ClinicalTrials.gg
WithdrawnNCT06687655KETO-SLEEP 2Updated Sep 21, 2026

Impact of Exogenous Ketones on Sleep Apnea

A Phase 1/2 interventional study of Ketone-IQ and Placebo in Obstructive Sleep Apnea and Sleep, sponsored by Johns Hopkins University. Withdrawn at 1 site in United States. Open to participants aged 18 Years to 65 Years. Per ClinicalTrials.gov, last updated 2026-09-21.

Sponsored by Johns Hopkins University · Phase 1/2, Interventional, and Treatment

Why this study was withdrawn
Change in protocol due to requirement for IND
Phase
Phase 1/2
Study type
Interventional
Enrollment
0
Allocation
Randomized
Ages
18 Years to 65 Years
Sex
All
01

Where this study stands

Counted across the records on this site · 2026-11-12

Among 11 studies in Sleep Apnea, Obstructive by Johns Hopkins University — 1 open to participants now, 1 under way, none of them phase 3. Sleep Apnea, Obstructive · Johns Hopkins University.

Started
2025
with 1 other
Phase 1/2
2 of 11
none open now
Registered
11th of 11
by date

Among the 11 studies in Sleep Apnea, Obstructive by Johns Hopkins University, this one is one of 2 that started in 2025, is one of 2 in phase 1/2, and was the 11th registered.

By phase

11 studies; the count open now beside each. This study's row is marked.

No phase4 · 0 open
Observational2 · 1 open
Phase 1/2this study2 · 0 open
Phase 22 · 0 open
Phase 11 · 0 open

By the year they started

First in 2004; this study’s year is marked. 2 started in 2025.

Size and results

Median enrollment 24 across the 9 interventional studies, 36 across the 2 observational. Of the 8 that completed or were terminated, 5 (63%) have results posted.

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Watch this landscapeDownload CSVWith an account: a weekly mail of what changed among 11 studies in Sleep Apnea, Obstructive by Johns Hopkins University, or all of them as a file.
02

Study summary

Obstructive Sleep Apnea (OSA) is a common medical disorder that is associated with reduced quality of life and higher risk of cardiovascular disease. Treatments for OSA and limited and not well tolerated. The investigator's lab has shown that a low carbohydrate, high fat ketogenic diet (KD) can reduce OSA severity. Since it can be challenging to adhere to a ketogenic diet, the investigators propose that ingesting exogenous ketones can be an alternative method to improve OSA. Specifically the investigators will examine the effect of taking a commercially available product (Ketone-IQ) at bedtime on overnight ketones and sleep quality. The investigators will also examine the effect of Ketone-IQ on sleep apnea severity, compared to placebo.

This project will examine the the preliminary efficacy of ingesting exogenous ketones before sleep on sleep apnea.

Read the detailed description

Sleep is a vulnerable period during which blunted respiratory drive and low airway muscle tone can cause dangerous breathing disorders. Obstructive sleep apnea (OSA) describes the intermittent collapse of the upper airway that induces O2 desaturations and arousals from sleep, placing patients at risk for cardiovascular disease, stroke, and death. In some obese patients, sleep causes carbon dioxide (CO2) accumulation progressing to daytime hypercapnia, a condition called obesity hypoventilation syndrome (OHS). Continuous positive airway pressure (CPAP) treats OSA and OHS, but is poorly tolerated, and may not fully correct sleep dysfunction.

Changes in metabolism may help to control OSA or OHS. The investigators recently published results from the Ketogenic Diet for OHS clinical trial (KETOHS, NCT04108819) showing that a 2-week ketogenic diet (high fat, low carbohydrate) for patients with OSA and OHS lowered reduced CO2, serum bicarbonate (HCO3), respiratory quotient, nocturnal hypoxemia(2). KD also significantly improved OSA. After participants resumed prior diet, CO2 returned to baseline. The mechanisms by which KD improves sleep in this population could be related to reduced CO2 production (through fat oxidation), lowering of body weight, or direct effects of ketone bodies on sleep and breathing.

It is difficult to adhere long-term to KD, and there are multiple effects of this diet that make it challenging to understand mechanistic impacts on respiration. The investigators hypothesize that increasing ketone levels in the body, without having to adhere to a ketogenic diet, may be another method to improve breathing during sleep. Indeed, some drugs affecting acid-base status (e.g. acetazolamide or sulthiame) improve OSA, presumably through increasing and stabilizing respiratory drive. In this pilot study, the investigators will examine the pharmacokinetics, tolerability, and impacts of ingesting exogenous ketones (which are commercially available products) on sleep and breathing.

The specific ketone product to be tested for its impact on sleep and breathing is 1,3 butanediol (1,3BD) in a commercially available formulation called "Ketone IQ". 1,3BD is converted by liver metabolism into the ketone body beta-hydroxybutyrate (BHB) and has been utilized in multiple studies.

This project will be conducted in two studies, KETO-SLEEP 1 (KS1), and KETO-SLEEP 2 (KS2).

KETO-SLEEP 1: Examine the pharmacokinetics, tolerability, and sleep impacts of ingesting exogenous ketones (EK) before sleep (n=20, 10 men, 10 women). KS1 will lay the foundation for KS2 and other studies that administer exogenous ketones at bedtime, through dose-finding and assessment of tolerability. Patients with moderate-severe OSA (apnea-hypopnea index (AHI) >15)) adherent to CPAP will ingest EK or placebo 30 minutes before sleep. The participants will measure capillary BHB levels before ingestion and at 1, 3, 5, hours post-ingestion as well as upon awakening. CPAP use will be maintained on all nights and sleep architecture will be monitored with portable EEG. Questionnaires will solicit feedback about EK palatability, GI side effects, and sleep quality. Two doses (20 g and 40 g) of Ketone-IQ will be tested each for two nights, with one night used to measure BHB levels and separate night to allow for uninterrupted sleep.

KETO-SLEEP 2: Examine the preliminary efficacy of ingesting exogenous ketones before sleep on OSA (n=20, 10 men, 10 women). KS2 will examine the respiratory effects of exogenous ketones taken before sleep. Patients with known OSA will be asked to temporarily discontinue CPAP, a technique used in the investigator's laboratory to temporarily elicit OSA(10). To account for night-to-night variability in OSA severity the investigators will use portable sleep monitoring to collect sleep and respiratory data two nights under each condition. The dose of Ketone-IQ to be administered each night will vary from 20 to 40 g, depending upon results of KS-1.

03

Conditions studied

  • Obstructive Sleep Apnea
  • Sleep

Keywords

  • sleep apnea
  • ketones
  • CPAP
04

Who can participate

Ages eligible
18 Years to 65 Years
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Adults aged 18-65 years old with a of 18 - 35 kg/m2
  2. History of moderate-severe OSA as defined by AHI >15 events/hr (American Academy of Sleep Medicine criteria),
  3. Adherent to CPAP (objectively determined via device download over last 30 days) using CPAP at least 70% of days for >=4 hours.
  4. CPAP pressure ≤10 cm water (H2O) (based on prescribed CPAP pressure, or median pressure on an auto-titrating CPAP device).

Exclusion criteria

Exclusion Criteria:

  1. No concomitant sleep disorder (such as insomnia, restless leg syndrome, narcolepsy, idiopathic hypersomnia)
  2. No current daytime respiratory impairment such as uncontrolled asthma, or uncontrolled (COPD), pneumonia, interstitial lung disease.
  3. No use of supplemental oxygen.
  4. Currently on a low carbohydrate (\<130 g carbohydrate/day) or ketogenic diet, intermittent fasting, or consuming exogenous ketones
  5. Pregnancy or breastfeeding
  6. Alcohol consumption of > 10 standard drinks per week
  7. Use of nightly medications that affect breathing (e.g. opiates, acetazolamide)
  8. Use of Sodium-glucose cotransporter-2 (SGLT2) inhibitors. For example, Canagliflozin (Invokana), Dapagliflozin (Farxiga), Empagliflozin (Jardiance), Ertugliflozin (Steglatro)
Terms in these criteria, in plain language(2)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

BMI (body mass index)

Weight in kilograms divided by height in metres squared. Example: 70 kg and 1.75 m gives 70 ÷ (1.75 × 1.75) ≈ 22.9.

What counts as overweight or obesity differs between countries (some use lower cut-offs), so go by the range the study states.

COPD

Chronic obstructive pulmonary disease: long-term lung disease that makes it hard to breathe out, including emphysema and chronic bronchitis.

05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Double (Participant, Investigator)
Enrollment
0 participants (actual)

Study arms

  • Experimental
    Ketone-IQ first

    This is a crossover study where participants will ingest either Ketone-IQ for 2 nights, or placebo for 2 nights before sleep. This arm will ingest Ketone-IQ first, then placebo.

    Dietary Supplement: Ketone-IQ · Dietary Supplement: Placebo

  • Experimental
    Placebo first

    This is a crossover study where participants will ingest either Ketone-IQ for 2 nights, or placebo for 2 nights before sleep. This arm will ingest Placebo first, then Ketone-IQ.

    Dietary Supplement: Ketone-IQ · Dietary Supplement: Placebo

Interventions

  • Dietary supplementKetone-IQ

    This is a crossover study where participants will ingest either Ketone-IQ for 2 nights, or placebo for 2 nights before sleep. This is the Ketone-IQ (1,3 Butanediol) intervention.

  • Dietary supplementPlacebo

    This is a crossover study where participants will ingest either Ketone-IQ for 2 nights, or placebo for 2 nights before sleep. This is the Placebo intervention.

06

What researchers measure

Primary outcomes

  1. Apnea Hypopnea Index (AHI)

    Sleep studies will be performed using NOX T3 devices at home. The device will be worn for 2 consecutive nights during each intervention (Ketone IQ, Placebo); 4 nights total (2 nights Ketone-IQ, 2 nights Placebo). Apnea hypopnea index (AHI); mean number of apnoeas and hypopnoeas per hour of sleep will be calculated from NOX T3 data.

    Time frame: 2 nights Ketone-IQ, 2 nights Placebo

Secondary outcomes

  1. Gastrointestinal Symptoms Questionnaire

    A questionnaire about gastro-intestinal symptoms will be administered each morning; 4 times total (2 mornings after Ketone-IQ, 2 mornings after Placebo). The instrument has 4 questions about upper GI symptoms, 4 questions about lower GI symptoms, and 4 questions about systemic symptoms. All questions are scored from 0 (no symptoms) to 8 (unbearable) for a score range of 0-96 (higher score = worse outcome).

    Time frame: 2 mornings after Ketone-IQ, 2 mornings after Placebo

  2. Sleep-Related Impairment (SRI) as assessed by the Patient-Reported Outcomes Measurement Information System (PROMIS-SRI 8a)

    Sleep related impairment will be assessed by PROMIS-SRI 8a. Two mornings after Ketone-IQ, 2 mornings after Placebo; 4 nights total. A T-score is calculated from a raw score using conversion tables on the PROMIS website. The T-score (range 0-100) indicates the level of sleep-related impairment, with higher scores representing greater impairment

    Time frame: 2 mornings after Ketone-IQ, 2 mornings after Placebo

  3. Sleep Disturbance (SD) as assessed by the PROMIS SD

    The PROMIS SD uses a 5-point Likert scale composed of eight items rated from 1 (not at all, very poor, or never) to 5 (very much, always, or very good) with four items reversed scored. Total raw scores range from 8 to 40 with higher scores indicating greater disturbance. Sleep disturbance will be measured a total of 4 times (2 mornings after Ketone-IQ, 2 mornings after Placebo)

    Time frame: 2 mornings after Ketone-IQ, 2 mornings after Placebo

  4. Stanford Sleepiness Scale (SSS)

    The SSS consists of only one item. The scale requires respondents to select one of seven statements best representing their level of perceived sleepiness. Respondents use a scale from 1 to 7 to indicate their current level of sleepiness from 1 (feeling active and vital) - 7 (almost in reverie). Measured a total of 4 times (2 mornings after Ketone-IQ, 2 mornings after Placebo).

    Time frame: 2 mornings after Ketone-IQ, 2 mornings after Placebo

  5. Oxygen Saturation Level

    NOX T3 data will be used to calculate metrics of oxygen saturation including mean oxygen level; measured a total of 4 times (2 nights on Ketone IQ, 2 nights on placebo).

    Time frame: 2 nights on Ketone IQ, 2 nights on placebo

  6. Nadir Oxygen Level

    NOX T3 data will be used to calculate nadir oxygen level. Measured a total of 4 times (2 nights on Ketone IQ, 2 nights on placebo)

    Time frame: 2 nights on Ketone IQ, 2 nights on placebo

  7. Oxygen Desaturation Index

    NOX T3 data will be used to calculate oxygen desaturation index. Measured a total of 4 times (2 nights on Ketone IQ, 2 nights on placebo).

    Time frame: 2 nights on Ketone IQ, 2 nights on placebo

07

Study locations

1 site
  • Johns Hopkins Bayview Medical Center
    Baltimore, Maryland 21224, United States
08

References and documents

Individual participant data

Plan to share: Yes — Experimental data, including sleep data, questionnaires, and BHB measurements, will be stored as raw files on internal servers with cloud backup. Questionnaire data will be securely stored at Johns Hopkins University for three years post-study. Dr. Jun will control access to physical documents. Documentation and Accessibility: Research protocols, instrument details, and analysis methods will be detailed in publications. Deidentified data from published studies will be available at publication, accompanied by a data dictionary, and preserved for at least five years. Standard software (Excel, R, SPSS, SAS) will be used for data access and analysis.

Supporting information: Study protocol

Time frame: Deidentified scientific data included in published manuscripts will be made available at the time of publication and additional data will be made available to researchers upon request. Data will be made available for up to 3 years following study completion.

Access criteria: To request access to the data, researchers will be able to contact Dr. Jonathan Jun via email. Any data attached as a supplement to publications will be available for download from the publisher's website. The intention is to allow qualified external investigators broad access to the study data for specified research purposes.

No publications or documents are linked to this record.

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reached

Ran from Jan 2025 to primary completion in Sep 2026, 19 months.

How these figures are worked out, and which studies are left out of them.

Registered
Nov 12, 2024
First posted
Nov 13, 2024
StartActual
Jan 29, 2025
Primary completionActual
Sep 15, 2026
CompletionActual
Sep 15, 2026
Last update
Sep 21, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Sep 21, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT06687655
Collaborators
HVMN Inc, KETONE-IQ
Responsible party
Sponsor
First posted
Nov 13, 2024
Start date
Jan 29, 2025
Primary completion
Sep 15, 2026
Completion
Sep 15, 2026
Last update
Sep 21, 2026

Study contacts

Jonathan Jun, MD
principal investigator · Johns Hopkins University

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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This study is withdrawn, as verified in Sep 2026. You cannot join it, but the record below documents what was studied.

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Studies of the drug tested here: R-1,3-Butanediol-based Supplement

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