ClinicalTrials.gg
RecruitingNCT05446272DIVAUpdated Jun 25, 2026

The Diaphragmatic Initiated Ventilatory Assist (DIVA) Trial

An interventional study of NIV-NAVA and NS-NIPPV in Extubation Failure, Bronchopulmonary Dysplasia and Death, sponsored by University of Pennsylvania. Recruiting at 20 sites in 2 countries. Open to participants aged 0 Days to 9 Weeks. Per ClinicalTrials.gov, last updated 2026-06-25.

Sponsored by University of Pennsylvania · Not applicable, Interventional, and Treatment

From the registry’s dates

  • Started Aug 2022; still recruiting 4 years 3 months later.
Phase
Not applicable
Study type
Interventional
Enrollment
478
Allocation
Randomized
Ages
0 Days to 9 Weeks
Sex
All
01

Study summary

DIVA is a pragmatic randomized clinical trial (RCT) to determine: among (P) preterm infants born 23 0/7-28 6/7 weeks gestation undergoing extubation from mechanical ventilation, whether (I) Non-invasive neurally adjusted ventilatory assist (NIV-NAVA) (C) compared with Non-synchronized nasal intermittent positive pressure ventilation (NS-NIPPV), will reduce the incidence of (O) extubation failure within (T) 5 days (120 hours) of extubation.

Read the detailed description

Bronchopulmonary dysplasia (BPD) is the most common complication of prematurity and is the leading respiratory cause of childhood morbidity. Ventilator induced lung injury (VILI) an accepted and important contributor to BPD. Exposure to oxygen and positive pressure ventilation leads to developmental arrest and parenchymal injury in the immature preterm lung. Because even brief exposure to intubated positive pressure ventilation is injurious, avoiding invasive mechanical ventilation is the most widely acknowledged strategy to prevent VILI and the long-term sequela of BPD. Therefore, time on ventilators and rates of successful extubation are important endpoints of therapy.

Non-invasive neurally adjusted ventilatory assist (NIV-NAVA) is an FDA approved technology that consistently synchronizes non-invasive respiratory support with infant respiratory drive. The Diaphragmatic Initiated Ventilatory Assist (DIVA) trial is an unblinded, pragmatic, multicenter phase III randomized clinical trial in extremely preterm infants 23 0/7- 28 6/7 weeks gestational age to determine if NIV-NAVA, compared with non-synchronized nasal intermittent positive pressure ventilation (NS-NIPPV), prevents extubation failure within 5 days (120 hours) of extubation from mechanical ventilation

02

Conditions studied

  • Extubation Failure
  • Bronchopulmonary Dysplasia
  • Death
03

In context

Bronchopulmonary Dysplasia

362 studies on the registry are indexed under Bronchopulmonary Dysplasia; 85 are open to participants now.

This study's planned enrollment of 478 is above the median of 66 across 244 interventional studies indexed under Bronchopulmonary Dysplasia.

Browse Bronchopulmonary Dysplasia studies →

Lead sponsor

University of Pennsylvania is the lead sponsor of 1,668 studies on the registry; 235 are open to participants now.

Of its 158 completed or terminated interventional studies of FDA-regulated products, 109 (69%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
0 Days to 9 Weeks
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Gestational age of 23 0/7- 28 6/7 weeks at birth
  • Intubated in the first 7 days of life
  • Undergoing extubation following at least 12 hours of invasive mechanical ventilation
  • Post-natal age \<32 weeks Post menstrual age at time of extubation

Exclusion criteria

Exclusion Criteria:

  • Major congenital anomalies, including pulmonary hypoplasia
  • Neurologic disorders affecting respiratory drive (other than apnea of prematurity)
  • Esophageal bleeding or other to NG/OG catheter placement
  • Current weight \<500 grams (based on Edi catheter approval)
  • Study ventilator not available at time eligibility criteria are met
  • Planned surgery or invasive procedure within 5 days of extubation
  • not provided
Terms in these criteria, in plain language(2)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Contraindication

A reason a treatment, test or procedure should not be given to a particular person, such as an allergy, another illness or a medicine they take.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

05

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Investigator)
Enrollment
478 participants (estimated)

Study arms

  • Experimental
    NIV-NAVA

    Device: NIV-NAVA

  • Active comparator
    NS- NIPPV

    Device: NS-NIPPV

Interventions

  • DeviceNIV-NAVA

    Infants in the intervention arm will be managed with non-invasive neurally adjusted ventilatory assist (NIV-NAVA) using FDA-approved servos with associated FDA-approved Edi catheter.

    Also known as: Non-invasive Neurally Adjusted Ventilatory Assist

  • DeviceNS-NIPPV

    Infants in the active comparator arm will be treated with non-synchronized non-invasive positive pressure ventilation (NIPPV) through FDA-approved ventilators currently in use at each site.

    Also known as: Non-synchronized Non-invasive Positive Pressure Ventilation

06

What researchers measure

Primary outcomes

  1. Extubation failure

    Extubation failure is defined when an infant is on the allocated mode of respiratory support and meets any of the following 4 criteria: (1) Rise in FiO2 at least 20% from pre-extubation value for \>2 hours to maintain local SpO2 targets, (2) pH ≤7.20 or pCO2 ≥70mm Hg; (3) \>1 apneic event requiring positive pressure ventilation (PPV) within 6 hours or ≥ 6 apneic events requiring stimulation within 6 hours (4) emergent intubation by the clinical team for cardiovascular instability or surgery.

    Time frame: within the first 5 days (120 hours) post extubation

Secondary outcomes

  1. Bronchopulmonary Dysplasia (BPD) at 36 weeks PMA

    BPD will be assessed as an ordinal outcome (none, grade 1, 2, 3), according to the NRN criteria.

    Time frame: 36 weeks PMA

  2. Death or BPD at 36 weeks PMA

    Composite dichotomous (y/n) outcome of death or grade 2/3 BPD, using the NRN criteria

    Time frame: 36 weeks PMA

  3. Endotracheal intubation through 36 weeks PMA

    Endotracheal intubation will be assessed 2 ways: As a dichotomous (y/n) outcome if it occurs at any time and also as days until endotracheal intubation (with censoring at 36 weeks PMA)

    Time frame: 36 weeks PMA

  4. Postmenstrual age at last invasive ventilation

    Time to cessation of invasive ventilation, with censoring at 36 weeks PMA

    Time frame: 36 weeks PMA

  5. Postmenstrual age at last positive pressure support

    Time to cessation of positive pressure respiratory support, with censoring at 36 weeks PMA

    Time frame: 36 weeks PMA

  6. Postmenstrual age at last supplemental oxygen

    Time to cessation of supplemental oxygen, with censoring at 36 weeks PMA

    Time frame: 36 weeks PMA

  7. Prematurity-related morbidities through 36 weeks PMA

    Brain injury (intraventricular hemorrhage and periventricular leukomalacia), patent ductus arteriosus requiring therapy, pulmonary hemorrhage, culture proven sepsis, necrotizing enterocolitis, retinopathy of prematurity

    Time frame: 36 weeks PMA

Other outcomes

  1. Death

    Death will be measured in two ways (1) as a dichotomous (y/n) outcome if death occurs prior to 36 weeks PMA, and (2) days until death (with censoring at 36 weeks PMA).

    Time frame: From randomization through 36 weeks PMA

  2. Air Leaks

    Air leaks will be measured as a dichotomous (y/n) outcome if a new pulmonary interstitial emphysema or pneumothorax occurs at any time after randomization until 36 weeks PMA.

    Time frame: From randomization through 36 weeks PMA

  3. Gastrointestinal perforation or bleeding

    This will be measured as a dichotomous (y/n) outcome if a new GI perforation or bleeding occurs at any time after randomization until 36 weeks PMA.

    Time frame: From randomization through 36 weeks PMA

  4. Regional distribution of lung aeration

    this will be measured with electrical impedance tomography in a subset of patients

    Time frame: From extubation through 5 days after extubation

  5. Mean airway pressure

    this will be measured from ventilator downloads for a subset of patients

    Time frame: From extubation through 5 days after extubation

  6. peak inflation pressure

    this will be measured from ventilator downloads for a subset of patients

    Time frame: From extubation through 5 days after extubation

  7. Edi signal

    this will be measured from ventilator downloads for a subset of patients

    Time frame: From extubation through 5 days after extubation

  8. Fio2

    this will be measured from ventilator downloads for a subset of patients

    Time frame: From extubation through 5 days after extubation

07

Study locations

19 of 20 sites recruiting
08

References and documents

Publications

  • Matlock DN, Ratcliffe SJ, Courtney SE, Kirpalani H, Firestone K, Stein H, Dysart K, Warren K, Goldstein MR, Lund KC, Natarajan A, Demissie E, Foglia EE. The Diaphragmatic Initiated Ventilatory Assist (DIVA) trial: study protocol for a randomized controlled trial comparing rates of extubation failure in extremely premature infants undergoing extubation to non-invasive neurally adjusted ventilatory assist versus non-synchronized nasal intermittent positive pressure ventilation. Trials. 2024 Mar 20;25(1):201. doi: 10.1186/s13063-024-08038-4. PubMed 38509583 ↗

Individual participant data

Plan to share: Yes — Research records will be retained at each study site, and at the DCC for 3 years after completion of the study. We will follow NIH sharing policies with regards to sharing of data and specimens to public repositories, where appropriate

Supporting information: Study protocol, Statistical analysis plan, Informed consent form

Time frame: 3 years after completion of the study

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Started Aug 2022 (actual). Primary completion is estimated for Mar 2027, 55 months after the start.

Of 71 non-industry interventional studies with no phase under Bronchopulmonary Dysplasia, half reached primary completion within 29 months of starting (the median), counting those still running; a quarter within 18 and three quarters within 56. This study's planned 55 months is above that.

Counting every sponsor, half of 73 studies reached it within 37 months; a quarter within 19 and three quarters within 63.

How these figures are worked out, and which studies are left out of them.

Registered
Jun 28, 2022
First posted
Jul 6, 2022
StartActual
Aug 3, 2022
Primary completionEst.
Mar 31, 2027
CompletionEst.
Dec 31, 2027
Last update
Jun 25, 2026
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on Jun 25, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT05446272
Responsible party
Sponsor
First posted
Jul 6, 2022
Start date
Aug 3, 2022
Primary completion
Mar 31, 2027 (estimated)
Completion
Dec 31, 2027 (estimated)
Last update
Jun 25, 2026

Study contacts

Elizabeth Foglia
Contact
FOGLIA@email.chop.edu
267-441-7144
Lisa Wesby, MS
Contact
wesby@pennmedicine.upenn.edu
215-573-6318
Elizabeth Foglia
principal investigator · CHOP/UPENN

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
Yes
View the source record on ClinicalTrials.gov ↗

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