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CompletedNCT06012916K-BRAINEDUpdated Sep 19, 2024

Brain Network Dynamics of Depression During Esketamine Treatment

An observational study in Depressive Disorder, Major, sponsored by University of North Carolina, Chapel Hill. Completed at 1 site in United States. Open to participants aged 18 Years to 99 Years. Per ClinicalTrials.gov, last updated 2024-09-19.

Sponsored by University of North Carolina, Chapel Hill · Observational

Study type
Observational
Model
Case-only
Time perspective
Prospective
Enrollment
8
Ages
18 Years to 99 Years
Sex
All
01

Study summary

This is a monocentric, observational clinical trial investigating the effect of Esketamine on brain network activity and a belief updating task in people with depression. We investigate the immediate and the long-term effect (approx. 8 weeks) of Esketamine on EEG signals, pupillometry and belief updating and the relation of those effects on depressive symptomatology.

Read the detailed description

The FDA approved the S-enantiomer of Ketamine in a nasal spray formulation (Esketamine, Spravato) in 2019 for treatment resistant depression in conjunction with an oral antidepressant. Albeit showing impressive short term clinical effects, the neurophysiological mechanism leading to clinical improvements are not understood. The investigators aim to add missing knowledge about the network dynamics of Esketamine in depression. Besides changes of neural signatures, Esketamine might impact cognitive processes like belief updating.

Previous studies have shown that people update their expectations of future life events after receiving novel information. The Belief Updating Task (BUT) measures this belief update in reaction to new information. Healthy individuals have been shown to update their beliefs "optimistically", making larger changes in their expectations in response to good news. Individuals with depression lack this optimistic belief update bias. Therefore, the investigators also aim to examine if Esketamine treatment reinstates the optimistic bias, how those changes are mediated by neurophysiological changes during the task and if a change in belief updated is related to a change of depressive symptoms.

The first session takes place at the start of the Esketamine treatment period, whereas the second experimental session is conducted closer to the end of the treatment period. In both experimental sessions, EEG/pupillometry and cognitive measurements are taken before and after Esketamine administration. Analyses will assess pre/post Esketamine effects within a session and between two sessions.

02

Conditions studied

  • Depressive Disorder, Major

Keywords

  • Esketamine
  • Ketamine
  • Belief Updating
  • Pupillometry
  • EEG
03

In context

Depressive Disorder

4,845 studies on the registry are indexed under Depressive Disorder; 514 are open to participants now.

This study's enrollment of 8 is below the median of 150 across 653 observational studies indexed under Depressive Disorder.

Browse Depressive Disorder studies →

Lead sponsor

University of North Carolina, Chapel Hill is the lead sponsor of 1,340 studies on the registry; 133 are open to participants now.

Of its 155 completed or terminated interventional studies of FDA-regulated products, 136 (88%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 99 Years
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

The goal is to recruit individuals with an MDD diagnosis who are receiving Esketamine treatment.

Inclusion criteria

  • Major Depressive Disorder
  • Receiving Esketamine nasal spray treatment for depression
  • Ability to understand study procedures and sign an informed consent.

Exclusion criteria

Exclusion Criteria:

  • None
05

Study design

Observational model
Case-only
Time perspective
Prospective
Enrollment
8 participants (actual)
Patient registry
No

Groups and cohorts

  • Treatment Resistant Depression + Esketamine Treatment

    This is a group of individuals with treatment resistant depression receiving Esketamine treatment as prescribed by their physician during outpatient appointments over several weeks at the Interventional Psychiatry outpatient clinic at University of North Carolina at Chapel Hill (UNC). After signing the informed consent, electroencephalogram (EEG) will be recorded before and after Esketamine administration by the attending physician. The participant will perform a cognitive task before and after the Esketamine administration as well as complete self-scored questionnaire regarding depressive symptoms, treatment expectation and Esketamine side-effects. Clinical information like the duration of episode, medication or clinician-rated depression scores will be retrieved from the charting system.

    Drug: Esketamine nasal spray

Interventions

  • DrugEsketamine nasal spray

    This is an observational study. The Esketamine nasal spray is administered by the attending physician during a regular treatment appointment at the Interventional Psychiatry Clinic. Esketamine dosages may range between 28-84mg. The study does not interfere with the individual treatment plan in any way.

    Also known as: Spravato

06

What researchers measure

Primary outcomes

  1. Change in Belief Updating in Session 1

    Participants rate the likelihood of a negative life event happening to them (E1) and their confidence in the estimate (C1). They are given a base rate (BR), described as the average lifetime probability of that event happening to someone with the same demographics. Participants will then again rate how likely the event could happen to them personally (E2). Outcome variables: update = \|E2 - E1\| and estimation error (ER) = \|E1 - BR\| News: "good news" (BR\< E1) or "bad news" (BR\>E1) trials. Within session relationships between update, C1, ER and covariates will be investigated using linear mixed models (LMMs) using an iterative model comparison process. The basic model will include fixed effect of News and a random intercept for individuals (id or ID). Potential covariates likely include ER, C1, the Revised Life Orientation Test (LOT-R), Ketamine Side Effect Tool (KSET), and scores of depression severity.

    Time frame: 10 minutes before Esketamine application compared to 2 hours after Esketamine application

  2. Change in Belief Updating in Session 2

    Participants rate the likelihood of a negative life event happening to them (E1) and their confidence in the estimate (C1). They are given a base rate (BR), described as the average lifetime probability of that event happening to someone with the same demographics. Participants will then again rate how likely the event could happen to them personally (E2). Outcome variables: update = \|E2 - E1\| and estimation error (ER) = \|E1 - BR\| News: "good news" (BR\< E1) or "bad news" (BR\>E1) trials. Within session relationships between update, C1, ER and covariates will be investigated using linear mixed models (LMMs) using an iterative model comparison process. The basic model will include fixed effect of News and a random intercept for ID (individuals). Potential covariates likely include ER, C1, the Revised Life Orientation Test (LOT-R), Ketamine Side Effect Tool (KSET), and scores of depression severity.

    Time frame: 10 minutes before Esketamine application compared to 2 hours after Esketamine application

  3. Change in Confidence in Beliefs Questionnaire in Session 1

    * Confidence in Beliefs Questionnaire investigates the strengths of belief in statements about the participant and about someone close to them. * Participants rate how certain they are about each belief, higher values imply higher certainty * Beliefs about oneself: 12 items (6 positive, 6 negative), Likert Scale 0 to 100, participants make a mark on a line * Beliefs about others: 12 items (6 positive, 6 negative), Likert Scale 0 to 100, participants make a mark on a line

    Time frame: 30 minutes before Esketamine application compared to 2 hours after Esketamine application

  4. Change in Confidence in Beliefs Questionnaire in Session 2

    * Confidence in Beliefs Questionnaire investigates the strengths of belief in statements about the participant and about someone close to them. * Participants rate how certain they are about each belief, higher values imply higher certainty * Beliefs about oneself: 12 items (6 positive, 6 negative), Likert Scale 0 to 100, participants make a mark on a line * Beliefs about others: 12 items (6 positive, 6 negative), Likert Scale 0 to 100, participants make a mark on a line

    Time frame: 30 minutes before Esketamine application compared to 2 hours after Esketamine application

  5. Change of Ketamine Side Effect Tool (KSET) in Session 1

    * Semi-structured interview to assess side effects of ketamine * Each item is scores from 0 (=never) to 3 (= severe) points * Sum scores and individual item scores can be analyzed.

    Time frame: 5 minutes before Esketamine application, and 50, 95, and 130 minutes after Esketamine application

  6. Change of Ketamine Side Effect Tool (KSET) in Session 2

    * Semi-structured interview to assess side effects of ketamine * Each item is scores from 0 (=never) to 3 (= severe) points * Sum scores and individual item scores can be analyzed.

    Time frame: 5 minutes before Esketamine application, and 50, 95, and 130 minutes after Esketamine application

  7. Change in Mood Likert Scale in Session 1

    * Likert Scales range from 0 to 100 * Participants make a mark on a line (left end = 0, right end = 100)

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

  8. Change in Mood Likert Scale in Session 2

    * Likert Scales range from 0 to 100 * Participants make a mark on a line (left end = 0, right end = 100)

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

  9. Change in Quality of Life Enjoyment and Satisfaction Questionnaire, short version (Q-LES-Q-SF)

    * Change in Q-LES-Q-SF between Session 1 and Session 2 * Q-LES-Q-SF is a brief, self-scoring quality of life rating scale. * Maximum percentage is 100%. Higher values imply higher quality of life

    Time frame: Session 1 and session 2

  10. Change in Patient Health Questionnaire (PHQ-9)

    * Change in PHQ-9 between Session 1 and Session 2 * PHQ-9 is a brief, self-scoring depression rating scale. Higher values imply a higher depression severity. * Cut-off for depression is considered \>4 PHQ-9 points

    Time frame: Session 1 and session 2

  11. Change in Hamilton Depression Rating Scale (HDRS)

    * Change in HDRS-17 between Session 1 and Session 2 * HDRS-17 is the most established depression rating scale. Higher values imply a higher depression severity. * Cut-off for depression is considered \>8 HDRS-17 points

    Time frame: Session 1 and session 2

  12. Change of Resting State EEG - Power in Session 1

    * Changes in oscillatory power within an experimental session pre/post Esketamine application * Power will be analyzed in canonical frequency bands (e.g. alpha, beta, gamma, delta, theta)

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and130 minutes after Esketamine application

  13. Change of Resting State EEG - Power in Session 2

    * Changes in oscillatory power within an experimental session pre/post Esketamine application * Power will be analyzed in canonical frequency bands (e.g. alpha, beta, gamma, delta, theta)

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and130 minutes after Esketamine application

  14. Change of Resting State EEG - Connectivity in Session 1

    - Changes in functional connectivity in canonical frequency band within an experimental session pre/post Esketamine application

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

  15. Change of Resting State EEG - Connectivity in Session 2

    - Changes in functional connectivity in canonical frequency band within an experimental session pre/post Esketamine application

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

  16. Change of Resting State EEG - Source in Session 1

    - Changes in spatial distribution and source of electric activity in canonical frequency band within an experimental session pre/post Esketamine application

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

  17. Change of Resting State EEG - Source in Session 2

    - Changes in spatial distribution and source of electric activity in canonical frequency band within an experimental session pre/post Esketamine application

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

  18. Change of Resting State EEG - Aperiodic Signal in Session 1

    - Changes in slope and offset of the aperiodic EEG signal within an experimental session pre/post Esketamine application

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

  19. Change of Resting State EEG - Aperiodic Signal in Session 2

    - Changes in slope and offset of the aperiodic EEG signal within an experimental session pre/post Esketamine application

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

  20. Change of Resting State EEG - Entropy in Session 1

    - Changes of entropy measured in Lempel-Ziv Complexity and mutual information within an experimental session pre/post Esketamine application

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes in after Esketamine application

  21. Change of Resting State EEG - Entropy in Session 2

    - Changes of entropy measured in Lempel-Ziv Complexity and mutual information within an experimental session pre/post Esketamine application

    Time frame: 5 minutes before Esketamine application, and 15, 35, 50, 75, 95, and 130 minutes after Esketamine application

Secondary outcomes

  1. Change in Task EEG - Event Related Potential (ERP) in Session 1

    * ERP after presentation of baseline will be calculated for trials with good/bad news, low/high estimation error and low/high confidence (-500 to 2000ms) * We will analyze the amplitude and spatial distribution of canonical ERP such as N1,N2, P3 and late positive potential

    Time frame: 30 minutes before Esketamine application and 100 minutes after Esketamine application

  2. Change in Task EEG - Event Related Potential (ERP) in Session 2

    * ERP after presentation of baseline will be calculated for trials with good/bad news, low/high estimation error and low/high confidence (-500 to 2000ms) * We will analyze the amplitude and spatial distribution of canonical ERP such as N1,N2, P3 and late positive potential

    Time frame: 30 minutes before Esketamine application and 100 minutes after Esketamine application

  3. Change in Task EEG - Time Frequency Analysis in Session 1

    * Using wavelet convolution we will conduct a time-frequency analysis for good/bad news, low/high estimation error and low/high confidence * Time of interest -500 to 2000ms after base rate presentation * Frequency of interest will be 2-40Hz

    Time frame: 30 minutes before Esketamine application and 100 minutes after Esketamine application

  4. Change in Task EEG - Time Frequency Analysis in Session 2

    * Using wavelet convolution we will conduct a time-frequency analysis for good/bad news, low/high estimation error and low/high confidence * Time of interest -500 to 2000ms after base rate presentation * Frequency of interest will be 2-40 Hertz (Hz)

    Time frame: 30 minutes before Esketamine application and 100 minutes after Esketamine application

  5. Change in Pupillometry in Session 1

    * Pupil size during good/bad news and high/low estimation error and low/high confidence trials in the belief updating task * Time-locked around the presentation of the base rate (-500 to 2000ms)

    Time frame: 30 minutes before Esketamine application and 100 minutes after Esketamine application

  6. Change in Pupillometry in Session 2

    * Pupil size during good/bad news and high/low estimation error and low/high confidence trials in the belief updating task * Time-locked around the presentation of the base rate (-500 to 2000ms)

    Time frame: 30 minutes before Esketamine application and 100 minutes after Esketamine application

07

Study locations

1 site
  • Carolina Center for Neurostimulation
    Chapel Hill, North Carolina 27516, United States
08

References and documents

Individual participant data

Plan to share: No

No publications or documents are linked to this record.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Sep 19, 2024, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT06012916
Lead sponsor
University of North Carolina, Chapel Hill
Responsible party
Sponsor
First posted
Aug 28, 2023
Start date
Jul 3, 2023
Primary completion
Aug 30, 2024
Completion
Aug 30, 2024
Last update
Sep 19, 2024

Study contacts

Flavio Frohlich, PhD
principal investigator · University of North Carolina, Chapel Hill

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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