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CompletedNCT01195922Updated Dec 6, 2017Results posted

Rapamycin Therapy in Head and Neck Squamous Cell Carcinoma

A Phase 1/2 interventional study of Sirolimus in Mouth Neoplasms, Head and Neck Neoplasms and Tongue Neoplasms, sponsored by National Institute of Dental and Craniofacial Research (NIDCR). Completed at 1 site in United States. Open to participants aged 18 Years to 80 Years. Per ClinicalTrials.gov, last updated 2017-12-06.

Sponsored by National Institute of Dental and Craniofacial Research (NIDCR) · Phase 1/2, Interventional, and Treatment

Phase
Phase 1/2
Study type
Interventional
Enrollment
37
Allocation
Not applicable
Ages
18 Years to 80 Years
Sex
All
01

Study summary

Background:

  • Advanced-stage head and neck cancer (head and neck squamous cell carcinoma [HNSCC]) has moderately successful treatment outcomes, usually involving surgery as part of the standard treatment. Researchers are investigating the use of the drug rapamycin to prevent tumor growth in HNSCC, and are interested in using it to treat individuals with HNSCC that has not been treated previously with other drugs, radiation, or surgery.

Objectives:

  • To evaluate the usefulness of rapamycin in decreasing tumor size prior to surgery for head and neck squamous cell carcinoma.

Eligibility:

  • Individuals at least 18 years of age who have been diagnosed with advanced head and neck squamous cell carcinoma that has not yet been treated.

Design:

  • Participants will be screened with a physical examination, medical history, blood tests, and imaging studies.
  • Approximately 1 month before scheduled surgery, participants will begin to receive rapamycin. Participants will take rapamycin once daily for 21 days, followed by a 7-day period without the drug.
  • During the 21-day rapamycin treatment, participants will have weekly study visits to provide blood and urine samples and have possible tumor biopsies and imaging studies such as x-rays or tumor photographs. Participants will have additional study visits for tests 1 day and 1 week after the end of rapamycin treatment, followed by HNSCC surgery.
  • Participants will have a final visit to provide blood samples 30 days after surgery.
  • Participants medical records will be reviewed 1 year after surgery; however, participants will not need to have further study visits at this time.
Read the detailed description

BACKGROUND:

  • The five-year survival rate for head and neck squamous cell carcinoma (HNSCC) has remained at approximately 50% for more than three decades.
  • In HNSCC, the AKT-mTOR-pS6 pathway is aberrantly activated and promotes tumorigenesis and metastasis.
  • Rapamycin is the most extensively studied mTOR inhibitor for which therapeutic daily oral dose and schedule, pharmacologic levels in blood, and safety have been established.
  • Inhibition of mTOR by rapamycin causes the rapid apoptotic death of HNSCC tumor xenografts and decreases the tumor burden and prolongs the survival of mice harboring early and advanced oral and skin SCC lesions in a variety of experimental cancer models.
  • Preliminary evidence suggests that mTOR inhibitors cause tumor shrinkage and improved tumor margins in HNSCC patients.

OBJECTIVES:

  • The primary objectives are to evaluate the following for patients with HNSCC given rapamycin as neoadjuvant treatment prior to surgery or chemoradiation:

    • Whether therapeutic activities of rapamycin lead to inhibition of mTOR complexes, mTORC1 and mTORC2, as assessed by the change in levels of pS6 and pAkt473 measured by immunohistochemistry (IHC) in tumor samples and by Western blotting in peripheral blood mononuclear cells (PBMCs) and reduce tumor cell proliferation, as judged by IHC for Ki-67 in tumor samples.
    • Antitumor activity in terms of objective response.
  • Secondary objectives include safety evaluation of rapamycin therapy, exploratory studies of possible effects of rapamycin on tumor size, dynamic CT perfusion, and FDG-PET; and evaluation of tumor proliferation, apoptosis, microvessel density, and molecular changes associated with these effects. Survival status, recurrence of disease, metastases, and adverse events/serious adverse events, including complications of wound healing, which are related to rapamycin therapy will also be assessed for 360 days after surgery or chemoradiation through medical record review.

ELIGIBILITY:

  • Males and females age 18 years and older
  • Previously untreated HNSCC of the oral cavity or oropharynx
  • Clinical stage II, III, or IVA disease without distant metastasis
  • Definitive therapy to include surgical resection or chemoradiation for curative purposes
  • Life expectancy greater than six months

STUDY DESIGN:

  • Pilot, single arm, open-label, interventional neoadjuvant clinical trial.
  • Twenty one evaluable subjects will take rapamycin (sirolimus) orally once per day for 21 days.
  • Before and after dosing, the tumor will be photographed and biopsied, peripheral blood mononuclear cells (PBMCs) will be collected, and computed tomography and positron emission tomography scans will be performed.
  • Surgical or chemoradiation treatment, which is being provided outside of this protocol, will be conducted after Day 28 and when rapamycin levels are less than or equal to 3 nanograms per milliter.
  • Subjects will be followed by medical record review for 360 days after surgery or chemoradiation to assess 1) survival, 2) recurrence of disease, 3) metastases, and 4) adverse events/serious adverse events that are related to rapamycin therapy, including complications of wound healing and infections due to immune compromise.
  • Levels of pS6 and pAkt473 in tumor tissue and PBMCs and Ki-67 in tumor tissue before and after rapamycin therapy will be determined by immunohistochemistry and by Western blotting. Computed tomography (CT) and positron emission tomography (PET) scans of the head, neck, and chest region with and without contrast will be performed within 7 days prior to the first rapamycin administration. One day after the last administration of rapamycin the CT and PET scans (head and neck region only) with contrast will be repeated.
  • A single stage design will be used based on response defined as > 25% tumor shrinkage. A Wilcoxon signed rank test will be used to compare levels of pS6, pAkt473, and Ki-67 before and after rapamycin therapy. As part of secondary analysis, the number of subjects achieving a best response of complete response (CR), partial response (PR), stable disease (SD), or progressive disease (PD) according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1 will also be summarized.
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Conditions studied

  • Mouth Neoplasms
  • Head and Neck Neoplasms
  • Tongue Neoplasms
  • Carcinoma, Squamous Cell

Keywords

  • Head and Neck Squamous Cell Carcinoma
  • Oral Cancer
  • mTOR Inhibitors
  • Targeted Therapies
  • Signal Transduction Inhibitors
  • Head and Neck Cancer
  • Squamous Cell Carcinoma
  • Tongue Cancer
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In context

Carcinoma

6,741 studies on the registry are indexed under Carcinoma; 1,161 are open to participants now.

This study's enrollment of 37 is below the median of 45 across 5,170 interventional studies indexed under Carcinoma.

Browse Carcinoma studies →

Lead sponsor

National Institute of Dental and Craniofacial Research (NIDCR) is the lead sponsor of 90 studies on the registry; 10 are open to participants now.

Of its 7 completed or terminated interventional studies of FDA-regulated products, 5 (71%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 80 Years
Sexes eligible
All
Accepts healthy volunteers
No
  • ELIGIBILITY CRITERIA:

Males and females and members of any race or ethnic group who meet the eligibility criteria may participate in this trial.

Inclusion criteria

INCLUSION CRITERIA:

Participants must meet all of the following inclusion criteria:

  1. Age 18 years and older
  2. Histologically confirmed previously untreated squamous cell carcinoma o f the oral cavity or oropharynx accessible for biopsy
  3. Clinical stage II, III, or IVA disease without distant metastasis, as defined by the American Joint Committee on Cancer Staging System, Seventh edition.
  4. Definitive therapy to include surgical resection or chemoradiation for curative purposes
  5. Life expectancy o f greater than 6 months
  6. Eastern Cooperative Oncology Group ( ECOG) performance status of 0 or 1
  7. Willing and able to provide written informed consent

Exclusion criteria

EXCLUSION CRITERIA:

Participants who meet any of the following criteria are not eligible for enrollment:

  1. Surgical resection or chemoradiation of the HNSCC is contraindicated
  2. Prior head or neck squamous cell carcinoma within 5 years, except for previously treated skin cancer
  3. Received chemotherapy targeted monoclonal antibody therapy or investigational therapy within 30 days prior to enrollment
  4. Previous radiation therapy to the head or neck
  5. No measurable tumor remaining after prior biopsy or negative margins from prior biopsy
  6. Inadequate hematologic, renal or liver function within l4 days prior to the first rapamycin dosing visit, as defined by:

    1. Absolute neutrophil count less than 1.5 times 10 (9)/L
    2. CD4 count \< 400 (to account for natural fluctuations in CD4 levels, participants with at least one CD4 count (Bullet) 400 within 14 days prior to dosing will not be excluded)
    3. Platelet count less than 100 times 10(9)/L
    4. Hemoglobin less than l0 g/dL (eligibility level for hemoglobin may be reached by transfusion)
    5. AST, ALT or bilirubin greater than 1.5 times the upper limit of local lab normal values
    6. Total cholesterol level greater than 350 mg/dL
    7. Triglyceride level greater than 400 mg/dL
    8. International Normalized Ratio (INR) greater than 1.5
    9. Serum creatinine greater than 1.5mg/dL
  7. Active hepatitis or HBV or HCV infection
  8. Women who are pregnant or lactating (female of child-bearing age must be abstinent or use a barrier type birth control method throughout the study)
  9. Presence of any contraindications to rapamycin therapy, including HlV-protease inhibitors and drugs or agents that are modulators of cytochrome P-450 3A4 (CYP3A4) and p-glycoprotein(P-gp)
  10. Hypersensitivity to rapamycin

11 .Has received live vaccine (such as influenza nasal vaccine measles mumps, rubella, oral polio, B CG, yellow fever, varicella, or TY2la typhoid) in the past 30 days or has plans to take a live vaccine in the next 3 months

  1. Any cognitive impairment that limits the subject s or the subject s legally authorized representative s ability to understand the protocol, provide informed consent or assent, or to comply with the protocol procedures

13.Unable or unwilling to comply with the requirements of the protocol

05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
37 participants (actual)

Study arms

  • Experimental
    Sirolimus

    Subjects will be treated with sirolimus 21 days

    Drug: Sirolimus

Interventions

  • DrugSirolimus

    21 evaluable subjects will take rapamycin (sirolimus) orally once per day for 21 days. Before and after dosing tumor assessments to include: photographs, CT \& amp; PET scans will be done for tumor measurement.

    Also known as: Rapamycin

06

What researchers measure

Primary outcomes

  1. Percent (%) Change in Levels of pS6, pAKt473, and Ki-67

    Time frame: 21 days post treatment with rapamycin

  2. Percent (%) Changes in Tumor Size, Blood Flow, and Standardized Uptake Value

    Time frame: 21 days post treatment with rapamycin

  3. Percent (%) Change in Clinical and Laboratory Evaluations for Safety

    Time frame: Percent (%) change from Pre to Post treatement (~21 days)

07

Results

Posted Jan 19, 2017

Participant flow

Subjects were recruited from the National Institute of Health (NIH) as well as the Medical University of South Carolina (MUSC). Recruitment began 5/16/2011 with a total of 37 subjects consented; 34 at MUSC and 3 and NIH. Of the 37 consented, 16 subjects received study intervention and completed the study.

Participant flow — Overall Study
MilestoneSirolimus
Started16
Completed16
Not completed0

Outcome measures

PrimaryPercent (%) Change in Levels of pS6, pAKt473, and Ki-67
Time frame:
21 days post treatment with rapamycin
Reported as:
Mean · percentage of change from baseline
Percent (%) Change in Levels of pS6, pAKt473, and Ki-67
percentage of change from baselineSirolimus
pS6-60.60 ± 18.71
pAKt473-67.24 ± 34.28
Ki-67-31.48 ± 35.47
pERK100.00 ± 104.95
PrimaryPercent (%) Changes in Tumor Size, Blood Flow, and Standardized Uptake Value
Time frame:
21 days post treatment with rapamycin
Reported as:
Mean · percentage change from baseline
Percent (%) Changes in Tumor Size, Blood Flow, and Standardized Uptake Value
percentage change from baselineSirolimus
Tumor size by CT-15.75 ± 26.46
SUV non-nodal target lesions-31.84 ± 27.90
SUV lymph nodes-48.01 ± 23.67
PrimaryPercent (%) Change in Clinical and Laboratory Evaluations for Safety
Time frame:
Percent (%) change from Pre to Post treatement (~21 days)
Reported as:
Mean · percentage change from baseline
Percent (%) Change in Clinical and Laboratory Evaluations for Safety
percentage change from baselineSirolimus
ANC-45.51 ± 13.456
HCT-5.71 ± 6.141
HGB-5.32 ± 6.747
MCH-2.53 ± 1.328
MCHC0.38 ± 2.090
MCV-2.88 ± 1.399
MPV-0.85 ± 5.149
PLAT-25.10 ± 18.045
RBC-2.87 ± 6.920
RDW-5.19 ± 2.909
WBC-32.31 ± 11.911
BUN-0.00 ± 32.782
Ca-4.80 ± 2.329
Cl-0.25 ± 2.925
CO2-1.26 ± 8.261
CREATININE-3.31 ± 10.397
GLUCOSE16.28 ± 37.433
K-3.55 ± 9.259
Mg-4.22 ± 7.691
Na-0.60 ± 1.933
PHOSPHOR-6.58 ± 16.324

Adverse events

Collected over Adverse events were collected from the time of consent to one year post treatment.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Sirolimus—3/16 (18.8%)15/16 (93.8%)
Most frequent serious events
Most frequent serious events
EventSirolimus
Injury, procedural complications/post-operative wound complicationRespiratory, thoracic and mediastinal disorders1/16
Injury, procedural complications/postoperative wound complicationInfections and infestations1/16
Cardiac DisorderCardiac disorders1/16
Most frequent other events
Most frequent other events
EventSirolimus
ThrombocytopeniaBlood and lymphatic system disorders8/16
InvestigationsInvestigations7/16
Gastrointestinal disordersGastrointestinal disorders3/16
Nervous system disordersNervous system disorders3/16
Respiratory, thoracic and mediastinal disordersRespiratory, thoracic and mediastinal disorders3/16
General Disorders and administration site conditionsGeneral disorders2/16
Injury, poisoning, and procedural complicationsInjury, poisoning and procedural complications2/16
Metabolism and nutrition disordersMetabolism and nutrition disorders2/16
Skin and subcutaneous tissue disordersSkin and subcutaneous tissue disorders2/16
Cardiac disordersCardiac disorders1/16

Baseline characteristics

Age, Continuous
Age, Continuous(years)Sirolimus
Median63 ± 11.48
Sex: Female, Male
Sex: Female, Male(Participants)Sirolimus
Female0
Male16
Region of Enrollment
Region of Enrollment(participants)Sirolimus
United States16
08

Study locations

1 site
  • National Institutes of Health Clinical Center, 9000 Rockville Pike
    Bethesda, Maryland 20892, United States
09

References and documents

Publications

  • Jemal A, Siegel R, Ward E, Hao Y, Xu J, Murray T, Thun MJ. Cancer statistics, 2008. CA Cancer J Clin. 2008 Mar-Apr;58(2):71-96. doi: 10.3322/CA.2007.0010. Epub 2008 Feb 20. PubMed 18287387 ↗
  • Forastiere A, Koch W, Trotti A, Sidransky D. Head and neck cancer. N Engl J Med. 2001 Dec 27;345(26):1890-900. doi: 10.1056/NEJMra001375. No abstract available. Erratum In: N Engl J Med 2002 Mar 7;346(10):788. PubMed 11756581 ↗
  • Agulnik M, da Cunha Santos G, Hedley D, Nicklee T, Dos Reis PP, Ho J, Pond GR, Chen H, Chen S, Shyr Y, Winquist E, Soulieres D, Chen EX, Squire JA, Marrano P, Kamel-Reid S, Dancey J, Siu LL, Tsao MS. Predictive and pharmacodynamic biomarker studies in tumor and skin tissue samples of patients with recurrent or metastatic squamous cell carcinoma of the head and neck treated with erlotinib. J Clin Oncol. 2007 Jun 1;25(16):2184-90. doi: 10.1200/JCO.2006.07.6554. PubMed 17538163 ↗

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Dec 6, 2017, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT01195922
Lead sponsor
National Institute of Dental and Craniofacial Research (NIDCR)
Responsible party
Sponsor
First posted
Sep 6, 2010
Start date
Aug 2010
Primary completion
Jun 2015
Completion
Dec 2015
Results posted
Jan 19, 2017
Last update
Dec 6, 2017

Study contacts

Janice S Lee, DDS, MD
principal investigator · National Institute of Dental and Craniofacial Research (NIDCR)

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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