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TerminatedNCT00775606Updated May 26, 2023Results posted

Immune Reconstitution of Lopinavir/Ritonavir-Based vs Efavirenz-based HAART in Advanced HIV Disease

A Phase 4 interventional study of Lopinavir 400 mg/ritonavir 100 mg and Efavirenz in Acquired Immune Deficiency Syndrome, sponsored by Rush University Medical Center. Terminated at 4 sites in United States. Open to participants aged 18 Years to 60 Years. Per ClinicalTrials.gov, last updated 2023-05-26.

Sponsored by Rush University Medical Center · Phase 4, Interventional, and Treatment

Why this study was terminated
Study stopped 12/2010 due to poor enrollment. Only 15 of 60 needed enrolled.
Phase
Phase 4
Study type
Interventional
Enrollment
15
Allocation
Randomized
Ages
18 Years to 60 Years
Sex
All
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Study summary

The ideal anti-HIV medications for patients with advanced HIV disease is unknown. There is evidence that anti-HIV regimens that contain protease inhibitors can enhance immune function better than regimens that do not contain protease inhibitors. This is a study that will determine the difference in immune enhancement capabilities between an anti-HIV regimen that contains the protease inhibitor - lopinavir-ritonavir, and a regimen that contains efavirenz. Both medications are recommended as first line treatments for HIV-infected patients. This study will recruit HIV-positive patients that need to start anti-HIV treatment because their CD4+ T-cells are below 200. The usual threshold for starting treatment is a CD4+ T-cell less than 350. Subjects will be randomized to treatment with either an anti-HIV regimen that contains lopinavir-ritonavir or a regimen that contains efavirenz. The study will determine the difference in immune reconstitution over 24 weeks of treatment with study medications. Among the immune parameters that will be measured is the ability of each subject to respond to vaccination with the tetanus-diphtheria vaccine and the 23-valent pneumococcal vaccine. Both vaccines are also recommended for HIV-positive patients but HIV-positive patients tend to have a lower response rate to these vaccines.

Read the detailed description

DESIGN: ICE-001 is a phase IV, randomized, two-arm unblinded study, comparing the effect on immune reconstitution of open-label ritonavir (RTV)-enhanced lopinavir (LPV) to efavirenz (EFV), in combination with daily emtricitabine (FTC)/tenofovir (TDF) as initial therapy for HIV-1 infection in HIV-infected treatment naïve subjects with CD4+ T-cells less than 200 cells/ml.

DURATION: Subjects will participate in ICE-001 for approximately 48 weeks after starting study treatment.

SAMPLE SIZE: ICE-001 will enroll 60 subjects (30 per treatment arm).

POPULATION: HIV-1-infected, antiretroviral (ARV) drug-naïve (≤7 days of ARV treatment at anytime prior to study entry) men and women between18 to 60 years of age with plasma HIV-1 RNA levels >1000 copies/mL and CD4+ T-cell counts \< 200 cells/ml obtained within 90 days prior to study entry.

STRATIFICATION: Subjects will be stratified at screening based on plasma HIV-1 RNA levels \<100,000 and ≥100,000 copies/mL.

REGIMEN: At entry subjects will be randomized to one of the following:

  • ARM A: LPV 400 mg/RTV 100 mg BID + FTC 200 mg/TDF 300 mg QD
  • ARM B: EFV 600 mg QD/FTC 200 mg/TDF 300 mg fixed dose combination QD

The objective is to determine the differences in the degree of immune reconstitution in HIV-infected patients with a CD4+ T-cell count \< 200 cells/ml who initiated treatment with LPV/RTV + FTC/TDF compared to EFV/FTC/TDF.

Study visits will occur at screening, pre-entry, entry and weeks 1, 4, 8, 12, 24 and 48 after study entry. Study medications will be provided at entry after randomization. At most study visits, clinical assessments, including histories, physical exams and determination of drug adherence, will occur. Blood for hematologic and metabolic safety assessments and for the assessment of immune parameters will be obtained. Immune parameters that will be measured include levels of T-cell apoptosis, maturation and activation. Frequencies of various T-cell subsets and other lymphocyte populations will also be done. Response to vaccination with tetanus-diphtheria vaccine and 23-valent pneumococcal polysaccharide vaccine (both given at week 8) will be measured.

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Conditions studied

  • Acquired Immune Deficiency Syndrome

Keywords

  • AIDS, HIV
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In context

Acquired Immunodeficiency Syndrome

2,040 studies on the registry are indexed under Acquired Immunodeficiency Syndrome; 272 are open to participants now.

This study's enrollment of 15 is below the median of 105 across 1,543 interventional studies indexed under Acquired Immunodeficiency Syndrome.

Browse Acquired Immunodeficiency Syndrome studies →

Lead sponsor

Rush University Medical Center is the lead sponsor of 394 studies on the registry; 61 are open to participants now.

Of its 30 completed or terminated interventional studies of FDA-regulated products, 25 (83%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 60 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. HIV-1 infection
  2. The absence of exclusionary resistance mutations on a genotypic resistance assay
  3. Antiretroviral (ARV) drug-naïve
  4. Screening HIV-1 RNA >1000 copies/mL
  5. Screening CD4+ T-cell count \< 200 cells/ml
  6. Laboratory values obtained within 30 days prior to study entry.

    • Absolute neutrophil count (ANC) >500/mm3
    • Hemoglobin >8.0 g/dL
    • Platelet count >40,000/mm3
    • AST (SGOT), ALT (SGPT), and alkaline phosphatase \<5 x ULN
    • Total bilirubin \<2.5 x ULN
    • Calculated creatinine clearance ≥60 mL/min (by Cockcroft-Gault equation)
  7. For women of reproductive potential, negative serum or urine pregnancy test within 48 hours prior to initiating study medications.
  8. Contraception requirements
  9. Men and women age >18 years and \< 60 years.
  10. Ability and willingness of subject or legal guardian/representative to give written informed consent.

Exclusion criteria

Exclusion Criteria:

  1. Currently breast-feeding.
  2. Use of immunomodulators, vaccines, growth hormone, systemic cytotoxic chemotherapy, or investigational therapy within 30 days prior to study entry.
  3. Known allergy/sensitivity to study drugs, pneumococcal polysaccharide vaccine, tetanus-diphtheria vaccine
  4. Receipt of pneumococcal polysaccharide vaccine or tetanus-diphtheria vaccine in the past 5 years.
  5. Active drug or alcohol use or dependence
  6. Serious illness requiring systemic treatment and/or hospitalization until candidate either completes therapy or is clinically stable on therapy, in the opinion of the site investigator, for at least 14 days prior to study entry.
  7. Requirement for any current medications that are prohibited with any study treatment.
  8. Evidence of any major resistance-associated mutation on any genotype or evidence of significant resistance on any phenotype performed at any time prior to study entry
  9. Current or anticipated imprisonment or involuntary incarceration in a medical facility for psychiatric or physical (e.g., infectious disease) illness
  10. History of, or current bipolar disorder, major depression, schizophrenia or other psychotic disorders
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Study design

Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
15 participants (actual)

Study arms

  • Active comparator
    ARM A/Lopinavir/ritonavir

    Subjects randomized to Arm A initiated Lopinavir 400 mg/ritonavir 100 mg BID + emtricitabine 200 mg/tenofovir 300 mg QD

    Drug: Lopinavir 400 mg/ritonavir 100 mg

  • Active comparator
    ARM B/Efavirenz

    Subjects randomized to Arm B initiated Efavirenz 600 mg/emtricitabine 200 mg/tenofovir 300 mg QD

    Drug: Efavirenz

Interventions

  • DrugLopinavir 400 mg/ritonavir 100 mg

    Lopinavir 400 mg/ritonavir 100 mg fixed dose combination BID + emtricitabine 200 mg/tenofovir 300 mg fixed dose combination QD

    Also known as: Kaletra, Truvada

  • DrugEfavirenz

    Efavirenz 600 mg/emtricitabine 200 mg/tenofovir 300 mg fixed dose combination QD

    Also known as: Atripla

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What researchers measure

Primary outcomes

  1. CD4+ (Cluster of Differentiation 4) T-cell Apoptosis

    Change in the percentage of naive CD4 T-cells undergoing apoptosis as measured by propidium iodide staining. This is a lab test that measures the percentage of naive CD4 T-cells that are undergoing cell death. The change in this measure is obtained by determining the difference between the percentage of naive CD4 T-cells undergoing apoptosis at week 24 of treatment and the percentage undergoing apoptosis at baseline.

    Time frame: 24 weeks from treatment initiation (baseline and week 24)

Secondary outcomes

  1. CD4+ T-cell Change

    This measures the change in CD4+ T-cells from baseline to week 24 of treatment.

    Time frame: 24 weeks after treatment initiation (baseline and week 24)

  2. Naive, Central Memory, Effector Memory, and T Reg CD4+ T-cell Frequency

    Naive, central memory, effector memory, and T reg CD4+ T-cell frequency at baseline

    Time frame: baseline measurements

  3. Naive, Central Memory, Effector Memory, and T Reg CD4+ T-cell Frequency

    Naive, central memory and effector memory, and T reg CD4+ T-cell frequency at week 24

    Time frame: week 24 measurements

  4. Activation and Proliferation of CD4+ and CD8+ T-cell Frequencies

    Activation and proliferation of CD4+ and CD8+ T cells were measured at baseline

    Time frame: baseline measurements

  5. Activated and Regulatory CD4+ and CD8+ T-cell Frequencies

    Activation of CD4+ and CD8+ T cells were measured at week 24

    Time frame: week 24 measurements

  6. Response to Immunization With Pneumococcus Polysaccharide and Tetanus-diphtheria Vaccines

    Response to immunization with pneumococcus polysaccharide and tetanus-diphtheria vaccines was not done due to small sample size

    Time frame: 4 weeks after treatment initiation

07

Results

Posted May 29, 2014
Limitations and caveats
Study was terminated due to the slow recruitment and the small number of subjects.

Participant flow

Participant flow — Overall Study
MilestoneARM A/Lopinavir-ritonavirARM B/Efavirenz
Started85
Completed55
Not completed30
Withdrew: Study sponsor terminated funding30

Outcome measures

PrimaryCD4+ (Cluster of Differentiation 4) T-cell Apoptosis

Change in the percentage of naive CD4 T-cells undergoing apoptosis as measured by propidium iodide staining. This is a lab test that measures the percentage of naive CD4 T-cells that are undergoing cell death. The change in this measure is obtained by determining the difference between the percentage of naive CD4 T-cells undergoing apoptosis at week 24 of treatment and the percentage undergoing apoptosis at baseline.

Time frame:
24 weeks from treatment initiation (baseline and week 24)
Reported as:
Mean · per cent
CD4+ (Cluster of Differentiation 4) T-cell Apoptosis
per centARM A/Lopinavir-ritonavirARM B/Efavirenz
CD4+ (Cluster of Differentiation 4) T-cell Apoptosis-12.33 ± 12.34-8.01 ± 7.97
SecondaryCD4+ T-cell Change

This measures the change in CD4+ T-cells from baseline to week 24 of treatment.

Time frame:
24 weeks after treatment initiation (baseline and week 24)
Reported as:
Mean · cells/mm3
CD4+ T-cell Change
cells/mm3ARM A/Lopinavir-ritonavirARM B/Efavirenz
CD4+ T-cell Change176.83 ± 101.39102.6 ± 150.45
SecondaryNaive, Central Memory, Effector Memory, and T Reg CD4+ T-cell Frequency

Naive, central memory, effector memory, and T reg CD4+ T-cell frequency at baseline

Time frame:
baseline measurements
Reported as:
Mean · percentage of cells
Naive, Central Memory, Effector Memory, and T Reg CD4+ T-cell Frequency
percentage of cellsARM A Lopinavir/RitonavirARM B Efavirenz
Mean percentage of naive CD4+ T cells at baseline32.67 (23.73 to 45.54)24.70 (1.66 to 38.54)
Mean percentage of central memory CD4+ T cells at baseline11.54 (5.09 to 16.43)9.02 (6.03 to 11.49)
Mean percentage of effector memory CD4+ T cells at baseline36.44 (24.86 to 46.3)47.32 (31.25 to 64.31)
Mean percentage of CD4+ Treg cells at baseline7.35 (1.46 to 16.87)6.96 (3.57 to 12.78)
SecondaryNaive, Central Memory, Effector Memory, and T Reg CD4+ T-cell Frequency

Naive, central memory and effector memory, and T reg CD4+ T-cell frequency at week 24

Time frame:
week 24 measurements
Reported as:
Mean · percentage of cells
Naive, Central Memory, Effector Memory, and T Reg CD4+ T-cell Frequency
percentage of cellsARM A Lopinavir/RitonavirARM B Efavirenz
Mean percentage of naive CD4+ T cells at week 2429.08 (17.8 to 47.25)25.73 (1.82 to 49.13)
Mean percentage of central memory CD4+ T cells at week 2410.89 (3.83 to 22.37)8.28 (5.48 to 11.03)
Mean percentage of effector memory CD4+ T cells at week 2434.98 (24.37 to 43.37)44.82 (21.55 to 69.53)
Mean percentage of CD4+ Treg cells at week 245.58 (1.6 to 8.63)5.51 (4.7 to 6.52)
SecondaryActivation and Proliferation of CD4+ and CD8+ T-cell Frequencies

Activation and proliferation of CD4+ and CD8+ T cells were measured at baseline

Time frame:
baseline measurements
Reported as:
Mean · percentage of cells
Activation and Proliferation of CD4+ and CD8+ T-cell Frequencies
percentage of cellsARM A Lopinavir-ritonavirARM B Efavirenz
Activation of CD4+ T cells at baseline12.85 (4.52 to 16.11)12.35 (5.61 to 16.92)
Activation of CD8+ T cells at baseline34.61 (21.25 to 41.21)33.57 (11.36 to 59.10)
Proliferation of CD4+ T cells at baseline1.21 (0.73 to 2.11)1.25 (0.56 to 2.20)
Proliferation of CD8+ T cells at baseline1.39 (0.71 to 2.49)1.25 (0.58 to 2.41)
SecondaryActivated and Regulatory CD4+ and CD8+ T-cell Frequencies

Activation of CD4+ and CD8+ T cells were measured at week 24

Time frame:
week 24 measurements
Reported as:
Mean · percentage of cells
Activated and Regulatory CD4+ and CD8+ T-cell Frequencies
percentage of cellsARM A Lopinavir-ritonavirARM B Efavirenz
Activation of CD4+ T cells at week 248.70 (3.42 to 12.39)7.39 (6.12 to 10.74)
Activation of CD8+ T cells at week 2420.92 (6.72 to 29.97)17.17 (6.08 to 24.24)
Proliferation of CD4+ T cells at week 240.47 (0.25 to 0.68)0.52 (0.24 to 0.8)
Proliferation of CD8+ T cells at week 240.81 (0.21 to 3.08)0.48 (0.16 to 0.97)
SecondaryResponse to Immunization With Pneumococcus Polysaccharide and Tetanus-diphtheria Vaccines

Response to immunization with pneumococcus polysaccharide and tetanus-diphtheria vaccines was not done due to small sample size

Time frame:
4 weeks after treatment initiation

No measurements were reported for this outcome.

Adverse events

Collected over Week 24. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
ARM A/Lopinavir-ritonavir—0/8 (0%)1/8 (12.5%)
ARM B/Efavirenz—0/5 (0%)0/5 (0%)
Most frequent other events
Most frequent other events
EventARM A/Lopinavir-ritonavirARM B/Efavirenz
Grade 3 elevation in ALTHepatobiliary disorders1/80/5

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)ARM AARM BTotal
<=18 years000
Between 18 and 65 years8513
>=65 years000
Age, Continuous
Age, Continuous(years)ARM AARM BTotal
Mean34.5 ± 9.430.6 ± 7.133 ± 8.5
Sex: Female, Male
Sex: Female, Male(Participants)ARM AARM BTotal
Female000
Male8513
Region of Enrollment
Region of Enrollment(participants)ARM AARM BTotal
United States8513
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Study locations

4 sites
  • Rush University Medical Center
    Chicago, Illinois 60612, United States
  • University of Illinois Medical Center
    Chicago, Illinois 60612, United States
  • Howard Brown Health Center
    Chicago, Illinois 60613, United States
  • University of Chicago Hospital
    Chicago, Illinois 60637, United States
09

References and documents

Publications

  • Pitrak DL, Novak RM, Estes R, Tschampa J, Abaya CD, Martinson J, Bradley K, Tenorio AR, Landay AL. Short communication: Apoptosis pathways in HIV-1-infected patients before and after highly active antiretroviral therapy: relevance to immune recovery. AIDS Res Hum Retroviruses. 2015 Feb;31(2):208-16. doi: 10.1089/aid.2014.0038. Epub 2014 Nov 11. PubMed 25386736 ↗
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 26, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT00775606
Lead sponsor
Rush University Medical Center
Collaborators
University of Chicago, University of Illinois at Chicago, Ruth M. Rothstein CORE Center, Abbott, Gilead Sciences
Responsible party
Beverly E. Sha (MD, Rush University Medical Center) — Principal investigator
First posted
Oct 20, 2008
Start date
Oct 2008
Primary completion
Dec 2010
Completion
Jan 2011
Results posted
May 29, 2014
Last update
May 26, 2023

Study contacts

Allan R. Tenorio, M.D.
study chair · Rush University Medical Center

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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