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CompletedNCT01750073Updated Jun 26, 2026Results posted

Paclitaxel & Cyclophosphamide With or Without Trastuzumab Before Surgery in Treating Previously Untreated Breast Cancer

A Phase 2 interventional study of Cyclophosphamide and Doxorubicin Hydrochloride in Estrogen Receptor Negative, Estrogen Receptor Positive and HER2/Neu Negative, sponsored by University of Nebraska. Completed at 4 sites in United States. Open to female participants aged 19 Years and older. Per ClinicalTrials.gov, last updated 2026-06-26.

Sponsored by University of Nebraska · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
92
Allocation
Not applicable
Ages
19 Years and older
Sex
Female
01

Study summary

This phase II trial studies the side effects and how well giving paclitaxel and cyclophosphamide with or without trastuzumab before surgery works in treating patients with previously untreated breast cancer. Drugs used in chemotherapy, such as paclitaxel and cyclophosphamide, work in different ways to stop the growth of tumor cells, either by killing the cells or by stopping them from dividing. Monoclonal antibodies, such as trastuzumab, may block tumor growth in different ways by targeting certain cells. Giving combination chemotherapy with or without trastuzumab before surgery may make the tumor smaller and reduce the amount of normal tissue that needs to be removed.

Read the detailed description

PRIMARY OBJECTIVES:

I. To evaluate the toxicities and tolerability of a neoadjuvant dose-dense regimen cyclophosphamide and paclitaxel with or without trastuzumab/radiation therapy (as clinically indicated) in patients with newly diagnosed stage T1cN0 and II-III breast cancer; followed by maintenance trastuzumab in human epidermal growth factor receptor 2 (HER2) positive OR adriamycin (doxorubicin hydrochloride) followed by radiation therapy (RT) in stage II-III triple negative HER2 (-), estrogen receptor (ER) (-), progesterone receptor (PR) (-) stage T1cN0 and II-III breast cancer patients.

II. To determine the pathological complete response rate (pCR) of this treatment regimen.

III. To identify possible gene expression profile signatures from whole genome array analysis that correlate with clinical response/resistance to chemotherapy as measured by pathologic complete response rate (pCR).

OUTLINE:

NEOADJUVANT THERAPY: Patients receive paclitaxel intravenously (IV) over 3 hours and cyclophosphamide IV over 1 hour on day 1. Patients with HER2-positive cancer also receive trastuzumab IV over 30 minutes on day 1. Treatment repeats every 14 days for up to 6 courses in the absence of disease progression or unacceptable toxicity. Patients without metastasis undergo mastectomy or breast conserving surgery 4-8 weeks later.

POST-SURGERY/SYSTEMIC THERAPY:

HER2-POSITIVE PATIENTS: Patients receive standard radiation therapy. Patients also receive trastuzumab IV over 30 minutes on day 1. Treatment repeats every 21 days for up to 13 courses in the absence of disease progression or unacceptable toxicity.

ER/PR POSITIVE PATIENTS: Patients receive standard adjuvant hormonal or endocrine therapy.

STAGE T1cN0 TRIPLE NEGATIVE PATIENTS: Patients receive standard radiation therapy.

STAGE II-III TRIPLE NEGATIVE PATIENTS: Patients receive doxorubicin hydrochloride IV over 15 minutes on day 1. Treatment repeats every 14 days for up to 4 courses in the absence of disease progression or unacceptable toxicity. Patients also receive standard radiation therapy.

After completion of study treatment, patients are followed up every 3 months for 2 years, and then annually thereafter for 5 years.

02

Conditions studied

  • Estrogen Receptor Negative
  • Estrogen Receptor Positive
  • HER2/Neu Negative
  • HER2/Neu Positive
  • Invasive Breast Carcinoma
  • Progesterone Receptor Negative
  • Progesterone Receptor Positive
  • Stage IA Breast Cancer
  • Stage II Breast Cancer
  • Stage IIA Breast Cancer
  • Stage IIB Breast Cancer
  • Stage III Breast Cancer
  • Stage IIIA Breast Cancer
  • Stage IIIB Breast Cancer
  • Stage IIIC Breast Cancer
  • Triple-Negative Breast Carcinoma
03

In context

Breast Neoplasms

12,544 studies on the registry are indexed under Breast Neoplasms; 2,892 are open to participants now.

This study's enrollment of 92 is above the median of 72 across 9,303 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

University of Nebraska is the lead sponsor of 473 studies on the registry; 66 are open to participants now.

Of its 75 completed or terminated interventional studies of FDA-regulated products, 46 (61%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
19 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Inclusion criteria

  • Women with histologically proven invasive breast cancer without distant metastases; a clinical tumor classification of tumor size must be at least 1 cm with or without clinical pathologic evidence of positive nodes
  • Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1
  • At least one lesion that can be accurately measured in two dimensions utilizing mammogram, ultrasound, or magnetic resonance imaging (MRI) images to define specific size and validate complete clinical and pathologic response
  • Patients who received radiation therapy > 5 years ago for malignancies other than breast cancer and whose radiation therapy field is not overlapping with the 20% isodose line of current radiation field are eligible, provided that radiation therapy was completed > 5 years ago and that there is no evidence of the second malignancy at the time of study entry
  • Absolute neutrophil count greater than or equal to 1,500/mcl
  • Platelet count equal to or greater than 150,000/mcl
  • Alkaline phosphatase equal or less than 1.5 times the upper limit of normal (ULN)
  • Total bilirubin equal to or less than 1.5 times the ULN
  • Aspartate aminotransferase (AST) and alanine aminotransferase (ALT) no greater than 1.5 times the ULN
  • Creatinine less than 1.5 times the ULN
  • All included patients must have normal cardiac function as defined by an ejection fraction of >= 50% and no decrease in wall motion by echocardiogram
  • The patient must be aware of the neoplastic nature of his/her disease and willingly provide written, informed consent after being informed of the procedure to be followed, the experimental nature of the therapy, alternatives, potential benefits, side-effects, risks, and discomforts
  • Women of reproductive potential must be non-pregnant and non-nursing and must agree to employ an effective barrier method of birth control throughout the study and for up to 6 months following treatment
  • Women of child-bearing potential must have a negative pregnancy test within 7 days of initiating study; (no childbearing potential is defined as age 55 years or older and no menses for two years or any age with surgical removal of the uterus and/or both ovaries)

Exclusion criteria

Exclusion Criteria:

  • Any patient with inflammatory breast cancer or stage IV or confirmed metastatic disease
  • Patients who have had any prior chemotherapy, or endocrine therapy for the treatment of breast cancer or any other cancer
  • Patients who cannot undergo surgery
  • Patients with a known or documented anaphylactic reaction or allergy to any of chemotherapy agents used in this protocol, or to antiemetics appropriate for administration in conjunction with protocol-directed therapy
  • Uncontrolled inter-current illness including, but not limited to ongoing or active infection requiring intravenous antibiotics, symptomatic congestive heart failure, unstable angina pectoris, or serious, uncontrolled cardiac arrhythmia, that might jeopardize the ability of the patient to receive the therapy program outlined in this protocol with reasonable safety
  • Patients with preexisting grade II peripheral neuropathy
  • Pregnant and nursing women are excluded from this study
  • Patients with prior malignancy will be excluded except for adequately treated basal cell or squamous cell skin cancer, adequately treated noninvasive carcinomas
  • Inability to cooperate with treatment protocol
  • Patients with known human immunodeficiency virus (HIV) infection, infectious hepatitis, type A, B or C, active hepatitis, or hepatic insufficiency
  • Patients may not be receiving or have received any other investigational agents during/or within 1 month prior
  • Any serious medical condition, laboratory abnormality, or psychiatric illness that would prevent the subject from signing the informed consent form
  • Myocardial infarction within 6 months prior to enrollment or has New York Heart Association (NYHA) class III or IV heart failure uncontrolled angina, severe uncontrolled ventricular arrhythmias, or electrocardiographic evidence of acute ischemia or active conduction system abnormalities; prior to study entry, any electrocardiogram (ECG) abnormality at screening has to be documented by the investigator as not medically relevant
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
92 participants (actual)

Study arms

  • Experimental
    Treatment (chemotherapy, surgery, post-operative therapy)

    See Detailed Description

    Drug: Cyclophosphamide · Drug: Doxorubicin Hydrochloride · Other: Laboratory Biomarker Analysis · Drug: Paclitaxel · Radiation: Radiation Therapy · Procedure: Therapeutic Conventional Surgery · Biological: Trastuzumab

Interventions

  • DrugCyclophosphamide

    Given IV

    Also known as: (-)-Cyclophosphamide, 2H-1,3,2-Oxazaphosphorine, 2-[bis(2-chloroethyl)amino]tetrahydro-, 2-oxide, monohydrate, Carloxan, Ciclofosfamida, Ciclofosfamide, Cicloxal, Clafen, Claphene, CP monohydrate, CTX, CYCLO-cell, Cycloblastin, Cycloblastine, Cyclophospham, Cyclophosphamid monohydrate, Cyclophosphamidum, Cyclophosphan, Cyclophosphane, Cyclophosphanum, Cyclostin, Cyclostine, Cytophosphan, Cytophosphane, Cytoxan, Fosfaseron, Genoxal, Genuxal, Ledoxina, Mitoxan, Neosar, Revimmune, Syklofosfamid, WR- 138719

  • DrugDoxorubicin Hydrochloride

    Given IV

    Also known as: 5,12-Naphthacenedione, 10-[(3-amino-2,3,6-trideoxy-alpha-L-lyxo-hexopyranosyl)oxy]-7,8, 9,10-tetrahydro-6,8,11-trihydroxy-8-(hydroxyacetyl)-1-methoxy-, hydrochloride, (8S-cis)- (9CI), ADM, Adriacin, Adriamycin, Adriamycin Hydrochloride, Adriamycin PFS, Adriamycin RDF, ADRIAMYCIN, HYDROCHLORIDE, Adriamycine, Adriblastina, Adriblastine, Adrimedac, Chloridrato de Doxorrubicina, DOX, DOXO-CELL, Doxolem, Doxorubicin.HCl, Doxorubin, Farmiblastina, FI 106, FI-106, hydroxydaunorubicin, Rubex

  • OtherLaboratory Biomarker Analysis

    Correlative studies

  • DrugPaclitaxel

    Given IV

    Also known as: Anzatax, Asotax, Bristaxol, Praxel, Taxol, Taxol Konzentrat

  • RadiationRadiation Therapy

    Undergo RT

    Also known as: Cancer Radiotherapy, Irradiate, Irradiated, Irradiation, RADIATION, Radiotherapeutics, Radiotherapy, RT, Therapy, Radiation

  • ProcedureTherapeutic Conventional Surgery

    Undergo mastectomy or breast conserving surgery

  • BiologicalTrastuzumab

    Given IV

    Also known as: ABP 980, Anti-c-ERB-2, Anti-c-erbB2 Monoclonal Antibody, Anti-ERB-2, Anti-erbB-2, Anti-erbB2 Monoclonal Antibody, Anti-HER2/c-erbB2 Monoclonal Antibody, Anti-p185-HER2, c-erb-2 Monoclonal Antibody, HER2 Monoclonal Antibody, Herceptin, Herceptin Biosimilar PF-05280014, Herceptin Trastuzumab Biosimilar PF-05280014, MoAb HER2, Monoclonal Antibody c-erb-2, Monoclonal Antibody HER2, PF-05280014, rhuMAb HER2, RO0452317, Trastuzumab Biosimilar ABP 980, Trastuzumab Biosimilar PF-05280014

06

What researchers measure

Primary outcomes

  1. Overall Incidence of Toxicities, Graded According to the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) Version 4.0

    Number of participants in each subset (Her2 positive and Her2 negative) who experience at least one adverse event \[overall incidence of toxicities, graded according to the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) version 4.0\].

    Time frame: Up to 30 days after completion of study treatment, maximum of 114 days

  2. Overall Severity of Toxicities, Graded According to the NCI CTCAE Version 4.0

    Results reported as total events per grade for human epidermal growth factor receptor 2 (HER2)negative and HER2 positive (Overall severity of toxicities, graded according to the NCI CTCAE version 4.0).

    Time frame: Up to 30 days after completion of study treatment, maximum of 114 days

  3. Number of Participants in the Subgroups Who Had a Pathologic Complete Response (pCR)

    The number of participants in the subgroups who had a pathologic complete response (pCR) determined from the surgical specimen and defined as the absence of invasive carcinoma in both the breast and axilla at microscopic examination of the resection specimen, regardless of the presence of carcinoma in situ.

    Time frame: Up to 12 weeks (after the first 6 courses of treatment), maximum of 168 days

Secondary outcomes

  1. Clinical Complete Response

    The absence of all detectable cancer after treatment is complete

    Time frame: up to 2 years

  2. Failure- Free Survival (FFS)

    The analysis will be based on Kaplan- Meier estimates. FFS will be summarized overall and for human epidermal growth factor receptor 2 (HER2) + and HER- subsets

    Time frame: The time from the date of administration of study drug to the date of first appearance of tumor lesions by imaging, or death, assessed up to 2 years

  3. Identification of Gene Expression Profile Signatures That Correlate With Clinical Response as Measured by pCR

    The number of the identified mutated genes, the frequency of each gene being validated by reverse transcriptase-polymerase chain reaction (RT-PCR)/Sanger sequencing method, and the functions of these identified genes will be descriptively summarized.

    Time frame: Up to 2 years

  4. Overall Survival (OS)

    The analysis will be based on Kaplan-Meier estimates. OS will be summarized overall and for HER+ and HER- subsets.

    Time frame: The time from the date of the date of administration of study drug to the date of death from any cause, assessed up to 2 years

07

Results

Posted Dec 20, 2023

Participant flow

Participant flow — Overall Study
MilestoneTreatment (Chemotherapy, Surgery, Post-operative Therapy)
Started92
Her2-positive19
Her2-negative73
Completed87
Not completed5

Outcome measures

PrimaryOverall Incidence of Toxicities, Graded According to the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) Version 4.0

Number of participants in each subset (Her2 positive and Her2 negative) who experience at least one adverse event \[overall incidence of toxicities, graded according to the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) version 4.0\].

Time frame:
Up to 30 days after completion of study treatment, maximum of 114 days
Reported as:
Count of participants · Participants
Overall Incidence of Toxicities, Graded According to the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) Version 4.0
ParticipantsHer-2 NegativeHer-2 Positive
Overall Incidence of Toxicities, Graded According to the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) Version 4.07319
PrimaryOverall Severity of Toxicities, Graded According to the NCI CTCAE Version 4.0

Results reported as total events per grade for human epidermal growth factor receptor 2 (HER2)negative and HER2 positive (Overall severity of toxicities, graded according to the NCI CTCAE version 4.0).

Time frame:
Up to 30 days after completion of study treatment, maximum of 114 days
Reported as:
Number · Events
Overall Severity of Toxicities, Graded According to the NCI CTCAE Version 4.0
EventsHer-2 NegativeHer-2 Positive
SAE grade 119
SAE grade 2104
SAE grade 3228
SAE grade 422
SAE grade 511
Non-SAE grade 11286302
Non-SAE grade 2390143
Non-SAE grade 39323
Non-SAE grade 4114
PrimaryNumber of Participants in the Subgroups Who Had a Pathologic Complete Response (pCR)

The number of participants in the subgroups who had a pathologic complete response (pCR) determined from the surgical specimen and defined as the absence of invasive carcinoma in both the breast and axilla at microscopic examination of the resection specimen, regardless of the presence of carcinoma in situ.

Time frame:
Up to 12 weeks (after the first 6 courses of treatment), maximum of 168 days
Reported as:
Number · participants
Number of Participants in the Subgroups Who Had a Pathologic Complete Response (pCR)
participantsHer-2 NegativeHer-2 Positive
Number of Participants in the Subgroups Who Had a Pathologic Complete Response (pCR)132
SecondaryClinical Complete Response

The absence of all detectable cancer after treatment is complete

Time frame:
up to 2 years

Results for this outcome have not been posted.

SecondaryFailure- Free Survival (FFS)

The analysis will be based on Kaplan- Meier estimates. FFS will be summarized overall and for human epidermal growth factor receptor 2 (HER2) + and HER- subsets

Time frame:
The time from the date of administration of study drug to the date of first appearance of tumor lesions by imaging, or death, assessed up to 2 years

Results for this outcome have not been posted.

SecondaryIdentification of Gene Expression Profile Signatures That Correlate With Clinical Response as Measured by pCR

The number of the identified mutated genes, the frequency of each gene being validated by reverse transcriptase-polymerase chain reaction (RT-PCR)/Sanger sequencing method, and the functions of these identified genes will be descriptively summarized.

Time frame:
Up to 2 years

Results for this outcome have not been posted.

SecondaryOverall Survival (OS)

The analysis will be based on Kaplan-Meier estimates. OS will be summarized overall and for HER+ and HER- subsets.

Time frame:
The time from the date of the date of administration of study drug to the date of death from any cause, assessed up to 2 years

Results for this outcome have not been posted.

Adverse events

Collected over 30 days after last administration of study medication, maximum of 114 days. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Treatment (Chemotherapy, Surgery, Post-operative Therapy)2/92 (2.2%)16/92 (17.4%)92/92 (100%)
Most frequent serious events
Showing 10 of 34
Most frequent serious events
EventTreatment (Chemotherapy, Surgery, Post-operative Therapy)
Febrile NeutropeniaBlood and lymphatic system disorders5/92
AnemiaBlood and lymphatic system disorders3/92
Infections and InfestationsInfections and infestations3/92
SepsisInfections and infestations3/92
DehydrationMetabolism and nutrition disorders2/92
FeverGeneral disorders2/92
HyperglycemiaMetabolism and nutrition disorders2/92
Neutrophil count decreasedInvestigations2/92
non-cardiac chest painGeneral disorders2/92
Peripheral sensory neuropathyNervous system disorders2/92
Most frequent other events
Showing 10 of 61
Most frequent other events
EventTreatment (Chemotherapy, Surgery, Post-operative Therapy)
Peripheral sensory neuropathyNervous system disorders81/92
HyperglycemiaMetabolism and nutrition disorders66/92
FatigueGeneral disorders55/92
Alkaline phosphatase increasedInvestigations54/92
AnemiaBlood and lymphatic system disorders49/92
NauseaGastrointestinal disorders48/92
ArthralgiaMusculoskeletal and connective tissue disorders41/92
White blood cell decreasedInvestigations38/92
MyalgiaMusculoskeletal and connective tissue disorders36/92
ConstipationGastrointestinal disorders35/92

Baseline characteristics

Age, Continuous
Age, Continuous(Years)Treatment (Chemotherapy, Surgery, Post-operative Therapy)
Mean57.65 ± 10.19
Sex: Female, Male
Sex: Female, Male(Participants)Treatment (Chemotherapy, Surgery, Post-operative Therapy)
Female92
Male0
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Treatment (Chemotherapy, Surgery, Post-operative Therapy)
Hispanic or Latino3
Not Hispanic or Latino89
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Treatment (Chemotherapy, Surgery, Post-operative Therapy)
American Indian or Alaska Native0
Asian1
Native Hawaiian or Other Pacific Islander0
Black or African American11
White80
More than one race0
Unknown or Not Reported0
Stage of Cancer
Stage of Cancer(Participants)Treatment (Chemotherapy, Surgery, Post-operative Therapy)
Stage I22
Stage II65
Stage IIIA5
Her-2 NEU Status (human epidermal growth factor receptor)
Her-2 NEU Status (human epidermal growth factor receptor)(Participants)Treatment (Chemotherapy, Surgery, Post-operative Therapy)
Negative73
Positive19
ER Status
ER Status(Participants)Treatment (Chemotherapy, Surgery, Post-operative Therapy)
Negative35
Positive57
PR Status (progesterone receptors)
PR Status (progesterone receptors)(Participants)Treatment (Chemotherapy, Surgery, Post-operative Therapy)
Negative49
Positive43

2 further baseline measures are reported on the registry.

08

Study locations

4 sites
  • Nebraska Medicine-Bellevue
    Bellevue, Nebraska 68123, United States
  • CHI Health Saint Francis
    Grand Island, Nebraska 68803, United States
  • Nebraska Medicine-Village Pointe Cancer Center
    Omaha, Nebraska 68118, United States
  • University of Nebraska Medical Center
    Omaha, Nebraska 68198, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Nov 30, 2021

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 26, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT01750073
Lead sponsor
University of Nebraska
Collaborators
National Cancer Institute (NCI)
Responsible party
Sponsor
First posted
Dec 17, 2012
Start date
Dec 7, 2012
Primary completion
May 1, 2022
Completion
Nov 24, 2025
Results posted
Dec 20, 2023
Last update
Jun 26, 2026

Study contacts

Amulya C Yellala, MD
principal investigator · University of Nebraska

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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