kyphosis (T4-T12). The study team performed exploratory analyses using the centroid method for measuring Cobb angle from lateral spine radiograph and the Debrunner kyphometer external measurement of kyphosis. Participants stood barefoot with knees straight and arms supported at 90° of flexion; they were instructed to hold full inhalation for the duration of the scan. Measurements were made by a trained radiologist (BF) who read the radiographs paired by participant but blinded to group allocation. A greater Cobb angle indicates more kyphosis severity.

    Time frame: Baseline and 6 months

Secondary outcomes

  1. Change in Modified Physical Performance Test (PPT)

    Modified Physical Performance Test (PPT) is a composite measure of physical function in aging adults: 50ft \[15.2-m\] floor walk, putting on and removing a laboratory coat, picking up a penny from the floor, standing up 5 times from a 40.6cm-high \[16in-high\] chair without the use of arms, lifting a 7-lb book to a shelf, climbing one flight of stairs, and standing with feet together) and 2 additional untimed tasks (climbing up and down 4 flights of stairs and performing a 360° turn). The test involves 9 functional items, 4 points per item; the range is 0-36 points, and higher values represent a higher physical performance.

    Time frame: Baseline and 6 months

Other outcomes

  1. Effect of Exercise Intervention on Kyphosis

    Investigators will measure change in Cobb angle on lateral spine radiograph.

    Time frame: 1 year post baseline

  2. Effect of Exercise Intervention on Secondary Measure of Physical Function

    Investigators will measure change in physical function with Modified Physical Performance Test (PPT), gait speed, Timed Up and Go, Timed Loaded Standing, 6 minute walk and spinal extensor muscle strength.

    Time frame: 1-year post baseline

  3. Effect of Exercise Intervention on Health Related Quality of Life (HRQOL)

    Investigators will measure change in HRQOL with the Scoliosis Research Society SRS-30 (self image domain) and PROMIS Physical Function and Global Health questionnaires.

    Time frame: 6 month post baseline

  4. Effect of Exercise Intervention on Health Related Quality of Life (HRQOL)

    Investigators will measure change in HRQOL with the Scoliosis Research Society SRS-30 (self image domain) and PROMIS Physical Function and Global Health questionnaires.

    Time frame: 1 year post baseline

  5. Effect of Exercise Intervention on Muscle Strength

    Investigators will measure change in spinal muscle strength as measured with a Biodex computerized dynamometer, and spinal muscle density as measured with quantitative computed tomography.

    Time frame: 6 month post baseline

07

Results

Posted Mar 7, 2023
Limitations and caveats
A healthy community-based group of adults ≥60 years of age were recruited and individuals with comorbidities that could interfere with safe participation in a group exercise class were excluded. Blinding the participants and the instructors providing the intervention is not possible. Although such blinding is not uncommon in exercise trials, it was ensured that the investigators measuring kyphosis and performing the physical function testing are blinded to group allocation.

Participant flow

Speaks English, age ≥60 years, kyphosis angle ≥40° by the Debrunner kyphometer measured at the screening visit, and ability to walk one block without the use of an assistive device, climb one flight of stairs independently, and rise from a chair without the use of one's arms. Participants were excluded for inability to straighten the thoracic spine at least 5°, cognitive impairment, inability to pass safety tests in screening or any disorder or disease likely to interfere with safe participation

6-mo Followup
Participant flow — 6-mo Followup
MilestoneKyphosis-specific Spinal ExercisesControl
Started5148
Completed4845
Not completed33
Withdrew: Missed study visit10
Withdrew: Withdrawal by subject22
Withdrew: Lost to follow-up01
12-mo Followup
Participant flow — 12-mo Followup
MilestoneKyphosis-specific Spinal ExercisesControl
Started4845
Completed4345
Not completed50
Withdrew: Lost to follow-up50

Outcome measures

PrimaryChange in Cobb Angle of Kyphosis

The primary outcome is change in kyphosis from baseline to 6 months, measured using the gold standard Cobb angle of kyphosis derived from standing lateral spine radiographs and a standardized protocol for thoracic kyphosis (T4-T12). The study team performed exploratory analyses using the centroid method for measuring Cobb angle from lateral spine radiograph and the Debrunner kyphometer external measurement of kyphosis. Participants stood barefoot with knees straight and arms supported at 90° of flexion; they were instructed to hold full inhalation for the duration of the scan. Measurements were made by a trained radiologist (BF) who read the radiographs paired by participant but blinded to group allocation. A greater Cobb angle indicates more kyphosis severity.

Time frame:
Baseline and 6 months
Reported as:
Mean · Degrees
Change in Cobb Angle of Kyphosis
DegreesKyphosis-specific Spinal ExercisesControl
Change in Cobb Angle of Kyphosis-3.3 (-4.9 to -1.7)-0.3 (-1.9 to 1.2)
SecondaryChange in Modified Physical Performance Test (PPT)

Modified Physical Performance Test (PPT) is a composite measure of physical function in aging adults: 50ft \[15.2-m\] floor walk, putting on and removing a laboratory coat, picking up a penny from the floor, standing up 5 times from a 40.6cm-high \[16in-high\] chair without the use of arms, lifting a 7-lb book to a shelf, climbing one flight of stairs, and standing with feet together) and 2 additional untimed tasks (climbing up and down 4 flights of stairs and performing a 360° turn). The test involves 9 functional items, 4 points per item; the range is 0-36 points, and higher values represent a higher physical performance.

Time frame:
Baseline and 6 months
Reported as:
Mean · Score on a scale
Change in Modified Physical Performance Test (PPT)
Score on a scaleKyphosis-specific Spinal ExercisesControl
Change in Modified Physical Performance Test (PPT)0.3 (-0.2 to 0.8)0.8 (0.3 to 1.3)
Other pre-specifiedEffect of Exercise Intervention on Kyphosis

Investigators will measure change in Cobb angle on lateral spine radiograph.

Time frame:
1 year post baseline

Results for this outcome have not been posted.

Other pre-specifiedEffect of Exercise Intervention on Secondary Measure of Physical Function

Investigators will measure change in physical function with Modified Physical Performance Test (PPT), gait speed, Timed Up and Go, Timed Loaded Standing, 6 minute walk and spinal extensor muscle strength.

Time frame:
1-year post baseline

Results for this outcome have not been posted.

Other pre-specifiedEffect of Exercise Intervention on Health Related Quality of Life (HRQOL)

Investigators will measure change in HRQOL with the Scoliosis Research Society SRS-30 (self image domain) and PROMIS Physical Function and Global Health questionnaires.

Time frame:
6 month post baseline

Results for this outcome have not been posted.

Other pre-specifiedEffect of Exercise Intervention on Health Related Quality of Life (HRQOL)

Investigators will measure change in HRQOL with the Scoliosis Research Society SRS-30 (self image domain) and PROMIS Physical Function and Global Health questionnaires.

Time frame:
1 year post baseline

Results for this outcome have not been posted.

Other pre-specifiedEffect of Exercise Intervention on Muscle Strength

Investigators will measure change in spinal muscle strength as measured with a Biodex computerized dynamometer, and spinal muscle density as measured with quantitative computed tomography.

Time frame:
6 month post baseline

Results for this outcome have not been posted.

Adverse events

Collected over 1 year. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Kyphosis-specific Spinal Exercises0/51 (0%)0/51 (0%)37/51 (72.5%)
Control0/48 (0%)0/48 (0%)17/48 (35.4%)
Most frequent other events
Most frequent other events
EventKyphosis-specific Spinal ExercisesControl
Musculoskeletal PainMusculoskeletal and connective tissue disorders30/5112/48
FallsMusculoskeletal and connective tissue disorders13/518/48

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Kyphosis-specific Spinal ExercisesControlTotal
<=18 years000
Between 18 and 65 years000
>=65 years514899
Age, Continuous
Age, Continuous(years)Kyphosis-specific Spinal ExercisesControlTotal
Mean71.0 (64.5 to 77.5)70.2 (64.5 to 75.9)70.6 (64.5 to 75.9)
Sex: Female, Male
Sex: Female, Male(Participants)Kyphosis-specific Spinal ExercisesControlTotal
Female353671
Male161228
Race and Ethnicity Not Collected
Race and Ethnicity Not Collected(Participants)Kyphosis-specific Spinal ExercisesControlTotal
Count of participants——0
Region of Enrollment
Region of Enrollment(participants)Kyphosis-specific Spinal ExercisesControlTotal
United States514899
08

Study locations

1 site
  • UCSF
    San Francisco, California 94143, United States
09

References and documents

Publications

  • Katzman WB, Vittinghoff E, Kado DM, Schafer AL, Wong SS, Gladin A, Lane NE. Study of Hyperkyphosis, Exercise and Function (SHEAF) Protocol of a Randomized Controlled Trial of Multimodal Spine-Strengthening Exercise in Older Adults With Hyperkyphosis. Phys Ther. 2016 Mar;96(3):371-81. doi: 10.2522/ptj.20150171. Epub 2015 Aug 6. PubMed 26251480 ↗
  • Katzman WB, Vittinghoff E, Lin F, Schafer A, Long RK, Wong S, Gladin A, Fan B, Allaire B, Kado DM, Lane NE. Targeted spine strengthening exercise and posture training program to reduce hyperkyphosis in older adults: results from the study of hyperkyphosis, exercise, and function (SHEAF) randomized controlled trial. Osteoporos Int. 2017 Oct;28(10):2831-2841. doi: 10.1007/s00198-017-4109-x. Epub 2017 Jul 8. PubMed 28689306 ↗

Study documents

  • Protocol, analysis plan and consent form · Aug 3, 2012

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 7, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT01751685
Responsible party
Sponsor
First posted
Dec 18, 2012
Start date
Feb 1, 2013
Primary completion
Jul 1, 2016
Completion
May 31, 2019
Results posted
Mar 7, 2023
Last update
Mar 7, 2023

Study contacts

Wendy B Katzman, DPTSc
principal investigator · University of California, San Francisco

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Mar 2023. You cannot join it, but the record below documents what was studied.

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