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Active, not recruitingNCT05571293NEST-1Updated May 22, 2026Results posted

Combination Immunotherapy in Colorectal Cancer

A Phase 2 interventional study of Botensilimab and Balstilimab in Colorectal Neoplasms, sponsored by Weill Medical College of Cornell University. Active, not recruiting at 3 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-05-22.

Sponsored by Weill Medical College of Cornell University · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
26
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
01

Study summary

This is a pilot study to see whether a combination of two investigational drugs that target the immune system can be given to people with colorectal cancer before surgically removing the tumor. This study is also being done to see what side effects this combination of drugs has and what effect they have on colorectal cancer. The two monoclonal antibodies are balstilimab, a programmed cell death protein 1 (PD-1) inhibitor, and botensilimab, a cytotoxic T lymphocyte-associated protein 4 (CTLA-4) inhibitor. This study has 3 cohorts. Participants in Cohort A will receive a total of 2 doses of balstilimab and a single dose of botensilimab, both given intravenously (IV), before surgery. Participants in Cohort B and C will receive a total of 4 doses of balstilimab and a single dose of botensilimab, both given intravenously (IV), before surgery. Participants in Cohort C must have dMMR/MSI-High colorectal cancer.

Read the detailed description

This is a pilot study to assess the feasibility, safety, and efficacy of using a combination of a programmed cell death protein 1 (PD-1) inhibitor (balstilimab) and cytotoxic T lymphocyte-associated protein 4 (CTLA-4) inhibitor (botensilimab) in the neoadjuvant setting in patients with colorectal cancer, prior to resection. This is a single-center, open-label, pilot study in which patients will receive 2 or 4 doses of intravenous (IV) balstilimab (each dose approximately 2 weeks apart), and a single dose of botensilimab IV, prior to resection in patients with colon cancer. Following surgical resection, participants will return to the clinic for 1-2 post-op follow-up visits.

02

Conditions studied

  • Colorectal Neoplasms

Keywords

  • Immunotherapy
  • Colorectal Cancer
  • PD-1
  • CTLA-4
03

In context

Colorectal Neoplasms

5,599 studies on the registry are indexed under Colorectal Neoplasms; 1,459 are open to participants now.

This study's enrollment of 26 is below the median of 77 across 4,123 interventional studies indexed under Colorectal Neoplasms.

Browse Colorectal Neoplasms studies →

Lead sponsor

Weill Medical College of Cornell University is the lead sponsor of 867 studies on the registry; 160 are open to participants now.

Of its 119 completed or terminated interventional studies of FDA-regulated products, 91 (76%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • 18 years of age or older
  • Histologically, cytologically, or clinically confirmed adenocarcinoma of the colon or rectal cancer as long as there is no plans for neoadjuvant radiation for the patients with rectal cancer. Note: patients can enroll in cohort B while awaiting mismatch repair testing results. If noted to be dMMR/MSI-High, they would be still considered evaluable and moved to cohort C.
  • If capable of becoming pregnant, or getting someone else pregnant, must be willing to use highly effective contraception from Screening period through 90 days following the last dose of study drug

Exclusion criteria

Exclusion Criteria:

  • Metastatic cancer (cancer that has spread to other parts of the body)
  • Previous treatment with immune checkpoint inhibitors targeting CTLA-4, PD-1 or PD-L1
  • Currently participating in another study and receiving a study drug
  • History of severe allergic reactions to immunotherapies
  • Pregnant or breastfeeding
  • Active infection requiring treatment
  • On immunosuppressive medications
  • Active cardiovascular disease, such as stroke or myocardial infarction within 6 months of enrollment, unstable angina, congestive heart failure, or serious uncontrolled cardiac arrhythmia requiring medication that may prevent surgery

Participants in Cohort C must be dMMR/MSI-High.

05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
26 participants (actual)

Study arms

  • Experimental
    Cohort A: Botensilimab and balstilimab (bot/bal)

    Botensilimab and balstilimab are both monoclonal antibodies that are administered intravenously. Two doses of balstilimab (240 mg IV), will be administered approximately 2 weeks apart. A single dose of botensilimab (75 mg IV) will be administered on the same day as the first dose of balstilimab. Surgical resection will occur 1-6 weeks following the second dose of balstilimab.

    Drug: Botensilimab · Drug: Balstilimab

  • Experimental
    Cohort B:

    Botensilimab and balstilimab are both monoclonal antibodies that are administered intravenously. Four doses of balstilimab (240 mg IV), will be administered approximately 2 weeks apart. A single dose of botensilimab (75 mg IV) will be administered on the same day as the first dose of balstilimab. Surgical resection will occur 1-6 weeks following the fourth dose of balstilimab.

    Drug: Botensilimab · Drug: Balstilimab

  • Experimental
    Cohort C:

    Botensilimab and balstilimab are both monoclonal antibodies that are administered intravenously. Four doses of balstilimab (240 mg IV), will be administered approximately 2 weeks apart. A single dose of botensilimab (75 mg IV) will be administered on the same day as the first dose of balstilimab. Surgical resection will occur 1-6 weeks following the fourth dose of balstilimab. Cohort C only includes patients with dMMR/MSI-High colorectal cancer.

    Drug: Botensilimab · Drug: Balstilimab

Interventions

  • DrugBotensilimab

    Botensilimab, a CTLA-4 inhibitor, will be administered prior to surgical resection as described in the arm description.

  • DrugBalstilimab

    Balstilimab, a PD-1 inhibitor, will be administered prior to surgical resection as described in the arm description.

06

What researchers measure

Primary outcomes

  1. Cohort A and B: Pathological Overall Response (pOR) Rate Determined by Analysis of Tissue Resected During Surgery Reported by Cohort

    Resected tumors will be examined in their entirety, and regression of resected tumors was assessed by estimating the percentage of residual viable tumor of the macroscopically identifiable tumor bed, as identified on routine hematoxylin and eosin (H\&E) staining. In addition, regression will be classified using the Mandard tumor regression grading system. Major pathologic response (MPR) will be defined as ≤10% of residual viable tumor cells (or ≥ 90% response), corresponding to Mandard tumor regression grade 1 (CR) or 2 (near-CR). PR will be defined as at least 50% tumor regression. However, considering the lack of consensus on the definition of PR after immunotherapy, tumors with \>50% and \<90% residual viable tumor will be labeled accordingly as '10-50% tumor regression', as per the NICHE study (Chalabi et. al., 2020). When analyzing pMMR responders versus pMMR nonresponders, this subgroup will be included in the group of nonresponders.

    Time frame: Immediately following surgical resection of the primary tumor

  2. Cohort A: Number of Participants Who Experience Potentially Treatment-related SAEs According to the Common Terminology Criteria for Adverse Events (CTCAE) v5.0 at 90 Days Following the Last Treatment With Balstilimab or Botensilimab

    Safety will be assessed by evaluation of the number of participants experiencing SAEs according to the Common Terminology Criteria for Adverse Events (CTCAE) v5.0 at 90 days post-the last dose of study drug. Grade 3 or 4 adverse event possibly, probably or definitely attributed to bot/bal. Patients from cohorts B and C were not included in the analysis of this outcome measure per study protocol.

    Time frame: From date of last dose of study drug up to 90 days after

  3. Cohort A: Number of Participants Who Experience Treatment-related Complications Leading to Delays of 12 Weeks or More in Surgery After Treatment Initiation (Day 0)

    Any AEs or SAEs that lead to a delay in surgery greater than 12 weeks from treatment initiation (Day 0) will be recorded. If there are ≥ 2 patients out of the first 6 patients, or ≥ 4 patients out of the full 12 participants (≥33%), with AEs/SAEs that lead to a delay in surgery beyond 12 weeks from treatment initiation, with the exception of COVID-related procedural delays, then this combination of botensilimab and balstilimab, at these dosages will not be considered feasible in this population.

    Time frame: 12 weeks after treatment initiation date (Day 0)

  4. Cohort C: Composite Rate of Clinical Complete Response or Major Pathological Response at 6 Months

    The joint patient-surgeon decision to defer surgery for a watch and wait (Watch-\&-Wait W\&W) approach is allowed as long as the patient is demonstrating sustained response as determined by clinical, radiographic, endoscopic, and/or blood-based biomarkers. For participants who elect to undergo surgery, pathological response will be determined as described above. The key endpoint here will be "Major pathological response (MPR; CR + near-CR). Patients who opt for non-operative management based on clinical response will be considered to have CR. Complete response will be determined by the treating physician and surgeon based on composite subjective and objective assessments of clinical, radiographic, endoscopic, blood-based biomarker assessments, and/or the absence of clinical and radiographic progression.

    Time frame: 6 months

Secondary outcomes

  1. All Cohorts: Changes in Minimal Residual Disease Assessed Using ctDNA Pre- and 30 Days Post-surgical Resection

    Summary statistics including mean, standard deviation will be provided for ctDNA levels obtained at various time points. Linear mixed-effects models will be used to model longitudinal biomarker values. Simultaneous testing of general linear hypotheses will be used to evaluate contrasts of interest.

    Time frame: Immediately prior to initiation of therapy and 30 days following surgical resection

  2. All Cohorts: Changes in Minimal Residual Disease Assessed Using ctDNA Pre- and 30 Days Post-surgical Resection

    Median and range will be provided for ctDNA levels obtained at various time points. Linear mixed-effects models will be used to model longitudinal biomarker values. Simultaneous testing of general linear hypotheses will be used to evaluate contrasts of interest.

    Time frame: Immediately prior to initiation of therapy and 30 days following surgical resection

07

Results

Posted May 22, 2026

Participant flow

Participant flow — Overall Study
MilestoneCohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:
Started12131
Completed10121
Not completed210
Withdrew: Subject determined to be ineligible due to incomplete tumor resection.100
Withdrew: Subject determined to be ineligible after enrollment due to identification of metastatic disease.100
Withdrew: Subject has pending visit010

Outcome measures

PrimaryCohort A and B: Pathological Overall Response (pOR) Rate Determined by Analysis of Tissue Resected During Surgery Reported by Cohort

Resected tumors will be examined in their entirety, and regression of resected tumors was assessed by estimating the percentage of residual viable tumor of the macroscopically identifiable tumor bed, as identified on routine hematoxylin and eosin (H\&E) staining. In addition, regression will be classified using the Mandard tumor regression grading system. Major pathologic response (MPR) will be defined as ≤10% of residual viable tumor cells (or ≥ 90% response), corresponding to Mandard tumor regression grade 1 (CR) or 2 (near-CR). PR will be defined as at least 50% tumor regression. However, considering the lack of consensus on the definition of PR after immunotherapy, tumors with \>50% and \<90% residual viable tumor will be labeled accordingly as '10-50% tumor regression', as per the NICHE study (Chalabi et. al., 2020). When analyzing pMMR responders versus pMMR nonresponders, this subgroup will be included in the group of nonresponders.

Time frame:
Immediately following surgical resection of the primary tumor
Reported as:
Count of participants · Participants
Cohort A and B: Pathological Overall Response (pOR) Rate Determined by Analysis of Tissue Resected During Surgery Reported by Cohort
ParticipantsCohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:
Cohort A and B: Pathological Overall Response (pOR) Rate Determined by Analysis of Tissue Resected During Surgery Reported by Cohort78
PrimaryCohort A: Number of Participants Who Experience Potentially Treatment-related SAEs According to the Common Terminology Criteria for Adverse Events (CTCAE) v5.0 at 90 Days Following the Last Treatment With Balstilimab or Botensilimab

Safety will be assessed by evaluation of the number of participants experiencing SAEs according to the Common Terminology Criteria for Adverse Events (CTCAE) v5.0 at 90 days post-the last dose of study drug. Grade 3 or 4 adverse event possibly, probably or definitely attributed to bot/bal. Patients from cohorts B and C were not included in the analysis of this outcome measure per study protocol.

Time frame:
From date of last dose of study drug up to 90 days after
Reported as:
Count of participants · Participants
Cohort A: Number of Participants Who Experience Potentially Treatment-related SAEs According to the Common Terminology Criteria for Adverse Events (CTCAE) v5.0 at 90 Days Following the Last Treatment With Balstilimab or Botensilimab
ParticipantsCohort A: Botensilimab and Balstilimab (Bot/Bal)
Cohort A: Number of Participants Who Experience Potentially Treatment-related SAEs According to the Common Terminology Criteria for Adverse Events (CTCAE) v5.0 at 90 Days Following the Last Treatment With Balstilimab or Botensilimab2
PrimaryCohort A: Number of Participants Who Experience Treatment-related Complications Leading to Delays of 12 Weeks or More in Surgery After Treatment Initiation (Day 0)

Any AEs or SAEs that lead to a delay in surgery greater than 12 weeks from treatment initiation (Day 0) will be recorded. If there are ≥ 2 patients out of the first 6 patients, or ≥ 4 patients out of the full 12 participants (≥33%), with AEs/SAEs that lead to a delay in surgery beyond 12 weeks from treatment initiation, with the exception of COVID-related procedural delays, then this combination of botensilimab and balstilimab, at these dosages will not be considered feasible in this population.

Time frame:
12 weeks after treatment initiation date (Day 0)
Reported as:
Count of participants · Participants
Cohort A: Number of Participants Who Experience Treatment-related Complications Leading to Delays of 12 Weeks or More in Surgery After Treatment Initiation (Day 0)
ParticipantsCohort A: Botensilimab and Balstilimab (Bot/Bal)
Cohort A: Number of Participants Who Experience Treatment-related Complications Leading to Delays of 12 Weeks or More in Surgery After Treatment Initiation (Day 0)0
PrimaryCohort C: Composite Rate of Clinical Complete Response or Major Pathological Response at 6 Months

The joint patient-surgeon decision to defer surgery for a watch and wait (Watch-\&-Wait W\&W) approach is allowed as long as the patient is demonstrating sustained response as determined by clinical, radiographic, endoscopic, and/or blood-based biomarkers. For participants who elect to undergo surgery, pathological response will be determined as described above. The key endpoint here will be "Major pathological response (MPR; CR + near-CR). Patients who opt for non-operative management based on clinical response will be considered to have CR. Complete response will be determined by the treating physician and surgeon based on composite subjective and objective assessments of clinical, radiographic, endoscopic, blood-based biomarker assessments, and/or the absence of clinical and radiographic progression.

Time frame:
6 months
Reported as:
Number · percentage of patients
Cohort C: Composite Rate of Clinical Complete Response or Major Pathological Response at 6 Months
percentage of patientsCohort C:
Cohort C: Composite Rate of Clinical Complete Response or Major Pathological Response at 6 Months100
SecondaryAll Cohorts: Changes in Minimal Residual Disease Assessed Using ctDNA Pre- and 30 Days Post-surgical Resection

Summary statistics including mean, standard deviation will be provided for ctDNA levels obtained at various time points. Linear mixed-effects models will be used to model longitudinal biomarker values. Simultaneous testing of general linear hypotheses will be used to evaluate contrasts of interest.

Time frame:
Immediately prior to initiation of therapy and 30 days following surgical resection
Reported as:
Mean · MTM/ml
All Cohorts: Changes in Minimal Residual Disease Assessed Using ctDNA Pre- and 30 Days Post-surgical Resection
MTM/mlCohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:
Baseline0.42 ± 0.35515.77 ± 4.355.7 ± NA
30 Days Post Resection0.00 ± 0.000.00 ± 0.000.00 ± 0.00
SecondaryAll Cohorts: Changes in Minimal Residual Disease Assessed Using ctDNA Pre- and 30 Days Post-surgical Resection

Median and range will be provided for ctDNA levels obtained at various time points. Linear mixed-effects models will be used to model longitudinal biomarker values. Simultaneous testing of general linear hypotheses will be used to evaluate contrasts of interest.

Time frame:
Immediately prior to initiation of therapy and 30 days following surgical resection
Reported as:
Median · MTM/ml
All Cohorts: Changes in Minimal Residual Disease Assessed Using ctDNA Pre- and 30 Days Post-surgical Resection
MTM/mlCohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:
Baseline0.42 (0.06 to 0.77)4.35 (0.05 to 4.35)5.7 (5.7 to 5.7)
30 Days Post Resection0.00 (0.00 to 0.00)0.00 (0.00 to 0.00)0.00 (0.00 to 0.00)

Adverse events

Collected over Adverse events following initiation of therapy up to 90 days from last treatment.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Cohort A: Botensilimab and Balstilimab (Bot/Bal)0/12 (0%)3/12 (25%)4/12 (33.3%)
Cohort B:0/13 (0%)5/13 (38.5%)10/13 (76.9%)
Cohort C:0/1 (0%)0/1 (0%)1/1 (100%)
Most frequent serious events
Most frequent serious events
EventCohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:
DiarrheaGastrointestinal disorders2/121/130/1
FatigueGeneral disorders1/121/130/1
Atrial FibrillationCardiac disorders0/121/130/1
ColitisGastrointestinal disorders0/121/130/1
DehydrationMetabolism and nutrition disorders0/121/130/1
Edema in LimbsGeneral disorders0/121/130/1
HypertensionVascular disorders0/121/130/1
Most frequent other events
Showing 10 of 23
Most frequent other events
EventCohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:
Abdominal DistensionGastrointestinal disorders0/120/131/1
ConstipationGastrointestinal disorders2/120/131/1
Skin InfectionInfections and infestations0/120/131/1
FatigueGeneral disorders3/128/130/1
PyrexiaGeneral disorders4/126/130/1
DiarrheaGastrointestinal disorders4/126/130/1
NauseaGastrointestinal disorders4/123/130/1
HeadacheNervous system disorders4/120/130/1
VomittingGastrointestinal disorders4/120/130/1
Edema in limbsGeneral disorders0/124/130/1

Baseline characteristics

2 patients in cohort A were found to be ineligible due to identification of metastatic disease or incomplete resection.

Age, Categorical
Age, Categorical(Participants)Cohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:Total
<=18 years0000
Between 18 and 65 years75012
>=65 years38112
Sex: Female, Male
Sex: Female, Male(Participants)Cohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:Total
Female56011
Male57113
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Cohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:Total
Hispanic or Latino1001
Not Hispanic or Latino911121
Unknown or Not Reported0202
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Cohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:Total
American Indian or Alaska Native0000
Asian1304
Native Hawaiian or Other Pacific Islander0000
Black or African American2204
White56112
More than one race0000
Unknown or Not Reported2204
Colon Cancer Type:
Colon Cancer Type:(Participants)Cohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:Total
dMMR3014
pMMR713020
pMMR
pMMR(Participants)Cohort A: Botensilimab and Balstilimab (Bot/Bal)Cohort B:Cohort C:Total
Count of participants713020
08

Study locations

3 sites
  • Weill Cornell Medicine/New York-Presbyterian Brooklyn Methodist Hospital
    Brooklyn, New York 11215, United States
  • Weill Cornell Medicine/NewYork Presbyterian - Queens
    Flushing, New York 11355, United States
  • Weill Cornell Medicine/NewYork-Presbyterian Hospital
    New York, New York 10021, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Mar 10, 2026

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 22, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT05571293
Lead sponsor
Weill Medical College of Cornell University
Collaborators
Agenus Inc.
Responsible party
Sponsor
First posted
Oct 7, 2022
Start date
Mar 17, 2023
Primary completion
Nov 14, 2024
Completion
Jul 2026 (estimated)
Results posted
May 22, 2026
Last update
May 22, 2026

Study contacts

Manish Shah, M.D.
principal investigator · Weill Medical College of Cornell University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

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