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CompletedNCT01544790ROBOTUpdated Mar 26, 2020

Robot-assisted Thoraco-laparoscopic Esophagectomy Versus Open Transthoracic Esophagectomy

A Phase 3 interventional study of Esophagectomy in Esophageal Carcinoma and Esophageal Cancer, sponsored by UMC Utrecht. Completed at 1 site in Netherlands. Open to participants aged 18 Years to 75 Years. Per ClinicalTrials.gov, last updated 2020-03-26.

Sponsored by UMC Utrecht · Phase 3, Interventional, and Treatment

Phase
Phase 3
Study type
Interventional
Enrollment
112
Allocation
Randomized
Ages
18 Years to 75 Years
Sex
All
01

Study summary

This is the first randomized controlled trial designed to compare robot-assisted minimally invasive thoraco-laparoscopic esophagectomy with open transthoracic esophagectomy as surgical treatment for resectable esophageal cancer.

If our hypothesis is proved correct, robot-assisted minimally invasive thoraco-laparoscopic esophagectomy will result in a lower percentage of postoperative complications, lower blood loss, shorter hospital stay, but with at least similar oncologic outcomes and better postoperative quality of life compared with the open transthoracic esophagectomy (current standard).

Read the detailed description

Rationale: As stated in the 2010 revised Dutch esophageal carcinoma guidelines, the golden standard for surgical treatment of esophageal carcinoma is open transthoracic esophagectomy. Recent evidence suggests that robot-assisted thoraco-laparoscopic esophagectomy using the Da Vinci ® robot can provide an extensive resection, with possibly better or at least equal radical (R0) resection rates and an equal number of dissected lymph nodes. This is accompanied with markedly reduced blood loss and reduction of overall complications with shorter intensive care unit (ICU) and hospital stay. Therefore, the robot-assisted thoraco-laparoscopic esophagectomy is now at a stage that it should be compared to the current standard of care in a randomized controlled trial.

Objective: Evaluate the benefits, risks and costs of robot-assisted thoraco-laparoscopic esophagectomy as an alternative to open transthoracic esophagectomy as treatment for esophageal cancer.

Study design: Randomized controlled parallel-group superiority trial Study population: Patients (age ≥ 18 and ≤ 75 jaar) with histologically proven surgically resectable (cT1-4a, N0-3, M0) squamous cell carcinoma, adenocarcinoma or undifferentiated esophageal carcinoma of the intrathoracic esophagus with European Clinical Oncology Group (ECOG) status 0, 1 or 2.

Intervention: 112 patients will be randomly allocated to either A) robot-assisted thoraco-laparoscopic esophagectomy (n=56) or B) open transthoracic esophagectomy (n=56).

Patients will receive the following interventions:

Group A. Robot-assisted thoraco-laparoscopic esophagectomy, with gastric conduit formation.

Group B. Open transthoracic esophagectomy, with gastric conduit formation.

Main study parameters/endpoints: Primary outcome is the percentage of overall complications (Grade 2 and higher) as stated by the modified Clavien-Dindo classification (MCDC).

Secondary outcomes are individual components of the primary endpoint (major and minor complications), (in hospital) mortality within 30 and 60 days, R0 resections, operation related events, postoperative recovery, oncologic outcomes, cost-effectiveness and quality of life.

Follow-up: 60 months after randomization

02

Conditions studied

  • Esophageal Carcinoma
  • Esophageal Cancer

Keywords

  • Esophageal carcinoma
  • Esophageal cancer
  • Robotic surgery
  • Esophagectomy
  • Minimally invasive
03

In context

Esophageal Neoplasms

1,631 studies on the registry are indexed under Esophageal Neoplasms; 469 are open to participants now.

This study's enrollment of 112 is above the median of 60 across 1,198 interventional studies indexed under Esophageal Neoplasms.

Browse Esophageal Neoplasms studies →

Lead sponsor

UMC Utrecht is the lead sponsor of 363 studies on the registry; 81 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Histologically proven squamous cell carcinoma, adenocarcinoma or undifferentiated carcinoma of the intrathoracic esophagus.
  • Surgical resectable (T1-4a, N0-3, M0)
  • Age ≥ 18 and ≤ 75 years
  • European Clinical Oncology Group (ECOG) performance status 0,1 or 2
  • Written informed consent

Exclusion criteria

Exclusion Criteria:

  • Carcinoma of the cervical esophagus
  • Carcinoma of the gastro-esophageal junction (GEJ) with major tumor in the gastric cardia (Siewert III)
  • Prior thoracic surgery at the right hemithorax or thorax trauma (rationale: these patients will undergo open resection)
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Study design

Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
112 participants (actual)

Study arms

  • Experimental
    Robot-assisted esophagectomy

    Robot-assisted thoraco-laparoscopic esophagectomy with gastric conduit formation.

    Procedure: Esophagectomy

  • Active comparator
    Open transthoracic esophagectomy

    traditional open transthoracic esophagectomy with gastric conduit formation.

    Procedure: Esophagectomy

Interventions

  • ProcedureEsophagectomy

    In this monocenter prospective randomized controlled trial, we compare robot-assisted minimally invasive esophagectomy with conventional open transthoracic esophagectomy.

    Also known as: robot-assisted minimally invasive esophagectomy, robot-assisted thoraco-laparoscopic esophagectomy

06

What researchers measure

Primary outcomes

  1. Postoperative complications modified Clavien-Dindo classification (MCDC) grade 2 and higher

    The primary outcome of this study is the percentage of overall complications (Grade 2 and higher) as stated by the modified Clavien-Dindo classification of surgical complications (MCDC)

    Time frame: Participants will be followed for the duration of hospital stay, an expected average of 2 weeks

Secondary outcomes

  1. Individual components of the primary endpoint (major and minor complications)

    Major complications (MCDC grade 2-4) Including: myocardial infarction, anastomotic leakage (clinical or radiologic diagnosis), anastomotic stenosis, chylothorax (chylous leakage, presence of chylous in chest tubes or indication start medium chain triglycerides containing tube feeding (Vivonex®), gastric tube necrosis (proven by gastroscopy), pulmonary embolus, deep vein thrombosis, vocal cord palsy or paralysis. Minor complications (MCDC grade 1) Including: wound infections, pleural effusions, delayed gastric emptying

    Time frame: Participants will be followed for the duration of hospital stay, an expected average of 2 weeks

  2. (In hospital) Mortality within 30 and 60 days

    (In hospital) mortality and mortality within 30 and 60 days will be reported. The cause of death and the results of the autopsy report will be noted.

    Time frame: Participants will be followed for the duration of hospital stay, an expected average of 2 weeks and within 30 days or 60 days

  3. R0 resections (%)

    The pathological analysis will be finished within 2 weeks.

    Time frame: Participants will be followed for the duration of hospital stay, an expected average of 2 weeks

  4. Operation related events

    Operation time is defined as time from incision until closure (minutes) for both the thoracic and the abdominal phase of the procedure. For the robotic procedure, set up time will be recorded separately. Unexpected events and complications occurring during the operation will be recorded (e.g. massive hemorrhage, perforation of other organs). Blood loss during operation (ml, per phase). In case of conversion to thoracotomy or laparotomy the reason for conversion has to be explained (absolute numbers/percentage).

    Time frame: Day of surgery, up to 24 hours after surgery.

  5. Postoperative recovery

    Pain: Type and dose of used analgesics will be noted during the hospital admission period. Visual Analogue Scale (VAS) for pain will be noted at following times: pre-operatively and the first 10 days after surgery and a fixed periods during follow up (6 weeks, 6 months and yearly post-operatively up to 5 years). Length of intensive care unit (ICU) - medium care unit (MCU) stay (days). Length of hospital stay (days).

    Time frame: Participants will be followed for the duration of hospital stay, an expected average of 2 weeks

  6. Oncologic outcomes

    2, 3 and 5 year disease free and overall survival

    Time frame: From date of randomization until the date of first documented progression or date of death from any cause, whichever came first, assessed up to 60 months after surgery.

  7. Quality of life

    Questionnaires will be required at following times: SF-36, EORTC QLQ-C30 (Dutch), EORTC OES18 (Dutch) and EQ-5D (Appendix 1 \& 2) pre-operative \< 5 days and 6 weeks, 6 months and yearly up to 5 years post-operatively.

    Time frame: From date of randomization until the date of first documented progression or date of death from any cause, whichever came first, assessed up to 60 months after surgery.

  8. Costs (euro)

    Direct general costs, due to extra operating room time and extra instruments. Indirect costs, such as reduced ICU or hospital stay.

    Time frame: 5 years follow up

07

Study locations

1 site
  • UMC Utrecht
    Utrecht, 3584 CX, Netherlands
08

References and documents

Publications

  • van der Sluis PC, van der Horst S, May AM, Schippers C, Brosens LAA, Joore HCA, Kroese CC, Haj Mohammad N, Mook S, Vleggaar FP, Borel Rinkes IHM, Ruurda JP, van Hillegersberg R. Robot-assisted Minimally Invasive Thoracolaparoscopic Esophagectomy Versus Open Transthoracic Esophagectomy for Resectable Esophageal Cancer: A Randomized Controlled Trial. Ann Surg. 2019 Apr;269(4):621-630. doi: 10.1097/SLA.0000000000003031. PubMed 30308612 ↗
  • van der Sluis PC, Ruurda JP, van der Horst S, Verhage RJ, Besselink MG, Prins MJ, Haverkamp L, Schippers C, Rinkes IH, Joore HC, Ten Kate FJ, Koffijberg H, Kroese CC, van Leeuwen MS, Lolkema MP, Reerink O, Schipper ME, Steenhagen E, Vleggaar FP, Voest EE, Siersema PD, van Hillegersberg R. Robot-assisted minimally invasive thoraco-laparoscopic esophagectomy versus open transthoracic esophagectomy for resectable esophageal cancer, a randomized controlled trial (ROBOT trial). Trials. 2012 Nov 30;13:230. doi: 10.1186/1745-6215-13-230. PubMed 23199187 ↗

Individual participant data

Plan to share: Undecided

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Apr 2012 to primary completion in Aug 2016, 52 months.

Of 56 phase 3 interventional studies under Esophageal Neoplasms, half reached primary completion within 58 months of starting (the median), counting those still running; a quarter within 34 and three quarters within 106. This study's 52 months is below that.

How these figures are worked out, and which studies are left out of them.

Registered
Feb 17, 2012
First posted
Mar 6, 2012
StartActual
Apr 2012
Primary completionActual
Aug 2016
CompletionActual
Aug 2016
Last update
Mar 26, 2020
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Mar 26, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT01544790
Lead sponsor
UMC Utrecht
Responsible party
Richard van Hillegersberg (Prof., UMC Utrecht) — Principal investigator
First posted
Mar 6, 2012
Start date
Apr 2012
Primary completion
Aug 2016
Completion
Aug 2016
Last update
Mar 26, 2020

Study contacts

Richard R. van Hillegersberg, MD,PhD
principal investigator · UMC Utrecht, dept. of Surgery

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Mar 2020. You cannot join it, but the record below documents what was studied.

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